Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARES CAPITAL CORPARCC · Entity 3377 | Director · Executive Vice President | February 18, 2025 | February 20, 2025 |
| Ares Acquisition CorpAAC · Entity 143249 | Director | February 01, 2021 | February 02, 2021 |
| Ares Acquisition Corp IIIAAC · Entity 5470 | Director | June 29, 2026 | June 30, 2026 |
| Ares Commercial Real Estate CorpACRE · Entity 6141 | Director | March 16, 2020 | March 17, 2020 |
| Ares Management CorpARES · Entity 3048 | Director · Co-Founder and CEO | June 30, 2026 | July 02, 2026 |
| Kodiak AI, Inc.AACT · Entity 5204 | Director | April 20, 2023 | April 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARES CAPITAL CORP
Report date February 18, 2025 · Filed February 20, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,016,785 |
Reported balance
After 2025-02-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-02-18 · Gift · Disposed 300,172 · Balance 2,016,785 F1: Represents the number of shares of Common Stock which were donated to a charity by Michael J Arougheti on February 18, 2025. F2: Includes 534,248 shares not previously reported pursuant to Rule 16a-11 under the Securities Exchange Act of 1934 that were acquired under Ares Capital Corporation's Dividend Reinvestment Plan after Michael J Arougheti's immediately prior Form 4 filing. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares of Common Stock which were donated to a charity by Michael J Arougheti on February 18, 2025.
F2: Includes 534,248 shares not previously reported pursuant to Rule 16a-11 under the Securities Exchange Act of 1934 that were acquired under Ares Capital Corporation's Dividend Reinvestment Plan after Michael J Arougheti's immediately prior Form 4 filing.
Ares Acquisition Corp
Report date February 01, 2021 · Filed February 02, 2021
This filing explicitly reported no securities owned.
Ares Acquisition Corp III
Report date June 29, 2026 · Filed June 30, 2026
This filing explicitly reported no securities owned.
Ares Commercial Real Estate Corp
Report date March 16, 2020 · Filed March 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 409,776 |
Ending reported balance
After 2020-03-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-03-16 · Purchase · Acquired 17,080 · Balance 402,776 F1: The price reported in Line 1 Column 4 is a weighted average price rounded to the nearest hundredths. These shares were purchased in multiple transactions at prices ranging from $9.73 to $9.88, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Row 2 · 2020-03-16 · Purchase · Acquired 7,000 · Balance 409,776 F2: The price reported in Line 2 Column 4 is a weighted average price rounded to the nearest hundredths. These shares were purchased in multiple transactions at prices ranging from $8.29 to $8.30, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Line 1 Column 4 is a weighted average price rounded to the nearest hundredths. These shares were purchased in multiple transactions at prices ranging from $9.73 to $9.88, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2: The price reported in Line 2 Column 4 is a weighted average price rounded to the nearest hundredths. These shares were purchased in multiple transactions at prices ranging from $8.29 to $8.30, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
Ares Management Corp
Report date June 30, 2026 · Filed July 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,364,548 |
Reported balance
After 2026-06-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-30 · Tax withholding · Disposed 82,957 · Balance 1,364,548 F1: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. F2: Includes 1,137,500 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting.
F2: Includes 1,137,500 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.
Kodiak AI, Inc.
