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Nasdaq · USD

MODD

Modular Medical, Inc.

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7488
SEC CIK
0001074871
Parsed reports
252

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 2, 2026 02:15 UTC GrantOption to purchase common stock · Derivative 250 Not disclosed Strike: $1.95 Not disclosed
Disclosure

SEC source: 0001213900-26-105951 · ownership.xml · derivative · entry 1

Sheibley Philip Brent · CIK 0001895043 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 250 shares

Expires 2036-09-30

F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F1 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
September 30, 2026 Filed Oct 2, 2026 02:16 UTC GrantOption to purchase common stock · Derivative 250 Not disclosed Strike: $1.95 Not disclosed
Disclosure

SEC source: 0001213900-26-105953 · ownership.xml · derivative · entry 1

Goldberg Jeff D · CIK 0002001351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 250 shares

Expires 2036-09-30

F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F1 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
September 30, 2026 Filed Oct 2, 2026 02:29 UTC GrantCommon stock 83 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-26-105963 · ownership.xml · nonDerivative · entry 1

DeSisto Duane M · CIK 0001365746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,412

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

F2 · balance_after: Share amount reflects the impact of a 1-for-30 reverse stock split of the Issuer's common stock effected on March 31, 2026.

Read SEC document
September 30, 2026 Filed Oct 2, 2026 02:26 UTC GrantCommon Stock 108 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-26-105960 · ownership.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,036

F1 · price: These shares were issued to the Reporting Person pursuant to the Issuer's Outside Director Compensation Plan.

F2 · balance_after: Share amount reflects the impact of a 1-for-30 reverse stock split of the Issuer's common stock effected on March 31, 2026.

Read SEC document
September 30, 2026 Filed Oct 2, 2026 02:42 UTC GrantOption to purchase common stock · Derivative 250 Not disclosed Strike: $1.95 Not disclosed
Disclosure

SEC source: 0001213900-26-105971 · ownership.xml · derivative · entry 2

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 250 shares

Expires 2036-09-30

F3 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F4 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
September 30, 2026 Filed Oct 2, 2026 02:42 UTC GrantCommon Stock 25 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-26-105971 · ownership.xml · nonDerivative · entry 1

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,538

F1 · price: These shares were issued to the Reporting Person pursuant to the Issuer's Outside Director Compensation Plan.

F2 · balance_after: Share amount reflects the impact of a 1-for-30 reverse stock split of the Issuer's common stock effected on March 31, 2026.

Read SEC document
September 30, 2026 Filed Oct 1, 2026 23:21 UTC
FRANK MORGAN C.Director · 10% owner
GrantOption to purchase common stock · Derivative 250 Not disclosed Strike: $1.95 Not disclosed
Disclosure

SEC source: 0000919574-26-006595 · ownership.xml · derivative · entry 2

FRANK MORGAN C. · CIK 0001593072 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312

Underlying: Common Stock · 250 shares

Expires 2026-09-30

F1 · security: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F1 · price: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
September 30, 2026 Filed Oct 1, 2026 23:21 UTC
FRANK MORGAN C.Director · 10% owner
GrantOption to purchase common stock · Derivative 62 Not disclosed Strike: $1.95 Not disclosed
Disclosure

SEC source: 0000919574-26-006595 · ownership.xml · derivative · entry 1

FRANK MORGAN C. · CIK 0001593072 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62

Underlying: Common Stock · 62 shares

Expires 2026-09-30

F1 · security: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F1 · price: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
September 30, 2026 Filed Oct 2, 2026 02:16 UTC GrantOption to purchase common stock · Derivative 250 Not disclosed Strike: $1.95 Not disclosed
Disclosure

SEC source: 0001213900-26-105952 · ownership.xml · derivative · entry 1

Vos Ellen O'Connor · CIK 0001534357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 250 shares

Expires 2036-09-30

F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F1 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
June 30, 2026 Filed Jul 1, 2026 17:21 UTC
FRANK MORGAN C.Director · 10% owner
GrantOption to purchase common stock · Derivative 250 Not disclosed Strike: $4.88 Not disclosed
Disclosure

SEC source: 0000919574-26-004198 · ownership.xml · derivative · entry 2

FRANK MORGAN C. · CIK 0001593072 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312

Underlying: Common Stock · 250 shares

Expires 2036-06-30

F1 · security: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F1 · price: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
June 30, 2026 Filed Jul 1, 2026 17:21 UTC
FRANK MORGAN C.Director · 10% owner
GrantOption to purchase common stock · Derivative 62 Not disclosed Strike: $4.88 Not disclosed
Disclosure

