Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARES CAPITAL CORPARCC · Entity 3377 | Director · Executive Vice President | February 18, 2025 | February 20, 2025 |
| Ares Acquisition CorpAAC · Entity 143249 | Director | February 01, 2021 | February 02, 2021 |
| Ares Acquisition Corp IIIAAC · Entity 5470 | Director | June 29, 2026 | June 30, 2026 |
| Ares Commercial Real Estate CorpACRE · Entity 6141 | Director | March 16, 2020 | March 17, 2020 |
| Ares Management CorpARES · Entity 3048 | Director · Co-Founder and CEO | June 30, 2026 | July 02, 2026 |
| Kodiak AI, Inc.AACT · Entity 5204 | Director | April 20, 2023 | April 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARES CAPITAL CORP
Report date February 18, 2025 · Filed February 20, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,016,785 |
Reported balance
After 2025-02-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-02-18 · Gift · Disposed 300,172 · Balance 2,016,785 F1: Represents the number of shares of Common Stock which were donated to a charity by Michael J Arougheti on February 18, 2025. F2: Includes 534,248 shares not previously reported pursuant to Rule 16a-11 under the Securities Exchange Act of 1934 that were acquired under Ares Capital Corporation's Dividend Reinvestment Plan after Michael J Arougheti's immediately prior Form 4 filing. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares of Common Stock which were donated to a charity by Michael J Arougheti on February 18, 2025.
F2: Includes 534,248 shares not previously reported pursuant to Rule 16a-11 under the Securities Exchange Act of 1934 that were acquired under Ares Capital Corporation's Dividend Reinvestment Plan after Michael J Arougheti's immediately prior Form 4 filing.
Ares Acquisition Corp
Report date February 01, 2021 · Filed February 02, 2021
This filing explicitly reported no securities owned.
Ares Acquisition Corp III
Report date June 29, 2026 · Filed June 30, 2026
This filing explicitly reported no securities owned.
Ares Commercial Real Estate Corp
Report date March 16, 2020 · Filed March 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 409,776 |
Ending reported balance
After 2020-03-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-03-16 · Purchase · Acquired 17,080 · Balance 402,776 F1: The price reported in Line 1 Column 4 is a weighted average price rounded to the nearest hundredths. These shares were purchased in multiple transactions at prices ranging from $9.73 to $9.88, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Row 2 · 2020-03-16 · Purchase · Acquired 7,000 · Balance 409,776 F2: The price reported in Line 2 Column 4 is a weighted average price rounded to the nearest hundredths. These shares were purchased in multiple transactions at prices ranging from $8.29 to $8.30, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Line 1 Column 4 is a weighted average price rounded to the nearest hundredths. These shares were purchased in multiple transactions at prices ranging from $9.73 to $9.88, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2: The price reported in Line 2 Column 4 is a weighted average price rounded to the nearest hundredths. These shares were purchased in multiple transactions at prices ranging from $8.29 to $8.30, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
Ares Management Corp
Report date June 30, 2026 · Filed July 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,364,548 |
Reported balance
After 2026-06-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-30 · Tax withholding · Disposed 82,957 · Balance 1,364,548 F1: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. F2: Includes 1,137,500 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting.
F2: Includes 1,137,500 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.
Kodiak AI, Inc.