Report date April 20, 2023 · Filed April 21, 2023
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 28, 2020 Filed Dec 30, 2020 22:56 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 200 | $49.64 | $9,928.00 |
DisclosureSEC source: 0001628280-20-017849 · wf-form4_160936896650333.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 716,745 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. The amount additionally includes 325,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 22:56 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 108,054 | $48.66 | $5,257,907.64 |
DisclosureSEC source: 0001628280-20-017849 · wf-form4_160936896650333.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 716,945 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on December 28, 2020 in multiple transactions at prices ranging from $48.42 to $49.41. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 4, 5 and 6. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. The amount additionally includes 325,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 01:06 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 71,020 | $48.94 | $3,475,718.80 |
DisclosureSEC source: 0001628280-20-017577 · wf-form4_160816715881623.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,999 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on December 15, 2020 in multiple transactions at prices ranging from $48.55 to $49.28. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 01:06 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 59,216 | $48.60 | $2,877,897.60 |
DisclosureSEC source: 0001628280-20-017577 · wf-form4_160816715881623.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571,019 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on December 14, 2020 in multiple transactions at prices ranging from $48.28 to $49.05. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 4. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| December 11, 2020 Filed Dec 11, 2020 23:54 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 62,261 | $48.53 | $3,021,526.33 |
DisclosureSEC source: 0001628280-20-017421 · wf-form4_160773083590833.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,235 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on December 11, 2020 in multiple transactions at prices ranging from $48.16 to $48.83. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 23:54 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 60,316 | $48.29 | $2,912,659.64 |
DisclosureSEC source: 0001628280-20-017421 · wf-form4_160773083590833.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 692,496 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on December 10, 2020 in multiple transactions at prices ranging from $47.83 to $48.48. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 4. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 00:49 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 87,387 | $48.29 | $4,219,918.23 |
DisclosureSEC source: 0001628280-20-017312 · wf-form4_160756136988995.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 752,812 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on December 9, 2020 in multiple transactions at prices ranging from $47.92 to $48.74. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| December 04, 2020 Filed Dec 9, 2020 01:54 UTC | Ares Management Corp ARES · Entity 3048 | Exercise / conversionRestricted Units · Derivative | 666,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-017240 · wf-form4_160747886288449.xml · derivative · entry 4 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 666,667 shares Expires 2028-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the vesting of 666,667 restricted units granted on July 31, 2018 under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan") on December 4, 2020 pursuant to the vesting conditions of such restricted units. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. F1 · derivative.exercise_date: Reflects the vesting of 666,667 restricted units granted on July 31, 2018 under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan") on December 4, 2020 pursuant to the vesting conditions of such restricted units. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. Read SEC document |
| December 04, 2020 Filed Dec 9, 2020 01:54 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 326,467 | $46.99 | $15,340,684.33 |
DisclosureSEC source: 0001628280-20-017240 · wf-form4_160747886288449.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840,199 F3 · shares: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units representing the right to receive one share of Class A Common Stock under the Equity Incentive Plan. F2 · balance_after: Includes 499,999 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| December 04, 2020 Filed Dec 9, 2020 01:54 UTC | Ares Management Corp ARES · Entity 3048 | Exercise / conversionClass A Common Stock | 666,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-20-017240 · wf-form4_160747886288449.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,166,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the vesting of 666,667 restricted units granted on July 31, 2018 under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan") on December 4, 2020 pursuant to the vesting conditions of such restricted units. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. F2 · balance_after: Includes 499,999 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| October 28, 2020 Filed Oct 31, 2020 00:02 UTC | ARES CAPITAL CORP ARCC · Entity 3377 | PurchaseCommon Stock | 10,000 | $13.92 | $139,200.00 |
DisclosureSEC source: 0001104659-20-120151 · a4.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,308,080 F1 · balance_after: Includes 313,545 shares not previously reported pursuant to Rule 16a-11 under the Securities Exchange Act of 1934 that were acquired under Ares Capital Corporation's Dividend Reinvestment Plan after Mr. Arougheti's immediately prior Form 4 filing. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 00:33 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 65,347 | $40.50 | $2,646,553.50 |
DisclosureSEC source: 0001628280-20-014078 · wf-form4_160151238517406.xml · nonDerivative · entry 3 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,999 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on September 30, 2020 in multiple transactions at prices ranging from $40.14 to $40.68. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 00:33 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 108,648 | $40.23 | $4,370,909.04 |
