Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IMMERSION CORPIMMR · Entity 6143 | Chief Financial Officer | March 07, 2019 | March 11, 2019 |
| PDF SOLUTIONS INCPDFS · Entity 4596 | Director | July 01, 2026 | July 02, 2026 |
| POWER INTEGRATIONS INCPOWI · Entity 4280 | Chief Financial Officer | February 02, 2026 | February 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IMMERSION CORP
Report date March 07, 2019 · Filed March 11, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,093 |
Ending reported balance
After 2019-03-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-03-07 · Exercise / conversion · Acquired 10,000 · Balance 70,647 F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 2, 2017. Row 2 · 2019-03-08 · Sale · Disposed 3,554 · Balance 67,093 F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 20,000 |
Reported balance
After 2019-03-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-03-07 · Exercise / conversion · Disposed 10,000 · Balance 20,000 F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 2, 2017. F3: 1/4 of the RSUs vested on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 2, 2017.
F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs.
F3: 1/4 of the RSUs vested on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.
PDF SOLUTIONS INC
Report date July 01, 2026 · Filed July 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,943 |
Reported balance
After 2026-07-01 transaction · row 1
1 source rowRow 1 · 2026-07-01 · Grant · Acquired 2,689 · Balance 11,943 F1: These shares represent an award of Restricted Stock Units (Total RSU) under the Company's Director Compensation Program. RSU shall vest in four (4) equal installments of twenty-five percent (25%) of the Total RSUs, with vesting occurring on the first day of each calendar quarter following the Grant Effective Date until fully vested, subject to the Recipient's continued service through each applicable vesting date. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 31,868 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 31,868 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent an award of Restricted Stock Units (Total RSU) under the Company's Director Compensation Program. RSU shall vest in four (4) equal installments of twenty-five percent (25%) of the Total RSUs, with vesting occurring on the first day of each calendar quarter following the Grant Effective Date until fully vested, subject to the Recipient's continued service through each applicable vesting date.
POWER INTEGRATIONS INC
Report date February 02, 2026 · Filed February 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 64,487 |
Reported balance
After 2026-02-02 transaction · row 1
1 source rowRow 1 · 2026-02-02 · Grant · Acquired 64,487 · Balance 64,487 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Infinera Corp
Report date February 27, 2025 · Filed March 03, 2025
Section 16 reporting ended · disclosed 2025-03-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2025-02-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-02-28 · Grant · Acquired 117,500 · Balance 693,722 F1: Represents the number of shares of Infinera Corporation ("Company") common stock subject to a performance share award originally granted on March 9, 2023, which accelerated to vest at 100% of the target shares granted and was converted into a right to receive cash compensation, subject to applicable tax withholding, with respect to all vested shares as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation ("Nokia"), Neptune of America Corporation and the Company, referred to as the "Merger Agreement". Row 2 · 2025-02-28 · Disposition to issuer · Disposed 693,722 · Balance 0 F2: Disposed of as a result of the merger pursuant to the Merger Agreement. F3: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 68,600 |
Reported balance
After 2025-02-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-02-27 · Grant · Acquired 68,600 · Balance 68,600 F4: On March 10, 2024, the Company granted the Reporting Person a performance share award covering 105,000 shares ("PSAs") based on the achievement of a goal tied to the total stockholder return ("TSR") of the Company relative to the TSR of companies listed in the Russell 3000 Index during the relevant performance period (the "PSA Award"). The PSA Award has three performance periods, consisting of one-, two- and three- year periods beginning with the last trading day in the Company's fiscal 2023 and ending with the Company's fiscal 2024, 2025 and 2026 respectively (each, a "Performance Period"), and with one-third of the target number of shares under the PSAs allocated to each such Performance Period. Each PSA represents a contingent right to receive one share of Company common stock. F5: Effective February 27, 2025, given the Company's TSR was positive and in the 79th percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2024 Performance Period, the Compensation Committee of the Board of Directors of the Company ("Compensation Committee") certified that 196% of the target number of shares, or 68,600 shares of Company common stock, subject to the 2024 Performance Period under the PSA Award became eligible to vest ("2024 Eligible Shares"). F6: 100% of the 2024 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 140,000 |
Reported balance