Report date April 20, 2023 · Filed April 21, 2023
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2022 Filed Feb 12, 2022 01:25 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 21,645 | $82.81 | $1,792,422.45 |
DisclosureSEC source: 0001628280-22-002392 · wf-form4_164462909655994.xml · nonDerivative · entry 9 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 500,100 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold on February 11, 2022 in multiple transactions at prices ranging from $82.50 to $83.40. Read SEC document |
| February 11, 2022 Filed Feb 12, 2022 01:25 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 25,529 | $82.18 | $2,097,973.22 |
DisclosureSEC source: 0001628280-22-002392 · wf-form4_164462909655994.xml · nonDerivative · entry 8 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 521,745 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold on February 11, 2022 in multiple transactions at prices ranging from $81.50 to $82.49. Read SEC document |
| February 11, 2022 Filed Feb 12, 2022 01:25 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 10,406 | $81.06 | $843,510.36 |
DisclosureSEC source: 0001628280-22-002392 · wf-form4_164462909655994.xml · nonDerivative · entry 7 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 547,274 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold on February 11, 2022 in multiple transactions at prices ranging from $80.45 to $81.40. Read SEC document |
| February 10, 2022 Filed Feb 12, 2022 01:25 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 19,614 | $82.21 | $1,612,466.94 |
DisclosureSEC source: 0001628280-22-002392 · wf-form4_164462909655994.xml · nonDerivative · entry 6 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 557,680 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold on February 10, 2022 in multiple transactions at prices ranging from $82.01 to $82.78. Read SEC document |
| February 10, 2022 Filed Feb 12, 2022 01:25 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 41,548 | $81.68 | $3,393,640.64 |
DisclosureSEC source: 0001628280-22-002392 · wf-form4_164462909655994.xml · nonDerivative · entry 5 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 577,294 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold on February 10, 2022 in multiple transactions at prices ranging from $81.01 to $82.00. Read SEC document |
| February 10, 2022 Filed Feb 12, 2022 01:25 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 123,152 | $80.45 | $9,907,578.40 |
DisclosureSEC source: 0001628280-22-002392 · wf-form4_164462909655994.xml · nonDerivative · entry 4 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 618,842 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on February 10, 2022 in multiple transactions at prices ranging from $80.00 to $80.98. Read SEC document |
| February 09, 2022 Filed Feb 12, 2022 01:25 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 22,976 | $81.10 | $1,863,353.60 |
DisclosureSEC source: 0001628280-22-002392 · wf-form4_164462909655994.xml · nonDerivative · entry 3 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 741,994 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on February 9, 2022 in multiple transactions at prices ranging from $81.00 to $81.27. Read SEC document |
| February 09, 2022 Filed Feb 12, 2022 01:25 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 86,286 | $80.51 | $6,946,885.86 |
DisclosureSEC source: 0001628280-22-002392 · wf-form4_164462909655994.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 764,970 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on February 9, 2022 in multiple transactions at prices ranging from $80.00 to $80.99. Read SEC document |
| February 09, 2022 Filed Feb 12, 2022 01:25 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 13,334 | $80.36 | $1,071,520.24 |
DisclosureSEC source: 0001628280-22-002392 · wf-form4_164462909655994.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 990,609 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on February 9, 2022 in multiple transactions at prices ranging from $80.00 to $80.70. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 4, 5, 6, 7, 8, 9, 10 and 11. F3 · balance_after: Includes 766,666 restricted units granted under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| February 04, 2022 Filed Feb 5, 2022 01:50 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 100 | $80.00 | $8,000.00 |
DisclosureSEC source: 0001628280-22-001876 · wf-form4_164402580145108.xml · nonDerivative · entry 4 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 851,256 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. Read SEC document |
| February 04, 2022 Filed Feb 5, 2022 01:50 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 100 | $80.00 | $8,000.00 |
DisclosureSEC source: 0001628280-22-001876 · wf-form4_164402580145108.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,003,943 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F3 · balance_after: Includes 766,666 restricted units granted under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| February 03, 2022 Filed Feb 5, 2022 01:50 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 3,202 | $80.03 | $256,256.06 |
DisclosureSEC source: 0001628280-22-001876 · wf-form4_164402580145108.xml · nonDerivative · entry 3 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 851,356 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on February 3, 2022 in multiple transactions at prices ranging from $80.00 to $80.13. Read SEC document |
| February 03, 2022 Filed Feb 5, 2022 01:50 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 1,100 | $80.02 | $88,022.00 |
DisclosureSEC source: 0001628280-22-001876 · wf-form4_164402580145108.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,004,043 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on February 3, 2022 in multiple transactions at prices ranging from $80.00 to $80.07. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 4. F3 · balance_after: Includes 766,666 restricted units granted under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| February 02, 2022 Filed Feb 3, 2022 02:27 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 97,992 | $80.43 | $7,881,496.56 |
