Volkart Carmen B

SEC source: 0001213900-26-105960 · ownership.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,036

F1 · price: These shares were issued to the Reporting Person pursuant to the Issuer's Outside Director Compensation Plan.

F2 · balance_after: Share amount reflects the impact of a 1-for-30 reverse stock split of the Issuer's common stock effected on March 31, 2026.

SEC source: 0001213900-26-075011 · ownership.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 916

F1 · price: These shares were issued to the Reporting Person pursuant to the Issuer's Outside Director Compensation Plan.

F2 · balance_after: Share amount reflects the impact of a 1-for-30 reverse stock split of the Issuer's common stock effected on March 31, 2026.

SEC source: 0001282953-26-000002 · form4-05082026_090506.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,219

F1 · shares: The restricted stock units will vest in full on the earlier of one year from the grant date or the date of the next year's annual meeting of the stockholders.

SEC source: 0001213900-26-041554 · ownership.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 806

F1 · price: These shares were issued to the Reporting Person pursuant to the Issuer's Outside Director Compensation Plan.

F2 · balance_after: Share amount reflects the impact of a 1-for-30 reverse stock split of the Issuer's common stock effected on March 31, 2026.

SEC source: 0001213900-26-001366 · ownership.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,460

F1 · price: These shares were issued to the Reporting Person pursuant to the Issuer's Outside Director Compensation Plan.

SEC source: 0001213900-25-095744 · ownership.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,335

F1 · price: These shares were issued to the Reporting Person pursuant to the Issuer's Outside Director Compensation Plan.

SEC source: 0001213900-25-060671 · ownership.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,210

F1 · price: These shares were issued to the Reporting Person pursuant to the Issuer's Outside Director Compensation Plan.

SEC source: 0001437749-25-015795 · rdgdoc.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,698

F1 · shares: The restricted stock units will vest in full on the earlier of one year from the grant date or the date of the next year's annual meeting of the stockholders.

SEC source: 0001213900-25-027223 · ownership.xml · derivative · entry 2

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2035-03-31

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001213900-25-027223 · ownership.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,085

F1 · security: These shares were issued to the Reporting Person pursuant to the Issuer's Outside Director Compensation Plan.

SEC source: 0001213900-25-000733 · ownership.xml · derivative · entry 2

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2034-12-31

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001213900-25-000733 · ownership.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,460

F1 · security: These shares were issued to the Reporting Person pursuant to the Issuer's Outside Director Compensation Plan.

SEC source: 0001213900-24-084297 · ownership.xml · derivative · entry 2

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2034-09-30

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001213900-24-084297 · ownership.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,835

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

SEC source: 0001213900-24-058703 · ownership.xml · derivative · entry 2

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2034-06-30

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001213900-24-058703 · ownership.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,210

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

SEC source: 0001437749-24-016019 · rdgdoc.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,620

F1 · shares: The restricted stock units will vest in full on the earlier of one year from the grant date or the date of the next year's annual meeting of the stockholders.

SEC source: 0001213900-24-029545 · ownership.xml · derivative · entry 2

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2034-03-31

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001213900-24-029545 · ownership.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,585

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

SEC source: 0001213900-24-000364 · ownership.xml · derivative · entry 2

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2033-12-29

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001213900-24-000364 · ownership.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,960

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

SEC source: 0001013762-23-000707 · ownership.xml · derivative · entry 2

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2033-09-30

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001013762-23-000707 · ownership.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,335

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

SEC source: 0001213900-23-054869 · ownership.xml · derivative · entry 2

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2033-06-30

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001213900-23-054869 · ownership.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,710

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

SEC source: 0001437749-23-013617 · rdgdoc.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,151

F1 · shares: The restricted stock units will vest in full on the earlier of one year from the grant date or the date of the next year's annual meeting of the stockholders.

SEC source: 0001213900-23-026205 · ownership.xml · derivative · entry 2

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2033-03-31

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001213900-23-026205 · ownership.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,085

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

SEC source: 0001437749-23-004566 · rdgdoc.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,414

F1 · shares: Represents restricted stock units that will vest in full on the date of the annual meeting of stockholders in 2023.

SEC source: 0001019056-23-000011 · volkart.xml · derivative · entry 2

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2032-12-31

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001019056-23-000011 · volkart.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,460

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

SEC source: 0001019056-22-000616 · volkart.xml · derivative · entry 2

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2032-09-30

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001019056-22-000616 · volkart.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,835

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

SEC source: 0001019056-22-000547 · volkart.xml · derivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2032-07-19

F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001019056-22-000495 · volkart.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,210

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

SEC source: 0000899243-22-019782 · doc4.xml · derivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,916 shares

Expires not disclosed

F1 · security: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 12, 2022, by and among the Issuer, Antares Pharma, Inc., a Delaware corporation (the "Company"), Halozyme Therapeutics, Inc., a Delaware corporation ("Parent"), and Atlas Merger Sub, Inc., a Delaware corporation ("Purchaser") and a wholly owned subsidiary of Parent, to which Purchaser completed a tender offer for shares of common stock of Issuer, $0.01 par value per share (each, a "Share") and thereafter merged with and into the Issuer (the "Merger") effective as of May 24, 2022 (the "Effective Time").