After 2025-02-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-02-28 · Grant · Acquired 140,000 · Balance 140,000 F4: On March 10, 2024, the Company granted the Reporting Person a performance share award covering 105,000 shares ("PSAs") based on the achievement of a goal tied to the total stockholder return ("TSR") of the Company relative to the TSR of companies listed in the Russell 3000 Index during the relevant performance period (the "PSA Award"). The PSA Award has three performance periods, consisting of one-, two- and three- year periods beginning with the last trading day in the Company's fiscal 2023 and ending with the Company's fiscal 2024, 2025 and 2026 respectively (each, a "Performance Period"), and with one-third of the target number of shares under the PSAs allocated to each such Performance Period. Each PSA represents a contingent right to receive one share of Company common stock. F7: As a result of the merger pursuant to the Merger Agreement and in accordance with the provisions of the grant documents evidencing the PSAs granted on March 10, 2024, the fiscal 2025 and 2026 Performance Periods were shortened to end as of February 20, 2025, the date approved by the Compensation Committee for determining performance under such performance periods in accordance with the requirements of the applicable award agreements. Accordingly, effective February 27, 2025, given the Company's TSR was positive and in the 81st percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2025 and 2026 shortened Performance Periods, the Compensation Committee certified that 200% of the target number of shares subject to each such performance period or a total of 140,000 shares of Company common stock under the PSA Award became eligible to vest ("2025-2026 Eligible Shares"). F8: 100% of the 2025-2026 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-02-28 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-02-28 · Disposition to issuer · Disposed 465,268 · Balance 0 F9: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock. F10: Includes shares of Company common stock underlying the unvested (i) 2024 Eligible Shares, (ii) 2025-2026 Eligible Shares, and (iii) previously reported RSUs; all of which pursuant to the Merger Agreement converted as of the Effective Time of the merger into time-based RSUs of Nokia. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares of Infinera Corporation ("Company") common stock subject to a performance share award originally granted on March 9, 2023, which accelerated to vest at 100% of the target shares granted and was converted into a right to receive cash compensation, subject to applicable tax withholding, with respect to all vested shares as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation ("Nokia"), Neptune of America Corporation and the Company, referred to as the "Merger Agreement".
F2: Disposed of as a result of the merger pursuant to the Merger Agreement.
F3: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement.
F4: On March 10, 2024, the Company granted the Reporting Person a performance share award covering 105,000 shares ("PSAs") based on the achievement of a goal tied to the total stockholder return ("TSR") of the Company relative to the TSR of companies listed in the Russell 3000 Index during the relevant performance period (the "PSA Award"). The PSA Award has three performance periods, consisting of one-, two- and three- year periods beginning with the last trading day in the Company's fiscal 2023 and ending with the Company's fiscal 2024, 2025 and 2026 respectively (each, a "Performance Period"), and with one-third of the target number of shares under the PSAs allocated to each such Performance Period. Each PSA represents a contingent right to receive one share of Company common stock.
F5: Effective February 27, 2025, given the Company's TSR was positive and in the 79th percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2024 Performance Period, the Compensation Committee of the Board of Directors of the Company ("Compensation Committee") certified that 196% of the target number of shares, or 68,600 shares of Company common stock, subject to the 2024 Performance Period under the PSA Award became eligible to vest ("2024 Eligible Shares").
F6: 100% of the 2024 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date.
F7: As a result of the merger pursuant to the Merger Agreement and in accordance with the provisions of the grant documents evidencing the PSAs granted on March 10, 2024, the fiscal 2025 and 2026 Performance Periods were shortened to end as of February 20, 2025, the date approved by the Compensation Committee for determining performance under such performance periods in accordance with the requirements of the applicable award agreements. Accordingly, effective February 27, 2025, given the Company's TSR was positive and in the 81st percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2025 and 2026 shortened Performance Periods, the Compensation Committee certified that 200% of the target number of shares subject to each such performance period or a total of 140,000 shares of Company common stock under the PSA Award became eligible to vest ("2025-2026 Eligible Shares").
F8: 100% of the 2025-2026 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date.
F9: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock.
