Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Gevo, Inc.GEVO · Entity 5641 | Director | May 27, 2026 | May 29, 2026 |
| PLUG POWER INCPLUG · Entity 4258 | Director | September 30, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Gevo, Inc.
Report date May 27, 2026 · Filed May 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 343,669 |
Reported balance
After 2026-05-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-27 · Grant · Acquired 70,000 · Balance 343,669 F1: Represents restricted common stock that vests on the earlier to occur of (i) the next annual meeting of stockholders or (ii) the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted common stock that vests on the earlier to occur of (i) the next annual meeting of stockholders or (ii) the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of the vesting date.
PLUG POWER INC
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.94 · Expires 2036-09-30 | Direct | 101,699 |
Reported balance
After 2026-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 101,699 · Balance 101,699 F1: Awarded pursuant to Plug Power Inc.'s 2021 Stock Option and Incentive Plan, as amended. F2: Stock option issued pursuant to the previously disclosed Transitional Consulting Agreement, pursuant to which the Reporting Person is entitled to receive a quarterly equity award during the term of the agreement. The shares underlying this stock option shall vest in three equal annual installments commencing on the first anniversary of the grant date, subject to the Reporting Person's continued service through each applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Awarded pursuant to Plug Power Inc.'s 2021 Stock Option and Incentive Plan, as amended.
F2: Stock option issued pursuant to the previously disclosed Transitional Consulting Agreement, pursuant to which the Reporting Person is entitled to receive a quarterly equity award during the term of the agreement. The shares underlying this stock option shall vest in three equal annual installments commencing on the first anniversary of the grant date, subject to the Reporting Person's continued service through each applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2020 Filed Sep 1, 2020 21:06 UTC | PLUG POWER INC PLUG · Entity 4258 | SalePlug Power Common Stock | 104,412 | $12.98 | $1,354,902.32 |
DisclosureSEC source: 0001104659-20-101451 · a4.xml · nonDerivative · entry 7 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,680 F3 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 17, 2020. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.77 to $13.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:06 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (Right to Buy) · Derivative | 166,666 | $0.00 Strike: $1.96 | $0.00 |
DisclosureSEC source: 0001104659-20-101451 · a4.xml · derivative · entry 10 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,667 Underlying: Common Stock · 166,666 shares Expires 2028-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: On August 28, 2018, the Reporting Person was granted 500,000 stock options, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:06 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionRestricted Stock Unit · Derivative | 166,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-101451 · a4.xml · derivative · entry 9 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,667 Underlying: Common Stock · 166,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. F7 · derivative.exercise_date: On August 28, 2018, the Reporting Person was granted 500,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. F7 · derivative.expiration_date: On August 28, 2018, the Reporting Person was granted 500,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:06 UTC | PLUG POWER INC PLUG · Entity 4258 | SalePlug Power Common Stock | 166,666 | $12.95 | $2,158,524.70 |
DisclosureSEC source: 0001104659-20-101451 · a4.xml · nonDerivative · entry 6 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,092 F3 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 17, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.71 to $13.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:06 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionPlug Power Common Stock | 166,666 | $1.96 | $326,665.36 |
DisclosureSEC source: 0001104659-20-101451 · a4.xml · nonDerivative · entry 5 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:06 UTC | PLUG POWER INC PLUG · Entity 4258 | Tax withholdingPlug Power Common Stock | 80,284 | $13.07 | $1,049,311.88 |
DisclosureSEC source: 0001104659-20-101451 · a4.xml · nonDerivative · entry 4 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,092 F2 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:06 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionPlug Power Common Stock | 166,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-101451 · a4.xml · nonDerivative · entry 3 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:01 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (Right to Buy) · Derivative | 108,333 | $0.00 Strike: $2.62 | $0.00 |
DisclosureSEC source: 0001104659-20-097565 · a4.xml · derivative · entry 6 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,667 Underlying: Common Stock · 108,333 shares Expires 2029-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 108,333 options vested on August 19, 2020, 108,333 options vest on August 19, 2021, and 108,334 options vest on August 19, 2022. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:01 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (Right to Buy) · Derivative | 108,333 | $0.00 Strike: $2.23 | $0.00 |
