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FELENSTEIN CRAIG

Disclosed activity across 2 companies

Tapewire entity
32866
SEC CIK
0001683568

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LINDBLAD EXPEDITIONS HOLDINGS, INC.LIND · Entity 1943Chief Financial OfficerMarch 29, 2024April 02, 2024
Sportradar Group AGSRAD · Entity 4114Chief Financial OfficerJune 30, 2026July 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LINDBLAD EXPEDITIONS HOLDINGS, INC.

Report date March 29, 2024 · Filed April 02, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect199,877 Ending reported balance After 2024-03-31 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2024-03-29 · Grant · Acquired 15,731 · Balance 214,215

F1: Restricted stock units vesting one-third annually, subject to continued service.

Row 2 · 2024-03-31 · Tax withholding · Disposed 8,671 · Balance 205,544

Row 3 · 2024-03-31 · Disposition to issuer · Disposed 5,667 · Balance 199,877

F2: Represents the forfeiture of the unearned portion of the market based incentive awards granted in March 2021.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.47 · Expires 2026-09-06Direct188,000 Reported balance Holding disclosure · report date 2024-03-29 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 188,000

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units vesting one-third annually, subject to continued service.

F2: Represents the forfeiture of the unearned portion of the market based incentive awards granted in March 2021.

Sportradar Group AG

Report date June 30, 2026 · Filed July 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeDirect247,991 Ending reported balance After 2026-06-30 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-30 · Tax withholding · Disposed 3,564 · Balance 240,092

F1: Represents the withholding of shares by the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units ("RSUs"). No shares were sold in the market as a result of the vesting of these RSUs and the satisfaction of tax withholding obligations.

Row 2 · 2026-06-30 · Grant · Acquired 7,899 · Balance 247,991

F2: Represents Class A Ordinary Shares underlying performance share units ("PSUs"), determined to have been earned based on achievement of certain performance metrics pursuant to the terms and conditions of a PSU award that was granted on June 30, 2024 and vested on June 30, 2026, net of shares withheld to satisfy tax withholding obligations of the reporting person in connection with the vesting of such PSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the withholding of shares by the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units ("RSUs"). No shares were sold in the market as a result of the vesting of these RSUs and the satisfaction of tax withholding obligations.

F2: Represents Class A Ordinary Shares underlying performance share units ("PSUs"), determined to have been earned based on achievement of certain performance metrics pursuant to the terms and conditions of a PSU award that was granted on June 30, 2024 and vested on June 30, 2026, net of shares withheld to satisfy tax withholding obligations of the reporting person in connection with the vesting of such PSUs.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 29, 2021 Filed Mar 31, 2021 20:27 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionCommon Stock 4,502 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-007300 · doc1.xml · nonDerivative · entry 1

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2021 Filed Apr 5, 2021 18:49 UTC Amendment LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionRestricted Stock Units · Derivative 4,502 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-007596 · doc1.xml · derivative · entry 9

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,503

Underlying: Common Stock · 4,502 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.

F4 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

F4 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

Read SEC document
March 29, 2021 Filed Apr 5, 2021 18:49 UTC Amendment LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 1,530 $17.79 $27,218.70
Disclosure

SEC source: 0001567619-21-007596 · doc1.xml · nonDerivative · entry 2

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,015

Read SEC document
March 29, 2021 Filed Apr 5, 2021 18:49 UTC Amendment LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionCommon Stock 4,502 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-007596 · doc1.xml · nonDerivative · entry 1

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 21:14 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 GrantCommon Stock 53,712 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021553 · doc1.xml · nonDerivative · entry 1

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,043

F1 · kind: Restricted stock units vest 20% annually on each of December 21, 2021, 2022, 2023, 2024 and 2025, subject to continued service and other non-performance conditions.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 17:33 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020847 · doc1.xml · nonDerivative · entry 1

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,331

F1 · kind: Restricted stock units vest 25% annually on each of December 9, 2021, 2022, 2023 and 2024, subject to continued service.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 23:00 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 GrantCommon Stock 24,207 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017528 · doc1.xml · nonDerivative · entry 1

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,331

F1 · kind: Represents performance stock units subject to forfeiture or adjustment.

Read SEC document
September 06, 2020 Filed Sep 15, 2020 21:18 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 3,397 $11.64 $39,541.08
Disclosure

SEC source: 0001567619-20-016749 · doc1.xml · nonDerivative · entry 1

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,124

F1 · kind: Shares withheld by Company to satisfy tax liability as a result of the vesting of restricted stock.

Read SEC document
June 30, 2020 Filed Jul 8, 2020 20:18 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 GrantCommon Stock 6,671 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-013068 · doc1.xml · nonDerivative · entry 2

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,251

F1 · kind: Restricted stock units vest one-third annually on each of March 31, 2021, 2022 and 2023, subject to continued service.