F10: Includes shares of Company common stock underlying the unvested (i) 2024 Eligible Shares, (ii) 2025-2026 Eligible Shares, and (iii) previously reported RSUs; all of which pursuant to the Merger Agreement converted as of the Effective Time of the merger into time-based RSUs of Nokia.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2022 Filed Mar 8, 2022 18:07 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 6,458 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-22-000053 · wf-form4_164678081640285.xml · nonDerivative · entry 1 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,798 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 17:05 UTC | Infinera Corp INFN · Entity 82602 | GrantRestricted Stock Units · Derivative | 92,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-22-000043 · wf-form4_164625868394229.xml · derivative · entry 1 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,500 Underlying: Common Stock · 92,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is March 5, 2022, and 1/12th quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date. F2 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is March 5, 2022, and 1/12th quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 18:30 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 20,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-22-000004 · wf-form4_164159821348100.xml · derivative · entry 3 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,834 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: On March 27, 2019, Ms. Erba was granted a PSU award for a target number of 187,500 shares of common stock that could become eligible to vest subject to the Company's achievement of positive operating income (the "Performance Goal") during fiscal 2019 through fiscal 2021. The Performance Goal is measured on a non-GAAP basis, either (a) for a full fiscal year or (b) for any four consecutive fiscal quarters. The Company achieved the Performance Goal during the four consecutive fiscal quarters ending with the fiscal quarter ended June 26, 2021, as certified by the Company's Compensation Committee per the terms of the PSU award. As a result, 166,666 shares of common stock underlying this award vested on October 5, 2021 and 20,834 shares of common stock underlying this award will vest on January 5, 2022, each vesting subject to Ms. Erba's continued service to the Company through such date. F2 · derivative.expiration_date: On March 27, 2019, Ms. Erba was granted a PSU award for a target number of 187,500 shares of common stock that could become eligible to vest subject to the Company's achievement of positive operating income (the "Performance Goal") during fiscal 2019 through fiscal 2021. The Performance Goal is measured on a non-GAAP basis, either (a) for a full fiscal year or (b) for any four consecutive fiscal quarters. The Company achieved the Performance Goal during the four consecutive fiscal quarters ending with the fiscal quarter ended June 26, 2021, as certified by the Company's Compensation Committee per the terms of the PSU award. As a result, 166,666 shares of common stock underlying this award vested on October 5, 2021 and 20,834 shares of common stock underlying this award will vest on January 5, 2022, each vesting subject to Ms. Erba's continued service to the Company through such date. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 18:30 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 11,248 | $9.40 | $105,731.20 |
DisclosureSEC source: 0001138639-22-000004 · wf-form4_164159821348100.xml · nonDerivative · entry 2 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,340 Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 18:30 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 20,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-22-000004 · wf-form4_164159821348100.xml · nonDerivative · entry 1 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2021 Filed Dec 7, 2021 20:20 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 6,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-21-000203 · wf-form4_163892639894489.xml · derivative · entry 3 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,292 Underlying: Common Stock · 38,751 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date. F2 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date. Read SEC document |
| December 05, 2021 Filed Dec 7, 2021 20:20 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 3,203 | $8.07 | $25,848.21 |
DisclosureSEC source: 0001138639-21-000203 · wf-form4_163892639894489.xml · nonDerivative · entry 2 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,754 Read SEC document |
| December 05, 2021 Filed Dec 7, 2021 20:20 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 6,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-21-000203 · wf-form4_163892639894489.xml · nonDerivative · entry 1 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2021 Filed Oct 6, 2021 21:33 UTC | Infinera Corp INFN · Entity 82602 | GrantRestricted Stock Units · Derivative | 166,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-21-000190 · wf-form4_163357038732644.xml · derivative · entry 3 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,834 Underlying: Common Stock · 187,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: On August 26, 2019, Ms. Erba was granted a PSU award for a target number of 187,500 shares of common stock that could become eligible to vest subject to the Company's achievement of positive operating income (the "Performance Goal") during fiscal 2019 through fiscal 2021. The Performance Goal is measured on a non-GAAP basis, either (a) for a full fiscal year or (b) for