Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVIENT CORPAVNT · Entity 4061 | Director | September 30, 2026 | October 02, 2026 |
| ROCKWELL AUTOMATION, INCROK · Entity 906 | SVP,Chief Supply Chain Officer | December 15, 2021 | December 16, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVIENT CORP
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectDeferred Comp Plan | 28,062.859 |
Reported balance
After 2026-09-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 958 · Balance 28,062.859 F1: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired pursuant to a dividend reinvestment feature of the Avient Corporation Deferred Compensation Plan for Non-Employee Directors.
ROCKWELL AUTOMATION, INC
Report date December 15, 2021 · Filed December 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,872.5 |
Reported balance
After 2021-12-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-12-15 · Sale · Disposed 69 · Balance 4,872.5 F1: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021 and restricted stock units that vested on 12/10/2021. F2: Includes 1,210 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 37 |
Reported balance
Holding disclosure · report date 2021-12-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 37 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan | 500.11 |
Reported balance
Holding disclosure · report date 2021-12-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 500.11 F3: Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021 and restricted stock units that vested on 12/10/2021.
F2: Includes 1,210 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
F3: Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 11, 2021 Filed Jun 14, 2021 22:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,800 | $104.08 | $187,344.00 |
DisclosureSEC source: 0001246360-21-000806 · form.xml · nonDerivative · entry 3 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,824.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 21:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 319 | $276.29 | $88,137.59 |
DisclosureSEC source: 0001246360-21-000803 · form.xml · nonDerivative · entry 3 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,024.5 F2 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 2/24/2021 to cover taxes due on restricted stock that vested on 6/7/2021. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $276.2900 to $276.3801. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Includes 2,280 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| June 04, 2021 Filed Jun 4, 2021 21:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 95 | $0.00 Strike: $115.69 | $0.00 |
DisclosureSEC source: 0001246360-21-000798 · form.xml · derivative · entry 8 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 95 shares Expires 2024-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2021 Filed Jun 4, 2021 21:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 95 | $275.72 | $26,193.40 |
DisclosureSEC source: 0001246360-21-000798 · form.xml · nonDerivative · entry 6 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,343.5 F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/24/2021. F4 · ownership.direct: Includes 3,280 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| June 04, 2021 Filed Jun 4, 2021 21:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 95 | $115.69 | $10,990.55 |
DisclosureSEC source: 0001246360-21-000798 · form.xml · nonDerivative · entry 5 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,438.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 21:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 239 | $0.00 Strike: $115.69 | $0.00 |
DisclosureSEC source: 0001246360-21-000798 · form.xml · derivative · entry 7 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95 Underlying: Common Stock · 239 shares Expires 2024-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 21:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 239 | $275.00 | $65,726.00 |
DisclosureSEC source: 0001246360-21-000798 · form.xml · nonDerivative · entry 4 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,343.5 F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/24/2021. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $275.00 to $275.01. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 21:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 239 | $115.69 | $27,649.91 |
DisclosureSEC source: 0001246360-21-000798 · form.xml · nonDerivative · entry 3 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,582.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 22:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 2,750 | $0.00 Strike: $246.77 | $0.00 |
DisclosureSEC source: 0001246360-20-001934 · form.xml · derivative · entry 3 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,750 Underlying: Common Stock · 2,750 shares Expires 2030-12-10 F5 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F7 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 22:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted stock units · Derivative | 610 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001934 · form.xml · derivative · entry 2 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610 Underlying: Common Stock · 610 shares Expires 2023-12-10 F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 22:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 30 | $250.96 | $7,528.81 |
DisclosureSEC source: 0001246360-20-001898 · form.xml · nonDerivative · entry 5 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,343.5 F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/26/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $250.9550 to $251.1101. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F6 · ownership.direct: Includes 3,280 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 22:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 94 | $249.75 | $23,476.82 |
DisclosureSEC source: 0001246360-20-001898 · form.xml · nonDerivative · entry 4 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,373.5 F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/26/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $249.1250 to $249.87. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 22:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 261 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001898 · form.xml · derivative · entry 6 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 261 shares Expires 2020-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 22:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 261 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001898 · form.xml · nonDerivative · entry 3 Nicolas Ernest · CIK 0001791766 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,467.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 21:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 291 | $245.82 | $71,533.62 |
DisclosureSEC source: 0001246360-20-001752 · form.xml · nonDerivative · entry 3 Nicolas Ernest · CIK 0001791766 · SVP, Integrated Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,206.5 F2 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/26/2020 to cover taxes due on restricted stock that vested on 11/1/2020. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $245.82 to $245.8301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Includes 3,400 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 261 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001601 · form.xml · derivative · entry 1 Nicolas Ernest · CIK 0001791766 · SVP, Integrated Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261 Underlying: Common Stock · 261 shares Expires 2020-12-08 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 8, 2017, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 8, 2020, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 22:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 121 | $199.02 | $24,081.26 |
DisclosureSEC source: 0001246360-19-002655 · form.xml · nonDerivative · entry 4 Nicolas Ernest · CIK 0001791766 · SVP, Operations & Eng Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,497.5 F6 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 11/25/2019 to cover taxes due on restricted stock and performance shares that vested on 12/06/2019. F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $198.88 to $199.045. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F8 · ownership.direct: Includes 4,340 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 22:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 239 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002655 · form.xml · derivative · entry 6 Nicolas Ernest · CIK 0001791766 · SVP, Operations & Eng Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 239 shares Expires 2019-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 22:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 239 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002655 · form.xml · nonDerivative · entry 3 Nicolas Ernest · CIK 0001791766 · SVP, Operations & Eng Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,618.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 18:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 4,400 | $0.00 Strike: $196.43 | $0.00 |
DisclosureSEC source: 0001246360-19-002610 · form.xml · derivative · entry 4 Nicolas Ernest · CIK 0001791766 · SVP, Operations & Eng Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,400 Underlying: Common Stock · 4,400 shares Expires 2029-12-05 F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 18:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 270 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002610 · form.xml · nonDerivative · entry 3 Nicolas Ernest · CIK 0001791766 · SVP, Operations & Eng Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,379.5 F2 · kind: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F3 · ownership.direct: Includes 4,480 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 01:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 2,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002361 · form.xml · nonDerivative · entry 3 Nicolas Ernest · CIK 0001791766 · SVP, Operations & Eng Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,109.5 F2 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F3 · ownership.direct: Includes 4,210 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.