SEC source: 0000919574-26-004198 · ownership.xml · derivative · entry 1

FRANK MORGAN C. · CIK 0001593072 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62

Underlying: Common Stock · 62 shares

Expires 2036-06-30

F1 · security: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F1 · price: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
June 30, 2026 Filed Jul 2, 2026 20:31 UTC GrantOption to purchase common stock · Derivative 250 Not disclosed Strike: $4.88 Not disclosed
Disclosure

SEC source: 0001213900-26-075026 · ownership.xml · derivative · entry 1

Vos Ellen O'Connor · CIK 0001534357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 250 shares

Expires 2036-06-30

F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F1 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
June 30, 2026 Filed Jul 2, 2026 20:31 UTC GrantOption to purchase common stock · Derivative 250 Not disclosed Strike: $4.88 Not disclosed
Disclosure

SEC source: 0001213900-26-075025 · ownership.xml · derivative · entry 1

Sheibley Philip Brent · CIK 0001895043 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 250 shares

Expires 2036-06-30

F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F1 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
June 30, 2026 Filed Jul 2, 2026 20:31 UTC GrantOption to purchase common stock · Derivative 250 Not disclosed Strike: $4.88 Not disclosed
Disclosure

SEC source: 0001213900-26-075023 · ownership.xml · derivative · entry 1

Goldberg Jeff D · CIK 0002001351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 250 shares

Expires 2036-06-30

F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F1 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
June 30, 2026 Filed Jul 2, 2026 20:31 UTC GrantOption to purchase common stock · Derivative 250 Not disclosed Strike: $4.88 Not disclosed
Disclosure

SEC source: 0001213900-26-075022 · ownership.xml · derivative · entry 2

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 250 shares

Expires 2036-06-30

F2 · security: Share amount reflects the impact of a 1-for-30 reverse stock split of the Issuer's common stock effected on March 31, 2026.

F3 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F4 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
June 30, 2026 Filed Jul 2, 2026 20:31 UTC GrantCommon Stock 25 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-26-075022 · ownership.xml · nonDerivative · entry 1

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,498

F1 · price: These shares were issued to the Reporting Person pursuant to the Issuer's Outside Director Compensation Plan.

F2 · balance_after: Share amount reflects the impact of a 1-for-30 reverse stock split of the Issuer's common stock effected on March 31, 2026.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 20:30 UTC GrantCommon Stock 110 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-26-075011 · ownership.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 916

F1 · price: These shares were issued to the Reporting Person pursuant to the Issuer's Outside Director Compensation Plan.

F2 · balance_after: Share amount reflects the impact of a 1-for-30 reverse stock split of the Issuer's common stock effected on March 31, 2026.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 20:30 UTC GrantCommon stock 83 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-26-075017 · ownership.xml · nonDerivative · entry 1

DeSisto Duane M · CIK 0001365746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,627

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

F2 · balance_after: Share amount reflects the impact of a 1-for-30 reverse stock split of the Issuer's common stock effected on March 31, 2026.

Read SEC document
May 14, 2026 Filed May 18, 2026 22:03 UTC
Schmid KevinChief Operating Officer
GrantOption to purchase common stock · Derivative 4,674 $0.00 Strike: $3.46 $0.00
Disclosure

SEC source: 0001213900-26-058599 · ownership.xml · derivative · entry 1

Schmid Kevin · CIK 0001395775 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,674

Underlying: Common Stock · 4,674 shares

Expires 2036-05-14

F1 · security: This option shall vest as to 1/3rd of the shares subject to the option on May 14, 2027 and as to 1/36th of the shares subject to the option on a monthly basis thereafter.

F1 · derivative.exercise_date: This option shall vest as to 1/3rd of the shares subject to the option on May 14, 2027 and as to 1/36th of the shares subject to the option on a monthly basis thereafter.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
May 14, 2026 Filed May 18, 2026 22:03 UTC
DiPerna PaulSee Remarks
GrantOption to purchase common stock · Derivative 11,218 $0.00 Strike: $3.46 $0.00
Disclosure

SEC source: 0001213900-26-058600 · ownership.xml · derivative · entry 1

DiPerna Paul · CIK 0001506126 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,218

Underlying: Common Stock · 11,218 shares

Expires 2036-05-14

F1 · security: This option shall vest as to 1/3rd of the shares subject to the option on May 14, 2027 and as to 1/36th of the shares subject to the option on a monthly basis thereafter.

