Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARES CAPITAL CORPARCC · Entity 3377 | Director · Executive Vice President | February 18, 2025 | February 20, 2025 |
| Ares Acquisition CorpAAC · Entity 143249 | Director | February 01, 2021 | February 02, 2021 |
| Ares Acquisition Corp IIIAAC · Entity 5470 | Director | June 29, 2026 | June 30, 2026 |
| Ares Commercial Real Estate CorpACRE · Entity 6141 | Director | March 16, 2020 | March 17, 2020 |
| Ares Management CorpARES · Entity 3048 | Director · Co-Founder and CEO | June 30, 2026 | July 02, 2026 |
| Kodiak AI, Inc.AACT · Entity 5204 | Director | April 20, 2023 | April 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARES CAPITAL CORP
Report date February 18, 2025 · Filed February 20, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,016,785 |
Reported balance
After 2025-02-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-02-18 · Gift · Disposed 300,172 · Balance 2,016,785 F1: Represents the number of shares of Common Stock which were donated to a charity by Michael J Arougheti on February 18, 2025. F2: Includes 534,248 shares not previously reported pursuant to Rule 16a-11 under the Securities Exchange Act of 1934 that were acquired under Ares Capital Corporation's Dividend Reinvestment Plan after Michael J Arougheti's immediately prior Form 4 filing. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares of Common Stock which were donated to a charity by Michael J Arougheti on February 18, 2025.
F2: Includes 534,248 shares not previously reported pursuant to Rule 16a-11 under the Securities Exchange Act of 1934 that were acquired under Ares Capital Corporation's Dividend Reinvestment Plan after Michael J Arougheti's immediately prior Form 4 filing.
Ares Acquisition Corp
Report date February 01, 2021 · Filed February 02, 2021
This filing explicitly reported no securities owned.
Ares Acquisition Corp III
Report date June 29, 2026 · Filed June 30, 2026
This filing explicitly reported no securities owned.
Ares Commercial Real Estate Corp
Report date March 16, 2020 · Filed March 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 409,776 |
Ending reported balance
After 2020-03-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-03-16 · Purchase · Acquired 17,080 · Balance 402,776 F1: The price reported in Line 1 Column 4 is a weighted average price rounded to the nearest hundredths. These shares were purchased in multiple transactions at prices ranging from $9.73 to $9.88, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Row 2 · 2020-03-16 · Purchase · Acquired 7,000 · Balance 409,776 F2: The price reported in Line 2 Column 4 is a weighted average price rounded to the nearest hundredths. These shares were purchased in multiple transactions at prices ranging from $8.29 to $8.30, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Line 1 Column 4 is a weighted average price rounded to the nearest hundredths. These shares were purchased in multiple transactions at prices ranging from $9.73 to $9.88, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2: The price reported in Line 2 Column 4 is a weighted average price rounded to the nearest hundredths. These shares were purchased in multiple transactions at prices ranging from $8.29 to $8.30, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation, any security holder of Ares Commercial Real Estate Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
Ares Management Corp
Report date June 30, 2026 · Filed July 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,364,548 |
Reported balance
After 2026-06-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-30 · Tax withholding · Disposed 82,957 · Balance 1,364,548 F1: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. F2: Includes 1,137,500 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting.
F2: Includes 1,137,500 restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.
Kodiak AI, Inc.
