Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASHLAND INC.ASH · Entity 4139 | Director · Chief Executive Officer | November 18, 2019 | November 20, 2019 |
| AVIENT CORPAVNT · Entity 4061 | Director | September 30, 2026 | October 02, 2026 |
| Envoy Medical, Inc.ANZU · Entity 7161 | Director | March 01, 2021 | March 02, 2021 |
| MODINE MANUFACTURING COMOD · Entity 3547 | Director | August 21, 2025 | August 25, 2025 |
| VALVOLINE INCVVV · Entity 1678 | Director | November 15, 2017 | November 16, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASHLAND INC.
Report date November 18, 2019 · Filed November 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 125,406 |
Last balance in matching sequence
After 2019-11-18 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2019-11-18 · Exercise / conversion · Acquired 6,370 · Balance 143,679 F1: Balance includes 423 additional shares of Common Stock acquired in lieu of cash dividends (93 acquired on December 15, 2018, 99 acquired on March 15, 2019, 114 acquired on June 15, 2019, and 117 acquired on September 15, 2019). Row 2 · 2019-11-18 · Tax withholding · Disposed 3,077 · Balance 140,602 F2: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 5 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F1: Balance includes 423 additional shares of Common Stock acquired in lieu of cash dividends (93 acquired on December 15, 2018, 99 acquired on March 15, 2019, 114 acquired on June 15, 2019, and 117 acquired on September 15, 2019). Row 3 · 2019-11-18 · Tax withholding · Disposed 15,196 · Balance 125,406 F3: Payment of tax liability by withholding securities incident to the vesting of performance based Restricted Stock granted 11/18/2015, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F1: Balance includes 423 additional shares of Common Stock acquired in lieu of cash dividends (93 acquired on December 15, 2018, 99 acquired on March 15, 2019, 114 acquired on June 15, 2019, and 117 acquired on September 15, 2019). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 15,926 |
Reported balance
After 2019-11-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-11-18 · Exercise / conversion · Disposed 6,370 · Balance 15,926 F4: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5: Grant of Restricted Stock Units on November 16, 2016, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F6: Balance also includes 452 restricted stock units acquired in lieu of cash dividends (100 acquired on December 15, 2018; 105 acquired on March 15, 2019; 122 acquired on June 15, 2019; and 125 acquired on September 15, 2019). |
Filing footnotes · ownership attribution and instrument terms
F1: Balance includes 423 additional shares of Common Stock acquired in lieu of cash dividends (93 acquired on December 15, 2018, 99 acquired on March 15, 2019, 114 acquired on June 15, 2019, and 117 acquired on September 15, 2019).
F2: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 5 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F3: Payment of tax liability by withholding securities incident to the vesting of performance based Restricted Stock granted 11/18/2015, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F4: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
F5: Grant of Restricted Stock Units on November 16, 2016, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
F6: Balance also includes 452 restricted stock units acquired in lieu of cash dividends (100 acquired on December 15, 2018; 105 acquired on March 15, 2019; 122 acquired on June 15, 2019; and 125 acquired on September 15, 2019).
AVIENT CORP
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectDeferred Comp Plan | 67,044.281 |
Reported balance
After 2026-09-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 958 · Balance 67,044.281 F1: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors.
Envoy Medical, Inc.
Report date March 01, 2021 · Filed March 02, 2021
This filing explicitly reported no securities owned.
MODINE MANUFACTURING CO
Report date August 21, 2025 · Filed August 25, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 8,426 |
Reported balance
After 2025-08-21 transaction · row 1
1 source rowRow 1 · 2025-08-21 · Grant · Acquired 1,149 · Balance 8,426 F1: This is an award of restricted stock units that was deferred by the reporting person. Each restricted stock unit represents a right to receive one share of MOD common stock. Shares will be delivered to the reporting person based on the reporting person's deferral election applicable to the restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: This is an award of restricted stock units that was deferred by the reporting person. Each restricted stock unit represents a right to receive one share of MOD common stock. Shares will be delivered to the reporting person based on the reporting person's deferral election applicable to the restricted stock units.
