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Erba Nancy

Disclosed activity across 4 companies

Tapewire entity
33131
SEC CIK
0001684663

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
IMMERSION CORPIMMR · Entity 6143Chief Financial OfficerMarch 07, 2019March 11, 2019
PDF SOLUTIONS INCPDFS · Entity 4596DirectorJuly 01, 2026July 02, 2026
POWER INTEGRATIONS INCPOWI · Entity 4280Chief Financial OfficerFebruary 02, 2026February 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

IMMERSION CORP

Report date March 07, 2019 · Filed March 11, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect67,093 Ending reported balance After 2019-03-08 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-03-07 · Exercise / conversion · Acquired 10,000 · Balance 70,647

F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 2, 2017.

Row 2 · 2019-03-08 · Sale · Disposed 3,554 · Balance 67,093

F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct20,000 Reported balance After 2019-03-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-03-07 · Exercise / conversion · Disposed 10,000 · Balance 20,000

F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 2, 2017.

F3: 1/4 of the RSUs vested on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 2, 2017.

F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan to cover required taxes resulting from the vesting of the RSUs.

F3: 1/4 of the RSUs vested on March 7, 2018 ("Vest Date"), then an additional 1/4 of the RSUs will vest on each one year anniversary of the Vest Date thereafter, subject to continued service through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

PDF SOLUTIONS INC

Report date July 01, 2026 · Filed July 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,943 Reported balance After 2026-07-01 transaction · row 1
1 source row

Row 1 · 2026-07-01 · Grant · Acquired 2,689 · Balance 11,943

F1: These shares represent an award of Restricted Stock Units (Total RSU) under the Company's Director Compensation Program. RSU shall vest in four (4) equal installments of twenty-five percent (25%) of the Total RSUs, with vesting occurring on the first day of each calendar quarter following the Grant Effective Date until fully vested, subject to the Recipient's continued service through each applicable vesting date.

Common StockSEC Table I · non-derivativeIndirectBy Trust31,868 Reported balance Holding disclosure · report date 2026-07-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 31,868

Filing footnotes · ownership attribution and instrument terms

F1: These shares represent an award of Restricted Stock Units (Total RSU) under the Company's Director Compensation Program. RSU shall vest in four (4) equal installments of twenty-five percent (25%) of the Total RSUs, with vesting occurring on the first day of each calendar quarter following the Grant Effective Date until fully vested, subject to the Recipient's continued service through each applicable vesting date.

POWER INTEGRATIONS INC

Report date February 02, 2026 · Filed February 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect64,487 Reported balance After 2026-02-02 transaction · row 1
1 source row

Row 1 · 2026-02-02 · Grant · Acquired 64,487 · Balance 64,487

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Infinera Corp

Report date February 27, 2025 · Filed March 03, 2025

Section 16 reporting ended · disclosed 2025-03-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2025-02-28 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-02-28 · Grant · Acquired 117,500 · Balance 693,722

F1: Represents the number of shares of Infinera Corporation ("Company") common stock subject to a performance share award originally granted on March 9, 2023, which accelerated to vest at 100% of the target shares granted and was converted into a right to receive cash compensation, subject to applicable tax withholding, with respect to all vested shares as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation ("Nokia"), Neptune of America Corporation and the Company, referred to as the "Merger Agreement".

Row 2 · 2025-02-28 · Disposition to issuer · Disposed 693,722 · Balance 0

F2: Disposed of as a result of the merger pursuant to the Merger Agreement.

F3: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect68,600 Reported balance After 2025-02-27 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-02-27 · Grant · Acquired 68,600 · Balance 68,600

F4: On March 10, 2024, the Company granted the Reporting Person a performance share award covering 105,000 shares ("PSAs") based on the achievement of a goal tied to the total stockholder return ("TSR") of the Company relative to the TSR of companies listed in the Russell 3000 Index during the relevant performance period (the "PSA Award"). The PSA Award has three performance periods, consisting of one-, two- and three- year periods beginning with the last trading day in the Company's fiscal 2023 and ending with the Company's fiscal 2024, 2025 and 2026 respectively (each, a "Performance Period"), and with one-third of the target number of shares under the PSAs allocated to each such Performance Period. Each PSA represents a contingent right to receive one share of Company common stock.