Report date April 20, 2023 · Filed April 21, 2023
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2024 Filed Feb 3, 2024 02:14 UTC | Ares Management Corp ARES · Entity 3048 | GrantClass A Common Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-003153 · wk-form4_1706926486.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,525,000 F3 · shares: Granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 31, 2026, 2027, 2028 and 2029. F4 · balance_after: Includes (i) the 400,000 restricted units reported in footnote one herein, (ii) the 300,000 restricted units reported in footnote three herein and (iii) 825,000 previously granted and reported restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| January 31, 2024 Filed Feb 3, 2024 02:14 UTC | Ares Management Corp ARES · Entity 3048 | GrantClass A Common Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-003153 · wk-form4_1706926486.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,225,000 F1 · shares: Granted under an equity incentive plan of Ares Management Corporation. In exchange for such restricted units, the reporting person has agreed to reductions in certain incentive fee payments. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on June 30, 2026, 2027, 2028 and 2029. The shares of Class A Common Stock issued upon such vesting will be subject to certain lock-up restrictions. F2 · balance_after: Includes (i) the 400,000 restricted units reported in footnote one herein and (ii) 825,000 previously granted and reported restricted units granted under an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 01:41 UTC | Ares Management Corp ARES · Entity 3048 | ConversionAres Operating Group Units · Derivative | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-039379 · wk-form4_1700185272.xml · derivative · entry 9 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Ares Owners Holdings L.P. Disclosed balance after: 9,946,596 Underlying: Class A Common Stock · 150,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis. F9 · price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis. F9 · derivative.exercise_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis. F9 · derivative.expiration_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis. F10 · ownership.nature: The reporting person or a vehicle controlled by him is a limited partner in Ares Owners Holdings L.P. ("AOH"), the direct holder of the shares of AOG Units. The AOG Units indirectly held by the reporting person are the number of AOG Units that he has a right to receive as a limited partner in AOH. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 01:41 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 3,111 | $109.07 | $339,316.77 |
DisclosureSEC source: 0001628280-23-039379 · wk-form4_1700185272.xml · nonDerivative · entry 7 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 0 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 15, 2023 in multiple transactions at prices ranging from $108.82 to $109.30. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 01:41 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 6,699 | $107.88 | $722,688.12 |
DisclosureSEC source: 0001628280-23-039379 · wk-form4_1700185272.xml · nonDerivative · entry 6 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 3,111 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 15, 2023 in multiple transactions at prices ranging from $107.73 to $108.60. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 01:41 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 10,771 | $107.31 | $1,155,836.01 |
DisclosureSEC source: 0001628280-23-039379 · wk-form4_1700185272.xml · nonDerivative · entry 5 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 9,810 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 15, 2023 in multiple transactions at prices ranging from $106.73 to $107.72. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 01:41 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 22,696 | $106.22 | $2,410,769.12 |
DisclosureSEC source: 0001628280-23-039379 · wk-form4_1700185272.xml · nonDerivative · entry 4 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 20,581 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 15, 2023 in multiple transactions at prices ranging from $105.73 to $106.72. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 01:41 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 39,831 | $105.07 | $4,185,043.17 |
DisclosureSEC source: 0001628280-23-039379 · wk-form4_1700185272.xml · nonDerivative · entry 3 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 43,277 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 15, 2023 in multiple transactions at prices ranging from $104.73 to $105.72. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 01:41 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 66,892 | $104.07 | $6,961,450.44 |
DisclosureSEC source: 0001628280-23-039379 · wk-form4_1700185272.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 83,108 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 15, 2023 in multiple transactions at prices ranging from $103.73 to $104.72. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3, 4, 5, 6 and 7. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 01:41 UTC | Ares Management Corp ARES · Entity 3048 | ConversionClass A Common Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-039379 · wk-form4_1700185272.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 150,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2023 Filed Aug 18, 2023 00:26 UTC | Ares Management Corp ARES · Entity 3048 | ConversionAres Operating Group Units · Derivative | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-029917 · wk-form4_1692318405.xml · derivative · entry 7 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Ares Owners Holdings L.P. Disclosed balance after: 10,096,596 Underlying: Class A Common Stock · 150,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis. F7 · price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis. F7 · derivative.exercise_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis. F7 · derivative.expiration_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis. F8 · ownership.nature: The reporting person or a vehicle controlled by him is a limited partner in Ares Owners Holdings L.P. ("AOH"), the direct holder of the shares of AOG Units. The AOG Units indirectly held by the reporting person are the number of AOG Units that he has a right to receive as a limited partner in AOH. Read SEC document |