VALVOLINE INC
Report date November 15, 2017 · Filed November 16, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| UnitSEC Table II · derivative / convertible security | Direct | 3,513 |
Reported balance
After 2017-11-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-11-15 · Grant · Acquired 3,513 · Balance 3,513 F1: Each unit represents a contingent right to receive one share of Valvoline common stock upon distribution. F2: Shares of Valvoline common stock or cash become payable in respect of the units upon the event of an unforeseeable emergency (as defined in the Valvoline 2016 Deferred Compensation Plan for Non-Employee Directors (the "Plan")) or the Reporting Person's death, disability or separation from service, in accordance with the terms of the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit represents a contingent right to receive one share of Valvoline common stock upon distribution.
F2: Shares of Valvoline common stock or cash become payable in respect of the units upon the event of an unforeseeable emergency (as defined in the Valvoline 2016 Deferred Compensation Plan for Non-Employee Directors (the "Plan")) or the Reporting Person's death, disability or separation from service, in accordance with the terms of the Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 19, 2018 Filed Nov 21, 2018 02:10 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 13,127 | $80.32 | $1,054,360.64 |
DisclosureSEC source: 0001127602-18-034049 · form4.xml · nonDerivative · entry 7 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,216 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:10 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 5,965 | $80.32 | $479,108.80 |
DisclosureSEC source: 0001127602-18-034049 · form4.xml · nonDerivative · entry 6 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,089 F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 8 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:10 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 13,561 | $80.32 | $1,089,219.52 |
DisclosureSEC source: 0001127602-18-034049 · form4.xml · nonDerivative · entry 5 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:10 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 3,110 | $80.32 | $249,795.20 |
DisclosureSEC source: 0001127602-18-034049 · form4.xml · nonDerivative · entry 4 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,493 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 7 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:10 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 7,070 | $80.32 | $567,862.40 |
DisclosureSEC source: 0001127602-18-034049 · form4.xml · nonDerivative · entry 3 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2018 Filed Nov 21, 2018 02:10 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 6,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034049 · form4.xml · derivative · entry 9 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,764 Underlying: Common Stock · 6,282 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F6 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F6 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 16, 2018 Filed Nov 21, 2018 02:10 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 2,763 | $82.30 | $227,394.90 |
DisclosureSEC source: 0001127602-18-034049 · form4.xml · nonDerivative · entry 2 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,533 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 6 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 16, 2018 Filed Nov 21, 2018 02:10 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 6,282 | $82.30 | $517,008.60 |
DisclosureSEC source: 0001127602-18-034049 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 02:02 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 6,310 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-033859 · form4.xml · derivative · entry 3 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,046 Underlying: Common Stock · 6,310 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · balance_after: Balance also includes shares of restricted stock units acquired in lieu of cash dividends, 116 shares acquired on December 15, 2017; 122 shares acquired on March 15, 2018; 122 shares acquired on June 15, 2018 and 115 shares acquired on September 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 02:02 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 2,776 | $82.34 | $228,575.84 |
DisclosureSEC source: 0001127602-18-033859 · form4.xml · nonDerivative · entry 2 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,014 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F1 · balance_after: Balance includes 31,037 shares of unvested Restricted stock. Balance also includes shares of restricted stock acquired in lieu of cash dividends, 114 shares acquired on December 15, 2017; 98 shares acquired on March 15, 2018; 98 shares acquired on June 15, 2018 and 91 shares acquired on September 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 02:02 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 6,310 | $82.34 | $519,565.40 |
DisclosureSEC source: 0001127602-18-033859 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Balance includes 31,037 shares of unvested Restricted stock. Balance also includes shares of restricted stock acquired in lieu of cash dividends, 114 shares acquired on December 15, 2017; 98 shares acquired on March 15, 2018; 98 shares acquired on June 15, 2018 and 91 shares acquired on September 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 15:04 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 14,100 | $82.34 | $1,160,994.00 |