F1 · derivative.exercise_date: This option shall vest as to 1/3rd of the shares subject to the option on May 14, 2027 and as to 1/36th of the shares subject to the option on a monthly basis thereafter.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
March 31, 2026 Filed Apr 8, 2026 21:01 UTC GrantOption to purchase common stock · Derivative 250 Not disclosed Strike: $4.55 Not disclosed
Disclosure

SEC source: 0001213900-26-041561 · ownership.xml · derivative · entry 1

Goldberg Jeff D · CIK 0002001351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 250 shares

Expires 2036-03-31

F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F1 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
March 31, 2026 Filed Apr 8, 2026 21:01 UTC GrantOption to purchase common stock · Derivative 250 Not disclosed Strike: $4.55 Not disclosed
Disclosure

SEC source: 0001213900-26-041562 · ownership.xml · derivative · entry 1

Vos Ellen O'Connor · CIK 0001534357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 250 shares

Expires 2036-03-31

F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F1 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
March 31, 2026 Filed Apr 8, 2026 21:01 UTC GrantOption to purchase common stock · Derivative 250 Not disclosed Strike: $4.55 Not disclosed
Disclosure

SEC source: 0001213900-26-041560 · ownership.xml · derivative · entry 1

Sheibley Philip Brent · CIK 0001895043 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 250 shares

Expires 2036-03-31

F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F1 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
March 31, 2026 Filed Apr 8, 2026 21:01 UTC GrantOption to purchase common stock · Derivative 250 Not disclosed Strike: $4.55 Not disclosed
Disclosure

SEC source: 0001213900-26-041557 · ownership.xml · derivative · entry 2

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 250 shares

Expires 2036-03-31

F2 · security: Share amount reflects the impact of a 1-for-30 reverse stock split of the Issuer's common stock effected on March 31, 2026.

F3 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F4 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
March 31, 2026 Filed Apr 8, 2026 21:01 UTC GrantCommon Stock 25 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-26-041557 · ownership.xml · nonDerivative · entry 1

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,473

F1 · price: These shares were issued to the Reporting Person pursuant to the Issuer's Outside Director Compensation Plan.

F2 · balance_after: Share amount reflects the impact of a 1-for-30 reverse stock split of the Issuer's common stock effected on March 31, 2026.

Read SEC document
March 31, 2026 Filed Apr 8, 2026 21:00 UTC GrantCommon stock 83 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-26-041555 · ownership.xml · nonDerivative · entry 1

DeSisto Duane M · CIK 0001365746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,544

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

F2 · balance_after: Share amount reflects the impact of a 1-for-30 reverse stock split of the Issuer's common stock effected on March 31, 2026.

Read SEC document
March 31, 2026 Filed Apr 8, 2026 21:00 UTC GrantCommon Stock 103 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-26-041554 · ownership.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 806

F1 · price: These shares were issued to the Reporting Person pursuant to the Issuer's Outside Director Compensation Plan.

F2 · balance_after: Share amount reflects the impact of a 1-for-30 reverse stock split of the Issuer's common stock effected on March 31, 2026.

Read SEC document
March 31, 2026 Filed Apr 9, 2026 22:23 UTC
FRANK MORGAN C.Director · 10% owner
GrantOption to purchase common stock · Derivative 250 Not disclosed Strike: $4.55 Not disclosed
Disclosure

SEC source: 0000919574-26-002160 · ownership.xml · derivative · entry 2

FRANK MORGAN C. · CIK 0001593072 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312

Underlying: Common Stock · 250 shares

Expires 2036-03-31

F1 · security: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F1 · price: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
March 31, 2026 Filed Apr 9, 2026 22:23 UTC
FRANK MORGAN C.Director · 10% owner
GrantOption to purchase common stock · Derivative 62 Not disclosed Strike: $4.55 Not disclosed
Disclosure

SEC source: 0000919574-26-002160 · ownership.xml · derivative · entry 1

FRANK MORGAN C. · CIK 0001593072 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62

Underlying: Common Stock · 62 shares

Expires 2036-03-31

F1 · security: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F1 · price: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
December 31, 2025 Filed Jan 2, 2026 20:49 UTC
FRANK MORGAN C.Director · 10% owner
GrantOption to purchase common stock · Derivative 7,500 Not disclosed Strike: $0.36 Not disclosed
Disclosure