DisclosureSEC source: 0001104659-20-097565 · a4.xml · derivative · entry 5 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,667 Underlying: Common Stock · 108,333 shares Expires 2029-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 108,333 options vested on August 19, 2020, 108,333 options vest on August 19, 2021, and 108,334 options vest on August 19, 2022. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:01 UTC | PLUG POWER INC PLUG · Entity 4258 | SalePlug Power Common Stock | 36,376 | $14.12 | $513,694.60 |
DisclosureSEC source: 0001104659-20-097565 · a4.xml · nonDerivative · entry 4 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,412 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 17, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.02 to $14.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:01 UTC | PLUG POWER INC PLUG · Entity 4258 | SalePlug Power Common Stock | 180,290 | $13.69 | $2,467,665.29 |
DisclosureSEC source: 0001104659-20-097565 · a4.xml · nonDerivative · entry 3 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,788 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 17, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.02 to $14.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:01 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionPlug Power Common Stock | 108,333 | $2.62 | $283,832.46 |
DisclosureSEC source: 0001104659-20-097565 · a4.xml · nonDerivative · entry 2 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:01 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionPlug Power Common Stock | 108,333 | $2.23 | $241,582.59 |
DisclosureSEC source: 0001104659-20-097565 · a4.xml · nonDerivative · entry 1 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,745 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2020 Filed Sep 1, 2020 21:06 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionRestricted Stock Unit · Derivative | 216,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-101451 · a4.xml · derivative · entry 8 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,333 Underlying: Common Stock · 216,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. F6 · derivative.exercise_date: On August 19, 2019, the Reporting Person was granted 650,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. F6 · derivative.expiration_date: On August 19, 2019, the Reporting Person was granted 650,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 19, 2020 Filed Sep 1, 2020 21:06 UTC | PLUG POWER INC PLUG · Entity 4258 | Tax withholdingPlug Power Common Stock | 104,369 | $13.65 | $1,424,636.85 |
DisclosureSEC source: 0001104659-20-101451 · a4.xml · nonDerivative · entry 2 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,710 F2 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. Read SEC document |
| August 19, 2020 Filed Sep 1, 2020 21:06 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionPlug Power Common Stock | 216,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-101451 · a4.xml · nonDerivative · entry 1 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,079 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 20:01 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (Right to Buy) · Derivative | 166,667 | $0.00 Strike: $1.96 | $0.00 |
DisclosureSEC source: 0001104659-20-082059 · a4.xml · derivative · entry 5 Marsh Andrew · CIK 0001431827 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,333 Underlying: Common Stock · 166,667 shares Expires 2028-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 166,667 options vested on August 28, 2019, 166,667 options vest on August 28, 2020 and 166,666 options vest on August 28, 2021. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 20:01 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000,000 | $0.00 Strike: $5.39 | $0.00 |
DisclosureSEC source: 0001104659-20-082059 · a4.xml · derivative · entry 4 Marsh Andrew · CIK 0001431827 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000,000 shares Expires 2024-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 20:01 UTC | PLUG POWER INC PLUG · Entity 4258 | SalePlug Power Common Stock | 1,166,667 | $10.01 | $11,678,453.34 |
DisclosureSEC source: 0001104659-20-082059 · a4.xml · nonDerivative · entry 3 Marsh Andrew · CIK 0001431827 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,412 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 17, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 20:01 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionPlug Power Common Stock | 166,667 | $1.96 | $326,667.32 |
DisclosureSEC source: 0001104659-20-082059 · a4.xml · nonDerivative · entry 2 Marsh Andrew · CIK 0001431827 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,271,079 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 20:01 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionPlug Power Common Stock | 1,000,000 | $5.39 | $5,390,000.00 |