DisclosureSEC source: 0001127602-18-033584 · form4.xml · derivative · entry 2 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,356 Underlying: Common Stock · 14,100 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 15:04 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 64,350 | $82.34 Strike: $82.34 | $5,298,579.00 |
DisclosureSEC source: 0001127602-18-033584 · form4.xml · derivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,350 Underlying: Common Stock · 64,350 shares Expires 2028-11-15 F1 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F1 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| September 30, 2018 Filed Oct 1, 2018 21:03 UTC | AVIENT CORP POL · Entity 4061 | GrantCommon Stock | 745 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028794 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 26,392 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 30, 2018 Filed Jul 2, 2018 20:52 UTC | AVIENT CORP POL · Entity 4061 | GrantCommon Stock | 660 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-022300 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 25,550 F1 · balance_after: Includes 98 shares acquired on April 5, 2018 pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 21:19 UTC | AVIENT CORP POL · Entity 4061 | GrantCommon Stock | 677 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-013808 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 24,792 F1 · balance_after: Includes 89 shares acquired on January 10, 2018 pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 22:33 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 43,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003026 · form4.xml · derivative · entry 4 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,897 Underlying: Common Stock · 43,479 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units provided after measurement of the performance of the 2015-2017 LTIP award, pursuant Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest January 29, 2018, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units provided after measurement of the performance of the 2015-2017 LTIP award, pursuant Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest January 29, 2018, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 22:33 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 3,105 | $72.39 | $224,770.95 |
DisclosureSEC source: 0001127602-18-003026 · form4.xml · nonDerivative · entry 3 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,193 F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F1 · balance_after: Balance includes 30,750 shares of unvested Restricted stock. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 22:33 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 17,408 | $72.39 | $1,260,165.12 |
DisclosureSEC source: 0001127602-18-003026 · form4.xml · nonDerivative · entry 2 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,298 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 5 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F1 · balance_after: Balance includes 30,750 shares of unvested Restricted stock. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 22:33 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 43,479 | $72.39 | $3,147,444.81 |
DisclosureSEC source: 0001127602-18-003026 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Balance includes 30,750 shares of unvested Restricted stock. Read SEC document |
| December 31, 2017 Filed Jan 2, 2018 22:23 UTC | AVIENT CORP POL · Entity 4061 | GrantCommon Stock | 656 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-000193 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 24,026 F1 · balance_after: Includes 74 shares acquired on October 5, 2017 pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:15 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 6,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033051 · form4.xml · derivative · entry 3 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,260 Underlying: Common Stock · 6,966 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:15 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 6,966 | $70.16 | $488,734.56 |
DisclosureSEC source: 0001127602-17-033051 · form4.xml · nonDerivative · entry 2 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Balance includes 37,577 shares of unvested Restricted tock. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:15 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 3,367 | $70.16 | $236,228.72 |
DisclosureSEC source: 0001127602-17-033051 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,147 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Balance includes 37,577 shares of unvested Restricted tock. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 22:10 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 6,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032688 · form4.xml · derivative · entry 3 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,226 Underlying: Common Stock · 6,205 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 22:10 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 2,999 | $70.75 | $212,179.25 |