F5: Effective February 27, 2025, given the Company's TSR was positive and in the 79th percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2024 Performance Period, the Compensation Committee of the Board of Directors of the Company ("Compensation Committee") certified that 196% of the target number of shares, or 68,600 shares of Company common stock, subject to the 2024 Performance Period under the PSA Award became eligible to vest ("2024 Eligible Shares").

F6: 100% of the 2024 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect140,000 Reported balance After 2025-02-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-02-28 · Grant · Acquired 140,000 · Balance 140,000

F4: On March 10, 2024, the Company granted the Reporting Person a performance share award covering 105,000 shares ("PSAs") based on the achievement of a goal tied to the total stockholder return ("TSR") of the Company relative to the TSR of companies listed in the Russell 3000 Index during the relevant performance period (the "PSA Award"). The PSA Award has three performance periods, consisting of one-, two- and three- year periods beginning with the last trading day in the Company's fiscal 2023 and ending with the Company's fiscal 2024, 2025 and 2026 respectively (each, a "Performance Period"), and with one-third of the target number of shares under the PSAs allocated to each such Performance Period. Each PSA represents a contingent right to receive one share of Company common stock.

F7: As a result of the merger pursuant to the Merger Agreement and in accordance with the provisions of the grant documents evidencing the PSAs granted on March 10, 2024, the fiscal 2025 and 2026 Performance Periods were shortened to end as of February 20, 2025, the date approved by the Compensation Committee for determining performance under such performance periods in accordance with the requirements of the applicable award agreements. Accordingly, effective February 27, 2025, given the Company's TSR was positive and in the 81st percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2025 and 2026 shortened Performance Periods, the Compensation Committee certified that 200% of the target number of shares subject to each such performance period or a total of 140,000 shares of Company common stock under the PSA Award became eligible to vest ("2025-2026 Eligible Shares").

F8: 100% of the 2025-2026 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-02-28 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-02-28 · Disposition to issuer · Disposed 465,268 · Balance 0

F9: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock.

F10: Includes shares of Company common stock underlying the unvested (i) 2024 Eligible Shares, (ii) 2025-2026 Eligible Shares, and (iii) previously reported RSUs; all of which pursuant to the Merger Agreement converted as of the Effective Time of the merger into time-based RSUs of Nokia.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares of Infinera Corporation ("Company") common stock subject to a performance share award originally granted on March 9, 2023, which accelerated to vest at 100% of the target shares granted and was converted into a right to receive cash compensation, subject to applicable tax withholding, with respect to all vested shares as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation ("Nokia"), Neptune of America Corporation and the Company, referred to as the "Merger Agreement".

F2: Disposed of as a result of the merger pursuant to the Merger Agreement.

F3: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement.

F4: On March 10, 2024, the Company granted the Reporting Person a performance share award covering 105,000 shares ("PSAs") based on the achievement of a goal tied to the total stockholder return ("TSR") of the Company relative to the TSR of companies listed in the Russell 3000 Index during the relevant performance period (the "PSA Award"). The PSA Award has three performance periods, consisting of one-, two- and three- year periods beginning with the last trading day in the Company's fiscal 2023 and ending with the Company's fiscal 2024, 2025 and 2026 respectively (each, a "Performance Period"), and with one-third of the target number of shares under the PSAs allocated to each such Performance Period. Each PSA represents a contingent right to receive one share of Company common stock.

F5: Effective February 27, 2025, given the Company's TSR was positive and in the 79th percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2024 Performance Period, the Compensation Committee of the Board of Directors of the Company ("Compensation Committee") certified that 196% of the target number of shares, or 68,600 shares of Company common stock, subject to the 2024 Performance Period under the PSA Award became eligible to vest ("2024 Eligible Shares").