DisclosureSEC source: 0001628280-20-014078 · wf-form4_160151238517406.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,346 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on September 29, 2020 in multiple transactions at prices ranging from $40.00 to $40.67. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| September 28, 2020 Filed Oct 1, 2020 00:33 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 57,127 | $40.53 | $2,315,357.31 |
DisclosureSEC source: 0001628280-20-014078 · wf-form4_160151238517406.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 673,994 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on September 28, 2020 in multiple transactions at prices ranging from $40.08 to $40.82. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 4 and 5. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| September 23, 2020 Filed Sep 26, 2020 00:10 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 19,335 | $40.11 | $775,526.85 |
DisclosureSEC source: 0001628280-20-013923 · wf-form4_160107899329689.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731,121 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on September 23, 2020 in multiple transactions at prices ranging from $40.00 to $40.30. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. F4 · balance_after: Includes 250,457 shares of Class A Common Stock previously held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person or a vehicle controlled by him, which were transferred to the reporting person. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 23:39 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 33,138 | $37.45 | $1,241,018.10 |
DisclosureSEC source: 0001628280-20-008937 · wf-form4_159122757188462.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,999 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 1, 2020 in multiple transactions at prices ranging from $37.12 to $37.94. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| May 29, 2020 Filed May 29, 2020 23:58 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 73,410 | $37.69 | $2,766,822.90 |
DisclosureSEC source: 0001628280-20-008703 · wf-form4_159079668953728.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,137 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 29, 2020 in multiple transactions at prices ranging from $37.49 to $37.94. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| May 29, 2020 Filed May 29, 2020 23:58 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 104,277 | $37.11 | $3,869,719.47 |
DisclosureSEC source: 0001628280-20-008703 · wf-form4_159079668953728.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,547 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 29, 2020 in multiple transactions at prices ranging from $36.49 to $37.48. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 4. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| May 28, 2020 Filed May 28, 2020 23:41 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 3,026 | $37.23 | $112,657.98 |
DisclosureSEC source: 0001628280-20-008565 · wf-form4_159070929276806.xml · nonDerivative · entry 6 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 710,824 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 28, 2020 in multiple transactions at prices ranging from $37.20 to $37.37. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. The amount additionally includes 351,687 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| May 28, 2020 Filed May 28, 2020 23:41 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 51,966 | $36.77 | $1,910,789.82 |
DisclosureSEC source: 0001628280-20-008565 · wf-form4_159070929276806.xml · nonDerivative · entry 5 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713,850 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 28, 2020 in multiple transactions at prices ranging from $36.20 to $37.19. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. The amount additionally includes 351,687 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| May 27, 2020 Filed May 28, 2020 23:41 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 17,185 | $36.99 | $635,673.15 |
DisclosureSEC source: 0001628280-20-008565 · wf-form4_159070929276806.xml · nonDerivative · entry 4 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 765,816 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 27, 2020 in multiple transactions at prices ranging from $36.77 to $37.19. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. The amount additionally includes 351,687 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| May 27, 2020 Filed May 28, 2020 23:41 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 50,253 | $36.18 | $1,818,153.54 |
DisclosureSEC source: 0001628280-20-008565 · wf-form4_159070929276806.xml · nonDerivative · entry 3 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 783,001 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 27, 2020 in multiple transactions at prices ranging from $35.77 to $36.76. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. The amount additionally includes 351,687 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| May 26, 2020 Filed May 28, 2020 23:41 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 64,114 | $37.00 | $2,372,218.00 |
DisclosureSEC source: 0001628280-20-008565 · wf-form4_159070929276806.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833,254 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 26, 2020 in multiple transactions at prices ranging from $36.69 to $37.55. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. The amount additionally includes 351,687 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| May 26, 2020 Filed May 28, 2020 23:41 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 37,152 | $36.36 | $1,350,846.72 |
DisclosureSEC source: 0001628280-20-008565 · wf-form4_159070929276806.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 897,368 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 26, 2020 in multiple transactions at prices ranging from $35.69 to $36.68. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 4, 5, 6, 7 and 8. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. The amount additionally includes 351,687 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| May 22, 2020 Filed May 27, 2020 01:03 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 42,738 | $35.04 | $1,497,539.52 |
DisclosureSEC source: 0001628280-20-008442 · wf-form4_159054137823404.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,833 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 22, 2020 in multiple transactions at prices ranging from $35.00 to $35.10. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| May 21, 2020 Filed May 27, 2020 01:03 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 19,509 | $35.01 | $683,010.09 |