| August 15, 2023 Filed Aug 18, 2023 00:26 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 230 | $100.56 | $23,128.80 |
DisclosureSEC source: 0001628280-23-029917 · wk-form4_1692318405.xml · nonDerivative · entry 5 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 0 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 15, 2023 in multiple transactions at prices ranging from $100.41 to $100.70. Read SEC document |
| August 15, 2023 Filed Aug 18, 2023 00:26 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 21,917 | $99.96 | $2,190,823.32 |
DisclosureSEC source: 0001628280-23-029917 · wk-form4_1692318405.xml · nonDerivative · entry 4 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 230 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 15, 2023 in multiple transactions at prices ranging from $99.33 to $100.31. Read SEC document |
| August 15, 2023 Filed Aug 18, 2023 00:26 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 33,854 | $98.85 | $3,346,467.90 |
DisclosureSEC source: 0001628280-23-029917 · wk-form4_1692318405.xml · nonDerivative · entry 3 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 22,147 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 15, 2023 in multiple transactions at prices ranging from $98.33 to $99.32. Read SEC document |
| August 15, 2023 Filed Aug 18, 2023 00:26 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 93,999 | $97.82 | $9,194,982.18 |
DisclosureSEC source: 0001628280-23-029917 · wk-form4_1692318405.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 56,001 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 15, 2023 in multiple transactions at prices ranging from $97.33 to $98.32. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3, 4 and 5. Read SEC document |
| August 15, 2023 Filed Aug 18, 2023 00:26 UTC | Ares Management Corp ARES · Entity 3048 | ConversionClass A Common Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-029917 · wk-form4_1692318405.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 150,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 29, 2023 Filed Jun 30, 2023 22:56 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 36,085 | $95.09 | $3,431,322.65 |
DisclosureSEC source: 0001628280-23-024071 · wk-form4_1688165761.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 0 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 29, 2023 in multiple transactions at prices ranging from $95.00 to $95.36. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 00:30 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 24,386 | $95.10 | $2,319,108.60 |
DisclosureSEC source: 0001628280-23-022801 · wk-form4_1687307409.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 36,085 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 16, 2023 in multiple transactions at prices ranging from $95.00 to $95.40. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 15, 2023 Filed Jun 15, 2023 23:17 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 64,480 | $95.13 | $6,133,982.40 |
DisclosureSEC source: 0001628280-23-022346 · wk-form4_1686871025.xml · nonDerivative · entry 3 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 60,471 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 15, 2023 in multiple transactions at prices ranging from $95.00 to $95.30. Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 23:17 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 400 | $95.00 | $38,000.00 |
DisclosureSEC source: 0001628280-23-022346 · wk-form4_1686871025.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 124,951 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 23:17 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 4,950 | $95.02 | $470,349.00 |
DisclosureSEC source: 0001628280-23-022346 · wk-form4_1686871025.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 125,351 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 13, 2023 in multiple transactions at prices ranging from $95.00 to $95.10. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 3. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 20:52 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 50,769 | $91.34 | $4,637,240.46 |
DisclosureSEC source: 0001628280-23-021752 · wk-form4_1686343946.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 130,301 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 7, 2023 in multiple transactions at prices ranging from $91.00 to $91.82. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 20:52 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 186,608 | $90.40 | $16,869,363.20 |
DisclosureSEC source: 0001628280-23-021752 · wk-form4_1686343946.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 181,070 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 7, 2023 in multiple transactions at prices ranging from $90.00 to $90.98. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 3. Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 01:11 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 152,033 | $91.29 | $13,879,092.57 |
DisclosureSEC source: 0001628280-23-021159 · wk-form4_1686100309.xml · nonDerivative · entry 3 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 367,678 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 6, 2023 in multiple transactions at prices ranging from $91.00 to $91.51. Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 01:11 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 106,130 | $90.38 | $9,592,029.40 |
DisclosureSEC source: 0001628280-23-021159 · wk-form4_1686100309.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 519,711 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 6, 2023 in multiple transactions at prices ranging from $90.00 to $90.99. Read SEC document |
| June 02, 2023 Filed Jun 7, 2023 01:11 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 4,460 | $90.00 | $401,400.00 |
DisclosureSEC source: 0001628280-23-021159 · wk-form4_1686100309.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 625,841 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 2, 2023 in multiple transactions at prices ranging from $90.00 to $90.02. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3 and 4. Read SEC document |
| May 26, 2023 Filed Jun 1, 2023 00:56 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 41,832 | $85.11 | $3,560,321.52 |