F6: 100% of the 2024 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date.

F7: As a result of the merger pursuant to the Merger Agreement and in accordance with the provisions of the grant documents evidencing the PSAs granted on March 10, 2024, the fiscal 2025 and 2026 Performance Periods were shortened to end as of February 20, 2025, the date approved by the Compensation Committee for determining performance under such performance periods in accordance with the requirements of the applicable award agreements. Accordingly, effective February 27, 2025, given the Company's TSR was positive and in the 81st percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2025 and 2026 shortened Performance Periods, the Compensation Committee certified that 200% of the target number of shares subject to each such performance period or a total of 140,000 shares of Company common stock under the PSA Award became eligible to vest ("2025-2026 Eligible Shares").

F8: 100% of the 2025-2026 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date.

F9: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock.

F10: Includes shares of Company common stock underlying the unvested (i) 2024 Eligible Shares, (ii) 2025-2026 Eligible Shares, and (iii) previously reported RSUs; all of which pursuant to the Merger Agreement converted as of the Effective Time of the merger into time-based RSUs of Nokia.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 05, 2023 Filed Sep 7, 2023 16:45 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 7,708 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000179 · wk-form4_1694119505.xml · derivative · entry 3

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,251

Underlying: Common Stock · 7,708 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · derivative.exercise_date: These RSUs, originally for a total of 92,500 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F3 · derivative.expiration_date: These RSUs, originally for a total of 92,500 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
September 05, 2023 Filed Sep 7, 2023 16:45 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 78,099 $4.42 $345,197.58
Disclosure

SEC source: 0001138639-23-000179 · wk-form4_1694119505.xml · nonDerivative · entry 2

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 486,687

F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

Read SEC document
September 05, 2023 Filed Sep 7, 2023 16:45 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 148,333 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000179 · wk-form4_1694119505.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 564,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 17:14 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000142 · wk-form4_1688764477.xml · derivative · entry 3

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · derivative.exercise_date: These RSUs, originally for a total of 60,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F3 · derivative.expiration_date: These RSUs, originally for a total of 60,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 17:14 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 2,633 $4.61 $12,138.13
Disclosure

SEC source: 0001138639-23-000142 · wk-form4_1688764477.xml · nonDerivative · entry 2

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 416,453

F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

Read SEC document
July 05, 2023 Filed Jul 7, 2023 17:14 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000142 · wk-form4_1688764477.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 419,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 18:32 UTC PDF SOLUTIONS INC PDFS · Entity 4596 GrantCommon Stock 3,354 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-010694 · form4-07052023_060700.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,111

F1 · kind: These shares represent an award of Restricted Stock Units (Total RSU) under the Company's Director Compensation P rogram. 1/12th of the Total RSU shall vest on the grant effective date and 1/12th of the Total RSU shall vest monthly thereafter until fully vested, subject to the Recipient's continued service through each applicable vesting date.

F1 · shares: These shares represent an award of Restricted Stock Units (Total RSU) under the Company's Director Compensation P rogram. 1/12th of the Total RSU shall vest on the grant effective date and 1/12th of the Total RSU shall vest monthly thereafter until fully vested, subject to the Recipient's continued service through each applicable vesting date.

F1 · price: These shares represent an award of Restricted Stock Units (Total RSU) under the Company's Director Compensation P rogram. 1/12th of the Total RSU shall vest on the grant effective date and 1/12th of the Total RSU shall vest monthly thereafter until fully vested, subject to the Recipient's continued service through each applicable vesting date.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 18:29 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 7,708 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000122 · wk-form4_1686176963.xml · derivative · entry 3

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,959

Underlying: Common Stock · 7,708 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · derivative.exercise_date: These RSUs, originally for a total of 92,500 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F3 · derivative.expiration_date: These RSUs, originally for a total of 92,500 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 18:29 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 4,059 $4.76 $19,320.84
Disclosure

SEC source: 0001138639-23-000122 · wk-form4_1686176963.xml · nonDerivative · entry 2