DisclosureSEC source: 0001127602-17-032688 · form4.xml · nonDerivative · entry 2 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,514 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F1 · balance_after: Balance includes 37,577 shares of unvested Restricted tock. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 22:10 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 6,205 | $70.75 | $439,003.75 |
DisclosureSEC source: 0001127602-17-032688 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Balance includes 37,577 shares of unvested Restricted tock. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 23:17 UTC | VALVOLINE INC VVV · Entity 1678 | GrantUnit · Derivative | 3,513 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000943 · ss67994_4.xml · derivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,513 Underlying: Common Stock · 3,513 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Valvoline common stock upon distribution. F2 · derivative.exercise_date: Shares of Valvoline common stock or cash become payable in respect of the units upon the event of an unforeseeable emergency (as defined in the Valvoline 2016 Deferred Compensation Plan for Non-Employee Directors (the "Plan")) or the Reporting Person's death, disability or separation from service, in accordance with the terms of the Plan. F2 · derivative.expiration_date: Shares of Valvoline common stock or cash become payable in respect of the units upon the event of an unforeseeable emergency (as defined in the Valvoline 2016 Deferred Compensation Plan for Non-Employee Directors (the "Plan")) or the Reporting Person's death, disability or separation from service, in accordance with the terms of the Plan. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 21:26 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 103,500 | $67.16 Strike: $67.16 | $6,951,060.00 |
DisclosureSEC source: 0001127602-17-032410 · form4.xml · derivative · entry 2 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,500 Underlying: Common Stock · 103,500 shares Expires 2027-12-15 F3 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F3 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 21:26 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 18,700 | $67.16 | $1,255,892.00 |
DisclosureSEC source: 0001127602-17-032410 · form4.xml · derivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,431 Underlying: Common Stock · 18,700 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| September 30, 2017 Filed Oct 2, 2017 20:38 UTC | AVIENT CORP POL · Entity 4061 | GrantCommon Stock | 714 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-028645 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 23,296 F1 · balance_after: Includes 76 shares acquired on July 7, 2017 pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 13, 2017 Filed Sep 13, 2017 19:11 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 13,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-027384 · form4.xml · derivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,613 Underlying: Common Stock · 13,127 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · shares: Pursuant to the terms of the FY 2016- 2018 Long Term Incentive Plan (the "LTIP Plan"), two-thirds of the performance units under the LTIP Plan were scored resulting in 13,127 time-based, stock-settled restricted stock units. F3 · derivative.exercise_date: The Restricted Stock Units described in footnote 2 vest on November 18, 2018 so long as the Reporting Person remains employed through such vesting date. F3 · derivative.expiration_date: The Restricted Stock Units described in footnote 2 vest on November 18, 2018 so long as the Reporting Person remains employed through such vesting date. Read SEC document |
| July 19, 2017 Filed Jul 21, 2017 15:11 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 43,479 | $66.88 | $2,907,875.52 |
DisclosureSEC source: 0001127602-17-023987 · form4.xml · derivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,486 Underlying: Common Stock · 43,479 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest on November 13, 2017, provided that the Reporting Person remains in continuous employment with the Issuer. F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest on November 13, 2017, provided that the Reporting Person remains in continuous employment with the Issuer. F3 · balance_after: Balance includes 110 additional restricted stock units acquired in lieu of cash dividends paid on June 15, 2017. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:31 UTC | AVIENT CORP POL · Entity 4061 | GrantCommon Stock | 740 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-022992 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 22,506 F1 · balance_after: Includes 83 shares acquired on April 6, 2017 pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:38 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 50,576 | $0.00 Strike: $59.41 | $0.00 |
DisclosureSEC source: 0001127602-17-020783 · form4.xml · derivative · entry 5 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,826 Underlying: Common Stock · 50,576 shares Expires 2025-12-18 F9 · derivative.exercise_price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $111.89 was converted to $59.41. F9 · price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $111.89 was converted to $59.41. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:38 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 40,637 | $0.00 Strike: $62.33 | $0.00 |