Read SEC document
April 06, 2020 Filed Apr 7, 2020 20:25 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionRestricted Stock Units · Derivative 7,440 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007655 · doc1.xml · derivative · entry 6

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

Read SEC document
April 06, 2020 Filed Apr 7, 2020 20:25 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 4,200 $3.70 $15,540.00
Disclosure

SEC source: 0001567619-20-007655 · doc1.xml · nonDerivative · entry 4

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,230

Read SEC document
April 06, 2020 Filed Apr 7, 2020 20:25 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 GrantCommon Stock 12,498 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007655 · doc1.xml · nonDerivative · entry 3

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,430

Read SEC document
April 06, 2020 Filed Apr 7, 2020 20:25 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 2,461 $3.70 $9,105.70
Disclosure

SEC source: 0001567619-20-007655 · doc1.xml · nonDerivative · entry 2

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,932

Read SEC document
April 06, 2020 Filed Apr 7, 2020 20:25 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionCommon Stock 7,440 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007655 · doc1.xml · nonDerivative · entry 1

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2020 Filed Jul 8, 2020 20:19 UTC Amendment LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionRestricted Stock Units · Derivative 7,440 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-013069 · doc1.xml · derivative · entry 6

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.

F6 · date: Amendment is filed solely to correct the dates of the transactions listed herein.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

Read SEC document
April 03, 2020 Filed Jul 8, 2020 20:19 UTC Amendment LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 4,200 $3.70 $15,540.00
Disclosure

SEC source: 0001567619-20-013069 · doc1.xml · nonDerivative · entry 4

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,230

F6 · date: Amendment is filed solely to correct the dates of the transactions listed herein.

Read SEC document
April 03, 2020 Filed Jul 8, 2020 20:19 UTC Amendment LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 GrantCommon Stock 12,498 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-013069 · doc1.xml · nonDerivative · entry 3

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,430

F6 · date: Amendment is filed solely to correct the dates of the transactions listed herein.

Read SEC document
April 03, 2020 Filed Jul 8, 2020 20:19 UTC Amendment LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 2,461 $3.70 $9,105.70
Disclosure

SEC source: 0001567619-20-013069 · doc1.xml · nonDerivative · entry 2

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,932

F6 · date: Amendment is filed solely to correct the dates of the transactions listed herein.

Read SEC document
April 03, 2020 Filed Jul 8, 2020 20:19 UTC Amendment LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionCommon Stock 7,440 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-013069 · doc1.xml · nonDerivative · entry 1

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · date: Amendment is filed solely to correct the dates of the transactions listed herein.

Read SEC document
March 31, 2020 Filed Jul 8, 2020 20:18 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 GrantCommon Stock 12,350 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-013068 · doc1.xml · nonDerivative · entry 1

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,580

F1 · kind: Restricted stock units vest one-third annually on each of March 31, 2021, 2022 and 2023, subject to continued service.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:58 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionRestricted Stock Units · Derivative 6,492 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007305 · doc1.xml · derivative · entry 5

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,491

Underlying: Common Stock · 6,492 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:58 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 2,550 $4.28 $10,914.00
Disclosure

SEC source: 0001567619-20-007305 · doc1.xml · nonDerivative · entry 4

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,756

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:58 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionCommon Stock 6,492 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007305 · doc1.xml · nonDerivative · entry 3

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2020 Filed Apr 6, 2020 20:23 UTC Amendment LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionRestricted Stock Units · Derivative 6,492 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007580 · doc1.xml · derivative · entry 5

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,491

Underlying: Common Stock · 6,492 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

Read SEC document
March 30, 2020 Filed Apr 6, 2020 20:23 UTC Amendment LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 2,353 $4.28 $10,070.84
Disclosure

SEC source: 0001567619-20-007580 · doc1.xml · nonDerivative · entry 4

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,953

Read SEC document
March 30, 2020 Filed Apr 6, 2020 20:23 UTC Amendment LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionCommon Stock 6,492 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007580 · doc1.xml · nonDerivative · entry 3

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2020 Filed Apr 1, 2020 20:58 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionRestricted Stock Units · Derivative 4,503 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007305 · doc1.xml · derivative · entry 8

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,005

Underlying: Common Stock · 4,503 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.

F5 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

F5 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

Read SEC document
March 29, 2020 Filed Apr 1, 2020 20:58 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 1,769 $5.03 $8,898.07
Disclosure

SEC source: 0001567619-20-007305 · doc1.xml · nonDerivative · entry 2

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,814

Read SEC document
March 29, 2020 Filed Apr 1, 2020 20:58 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionCommon Stock 4,503 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007305 · doc1.xml · nonDerivative · entry 1

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2020 Filed Apr 6, 2020 20:23 UTC Amendment LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionRestricted Stock Units · Derivative 4,503 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007580 · doc1.xml · derivative · entry 8

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,005

Underlying: Common Stock · 4,503 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.