F2 · security: (Continued from Footnote 1) At the Effective Time, each Share outstanding immediately prior to the Effective Time (other than Excluded Shares) was converted into the right to receive $5.60 in cash, without interest (the "Merger Consideration") and subject to any withholding of taxes required by applicable legal requirements, upon the terms and subject to the conditions of the Merger Agreement. From and after the Effective Time, all Shares were no longer outstanding and were automatically cancelled.

F3 · price: Each Company option to purchase Shares ("Company Option") means any option to purchase Shares granted under the Company Equity Plan. At the Effective Time, each Company Option that was then outstanding as of immediately prior to the Effective Time was, to the extent unvested, accelerated and became fully vested and exercisable effective prior to the Effective Time. Each Company Option that was outstanding and unexercised as of immediately prior to the Effective Time was cancelled and converted into the right to receive cash in an amount equal to the product of (i) the total number of Shares subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess of (A) the Merger Consideration over (B) the exercise price payable per Share under such Company Option.

F3 · derivative.exercise_date: Each Company option to purchase Shares ("Company Option") means any option to purchase Shares granted under the Company Equity Plan. At the Effective Time, each Company Option that was then outstanding as of immediately prior to the Effective Time was, to the extent unvested, accelerated and became fully vested and exercisable effective prior to the Effective Time. Each Company Option that was outstanding and unexercised as of immediately prior to the Effective Time was cancelled and converted into the right to receive cash in an amount equal to the product of (i) the total number of Shares subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess of (A) the Merger Consideration over (B) the exercise price payable per Share under such Company Option.

F3 · derivative.expiration_date: Each Company option to purchase Shares ("Company Option") means any option to purchase Shares granted under the Company Equity Plan. At the Effective Time, each Company Option that was then outstanding as of immediately prior to the Effective Time was, to the extent unvested, accelerated and became fully vested and exercisable effective prior to the Effective Time. Each Company Option that was outstanding and unexercised as of immediately prior to the Effective Time was cancelled and converted into the right to receive cash in an amount equal to the product of (i) the total number of Shares subject to such Company Option immediately prior to the Effective Time, multiplied by (ii) the excess of (A) the Merger Consideration over (B) the exercise price payable per Share under such Company Option.

SEC source: 0001019056-22-000314 · volkart.xml · derivative · entry 2

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,943

Underlying: Common Stock · 17,943 shares

Expires 2032-03-31

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class." As a result of the grant reported herein, the Reporting Person currently has aggregate options to purchase a total of 90,557 shares of the Issuer.

SEC source: 0001019056-22-000314 · volkart.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,999

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

SEC source: 0001019056-22-000010 · volkart.xml · derivative · entry 2

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,987

Underlying: Common Stock · 9,987 shares

Expires 2031-12-31

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class." As a result of the grant reported herein, the Reporting Person currently has aggregate options to purchase a total of 72,614 shares of the Issuer.

SEC source: 0001019056-22-000010 · volkart.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,262

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

SEC source: 0001016169-21-000028 · wf-form4_163554564976041.xml · derivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,916

Underlying: Common Stock · 55,916 shares

Expires 2031-10-27

F1 · shares: Represents grant of options to purchase shares of common stock, par value $0.01 per share, issued under the Antares Pharma, Inc. Equity Compensation Plan.

SEC source: 0001019056-21-000523 · volkart.xml · derivative · entry 2

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,168

Underlying: Common Stock · 25,168 shares

Expires 2031-09-30

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class." As a result of the grant reported herein, the Reporting Person currently has aggregate options to purchase a total of 187,880 shares of the Issuer.

SEC source: 0001019056-21-000523 · volkart.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,788

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

SEC source: 0001019056-21-000406 · volkart.xml · derivative · entry 2

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,712

Underlying: Common Stock · 12,712 shares

Expires 2031-06-30

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class." As a result of the grant reported herein, the Reporting Person currently has aggregate options to purchase a total of 162,712 shares of the Issuer.

SEC source: 0001019056-21-000406 · volkart.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,271

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

SEC source: 0001019056-20-000035 · volkart.xml · derivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 60,000 shares

Expires 2030-01-23

F1 · security: This option will vest as to one-third of the shares subject to the option on each annual anniversary of December 31, 2019.

SEC source: 0001019056-20-000033 · volkart.xml · derivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2029-12-31

F1 · security: This option will vest as to one-third of the shares subject to the option on each annual anniversary of December 31, 2019.