DisclosureSEC source: 0001628280-22-001721 · wf-form4_164385523498006.xml · nonDerivative · entry 11 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 854,558 F3 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold on February 2, 2022 in multiple transactions at prices ranging from $80.00 to $80.89. Read SEC document |
| February 02, 2022 Filed Feb 3, 2022 02:27 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 32,716 | $80.43 | $2,631,347.88 |
DisclosureSEC source: 0001628280-22-001721 · wf-form4_164385523498006.xml · nonDerivative · entry 9 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,005,143 F3 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold on February 2, 2022 in multiple transactions at prices ranging from $80.00 to $80.89. F2 · balance_after: Includes 766,666 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| February 02, 2022 Filed Feb 3, 2022 02:27 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 21,386 | $77.84 | $1,664,686.24 |
DisclosureSEC source: 0001628280-22-001721 · wf-form4_164385523498006.xml · nonDerivative · entry 8 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,037,859 F3 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold on February 2, 2022 in multiple transactions at prices ranging from $77.55 to $78.27. F2 · balance_after: Includes 766,666 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 02:27 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 100 | $80.00 | $8,000.00 |
DisclosureSEC source: 0001628280-22-001721 · wf-form4_164385523498006.xml · nonDerivative · entry 10 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 952,550 F3 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 02:27 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 4,662 | $79.73 | $371,701.26 |
DisclosureSEC source: 0001628280-22-001721 · wf-form4_164385523498006.xml · nonDerivative · entry 7 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,059,245 F3 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold on February 1, 2022 in multiple transactions at prices ranging from $79.61 to $80.00. F2 · balance_after: Includes 766,666 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 02:27 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 35,375 | $79.14 | $2,799,577.50 |
DisclosureSEC source: 0001628280-22-001721 · wf-form4_164385523498006.xml · nonDerivative · entry 6 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,063,907 F3 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold on February 1, 2022 in multiple transactions at prices ranging from $78.60 to $79.58. F2 · balance_after: Includes 766,666 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 02:27 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 129,068 | $77.99 | $10,066,013.32 |
DisclosureSEC source: 0001628280-22-001721 · wf-form4_164385523498006.xml · nonDerivative · entry 5 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,099,282 F3 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold on February 1, 2022 in multiple transactions at prices ranging from $77.60 to $78.59. F2 · balance_after: Includes 766,666 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 02:27 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 24,483 | $79.61 | $1,949,091.63 |
DisclosureSEC source: 0001628280-22-001721 · wf-form4_164385523498006.xml · nonDerivative · entry 4 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,228,350 F3 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on January 31, 2022 in multiple transactions at prices ranging from $79.50 to $79.74. F2 · balance_after: Includes 766,666 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 02:27 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 40,774 | $78.98 | $3,220,330.52 |
DisclosureSEC source: 0001628280-22-001721 · wf-form4_164385523498006.xml · nonDerivative · entry 3 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,252,833 F3 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on January 31, 2022 in multiple transactions at prices ranging from $78.50 to $79.46. F2 · balance_after: Includes 766,666 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 02:27 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 49,168 | $77.98 | $3,834,120.64 |
DisclosureSEC source: 0001628280-22-001721 · wf-form4_164385523498006.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,293,607 F3 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on January 31, 2022 in multiple transactions at prices ranging from $77.50 to $78.48. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 5, 6, 7, 8, 9, 10 and 11. F2 · balance_after: Includes 766,666 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 02:27 UTC | Ares Management Corp ARES · Entity 3048 | GrantClass A Common Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-001721 · wf-form4_164385523498006.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,342,775 F1 · shares: Granted under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan"). Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 31, 2024, 2025, 2026 and 2027. F2 · balance_after: Includes 766,666 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| January 13, 2022 Filed Jan 14, 2022 01:21 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 660 | $78.53 | $51,829.80 |
DisclosureSEC source: 0001628280-22-000903 · wf-form4_164212328984683.xml · nonDerivative · entry 6 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,042,775 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold on January 13, 2022 in multiple transactions at prices ranging from $78.50 to $78.59. F3 · balance_after: Includes 466,666 restricted units granted under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| January 13, 2022 Filed Jan 14, 2022 01:21 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 46,061 | $77.80 | $3,583,545.80 |