F5 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

F5 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

Read SEC document
March 29, 2020 Filed Apr 6, 2020 20:23 UTC Amendment LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 1,769 $5.03 $8,898.07
Disclosure

SEC source: 0001567619-20-007580 · doc1.xml · nonDerivative · entry 2

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,814

Read SEC document
March 29, 2020 Filed Apr 6, 2020 20:23 UTC Amendment LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionCommon Stock 4,503 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007580 · doc1.xml · nonDerivative · entry 1

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 21:02 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 4,897 $18.33 $89,762.01
Disclosure

SEC source: 0001567619-19-018067 · doc1.xml · nonDerivative · entry 1

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,080

F1 · kind: Shares withheld by Company to satisfy tax liability as a result of the vesting of restricted stock.

Read SEC document
April 03, 2019 Filed Apr 5, 2019 20:36 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionRestricted Stock Units · Derivative 7,441 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-008484 · doc1.xml · derivative · entry 4

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,440

Underlying: Common Stock · 7,441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

Read SEC document
April 03, 2019 Filed Apr 5, 2019 20:36 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 2,504 $15.56 $38,962.24
Disclosure

SEC source: 0001567619-19-008484 · doc1.xml · nonDerivative · entry 2

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,977

Read SEC document
April 03, 2019 Filed Apr 5, 2019 20:36 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionCommon Stock 7,441 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-008484 · doc1.xml · nonDerivative · entry 1

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 30, 2019 Filed Apr 2, 2019 21:49 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionRestricted Stock Units · Derivative 6,491 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-008215 · doc1.xml · derivative · entry 3

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,983

Underlying: Common Stock · 6,491 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

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March 30, 2019 Filed Apr 2, 2019 21:49 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 2,205 $15.25 $33,626.25
Disclosure

SEC source: 0001567619-19-008215 · doc1.xml · nonDerivative · entry 2

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,040

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March 30, 2019 Filed Apr 2, 2019 21:49 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionCommon Stock 6,491 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-008215 · doc1.xml · nonDerivative · entry 1

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 21:49 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 GrantRestricted Stock Units · Derivative 13,508 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-008215 · doc1.xml · derivative · entry 6

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,508

Underlying: Common Stock · 13,508 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.

F5 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

F5 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

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September 06, 2018 Filed Sep 7, 2018 20:33 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 3,500 $14.90 $52,150.00
Disclosure

SEC source: 0001567619-18-002313 · doc1.xml · nonDerivative · entry 1

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,754

F1 · kind: Shares withheld by Company to satisfy tax liability as a result of the vesting of restricted stock.

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April 03, 2018 Filed Apr 10, 2018 20:52 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionRestricted Stock Units · Derivative 7,440 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-018033 · doc1.xml · derivative · entry 4

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,881

Underlying: Common Stock · 7,440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

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April 03, 2018 Filed Apr 10, 2018 20:52 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 2,489 $10.27 $25,562.03
Disclosure

SEC source: 0001140361-18-018033 · doc1.xml · nonDerivative · entry 2

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,254

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April 03, 2018 Filed Apr 10, 2018 20:52 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionCommon Stock 7,440 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-018033 · doc1.xml · nonDerivative · entry 1

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2018 Filed Apr 10, 2018 20:52 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 GrantRestricted Stock Units · Derivative 19,474 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-018033 · doc1.xml · derivative · entry 3

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,474

Underlying: Common Stock · 19,474 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

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September 06, 2017 Filed Sep 29, 2017 21:29 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 3,697 $10.80 $39,927.60
Disclosure

SEC source: 0001140361-17-036993 · doc1.xml · nonDerivative · entry 1

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,303

F1 · kind: Shares withheld by Company to satisfy tax liability as a result of the vesting of restricted stock.

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April 03, 2017 Filed Apr 4, 2017 20:43 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 GrantRestricted Stock Units · Derivative 22,321 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-014668 · doc1.xml · derivative · entry 2

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,321

Underlying: Common Stock · 22,321 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

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September 06, 2016 Filed Sep 7, 2016 18:17 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 GrantStock Options (Right to Buy) · Derivative 200,000 $0.00 Strike: $9.47 $0.00
Disclosure

SEC source: 0001140361-16-079050 · doc1.xml · derivative · entry 2

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F2 · derivative.exercise_date: The options vest annually pro rata over a four-year period.

F2 · derivative.expiration_date: The options vest annually pro rata over a four-year period.

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September 06, 2016 Filed Sep 7, 2016 18:17 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 GrantRestricted Common Stock Grant 40,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-16-079050 · doc1.xml · nonDerivative · entry 1

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · price: Restricted stock granted under the 2015 Long Term Incentive Plan. The restricted stock vests annually pro rata over a four-year period.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.