DisclosureSEC source: 0001104659-20-082059 · a4.xml · nonDerivative · entry 1 Marsh Andrew · CIK 0001431827 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,104,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 23:16 UTC | Gevo, Inc. GEVO · Entity 5641 | GrantCommon Stock | 101,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-014861 · rdgdoc.xml · nonDerivative · entry 1 Marsh Andrew · CIK 0001431827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,227 F1 · security: Represents restricted common stock that vests in two equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 00:45 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (Right to Buy) · Derivative | 361,625 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001104659-20-077007 · a4.xml · derivative · entry 10 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,668 Underlying: Common Stock · 361,625 shares Expires 2027-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 466,666 options vested on August 31, 2018, 466,667 options vested on August 31, 2019 and 466,667 options vest on August 31, 2020. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 00:45 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (Right to Buy) · Derivative | 599,434 | $0.00 Strike: $2.43 | $0.00 |
DisclosureSEC source: 0001104659-20-077007 · a4.xml · derivative · entry 9 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 599,434 shares Expires 2025-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 00:45 UTC | PLUG POWER INC PLUG · Entity 4258 | SalePlug Power Common Stock | 961,059 | $7.30 | $7,019,478.83 |
DisclosureSEC source: 0001104659-20-077007 · a4.xml · nonDerivative · entry 6 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,412 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.071 to $7.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 00:45 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionPlug Power Common Stock | 361,625 | $2.14 | $773,877.50 |
DisclosureSEC source: 0001104659-20-077007 · a4.xml · nonDerivative · entry 5 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,065,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 00:45 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionPlug Power Common Stock | 599,434 | $2.43 | $1,456,624.62 |
DisclosureSEC source: 0001104659-20-077007 · a4.xml · nonDerivative · entry 4 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 703,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 23, 2020 Filed Jun 26, 2020 00:45 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (Right to Buy) · Derivative | 105,041 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001104659-20-077007 · a4.xml · derivative · entry 8 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 828,293 Underlying: Common Stock · 105,041 shares Expires 2027-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 466,666 options vested on August 31, 2018, 466,667 options vested on August 31, 2019 and 466,667 options vest on August 31, 2020. Read SEC document |
| June 23, 2020 Filed Jun 26, 2020 00:45 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (Right to Buy) · Derivative | 150,566 | $0.00 Strike: $2.43 | $0.00 |
DisclosureSEC source: 0001104659-20-077007 · a4.xml · derivative · entry 7 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,434 Underlying: Common Stock · 150,566 shares Expires 2025-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
| June 23, 2020 Filed Jun 26, 2020 00:45 UTC | PLUG POWER INC PLUG · Entity 4258 | SalePlug Power Common Stock | 255,607 | $7.00 | $1,789,990.26 |
DisclosureSEC source: 0001104659-20-077007 · a4.xml · nonDerivative · entry 3 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,412 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.029, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 23, 2020 Filed Jun 26, 2020 00:45 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionPlug Power Common Stock | 105,041 | $2.14 | $224,787.74 |
DisclosureSEC source: 0001104659-20-077007 · a4.xml · nonDerivative · entry 2 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 23, 2020 Filed Jun 26, 2020 00:45 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionPlug Power Common Stock | 150,566 | $2.43 | $365,875.38 |
DisclosureSEC source: 0001104659-20-077007 · a4.xml · nonDerivative · entry 1 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 00:07 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (right to buy) · Derivative | 466,666 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001104659-20-071010 · a4.xml · derivative · entry 11 Marsh Andrew · CIK 0001431827 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 933,334 Underlying: Common Stock · 466,666 shares Expires 2027-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 466,666 options vested on August 31, 2018, 466,667 options vested on August 31, 2019 and 466,667 options vest on August 31, 2020. Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 00:07 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (right to buy) · Derivative | 190,336 | $0.00 Strike: $1.72 | $0.00 |
DisclosureSEC source: 0001104659-20-071010 · a4.xml · derivative · entry 10 Marsh Andrew · CIK 0001431827 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 190,336 shares Expires 2026-08-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 00:07 UTC | PLUG POWER INC PLUG · Entity 4258 | SalePlug Power Common Stock | 657,002 | $5.03 | $3,302,026.35 |
DisclosureSEC source: 0001104659-20-071010 · a4.xml · nonDerivative · entry 7 Marsh Andrew · CIK 0001431827 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,412 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 17, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.135, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 00:07 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionPlug Power Common Stock | 466,666 | $2.14 | $998,665.24 |