DisclosureSEC source: 0001628280-22-000903 · wf-form4_164212328984683.xml · nonDerivative · entry 5 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,043,435 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold on January 13, 2022 in multiple transactions at prices ranging from $77.50 to $78.49. F3 · balance_after: Includes 466,666 restricted units granted under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| January 12, 2022 Filed Jan 14, 2022 01:21 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 7,362 | $79.24 | $583,364.88 |
DisclosureSEC source: 0001628280-22-000903 · wf-form4_164212328984683.xml · nonDerivative · entry 4 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,089,496 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on January 12, 2022 in multiple transactions at prices ranging from $78.95 to $79.86. F3 · balance_after: Includes 466,666 restricted units granted under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| January 12, 2022 Filed Jan 14, 2022 01:21 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 80,485 | $78.30 | $6,301,975.50 |
DisclosureSEC source: 0001628280-22-000903 · wf-form4_164212328984683.xml · nonDerivative · entry 3 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,096,858 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on January 12, 2022 in multiple transactions at prices ranging from $77.95 to $78.94. F3 · balance_after: Includes 466,666 restricted units granted under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| January 11, 2022 Filed Jan 14, 2022 01:21 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 1,604 | $78.51 | $125,930.04 |
DisclosureSEC source: 0001628280-22-000903 · wf-form4_164212328984683.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,177,343 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on January 11, 2022 in multiple transactions at prices ranging from $78.50 to $78.55. F3 · balance_after: Includes 466,666 restricted units granted under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| January 11, 2022 Filed Jan 14, 2022 01:21 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 59,012 | $78.10 | $4,608,837.20 |
DisclosureSEC source: 0001628280-22-000903 · wf-form4_164212328984683.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,178,947 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on January 11, 2022 in multiple transactions at prices ranging from $77.50 to $78.49. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 4, 5, 6, 7 and 8. F3 · balance_after: Includes 466,666 restricted units granted under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| January 01, 2022 Filed Jan 5, 2022 02:23 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 83,333 | $81.27 | $6,772,472.91 |
DisclosureSEC source: 0001628280-22-000285 · wf-form4_164134941945160.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,237,959 F1 · shares: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units representing the right to receive one share of Class A Common Stock under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan"). Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. F2 · balance_after: Includes 466,666 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 00:26 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 159,390 | $78.93 | $12,580,652.70 |
DisclosureSEC source: 0001628280-21-018630 · wf-form4_163166554797988.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,321,292 F3 · shares: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units representing the right to receive one share of Class A Common Stock under the Equity Incentive Plan. F2 · balance_after: Includes 633,332 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| September 11, 2021 Filed Sep 15, 2021 00:26 UTC | Ares Management Corp ARES · Entity 3048 | Exercise / conversionRestricted Units · Derivative | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-018630 · wf-form4_163166554797988.xml · derivative · entry 4 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 300,000 shares Expires 2029-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The restricted units are fully vested as of September 11, 2021. F5 · derivative.exercise_date: The restricted units are fully vested as of September 11, 2021. Read SEC document |
| September 11, 2021 Filed Sep 15, 2021 00:26 UTC | Ares Management Corp ARES · Entity 3048 | Exercise / conversionClass A Common Stock | 300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-21-018630 · wf-form4_163166554797988.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,480,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the vesting of 300,000 restricted units granted on January 22, 2021 under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan") on September 11, 2021 pursuant to the vesting conditions of such restricted units. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. F2 · balance_after: Includes 633,332 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| July 30, 2021 Filed Aug 4, 2021 00:27 UTC | Ares Management Corp ARES · Entity 3048 | Exercise / conversionRestricted Units · Derivative | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-015426 · wf-form4_162803685138239.xml · derivative · entry 4 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Class A Common Stock · 300,000 shares Expires 2029-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The restricted units were granted on January 22, 2021 pursuant to the Equity Incentive Plan, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restricted units are subject to market price-based vesting conditions as follows: 300,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $75.00, generally subject to the reporting person's continued service through the applicable vesting date. F5 · derivative.exercise_date: The restricted units were granted on January 22, 2021 pursuant to the Equity Incentive Plan, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restricted units are subject to market price-based vesting conditions as follows: 300,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $75.00, generally subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| July 30, 2021 Filed Aug 4, 2021 00:27 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 146,910 | $71.61 | $10,520,225.10 |