DisclosureSEC source: 0001628280-20-008442 · wf-form4_159054137823404.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625,571 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 21, 2020 in multiple transactions at prices ranging from $35.00 to $35.17. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 4 and 5. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| May 20, 2020 Filed May 21, 2020 00:46 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 8,476 | $35.02 | $296,829.52 |
DisclosureSEC source: 0001628280-20-008166 · wf-form4_159002197908825.xml · nonDerivative · entry 3 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645,080 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 20, 2020 in multiple transactions at prices ranging from $35.00 to $35.13. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| May 19, 2020 Filed May 21, 2020 00:46 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 15,680 | $35.11 | $550,524.80 |
DisclosureSEC source: 0001628280-20-008166 · wf-form4_159002197908825.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653,556 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 19, 2020 in multiple transactions at prices ranging from $35.00 to $35.51. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| May 18, 2020 Filed May 21, 2020 00:46 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 3,272 | $35.03 | $114,618.16 |
DisclosureSEC source: 0001628280-20-008166 · wf-form4_159002197908825.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669,236 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 18, 2020 in multiple transactions at prices ranging from $35.00 to $35.07. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 4 and 5. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| May 12, 2020 Filed May 14, 2020 00:25 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 1,000 | $35.01 | $35,010.00 |
DisclosureSEC source: 0001628280-20-007738 · wf-form4_158941593267109.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 672,508 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 12, 2020 in multiple transactions at prices ranging from $35.00 to $35.04. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| May 11, 2020 Filed May 14, 2020 00:25 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 2,500 | $35.00 | $87,500.00 |
DisclosureSEC source: 0001628280-20-007738 · wf-form4_158941593267109.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 673,508 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 11, 2020 in multiple transactions at prices ranging from $35.00 to $35.02. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 4. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| May 08, 2020 Filed May 9, 2020 00:23 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 12,836 | $35.09 | $450,415.24 |
DisclosureSEC source: 0001628280-20-007267 · wf-form4_158898379281914.xml · nonDerivative · entry 3 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 676,008 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 8, 2020 in multiple transactions at prices ranging from $35.00 to $35.33. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| May 07, 2020 Filed May 9, 2020 00:23 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 33,135 | $35.15 | $1,164,695.25 |
DisclosureSEC source: 0001628280-20-007267 · wf-form4_158898379281914.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 688,844 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 7, 2020 in multiple transactions at prices ranging from $35.00 to $35.61. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| May 06, 2020 Filed May 9, 2020 00:23 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 59,593 | $35.11 | $2,092,310.23 |
DisclosureSEC source: 0001628280-20-007267 · wf-form4_158898379281914.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 721,979 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 6, 2020 in multiple transactions at prices ranging from $35.00 to $35.43. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 4 and 5. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| April 29, 2020 Filed Apr 30, 2020 00:53 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 85,578 | $36.33 | $3,109,048.74 |
DisclosureSEC source: 0001628280-20-005897 · wf-form4_158820800496125.xml · nonDerivative · entry 5 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 781,572 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold on April 29, 2020 in multiple transactions at prices ranging from $36.04 to $36.90. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| April 29, 2020 Filed Apr 30, 2020 00:53 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 77,457 | $35.50 | $2,749,723.50 |
DisclosureSEC source: 0001628280-20-005897 · wf-form4_158820800496125.xml · nonDerivative · entry 4 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 867,150 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on April 29, 2020 in multiple transactions at prices ranging from $35.04 to $36.03. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| April 28, 2020 Filed Apr 30, 2020 00:53 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 986 | $36.07 | $35,565.02 |
DisclosureSEC source: 0001628280-20-005897 · wf-form4_158820800496125.xml · nonDerivative · entry 3 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 944,607 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on April 28, 2020 in multiple transactions at prices ranging from $36.00 to $36.29. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| April 28, 2020 Filed Apr 30, 2020 00:53 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 47,674 | $35.31 | $1,683,368.94 |
DisclosureSEC source: 0001628280-20-005897 · wf-form4_158820800496125.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 945,593 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on April 28, 2020 in multiple transactions at prices ranging from $35.00 to $35.98. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| April 27, 2020 Filed Apr 30, 2020 00:53 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 15,734 | $35.00 | $550,690.00 |
DisclosureSEC source: 0001628280-20-005897 · wf-form4_158820800496125.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 993,267 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on April 27, 2020 in multiple transactions at prices ranging from $35.00 to $35.05. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 4, 5, 6 and 7. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 23:02 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 45,262 | $35.07 | $1,587,338.34 |