SEC source: 0000919574-26-000041 · ownership.xml · derivative · entry 2

FRANK MORGAN C. · CIK 0001593072 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 7,500 shares

Expires 2035-12-31

F1 · security: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F1 · price: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
December 31, 2025 Filed Jan 2, 2026 20:49 UTC
FRANK MORGAN C.Director · 10% owner
GrantOption to purchase common stock · Derivative 1,875 Not disclosed Strike: $0.36 Not disclosed
Disclosure

SEC source: 0000919574-26-000041 · ownership.xml · derivative · entry 1

FRANK MORGAN C. · CIK 0001593072 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires 2035-12-31

F1 · security: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F1 · price: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
December 31, 2025 Filed Jan 6, 2026 00:15 UTC GrantCommon stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-26-001375 · ownership.xml · nonDerivative · entry 1

DeSisto Duane M · CIK 0001365746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,890

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

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December 31, 2025 Filed Jan 6, 2026 00:06 UTC GrantOption to purchase common stock · Derivative 7,500 Not disclosed Strike: $0.36 Not disclosed
Disclosure

SEC source: 0001213900-26-001370 · ownership.xml · derivative · entry 1

Vos Ellen O'Connor · CIK 0001534357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2035-12-31

F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F1 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

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December 31, 2025 Filed Jan 6, 2026 00:06 UTC GrantOption to purchase common stock · Derivative 7,500 Not disclosed Strike: $0.36 Not disclosed
Disclosure

SEC source: 0001213900-26-001368 · ownership.xml · derivative · entry 1

Goldberg Jeff D · CIK 0002001351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2035-12-31

F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F1 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

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December 31, 2025 Filed Jan 6, 2026 00:06 UTC GrantOption to purchase common stock · Derivative 7,500 Not disclosed Strike: $0.36 Not disclosed
Disclosure

SEC source: 0001213900-26-001369 · ownership.xml · derivative · entry 1

Sheibley Philip Brent · CIK 0001895043 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2035-12-31

F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F1 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

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December 31, 2025 Filed Jan 6, 2026 00:06 UTC GrantOption to purchase common stock · Derivative 7,500 Not disclosed Strike: $0.36 Not disclosed
Disclosure

SEC source: 0001213900-26-001367 · ownership.xml · derivative · entry 2

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2035-12-31

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

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December 31, 2025 Filed Jan 6, 2026 00:06 UTC GrantCommon Stock 750 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-26-001367 · ownership.xml · nonDerivative · entry 1

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,927

F1 · price: These shares were issued to the Reporting Person pursuant to the Issuer's Outside Director Compensation Plan.

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December 31, 2025 Filed Jan 6, 2026 00:05 UTC GrantCommon Stock 3,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-26-001366 · ownership.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,460

F1 · price: These shares were issued to the Reporting Person pursuant to the Issuer's Outside Director Compensation Plan.

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December 11, 2025 Filed Dec 15, 2025 21:30 UTC GrantWarrants to purchase Common Stock · Derivative 11,000 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001213900-25-121713 · ownership.xml · derivative · entry 2

Sheibley Philip Brent · CIK 0001895043 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2030-12-11

F2 · security: The Warrants were purchased by the Reporting Person from the Issuer in an underwritten public offering, were immediately exercisable and expire on the date that is five years from the date of issuance.

F1 · price: On December 11, 2025, Reporting Person purchased in an underwritten public offering (a) 60,000 shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") and (b) warrants (each, a "Warrant") to purchase 30,000 shares of Common Stock, at an offering price of $0.77 for each two shares of Common Stock and one Warrant.

F2 · price: The Warrants were purchased by the Reporting Person from the Issuer in an underwritten public offering, were immediately exercisable and expire on the date that is five years from the date of issuance.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Securities that have different exercise prices or vesting terms are not considered to be of the same "class."

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December 11, 2025 Filed Dec 15, 2025 21:30 UTC GrantCommon Stock 22,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-121713 · ownership.xml · nonDerivative · entry 1

Sheibley Philip Brent · CIK 0001895043 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,513

F1 · security: On December 11, 2025, Reporting Person purchased in an underwritten public offering (a) 60,000 shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") and (b) warrants (each, a "Warrant") to purchase 30,000 shares of Common Stock, at an offering price of $0.77 for each two shares of Common Stock and one Warrant.