DisclosureSEC source: 0001628280-21-015426 · wf-form4_162803685138239.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,180,682 F3 · shares: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units representing the right to receive one share of Class A Common Stock under the Equity Incentive Plan. F2 · balance_after: Includes 633,332 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| July 30, 2021 Filed Aug 4, 2021 00:27 UTC | Ares Management Corp ARES · Entity 3048 | Exercise / conversionClass A Common Stock | 300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-21-015426 · wf-form4_162803685138239.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,327,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the vesting of 300,000 restricted units granted on January 22, 2021 under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan") on July 30, 2021 pursuant to the vesting conditions of such restricted units. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. F2 · balance_after: Includes 633,332 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| July 01, 2021 Filed Jul 7, 2021 01:54 UTC | Ares Management Corp ARES · Entity 3048 | Exercise / conversionRestricted Units · Derivative | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-013590 · wf-form4_162562284084215.xml · derivative · entry 4 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Class A Common Stock · 300,000 shares Expires 2029-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The restricted units were granted on January 22, 2021 pursuant to the Equity Incentive Plan, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restricted units are subject to market price-based vesting conditions as follows: (i) 300,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $65.00, and (ii) 300,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $75.00, in each case generally subject to the reporting person's continued service through the applicable vesting date. F5 · derivative.exercise_date: The restricted units were granted on January 22, 2021 pursuant to the Equity Incentive Plan, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restricted units are subject to market price-based vesting conditions as follows: (i) 300,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $65.00, and (ii) 300,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $75.00, in each case generally subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| July 01, 2021 Filed Jul 7, 2021 01:54 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 146,910 | $63.90 | $9,387,549.00 |
DisclosureSEC source: 0001628280-21-013590 · wf-form4_162562284084215.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,027,592 F3 · shares: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units representing the right to receive one share of Class A Common Stock under the Equity Incentive Plan. F2 · balance_after: Includes 633,332 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| July 01, 2021 Filed Jul 7, 2021 01:54 UTC | Ares Management Corp ARES · Entity 3048 | Exercise / conversionClass A Common Stock | 300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-21-013590 · wf-form4_162562284084215.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,174,502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the vesting of 300,000 restricted units granted on January 22, 2021 under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan") on July 1, 2021 pursuant to the vesting conditions of such restricted units. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. F2 · balance_after: Includes 633,332 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| April 08, 2021 Filed Apr 13, 2021 01:35 UTC | Ares Management Corp ARES · Entity 3048 | Exercise / conversionRestricted Units · Derivative | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-006800 · wf-form4_161827771975134.xml · derivative · entry 4 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900,000 Underlying: Class A Common Stock · 300,000 shares Expires 2029-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The restricted units were granted on January 22, 2021 pursuant to the Equity Incentive Plan, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restricted units are subject to market price-based vesting conditions as follows: (i) 300,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $60.00; (ii) 300,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $65.00; (Continued in footnote 6) F6 · derivative.exercise_price: and (iii) 300,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $75.00, in each case generally subject to the reporting person's continued service through the applicable vesting date. F5 · derivative.exercise_date: The restricted units were granted on January 22, 2021 pursuant to the Equity Incentive Plan, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restricted units are subject to market price-based vesting conditions as follows: (i) 300,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $60.00; (ii) 300,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $65.00; (Continued in footnote 6) F6 · derivative.exercise_date: and (iii) 300,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $75.00, in each case generally subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| April 08, 2021 Filed Apr 13, 2021 01:35 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 146,910 | $55.34 | $8,129,999.40 |