DisclosureSEC source: 0001104659-20-071010 · a4.xml · nonDerivative · entry 6 Marsh Andrew · CIK 0001431827 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 761,414 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 00:07 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionPlug Power Common Stock | 190,336 | $1.72 | $327,377.92 |
DisclosureSEC source: 0001104659-20-071010 · a4.xml · nonDerivative · entry 5 Marsh Andrew · CIK 0001431827 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 00:07 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (right to buy) · Derivative | 358,378 | $0.00 Strike: $1.72 | $0.00 |
DisclosureSEC source: 0001104659-20-071010 · a4.xml · derivative · entry 9 Marsh Andrew · CIK 0001431827 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,336 Underlying: Common Stock · 358,378 shares Expires 2026-08-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 00:07 UTC | PLUG POWER INC PLUG · Entity 4258 | SalePlug Power Common Stock | 358,378 | $5.03 | $1,801,602.04 |
DisclosureSEC source: 0001104659-20-071010 · a4.xml · nonDerivative · entry 4 Marsh Andrew · CIK 0001431827 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,412 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 17, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 00:07 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionPlug Power Common Stock | 358,378 | $1.72 | $616,410.16 |
DisclosureSEC source: 0001104659-20-071010 · a4.xml · nonDerivative · entry 3 Marsh Andrew · CIK 0001431827 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2020 Filed Jun 9, 2020 00:07 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (right to buy) · Derivative | 38,786 | $0.00 Strike: $1.72 | $0.00 |
DisclosureSEC source: 0001104659-20-071010 · a4.xml · derivative · entry 8 Marsh Andrew · CIK 0001431827 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548,714 Underlying: Common Stock · 38,786 shares Expires 2026-08-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
| June 04, 2020 Filed Jun 9, 2020 00:07 UTC | PLUG POWER INC PLUG · Entity 4258 | SalePlug Power Common Stock | 103,931 | $5.00 | $519,655.00 |
DisclosureSEC source: 0001104659-20-071010 · a4.xml · nonDerivative · entry 2 Marsh Andrew · CIK 0001431827 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,412 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 17, 2020. Read SEC document |
| June 04, 2020 Filed Jun 9, 2020 00:07 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionPlug Power Common Stock | 38,786 | $1.72 | $66,711.92 |
DisclosureSEC source: 0001104659-20-071010 · a4.xml · nonDerivative · entry 1 Marsh Andrew · CIK 0001431827 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2020 Filed Feb 24, 2020 12:44 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (right to buy) · Derivative | 234,036 | $0.00 Strike: $1.72 | $0.00 |
DisclosureSEC source: 0001104659-20-024087 · a4.xml · derivative · entry 10 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 587,500 Underlying: Common Stock · 234,036 shares Expires 2026-08-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
| February 19, 2020 Filed Feb 24, 2020 12:44 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $2.17 | $0.00 |
DisclosureSEC source: 0001104659-20-024087 · a4.xml · derivative · entry 9 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2021-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
| February 19, 2020 Filed Feb 24, 2020 12:44 UTC | PLUG POWER INC PLUG · Entity 4258 | SalePlug Power Common Stock | 834,036 | $5.10 | $4,254,084.02 |
DisclosureSEC source: 0001104659-20-024087 · a4.xml · nonDerivative · entry 6 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,557 F1 · shares: Shares sold pursuant to a pre-established 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 19, 2020 Filed Feb 24, 2020 12:44 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionPlug Power Common Stock | 234,036 | $1.72 | $402,541.92 |
DisclosureSEC source: 0001104659-20-024087 · a4.xml · nonDerivative · entry 5 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,003,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2020 Filed Feb 24, 2020 12:44 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionPlug Power Common Stock | 200,000 | $2.17 | $434,000.00 |
DisclosureSEC source: 0001104659-20-024087 · a4.xml · nonDerivative · entry 4 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 769,557 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2020 Filed Feb 24, 2020 12:44 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (right to buy) · Derivative | 115,964 | $0.00 Strike: $1.72 | $0.00 |
DisclosureSEC source: 0001104659-20-024087 · a4.xml · derivative · entry 8 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 821,536 Underlying: Common Stock · 115,964 shares Expires 2026-08-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
| February 18, 2020 Filed Feb 24, 2020 12:44 UTC | PLUG POWER INC PLUG · Entity 4258 | Exercise / conversionStock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $0.37 | $0.00 |
DisclosureSEC source: 0001104659-20-024087 · a4.xml · derivative · entry 7 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2023-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The Form 4 filed on July 29, 2013 included an incorrect title of derivative security (Common Stock) and an incorrect number of derivative securities beneficially owned (561,850). F4 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. F3 · balance_after: The Form 4 filed on July 29, 2013 included an incorrect title of derivative security (Common Stock) and an incorrect number of derivative securities beneficially owned (561,850). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.