F1 · price: On December 11, 2025, Reporting Person purchased in an underwritten public offering (a) 60,000 shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") and (b) warrants (each, a "Warrant") to purchase 30,000 shares of Common Stock, at an offering price of $0.77 for each two shares of Common Stock and one Warrant.

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December 11, 2025 Filed Dec 15, 2025 21:30 UTC GrantWarrants to purchase Common Stock · Derivative 30,000 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001213900-25-121715 · ownership.xml · derivative · entry 2

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2030-12-11

F2 · security: The Warrants were purchased by the Reporting Person from the Issuer in an underwritten public offering, were immediately exercisable and expire on the date that is five years from the date of issuance.

F1 · price: On December 11, 2025, Reporting Person purchased in an underwritten public offering (a) 60,000 shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") and (b) warrants (each, a "Warrant") to purchase 30,000 shares of Common Stock, at an offering price of $0.77 for each two shares of Common Stock and one Warrant.

F2 · price: The Warrants were purchased by the Reporting Person from the Issuer in an underwritten public offering, were immediately exercisable and expire on the date that is five years from the date of issuance.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Securities that have different exercise prices or vesting terms are not considered to be of the same "class."

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December 11, 2025 Filed Dec 15, 2025 21:30 UTC GrantCommon Stock 60,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-121715 · ownership.xml · nonDerivative · entry 1

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,177

F1 · security: On December 11, 2025, Reporting Person purchased in an underwritten public offering (a) 60,000 shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") and (b) warrants (each, a "Warrant") to purchase 30,000 shares of Common Stock, at an offering price of $0.77 for each two shares of Common Stock and one Warrant.

F1 · price: On December 11, 2025, Reporting Person purchased in an underwritten public offering (a) 60,000 shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") and (b) warrants (each, a "Warrant") to purchase 30,000 shares of Common Stock, at an offering price of $0.77 for each two shares of Common Stock and one Warrant.

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September 30, 2025 Filed Oct 3, 2025 00:33 UTC GrantOption to purchase common stock · Derivative 7,500 Not disclosed Strike: $0.70 Not disclosed
Disclosure

SEC source: 0001213900-25-095751 · ownership.xml · derivative · entry 1

Sheibley Philip Brent · CIK 0001895043 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2035-09-30

F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F1 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
September 30, 2025 Filed Oct 3, 2025 00:34 UTC GrantOption to purchase common stock · Derivative 7,500 Not disclosed Strike: $0.70 Not disclosed
Disclosure

SEC source: 0001213900-25-095755 · ownership.xml · derivative · entry 1

Vos Ellen O'Connor · CIK 0001534357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2035-09-30

F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F1 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
September 30, 2025 Filed Oct 3, 2025 00:31 UTC GrantCommon stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-095747 · ownership.xml · nonDerivative · entry 1

DeSisto Duane M · CIK 0001365746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,390

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

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September 30, 2025 Filed Oct 3, 2025 00:30 UTC GrantCommon Stock 3,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-095744 · ownership.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,335

F1 · price: These shares were issued to the Reporting Person pursuant to the Issuer's Outside Director Compensation Plan.

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September 30, 2025 Filed Oct 3, 2025 00:32 UTC GrantOption to purchase common stock · Derivative 7,500 Not disclosed Strike: $0.70 Not disclosed
Disclosure

SEC source: 0001213900-25-095749 · ownership.xml · derivative · entry 2

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2035-09-30

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
September 30, 2025 Filed Oct 3, 2025 00:32 UTC GrantCommon Stock 750 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-095749 · ownership.xml · nonDerivative · entry 1

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,177

F1 · price: These shares were issued to the Reporting Person pursuant to the Issuer's Outside Director Compensation Plan.

Read SEC document
September 30, 2025 Filed Oct 3, 2025 10:21 UTC GrantOption to purchase common stock · Derivative 7,500 Not disclosed Strike: $0.70 Not disclosed
Disclosure

SEC source: 0001213900-25-095817 · ownership.xml · derivative · entry 1

Goldberg Jeff D · CIK 0002001351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2035-09-30

F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F1 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

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September 30, 2025 Filed Oct 6, 2025 23:31 UTC
FRANK MORGAN C.Director · 10% owner
GrantOption to purchase common stock · Derivative 7,500 Not disclosed Strike: $0.70 Not disclosed
Disclosure

SEC source: 0000919574-25-005991 · ownership.xml · derivative · entry 2

FRANK MORGAN C. · CIK 0001593072 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 7,500 shares

Expires 2035-09-30

F1 · security: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F1 · price: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.