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 414,086

F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

Read SEC document
June 05, 2023 Filed Jun 7, 2023 18:29 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 7,708 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000122 · wk-form4_1686176963.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 418,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2023 Filed Apr 6, 2023 20:16 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 3,488 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000083 · wf-form4_168082659770163.xml · derivative · entry 4

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F4 · derivative.exercise_date: These RSUs, originally for a total of 27,900 shares, vest as to one-half of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/8th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F4 · derivative.expiration_date: These RSUs, originally for a total of 27,900 shares, vest as to one-half of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/8th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
April 05, 2023 Filed Apr 6, 2023 20:16 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000083 · wf-form4_168082659770163.xml · derivative · entry 3

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · derivative.exercise_date: These RSUs, originally for a total of 60,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F3 · derivative.expiration_date: These RSUs, originally for a total of 60,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
April 05, 2023 Filed Apr 6, 2023 20:16 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 4,470 $7.34 $32,809.80
Disclosure

SEC source: 0001138639-23-000083 · wf-form4_168082659770163.xml · nonDerivative · entry 2

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 410,437

F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

Read SEC document
April 05, 2023 Filed Apr 6, 2023 20:16 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 8,488 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000083 · wf-form4_168082659770163.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 414,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 19:23 UTC Infinera Corp INFN · Entity 82602 GrantRestricted Stock Units · Derivative 117,500 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000049 · wf-form4_167874980915432.xml · derivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,500

Underlying: Common Stock · 117,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company").

F2 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the April 5, 2023 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F2 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the April 5, 2023 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
March 05, 2023 Filed Mar 7, 2023 18:03 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 30,833 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000038 · wf-form4_167823019442201.xml · derivative · entry 4

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,667

Underlying: Common Stock · 30,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F4 · derivative.exercise_date: These RSUs, originally for a total of 92,500 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F4 · derivative.expiration_date: These RSUs, originally for a total of 92,500 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
March 05, 2023 Filed Mar 7, 2023 18:03 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 6,459 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000038 · wf-form4_167823019442201.xml · derivative · entry 3

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · derivative.exercise_date: These RSUs, originally for a total of 77,500 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2020 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F3 · derivative.expiration_date: These RSUs, originally for a total of 77,500 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2020 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
March 05, 2023 Filed Mar 7, 2023 18:03 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 19,828 $7.33 $145,339.24
Disclosure

SEC source: 0001138639-23-000038 · wf-form4_167823019442201.xml · nonDerivative · entry 2

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,419

F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

Read SEC document
March 05, 2023 Filed Mar 7, 2023 18:03 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 37,292 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000038 · wf-form4_167823019442201.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 19:17 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 3,487 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000009 · wf-form4_167330981220877.xml · derivative · entry 4

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,488

Underlying: Common Stock · 3,487 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F4 · derivative.exercise_date: These RSUs, originally for a total of 27,900 shares, vest as to one-half of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/8th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F4 · derivative.expiration_date: These RSUs, originally for a total of 27,900 shares, vest as to one-half of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/8th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 19:17 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000009 · wf-form4_167330981220877.xml · derivative · entry 3

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · derivative.exercise_date: These RSUs, originally for a total of 60,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F3 · derivative.expiration_date: These RSUs, originally for a total of 60,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 19:17 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 4,996 $6.83 $34,122.68
Disclosure

SEC source: 0001138639-23-000009 · wf-form4_167330981220877.xml · nonDerivative · entry 2

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,955

F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

Read SEC document
January 05, 2023 Filed Jan 9, 2023 19:17 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 8,487 $0.00 $0.00
Disclosure

SEC source: 0001138639-23-000009 · wf-form4_167330981220877.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 17:07 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 6,458 $0.00 $0.00
Disclosure

SEC source: 0001138639-22-000167 · wf-form4_167045082368334.xml · derivative · entry 3

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,459

Underlying: Common Stock · 6,458 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · derivative.exercise_date: These RSUs, originally for a total of 77,500 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2020 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F3 · derivative.expiration_date: These RSUs, originally for a total of 77,500 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2020 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 17:07 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 3,401 $6.78 $23,058.78
Disclosure