DisclosureSEC source: 0001628280-23-020407 · wk-form4_1685580976.xml · nonDerivative · entry 4 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 630,301 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 26, 2023 in multiple transactions at prices ranging from $84.77 to $85.50. Read SEC document |
| May 26, 2023 Filed Jun 1, 2023 00:56 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 22,026 | $84.29 | $1,856,571.54 |
DisclosureSEC source: 0001628280-23-020407 · wk-form4_1685580976.xml · nonDerivative · entry 3 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 672,133 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 26, 2023 in multiple transactions at prices ranging from $83.73 to $84.70. Read SEC document |
| May 26, 2023 Filed Jun 1, 2023 00:56 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 44,909 | $85.11 | $3,822,204.99 |
DisclosureSEC source: 0001628280-23-020407 · wk-form4_1685580976.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 825,000 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 26, 2023 in multiple transactions at prices ranging from $84.73 to $85.50. F5 · balance_after: Represents 825,000 restricted units granted under the Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| May 26, 2023 Filed Jun 1, 2023 00:56 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 23,694 | $84.30 | $1,997,404.20 |
DisclosureSEC source: 0001628280-23-020407 · wk-form4_1685580976.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 869,909 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 26, 2023 in multiple transactions at prices ranging from $83.73 to $84.70. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 4, 6 and 7. F3 · balance_after: Includes 825,000 restricted units granted under the Third Amended and Restated 2014 Equity Incentive Plan (the ?Equity Incentive Plan?). Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| May 25, 2023 Filed May 26, 2023 01:48 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 53,182 | $84.37 | $4,486,965.34 |
DisclosureSEC source: 0001628280-23-019866 · wk-form4_1685065695.xml · nonDerivative · entry 11 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 893,603 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 25, 2023 in multiple transactions at prices ranging from $83.91 to $84.75. F7 · balance_after: Includes 825,000 restricted units granted under the Third Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| May 25, 2023 Filed May 26, 2023 01:48 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 57,081 | $83.44 | $4,762,838.64 |
DisclosureSEC source: 0001628280-23-019866 · wk-form4_1685065695.xml · nonDerivative · entry 10 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 946,785 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 25, 2023 in multiple transactions at prices ranging from $82.91 to $83.90. F7 · balance_after: Includes 825,000 restricted units granted under the Third Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| May 25, 2023 Filed May 26, 2023 01:48 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 17,640 | $84.37 | $1,488,286.80 |
DisclosureSEC source: 0001628280-23-019866 · wk-form4_1685065695.xml · nonDerivative · entry 9 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 694,159 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 25, 2023 in multiple transactions at prices ranging from $83.92 to $84.75. Read SEC document |
| May 25, 2023 Filed May 26, 2023 01:48 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 18,933 | $83.43 | $1,579,580.19 |
DisclosureSEC source: 0001628280-23-019866 · wk-form4_1685065695.xml · nonDerivative · entry 8 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 711,799 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 25, 2023 in multiple transactions at prices ranging from $82.92 to $83.84. Read SEC document |
| May 24, 2023 Filed May 26, 2023 01:48 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 1,500 | $83.90 | $125,850.00 |
DisclosureSEC source: 0001628280-23-019866 · wk-form4_1685065695.xml · nonDerivative · entry 7 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,003,866 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 24, 2023 in multiple transactions at prices ranging from $83.88 to $83.90. F7 · balance_after: Includes 825,000 restricted units granted under the Third Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| May 24, 2023 Filed May 26, 2023 01:48 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 123,009 | $83.35 | $10,252,800.15 |
DisclosureSEC source: 0001628280-23-019866 · wk-form4_1685065695.xml · nonDerivative · entry 6 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,005,366 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 24, 2023 in multiple transactions at prices ranging from $82.88 to $83.87. F7 · balance_after: Includes 825,000 restricted units granted under the Third Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| May 24, 2023 Filed May 26, 2023 01:48 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 40,930 | $82.56 | $3,379,180.80 |
DisclosureSEC source: 0001628280-23-019866 · wk-form4_1685065695.xml · nonDerivative · entry 5 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,128,375 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 24, 2023 in multiple transactions at prices ranging from $81.88 to $82.87. F7 · balance_after: Includes 825,000 restricted units granted under the Third Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| May 24, 2023 Filed May 26, 2023 01:48 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 516 | $83.91 | $43,297.56 |
DisclosureSEC source: 0001628280-23-019866 · wk-form4_1685065695.xml · nonDerivative · entry 4 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 730,732 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 24, 2023 in multiple transactions at prices ranging from $83.88 to $83.93. Read SEC document |
| May 24, 2023 Filed May 26, 2023 01:48 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 41,035 | $83.35 | $3,420,267.25 |
DisclosureSEC source: 0001628280-23-019866 · wk-form4_1685065695.xml · nonDerivative · entry 3 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 731,248 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 24, 2023 in multiple transactions at prices ranging from $82.88 to $83.87. Read SEC document |
| May 24, 2023 Filed May 26, 2023 01:48 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 13,713 | $82.57 | $1,132,282.41 |