any four consecutive fiscal quarters. The Company achieved the Performance Goal during the four consecutive fiscal quarters ending with the fiscal quarter ended June 26, 2021, as certified by the Company's Compensation Committee on September 13, 2021, per the terms of the PSU award. As a result, 166,666 shares of common stock underlying this award will vest on October 5, 2021 and 20,834 shares of common stock underlying this award will vest on January 5, 2022, each vesting subject to Ms. Erba's continued service to the Company through such date. F2 · derivative.expiration_date: On August 26, 2019, Ms. Erba was granted a PSU award for a target number of 187,500 shares of common stock that could become eligible to vest subject to the Company's achievement of positive operating income (the "Performance Goal") during fiscal 2019 through fiscal 2021. The Performance Goal is measured on a non-GAAP basis, either (a) for a full fiscal year or (b) for any four consecutive fiscal quarters. The Company achieved the Performance Goal during the four consecutive fiscal quarters ending with the fiscal quarter ended June 26, 2021, as certified by the Company's Compensation Committee on September 13, 2021, per the terms of the PSU award. As a result, 166,666 shares of common stock underlying this award will vest on October 5, 2021 and 20,834 shares of common stock underlying this award will vest on January 5, 2022, each vesting subject to Ms. Erba's continued service to the Company through such date. Read SEC document |
| October 05, 2021 Filed Oct 6, 2021 21:33 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 82,634 | $8.27 | $683,383.18 |
DisclosureSEC source: 0001138639-21-000190 · wf-form4_163357038732644.xml · nonDerivative · entry 2 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,498 Read SEC document |
| October 05, 2021 Filed Oct 6, 2021 21:33 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 166,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-21-000190 · wf-form4_163357038732644.xml · nonDerivative · entry 1 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 18:57 UTC | Infinera Corp INFN · Entity 82602 | GrantRestricted Stock Units · Derivative | 187,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-21-000174 · wf-form4_163174662439318.xml · derivative · entry 1 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,500 Underlying: Common Stock · 187,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: On August 26, 2019, Ms. Erba was granted a PSU award for a target number of 187,500 shares of common stock that could become eligible to vest subject to the Company's achievement of positive operating income (the "Performance Goal") during fiscal 2019 through fiscal 2021. The Performance Goal is measured on a non-GAAP basis, either (a) for a full fiscal year or (b) for any four consecutive fiscal quarters. The Company achieved the Performance Goal during the four consecutive fiscal quarters ending with the fiscal quarter ended June 26, 2021, as certified by the Company's Compensation Committee on September 13, 2021, per the terms of the PSU award. As a result, 166,666 shares of common stock underlying this award will vest on October 5, 2021 and 20,834 shares of common stock underlying this award will vest on January 5, 2022, each vesting subject to Ms. Erba's continued service to the Company through such date. F2 · derivative.expiration_date: On August 26, 2019, Ms. Erba was granted a PSU award for a target number of 187,500 shares of common stock that could become eligible to vest subject to the Company's achievement of positive operating income (the "Performance Goal") during fiscal 2019 through fiscal 2021. The Performance Goal is measured on a non-GAAP basis, either (a) for a full fiscal year or (b) for any four consecutive fiscal quarters. The Company achieved the Performance Goal during the four consecutive fiscal quarters ending with the fiscal quarter ended June 26, 2021, as certified by the Company's Compensation Committee on September 13, 2021, per the terms of the PSU award. As a result, 166,666 shares of common stock underlying this award will vest on October 5, 2021 and 20,834 shares of common stock underlying this award will vest on January 5, 2022, each vesting subject to Ms. Erba's continued service to the Company through such date. Read SEC document |
| September 05, 2021 Filed Sep 8, 2021 20:22 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 140,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-21-000162 · wf-form4_163114695996259.xml · derivative · entry 6 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,250 Underlying: Common Stock · 421,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F3 · derivative.exercise_date: These RSUs vest in four annual installments beginning on September 5, 2020, subject to Ms. Erba's continued service to the Company through each applicable vesting date. F3 · derivative.expiration_date: These RSUs vest in four annual installments beginning on September 5, 2020, subject to Ms. Erba's continued service to the Company through each applicable vesting date. Read SEC document |
| September 05, 2021 Filed Sep 8, 2021 20:22 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 6,458 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-21-000162 · wf-form4_163114695996259.xml · derivative · entry 5 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,751 Underlying: Common Stock · 45,209 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date. F2 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date. Read SEC document |
| September 05, 2021 Filed Sep 8, 2021 20:22 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 69,722 | $8.84 | $616,342.48 |