DisclosureSEC source: 0001104659-20-046054 · a4.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,009,001 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on April 9, 2020 in multiple transactions at prices ranging from $35.00 to $35.23. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 499,999 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 21:03 UTC | Ares Commercial Real Estate Corp ACRE · Entity 6141 | PurchaseCommon Stock | 7,000 | $8.30 | $58,100.00 |
DisclosureSEC source: 0001529377-20-000038 · wf-form4_158447896381449.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,776 F2 · price: The price reported in Line 2 Column 4 is a weighted average price rounded to the nearest hundredths. These shares were purchased in multiple transactions at prices ranging from $8.29 to $8.30, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 21:03 UTC | Ares Commercial Real Estate Corp ACRE · Entity 6141 | PurchaseCommon Stock | 17,080 | $9.85 | $168,238.00 |
DisclosureSEC source: 0001529377-20-000038 · wf-form4_158447896381449.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,776 F1 · price: The price reported in Line 1 Column 4 is a weighted average price rounded to the nearest hundredths. These shares were purchased in multiple transactions at prices ranging from $9.73 to $9.88, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 21:24 UTC | Ares Commercial Real Estate Corp ACRE · Entity 6141 | PurchaseCommon Stock | 12,920 | $11.48 | $148,321.60 |
DisclosureSEC source: 0001529377-20-000037 · wf-form4_158439387830097.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,696 F2 · price: The price reported in Line 2 Column 4 is a weighted average price rounded to the nearest hundredths. These shares were purchased in multiple transactions at prices ranging from $11.41 to $11.50, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 21:24 UTC | Ares Commercial Real Estate Corp ACRE · Entity 6141 | PurchaseCommon Stock | 20,000 | $11.50 | $230,000.00 |
DisclosureSEC source: 0001529377-20-000037 · wf-form4_158439387830097.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,776 F1 · price: The price reported in Line 1 Column 4 is a weighted average price rounded to the nearest hundredths. These shares were purchased in multiple transactions at prices ranging from $11.47 to $11.50, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 23:33 UTC | Ares Management Corp ARES · Entity 3048 | Exercise / conversionRestricted Units · Derivative | 666,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-004391 · a4.xml · derivative · entry 4 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,667 Underlying: Class A Common Stock · 666,667 shares Expires 2028-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the vesting of 666,667 restricted units granted on July 31, 2018 under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan") on January 13, 2020 pursuant to the vesting conditions of such restricted units. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. F1 · derivative.exercise_date: Reflects the vesting of 666,667 restricted units granted on July 31, 2018 under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan") on January 13, 2020 pursuant to the vesting conditions of such restricted units. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. F5 · balance_after: The restricted units were granted on July 31, 2018 pursuant to the Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 1, 2028, the volume-weighted average price per share of Class A Common Stock is at least $45.00 generally subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 23:33 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 326,467 | $36.32 | $11,857,281.44 |
DisclosureSEC source: 0001104659-20-004391 · a4.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,054,263 F3 · shares: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units representing the right to receive one share of Class A Common Stock under the Equity Incentive Plan. F2 · balance_after: Includes 499,999 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 23:33 UTC | Ares Management Corp ARES · Entity 3048 | Exercise / conversionClass A Common Stock | 666,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-004391 · a4.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,380,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the vesting of 666,667 restricted units granted on July 31, 2018 under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan") on January 13, 2020 pursuant to the vesting conditions of such restricted units. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. F2 · balance_after: Includes 499,999 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:00 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 77,603 | $35.69 | $2,769,651.07 |
DisclosureSEC source: 0001104659-20-001597 · a4.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,063 F2 · shares: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units representing the right to receive one share of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan"). Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. F3 · balance_after: Includes 499,999 restricted units granted under the Equity Incentive Plan. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| December 31, 2019 Filed Jan 6, 2020 22:00 UTC | Ares Management Corp ARES · Entity 3048 | GiftClass A Common Stock | 325,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-001597 · a4.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 791,666 F1 · shares: The amount represents 325,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person prior to the disposition. Read SEC document |
| July 15, 2019 Filed Jul 16, 2019 21:58 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 39,034 | $28.31 | $1,105,052.54 |
DisclosureSEC source: 0001104659-19-040600 · a4.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 791,666 F4 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on July 15, 2019 in multiple transactions at prices ranging from $28.14 to $28.62, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes a grant of 666,666 restricted units granted on July 31, 2018 pursuant to the Ares Management Corporation 2014 Equity Incentive Plan, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restricted units will vest in four equal installments on January 1, 2020, 2021, 2022 and 2023, generally subject to the reporting person's continued service through each vesting date. The amount additionally includes 1,000,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.