SEC source: 0001138639-22-000167 · wf-form4_167045082368334.xml · nonDerivative · entry 2

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,464

F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

Read SEC document
December 05, 2022 Filed Dec 7, 2022 17:07 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 6,458 $0.00 $0.00
Disclosure

SEC source: 0001138639-22-000167 · wf-form4_167045082368334.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 21:26 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 3,488 $0.00 $0.00
Disclosure

SEC source: 0001138639-22-000146 · wf-form4_166519237451294.xml · derivative · entry 4

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,975

Underlying: Common Stock · 3,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F4 · derivative.exercise_date: These RSUs, originally for a total of 27,900 shares, vest as to one-half of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/8th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F4 · derivative.expiration_date: These RSUs, originally for a total of 27,900 shares, vest as to one-half of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/8th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 21:26 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001138639-22-000146 · wf-form4_166519237451294.xml · derivative · entry 3

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · derivative.exercise_date: These RSUs, originally for a total of 60,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F3 · derivative.expiration_date: These RSUs, originally for a total of 60,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 21:26 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 4,470 $5.40 $24,138.00
Disclosure

SEC source: 0001138639-22-000146 · wf-form4_166519237451294.xml · nonDerivative · entry 2

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,407

F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

Read SEC document
October 05, 2022 Filed Oct 7, 2022 21:26 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 8,488 $0.00 $0.00
Disclosure

SEC source: 0001138639-22-000146 · wf-form4_166519237451294.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 20:09 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 140,625 $0.00 $0.00
Disclosure

SEC source: 0001138639-22-000135 · wf-form4_166259574172609.xml · derivative · entry 6

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,625

Underlying: Common Stock · 140,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F4 · derivative.exercise_date: These RSUs vest in four annual installments beginning on September 5, 2020, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F4 · derivative.expiration_date: These RSUs vest in four annual installments beginning on September 5, 2020, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 20:09 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 6,459 $0.00 $0.00
Disclosure

SEC source: 0001138639-22-000135 · wf-form4_166259574172609.xml · derivative · entry 5

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,917

Underlying: Common Stock · 6,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F3 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
September 05, 2022 Filed Sep 7, 2022 20:09 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 74,040 $5.04 $373,161.60
Disclosure

SEC source: 0001138639-22-000135 · wf-form4_166259574172609.xml · nonDerivative · entry 4

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,389

F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

Read SEC document
September 05, 2022 Filed Sep 7, 2022 20:09 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 140,625 $0.00 $0.00
Disclosure

SEC source: 0001138639-22-000135 · wf-form4_166259574172609.xml · nonDerivative · entry 3

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2022 Filed Sep 7, 2022 20:09 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 3,401 $5.04 $17,141.04
Disclosure

SEC source: 0001138639-22-000135 · wf-form4_166259574172609.xml · nonDerivative · entry 2

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,804

F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

Read SEC document
September 05, 2022 Filed Sep 7, 2022 20:09 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 6,459 $0.00 $0.00
Disclosure

SEC source: 0001138639-22-000135 · wf-form4_166259574172609.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 19:31 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 3,487 $0.00 $0.00
Disclosure

SEC source: 0001138639-22-000108 · wf-form4_165723664666292.xml · derivative · entry 4

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,463

Underlying: Common Stock · 3,487 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F4 · derivative.exercise_date: These RSUs, originally for a total of 27,900 shares, vest as to one-half of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/8th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F4 · derivative.expiration_date: These RSUs, originally for a total of 27,900 shares, vest as to one-half of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/8th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 19:31 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001138639-22-000108 · wf-form4_165723664666292.xml · derivative · entry 3

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company.

F3 · derivative.exercise_date: These RSUs, originally for a total of 60,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F3 · derivative.expiration_date: These RSUs, originally for a total of 60,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 19:31 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 4,469 $5.50 $24,579.50
Disclosure

SEC source: 0001138639-22-000108 · wf-form4_165723664666292.xml · nonDerivative · entry 2

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,746

F1 · shares: Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").