DisclosureSEC source: 0001138639-21-000162 · wf-form4_163114695996259.xml · nonDerivative · entry 4 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,466 Read SEC document |
| September 05, 2021 Filed Sep 8, 2021 20:22 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 140,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-21-000162 · wf-form4_163114695996259.xml · nonDerivative · entry 3 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2021 Filed Sep 8, 2021 20:22 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 3,202 | $8.84 | $28,305.68 |
DisclosureSEC source: 0001138639-21-000162 · wf-form4_163114695996259.xml · nonDerivative · entry 2 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,563 Read SEC document |
| September 05, 2021 Filed Sep 8, 2021 20:22 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 6,458 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-21-000162 · wf-form4_163114695996259.xml · nonDerivative · entry 1 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:59 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | GrantCommon Stock | 4,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-088953 · tm2121343-5_4seq1.xml · nonDerivative · entry 1 Erba Nancy · CIK 0001684663 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,545 F1 · kind: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program (Total Shares). 25% of the Total Shares vested on July 1, 2021, the Vesting Start Date, and 25% of the Total Shares shall vest on each anniversary of the Vesting Start Date thereafter until fully vested, subject to the recipient's continued service through each applicable vesting date. F1 · shares: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program (Total Shares). 25% of the Total Shares vested on July 1, 2021, the Vesting Start Date, and 25% of the Total Shares shall vest on each anniversary of the Vesting Start Date thereafter until fully vested, subject to the recipient's continued service through each applicable vesting date. F1 · price: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program (Total Shares). 25% of the Total Shares vested on July 1, 2021, the Vesting Start Date, and 25% of the Total Shares shall vest on each anniversary of the Vesting Start Date thereafter until fully vested, subject to the recipient's continued service through each applicable vesting date. Read SEC document |
| June 05, 2021 Filed Jun 8, 2021 19:16 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 6,458 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-21-000130 · wf-form4_162319414080095.xml · derivative · entry 3 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,209 Underlying: Common Stock · 51,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company") F2 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date. F2 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date. Read SEC document |
| June 05, 2021 Filed Jun 8, 2021 19:16 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 3,202 | $10.24 | $32,788.48 |
DisclosureSEC source: 0001138639-21-000130 · wf-form4_162319414080095.xml · nonDerivative · entry 2 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,307 Read SEC document |
| June 05, 2021 Filed Jun 8, 2021 19:16 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 6,458 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-21-000130 · wf-form4_162319414080095.xml · nonDerivative · entry 1 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 19:00 UTC | Infinera Corp INFN · Entity 82602 | GrantRestriced Stock Units · Derivative | 27,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-21-000054 · wf-form4_161550722387252.xml · derivative · entry 2 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,900 Underlying: Common Stock · 27,900 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F3 · derivative.exercise_date: These RSUs vest as to one-half of the shares on the one-year anniversary of the vesting commencement date, which is April 5, 2021, and 1/8th quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date. F3 · derivative.expiration_date: These RSUs vest as to one-half of the shares on the one-year anniversary of the vesting commencement date, which is April 5, 2021, and 1/8th quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 19:00 UTC | Infinera Corp INFN · Entity 82602 | GrantRestriced Stock Units · Derivative | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-21-000054 · wf-form4_161550722387252.xml · derivative · entry 1 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is April 5, 2021, and 1/12th quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date. F2 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is April 5, 2021, and 1/12th quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:57 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestricted Stock Units · Derivative | 25,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-21-000033 · wf-form4_161534500425035.xml · derivative · entry 3 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,667 Underlying: Common Stock · 77,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date. F2 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:57 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 9,453 | $8.39 | $79,310.67 |