DisclosureSEC source: 0001628280-21-006800 · wf-form4_161827771975134.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 874,502 F3 · shares: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units representing the right to receive one share of Class A Common Stock under the Equity Incentive Plan. F2 · balance_after: Includes 633,332 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| April 08, 2021 Filed Apr 13, 2021 01:35 UTC | Ares Management Corp ARES · Entity 3048 | Exercise / conversionClass A Common Stock | 300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-21-006800 · wf-form4_161827771975134.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,021,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the vesting of 300,000 restricted units granted on January 22, 2021 under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan") on April 8, 2021 pursuant to the vesting conditions of such restricted units. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. F2 · balance_after: Includes 633,332 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| January 21, 2021 Filed Jan 23, 2021 02:39 UTC | Ares Management Corp ARES · Entity 3048 | GrantRestricted Units · Derivative | 1,200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-000737 · wf-form4_161136955503442.xml · derivative · entry 3 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200,000 Underlying: Class A Common Stock · 1,200,000 shares Expires 2029-01-22 F4 · derivative.exercise_price: The restricted units were granted on January 22, 2021 pursuant to the Equity Incentive Plan, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restricted units are subject to market price-based vesting conditions as follows: (i) 300,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $55.00; (ii) 300,0000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $60.00; (Continued in footnote 5) F5 · derivative.exercise_price: (iii) 300,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $65.00; (iv) 300,0000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $75.00, in each case generally subject to the reporting person's continued service through the applicable vesting date. F4 · derivative.exercise_date: The restricted units were granted on January 22, 2021 pursuant to the Equity Incentive Plan, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restricted units are subject to market price-based vesting conditions as follows: (i) 300,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $55.00; (ii) 300,0000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $60.00; (Continued in footnote 5) F5 · derivative.exercise_date: (iii) 300,000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $65.00; (iv) 300,0000 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 22, 2029, the volume-weighted average price per share of Class A Common Stock is at least $75.00, in each case generally subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| January 21, 2021 Filed Jan 23, 2021 02:39 UTC | Ares Management Corp ARES · Entity 3048 | GrantClass A Common Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-000737 · wf-form4_161136955503442.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 721,412 F1 · shares: Granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan"). Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 31, 2023, 2024, 2025 and 2026. F2 · balance_after: Includes 633,332 restricted units granted under the Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 02:07 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 78,587 | $47.05 | $3,697,518.35 |
DisclosureSEC source: 0001628280-21-000228 · wf-form4_160998526645009.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,412 F1 · shares: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units representing the right to receive one share of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan"). Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. F2 · balance_after: Includes 333,332 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:57 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 65,408 | $47.25 | $3,090,528.00 |
DisclosureSEC source: 0001628280-21-000136 · wf-form4_160989824662837.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,999 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on December 31, 2020 in multiple transactions at prices ranging from $46.91 to $47.62. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| December 30, 2020 Filed Dec 30, 2020 22:56 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 58,547 | $47.74 | $2,795,033.78 |
DisclosureSEC source: 0001628280-20-017849 · wf-form4_160936896650333.xml · nonDerivative · entry 5 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,407 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on December 30, 2020 in multiple transactions at prices ranging from $47.51 to $48.26. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. The amount additionally includes 325,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 22:56 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 321 | $48.82 | $15,671.22 |
DisclosureSEC source: 0001628280-20-017849 · wf-form4_160936896650333.xml · nonDerivative · entry 4 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 623,954 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on December 29, 2020 in multiple transactions at prices ranging from $48.80 to $48.85. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. The amount additionally includes 325,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 22:56 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 92,470 | $47.91 | $4,430,237.70 |
DisclosureSEC source: 0001628280-20-017849 · wf-form4_160936896650333.xml · nonDerivative · entry 3 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,275 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on December 29, 2020 in multiple transactions at prices ranging from $47.70 to $48.66. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. The amount additionally includes 325,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.