DisclosureSEC source: 0001628280-23-019866 · wk-form4_1685065695.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 772,283 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 24, 2023 in multiple transactions at prices ranging from $81.88 to $82.87. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 4, 5, 6, 8, 9, 10, 11 and 12. F3 · balance_after: The shares of Class A Common Stock reported as sold and the number of shares owned after such sale includes 150,258 shares of Class A Common Stock previously reported as indirectly held by the reporting person through Ares Owners Holdings L.P. ("AOH"), which shares were transferred to the reporting person or a vehicle controlled by him. Read SEC document |
| May 23, 2023 Filed May 26, 2023 01:48 UTC | Ares Management Corp ARES · Entity 3048 | ConversionAres Operating Group Units · Derivative | 175,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-019866 · wk-form4_1685065695.xml · derivative · entry 12 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Ares Owners Holdings L.P. Disclosed balance after: 10,246,596 Underlying: Class A Common Stock · 175,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis. F13 · price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis. F13 · derivative.exercise_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis. F13 · derivative.expiration_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis. F14 · ownership.nature: The reporting person or a vehicle controlled by him is a limited partner in AOH, the direct holder of the shares of AOG Units. The AOG Units indirectly held by the reporting person are the number of AOG Units that he has a right to receive as a limited partner in AOH. Read SEC document |
| May 23, 2023 Filed May 26, 2023 01:48 UTC | Ares Management Corp ARES · Entity 3048 | ConversionClass A Common Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-019866 · wk-form4_1685065695.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: No plan indicated Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 635,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2023 Filed Feb 3, 2023 02:50 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 38,288 | $82.99 | $3,177,521.12 |
DisclosureSEC source: 0001628280-23-002139 · wf-form4_167539258886273.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,169,305 F3 · shares: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units representing the right to receive one share of Class A Common Stock under the Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. F4 · balance_after: Includes 825,000 restricted units granted under the Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| January 31, 2023 Filed Feb 3, 2023 02:50 UTC | Ares Management Corp ARES · Entity 3048 | GrantClass A Common Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-002139 · wf-form4_167539258886273.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,207,593 F1 · shares: Granted under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan"). Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 31, 2025, 2026, 2027 and 2028. F2 · balance_after: Includes 900,000 restricted units granted under the Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| January 01, 2023 Filed Jan 5, 2023 02:56 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 83,016 | $68.44 | $5,681,615.04 |
DisclosureSEC source: 0001628280-23-000376 · wf-form4_167288738914247.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 907,593 F1 · shares: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of restricted units representing the right to receive one share of Class A Common Stock under the Ares Management Corporation Third Amended and Restated 2014 Equity Incentive Plan (the "Equity Incentive Plan"). Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. F2 · balance_after: Includes 600,000 restricted units granted under the Equity Incentive Plan. These restricted units vest in installments in accordance with the applicable restricted unit award agreement. Read SEC document |
| November 11, 2022 Filed Nov 16, 2022 02:34 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 9,400 | $85.04 | $799,376.00 |
DisclosureSEC source: 0001628280-22-030078 · wf-form4_166856605174129.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 460,738 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 11, 2022 in multiple transactions at prices ranging from $85.00 to $85.31. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 10, 2022 Filed Nov 11, 2022 01:40 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 2,983 | $85.02 | $253,614.66 |
DisclosureSEC source: 0001628280-22-029580 · wf-form4_166813083431174.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 470,138 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 10, 2022 in multiple transactions at prices ranging from $85.00 to $85.04. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 21:00 UTC | ARES CAPITAL CORP ARCC · Entity 3377 | PurchaseCommon Stock | 300,000 | $17.75 | $5,325,000.00 |
DisclosureSEC source: 0001104659-22-071960 · tm2218617-1_4seq1.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,782,709 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.71 to $17.89, inclusive. The reporting person undertakes to provide to Ares Capital Corporation, any security holder of Ares Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F2 · balance_after: Includes 174,629 shares not previously reported pursuant to Rule 16a-11 under the Securities Exchange Act of 1934 that were acquired under Ares Capital Corporation's Dividend Reinvestment Plan after Mr. Arougheti's immediately prior Form 4 filing. Read SEC document |
| April 04, 2022 Filed Apr 7, 2022 00:14 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 26,879 | $85.06 | $2,286,327.74 |
DisclosureSEC source: 0001628280-22-008626 · wf-form4_164929047701368.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 473,121 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on April 4, 2022 in multiple transactions at prices ranging from $85.00 to $85.32. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 11, 2022 Filed Feb 12, 2022 01:25 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 100 | $83.73 | $8,373.00 |
DisclosureSEC source: 0001628280-22-002392 · wf-form4_164462909655994.xml · nonDerivative · entry 10 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Atticus Enterprises LLC Disclosed balance after: 500,000 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.