DisclosureSEC source: 0001138639-21-000033 · wf-form4_161534500425035.xml · nonDerivative · entry 2 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,051 Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:57 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 25,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-21-000033 · wf-form4_161534500425035.xml · nonDerivative · entry 1 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,504 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2020 Filed Sep 9, 2020 19:10 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionRestriced Stock Units · Derivative | 140,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-20-000144 · wf-form4_159969302247468.xml · derivative · entry 3 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,875 Underlying: Common Stock · 140,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: These RSUs vest in four annual installments beginning on September 5, 2020, subject to Ms. Erba's continued service to the Company through each applicable vesting date. F2 · derivative.expiration_date: These RSUs vest in four annual installments beginning on September 5, 2020, subject to Ms. Erba's continued service to the Company through each applicable vesting date. Read SEC document |
| September 05, 2020 Filed Sep 9, 2020 19:10 UTC | Infinera Corp INFN · Entity 82602 | Tax withholdingCommon Stock | 48,954 | $6.28 | $307,431.12 |
DisclosureSEC source: 0001138639-20-000144 · wf-form4_159969302247468.xml · nonDerivative · entry 2 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,671 Read SEC document |
| September 05, 2020 Filed Sep 9, 2020 19:10 UTC | Infinera Corp INFN · Entity 82602 | Exercise / conversionCommon Stock | 140,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-20-000144 · wf-form4_159969302247468.xml · nonDerivative · entry 1 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:31 UTC | Infinera Corp INFN · Entity 82602 | GrantRestriced Stock Units · Derivative | 77,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-20-000038 · wf-form4_158354825876109.xml · derivative · entry 2 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,500 Underlying: Common Stock · 77,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F3 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date. F3 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date. Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 18:53 UTC | Infinera Corp INFN · Entity 82602 | GrantRestriced Stock Units · Derivative | 562,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-19-000115 · wf-form4_156694641216436.xml · derivative · entry 1 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,500 Underlying: Common Stock · 562,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: The RSUs vest in four annual installments beginning on September 5, 2020, subject to Ms. Erba's continued service to the Company. F2 · derivative.expiration_date: The RSUs vest in four annual installments beginning on September 5, 2020, subject to Ms. Erba's continued service to the Company. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 18:55 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | GrantCommon Stock | 13,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-013477 · rdgdoc.xml · nonDerivative · entry 1 Erba Nancy · CIK 0001684663 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,169 F1 · kind: These shares represent an award of restricted stock units under the Company's Director Compensation Program. 12.5% of the total shares will vest every 6 months after the grant effective date until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors F1 · shares: These shares represent an award of restricted stock units under the Company's Director Compensation Program. 12.5% of the total shares will vest every 6 months after the grant effective date until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors F1 · price: These shares represent an award of restricted stock units under the Company's Director Compensation Program. 12.5% of the total shares will vest every 6 months after the grant effective date until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors Read SEC document |
| July 01, 2019 Filed Aug 4, 2020 20:51 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | GrantCommon Stock | 4,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-016506 · rdgdoc.xml · nonDerivative · entry 1 Erba Nancy · CIK 0001684663 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,857 F1 · kind: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on August 1, 2020 (Vesting Start Date) and 25% of the total shares shall vest on each anniversary of the Vesting Start Date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors. F1 · shares: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on August 1, 2020 (Vesting Start Date) and 25% of the total shares shall vest on each anniversary of the Vesting Start Date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors. F1 · price: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the total shares vested on August 1, 2020 (Vesting Start Date) and 25% of the total shares shall vest on each anniversary of the Vesting Start Date thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 23:05 UTC | IMMERSION CORP IMMR · Entity 6143 | SaleCommon Stock | 3,554 | $8.32 | $29,571.06 |
DisclosureSEC source: 0001567619-19-006610 · doc1.xml · nonDerivative · entry 2 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,093 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 23:05 UTC | IMMERSION CORP IMMR · Entity 6143 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006610 · doc1.xml · derivative · entry 3 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 2, 2017. F3 · derivative.exercise_date: 1/4 of the RSUs vested on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: 1/4 of the RSUs vested on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 23:05 UTC | IMMERSION CORP IMMR · Entity 6143 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006610 · doc1.xml · nonDerivative · entry 1 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 2, 2017. Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 22:20 UTC | IMMERSION CORP IMMR · Entity 6143 | SaleCommon Stock | 23,740 | $8.21 | $194,819.94 |