DisclosureSEC source: 0001127602-17-020783 · form4.xml · derivative · entry 4 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,637 Underlying: Common Stock · 40,637 shares Expires 2025-02-28 F8 · derivative.exercise_price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $117.38 was converted to $62.33. F8 · price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $117.38 was converted to $62.33. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:38 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 55,523 | $0.00 Strike: $57.96 | $0.00 |
DisclosureSEC source: 0001127602-17-020783 · form4.xml · derivative · entry 3 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,373 Underlying: Common Stock · 55,523 shares Expires 2026-12-16 F7 · derivative.exercise_price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $109.15 was converted to $57.96. F7 · price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $109.15 was converted to $57.96. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:38 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 28,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-020783 · form4.xml · derivative · entry 2 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,897 Underlying: Common Stock · 28,728 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F4 · shares: Represents the sum of 15,167 restricted stock units granted pursuant to the adjustment described in clause (a) of this footnote (4) and 13,561 restricted stock units granted pursuant to the plan described in clause (b) this footnote (4). (a) Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of restricted stock units (rounded to the nearest whole restricted stock unit) equal to the Equity Award Adjustment Ratio for each such restricted stock unit. (b) Pursuant to the terms of the FY 2016- 2018 Long Term Incentive Plan (the "LTIP Plan"), upon the Distribution, one-third of the Reporting Person's performance units under the LTIP Plan became convertible into 13,561 time-based, stock-settled restricted stock units immediately following the 120th day following the consummation of the Distribution. Pursuant to the terms of the LTIP Plan, each such time-based, stock settled restricted stock unit was further adjusted into the number of time-based, stock settled restricted stock units equal to the Equity Award Adjustment Ratio. F4 · price: Represents the sum of 15,167 restricted stock units granted pursuant to the adjustment described in clause (a) of this footnote (4) and 13,561 restricted stock units granted pursuant to the plan described in clause (b) this footnote (4). (a) Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of restricted stock units (rounded to the nearest whole restricted stock unit) equal to the Equity Award Adjustment Ratio for each such restricted stock unit. (b) Pursuant to the terms of the FY 2016- 2018 Long Term Incentive Plan (the "LTIP Plan"), upon the Distribution, one-third of the Reporting Person's performance units under the LTIP Plan became convertible into 13,561 time-based, stock-settled restricted stock units immediately following the 120th day following the consummation of the Distribution. Pursuant to the terms of the LTIP Plan, each such time-based, stock settled restricted stock unit was further adjusted into the number of time-based, stock settled restricted stock units equal to the Equity Award Adjustment Ratio. F5 · derivative.exercise_date: The restricted stock units described in clause (a) of footnote (4) vest upon the same terms and conditions as were applicable to the Reporting Person's awards of restricted stock units immediately prior to the Distribution. The restricted stock units described in clause (b) of footnote (4) vest upon the third anniversary of the grant date (i.e. November 18, 2018) so long as the Reporting Person remains employed through such vesting date. F5 · derivative.expiration_date: The restricted stock units described in clause (a) of footnote (4) vest upon the same terms and conditions as were applicable to the Reporting Person's awards of restricted stock units immediately prior to the Distribution. The restricted stock units described in clause (b) of footnote (4) vest upon the third anniversary of the grant date (i.e. November 18, 2018) so long as the Reporting Person remains employed through such vesting date. F6 · balance_after: Balance includes 113 additional restricted stock units acquired in lieu of cash dividends, 59 of which were paid on December 15, 2016, and 54 of which were paid on March 15, 2017. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:38 UTC | ASHLAND INC. ASH · Entity 4139 | GrantCommon Stock | 33,546 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-020783 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,926 F1 · price: Represents the sum of 3,224 shares of restricted stock granted pursuant to the adjustment described in clause (a) of this footnote (1) and 30,322 shares of restricted stock granted pursuant to the plan described in clause (b) of this footnote (1). (a) Ashland Global Holdings Inc. ("Ashland") distributed to its stockholders on May 12, 2017 (the "Distribution Date") 170,000,000 shares of Valvoline Inc. common stock as a pro rata dividend (the "Distribution"). Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of shares of restricted stock equal to the quotient of (x) the closing price of Ashland common stock on the Distribution Date and (y) the simple arithmetic average of the volume-weighted average price of Ashland common stock for each of the ten consecutive trading days immediately following the Distribution Date (such quotient, the "Equity Award Adjustment Ratio") for each such share of restricted stock. (b) Pursuant to the terms of the Executive Performance Incentive and Retention Program (the "EPIRP"), upon the Distribution, one-third of the Reporting Person's performance-based restricted shares granted under the EPIRP were convertible at "target" level (i.e. 50%) into 30,322 time-vested restricted shares immediately following the 120th day following the consummation of the Distribution. Pursuant to the terms of the EPIRP, each such time-vested restricted share was further adjusted into the number of time-vested restricted shares equal to the Equity Award Adjustment Ratio. F2 · balance_after: Includes 37,195 shares of unvested restricted stock. Balance also includes 11 additional shares of restricted stock acquired in lieu of cash dividends paid on March 15, 2017. Read SEC document |
| June 05, 2017 Filed Aug 23, 2017 22:01 UTC Amendment | ASHLAND INC. ASH · Entity 4139 | GrantCommon Stock | 33,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-026353 · form4a.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,048 F1 · shares: Due to a clerical error, the Reporting Person received 122 more shares of Restricted Common Stock under the Executive Performance Incentive and Retention Program than was reported at the time of the original filing. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:25 UTC | AVIENT CORP POL · Entity 4061 | GrantCommon Stock | 842 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013922 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 21,683 F1 · balance_after: Includes 81 shares acquired on January 6, 2017 pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 21:57 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 1,685 | $118.30 | $199,335.50 |
DisclosureSEC source: 0001127602-17-003141 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,482 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Balance includes 3,638 shares of unvested Restricted Common Stock and 113 additional shares of Restricted Common Stock acquired in lieu of cash dividends paid on December 15, 2016. Read SEC document |
| January 30, 2017 Filed Jun 7, 2017 19:36 UTC Amendment | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 1,685 | $118.30 | $199,335.50 |
DisclosureSEC source: 0001127602-17-020782 · form4a.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,369 F1 · balance_after: Form 4 dated 1/31/17 Common Stock balance erroneously reflected an additional 113 dividend shares which had already been reflected in the previous fiing. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:41 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 10,689 | $109.12 | $1,166,383.68 |
DisclosureSEC source: 0001127602-17-001092 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,054 F1 · kind: Payment of tax liability by withholding incident to the receipt of the vesting of shares of Restricted Common Stock acquired pursuant to an Inducement Restricted Stock Award Agreement which was approved by the Board of Directors on November 12, 2014. The Restricted Stock vested 50% on the first anniversary of the grant date and the remaining 50% shares vested on the second anniversary of the grant. F2 · balance_after: Includes 7,262 shares of unvested Restricted Stock. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 21:59 UTC | AVIENT CORP POL · Entity 4061 | GrantCommon Stock | 890 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-000259 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Comp Plan Disclosed balance after: 20,760 Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:56 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 3,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068215 · form4.xml · derivative · entry 3 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,056 Underlying: Common Stock · 3,649 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:56 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 1,670 | $111.12 | $185,570.40 |
DisclosureSEC source: 0001127602-16-068215 · form4.xml · nonDerivative · entry 2 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,630 F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Includes 32,837 shares of unvested Restricted Stock. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:56 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 3,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068215 · form4.xml · nonDerivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · balance_after: Includes 32,837 shares of unvested Restricted Stock. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:29 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 9,750 | $109.15 | $1,064,212.50 |
DisclosureSEC source: 0001127602-16-067809 · form4.xml · derivative · entry 2 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,705 Underlying: Common Stock · 9,750 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:29 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 62,850 | $109.15 Strike: $109.15 | $6,860,077.50 |
DisclosureSEC source: 0001127602-16-067809 · form4.xml · derivative · entry 1 WULFSOHN WILLIAM A · CIK 0001326402 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,850 Underlying: Common Stock · 62,850 shares Expires 2026-12-16 F1 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F1 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.