Read SEC document
July 05, 2022 Filed Jul 7, 2022 19:31 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 8,487 $0.00 $0.00
Disclosure

SEC source: 0001138639-22-000108 · wf-form4_165723664666292.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 00:07 UTC PDF SOLUTIONS INC PDFS · Entity 4596 GrantCommon Stock 7,212 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-007424 · form4-07052022_050716.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,757

F1 · kind: These shares represent an award of Restricted Stock Units (Total RSU) under the Company's Director Compensation P rogram. 1/12th of the Total RSU shall vest on the grant effective date and 1/12th of the Total RSU shall vest monthly thereafter until fully vested, subject to the Recipient's continued service through each applicable vesting date.

F1 · shares: These shares represent an award of Restricted Stock Units (Total RSU) under the Company's Director Compensation P rogram. 1/12th of the Total RSU shall vest on the grant effective date and 1/12th of the Total RSU shall vest monthly thereafter until fully vested, subject to the Recipient's continued service through each applicable vesting date.

F1 · price: These shares represent an award of Restricted Stock Units (Total RSU) under the Company's Director Compensation P rogram. 1/12th of the Total RSU shall vest on the grant effective date and 1/12th of the Total RSU shall vest monthly thereafter until fully vested, subject to the Recipient's continued service through each applicable vesting date.

Read SEC document
June 05, 2022 Filed Jun 7, 2022 19:48 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 6,458 $0.00 $0.00
Disclosure

SEC source: 0001138639-22-000095 · wf-form4_165464568305258.xml · derivative · entry 3

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,376

Underlying: Common Stock · 6,458 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company").

F2 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F2 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
June 05, 2022 Filed Jun 7, 2022 19:48 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 3,401 $5.73 $19,487.73
Disclosure

SEC source: 0001138639-22-000095 · wf-form4_165464568305258.xml · nonDerivative · entry 2

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,728

Read SEC document
June 05, 2022 Filed Jun 7, 2022 19:48 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 6,458 $0.00 $0.00
Disclosure

SEC source: 0001138639-22-000095 · wf-form4_165464568305258.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 18:36 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 13,950 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023732 · doc4.xml · derivative · entry 4

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,950

Underlying: Common Stock · 13,950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company").

F4 · derivative.exercise_date: These RSUs, originally for a total of 27,900 shares, vest as to one-half of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/8th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F4 · derivative.expiration_date: These RSUs, originally for a total of 27,900 shares, vest as to one-half of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/8th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 18:36 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023732 · doc4.xml · derivative · entry 3

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company").

F3 · derivative.exercise_date: These RSUs, originally for a total of 60,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F3 · derivative.expiration_date: These RSUs, originally for a total of 60,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 18:36 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 17,875 $8.76 $156,585.00
Disclosure

SEC source: 0001209191-22-023732 · doc4.xml · nonDerivative · entry 2

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,671

F1 · shares: Represents shares that have been withheld by the Company to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units.

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April 05, 2022 Filed Apr 7, 2022 18:36 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionCommon Stock 33,950 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023732 · doc4.xml · nonDerivative · entry 1

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 05, 2022 Filed Mar 8, 2022 18:07 UTC Infinera Corp INFN · Entity 82602 Exercise / conversionRestricted Stock Units · Derivative 6,458 $0.00 $0.00
Disclosure

SEC source: 0001138639-22-000053 · wf-form4_164678081640285.xml · derivative · entry 3

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,834

Underlying: Common Stock · 32,292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company").

F2 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

F2 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date.

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March 05, 2022 Filed Mar 8, 2022 18:07 UTC Infinera Corp INFN · Entity 82602 Tax withholdingCommon Stock 3,202 $8.44 $27,024.88
Disclosure

SEC source: 0001138639-22-000053 · wf-form4_164678081640285.xml · nonDerivative · entry 2

Erba Nancy · CIK 0001684663 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,596

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.