DisclosureSEC source: 0001567619-19-005634 · doc1.xml · nonDerivative · entry 2 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,907 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 22:20 UTC | IMMERSION CORP IMMR · Entity 6143 | Exercise / conversionRestricted Stock Units · Derivative | 56,946 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005634 · doc1.xml · derivative · entry 3 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 56,946 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 26, 2018. F3 · derivative.exercise_date: 100% of the RSUs vested on February 26, 2019. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: 100% of the RSUs vested on February 26, 2019. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 22:20 UTC | IMMERSION CORP IMMR · Entity 6143 | Exercise / conversionCommon Stock | 56,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005634 · doc1.xml · nonDerivative · entry 1 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 26, 2018. Read SEC document |
| February 26, 2019 Filed Mar 1, 2019 21:56 UTC Amendment | IMMERSION CORP IMMR · Entity 6143 | Exercise / conversionCommon Stock | 56,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005818 · doc1.xml · nonDerivative · entry 1 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 26, 2018. F2 · acquired: As the result of an administrative error, the Form 4 previously filed with the Securities and Exchange Commission on February 28, 2019 erroneously reported this transaction as a disposition of common stock. This Form 4 amendment corrects the transaction as an acquisition of common stock. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:18 UTC | IMMERSION CORP IMMR · Entity 6143 | SaleCommon Stock | 2,500 | $10.00 | $25,000.00 |
DisclosureSEC source: 0001567619-19-002797 · doc1.xml · nonDerivative · entry 1 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,701 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 12, 2018. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 21:48 UTC | IMMERSION CORP IMMR · Entity 6143 | SaleCommon Stock | 62 | $12.12 | $751.63 |
DisclosureSEC source: 0001140361-18-012852 · doc1.xml · nonDerivative · entry 3 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,201 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 21:48 UTC | IMMERSION CORP IMMR · Entity 6143 | SaleCommon Stock | 3,737 | $11.87 | $44,358.19 |
DisclosureSEC source: 0001140361-18-012852 · doc1.xml · nonDerivative · entry 2 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,263 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 21:48 UTC | IMMERSION CORP IMMR · Entity 6143 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-012852 · doc1.xml · derivative · entry 4 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 2, 2017. F3 · derivative.exercise_date: 1/4 of the RSUs vested on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: 1/4 of the RSUs vested on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 21:48 UTC | IMMERSION CORP IMMR · Entity 6143 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-012852 · doc1.xml · nonDerivative · entry 1 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 2, 2017. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:38 UTC | IMMERSION CORP IMMR · Entity 6143 | GrantRestricted Stock Units · Derivative | 56,946 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-010882 · doc1.xml · derivative · entry 2 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,946 Underlying: Common Stock · 56,946 shares Expires not disclosed F2 · derivative.exercise_date: 100% of the restricted stock units ("RSUs") will vest on February 26, 2019, subject to continued service through such vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.expiration_date: 100% of the restricted stock units ("RSUs") will vest on February 26, 2019, subject to continued service through such vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:38 UTC | IMMERSION CORP IMMR · Entity 6143 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001140361-18-010882 · doc1.xml · derivative · entry 1 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2025-02-26 F1 · derivative.exercise_date: 25% of the shares will vest and become exercisable on February 26, 2019; then 2.0833% of the shares will vest and become exercisable monthly thereafter until 100% vested, subject to continued service through each vesting date. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 22:38 UTC | IMMERSION CORP IMMR · Entity 6143 | GrantRestricted Stock Units · Derivative | 40,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-024100 · doc1.xml · derivative · entry 1 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires not disclosed F1 · derivative.exercise_date: 1/4 of the restricted stock units ("RSUs") will vest on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: 1/4 of the restricted stock units ("RSUs") will vest on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| October 14, 2016 Filed Oct 17, 2016 23:24 UTC | IMMERSION CORP IMMR · Entity 6143 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $7.79 | $0.00 |
DisclosureSEC source: 0001140361-16-082895 · doc1.xml · derivative · entry 1 Erba Nancy · CIK 0001684663 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2023-10-14 F1 · derivative.exercise_date: 25% of the shares vest and become exercisable on September 7, 2017; then 2.0833% of the shares vest and become exercisable monthly thereafter until 100% vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.