Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BARFRESH FOOD GROUP INC.BRFH · Entity 7628 | Director | October 01, 2026 | October 03, 2026 |
| Chefs' Warehouse, Inc.CHEF · Entity 3938 | Director | February 28, 2025 | March 04, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BARFRESH FOOD GROUP INC.
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 262,944 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Other · Acquired 5,798 · Balance 262,944 F1: Shares issued as payment of interest on a convertible note, valued at $0.86 per share. |
| 10% Series A Convertible noteSEC Table II · derivative / convertible security · Conversion / exercise price $2.90 · Expires 2028-03-06 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-10-01 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed |
| Series R Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.20 · Expires 2030-03-06 | Direct | 62,500 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 62,500 |
| Stock optionsSEC Table II · derivative / convertible security · Conversion / exercise price $6.76 · Expires 2026-12-31 | Direct | 19,231 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 19,231 |
| Stock optionsSEC Table II · derivative / convertible security · Conversion / exercise price $5.46 · Expires 2029-05-07 | Direct | 5,724 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 5,724 |
| Stock optionsSEC Table II · derivative / convertible security · Conversion / exercise price $7.15 · Expires 2026-12-31 | Direct | 19,231 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 19,231 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares issued as payment of interest on a convertible note, valued at $0.86 per share.
Chefs' Warehouse, Inc.
Report date February 28, 2025 · Filed March 04, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,727 |
Ending reported balance
After 2025-02-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-02-28 · Sale · Disposed 4,757 · Balance 42,970 F1: Shares withheld upon the vesting of restricted common stock awarded to the reporting person pursuant to The Chefs' Warehouse, Inc. Amended and Restated 2019 Omnibus Equity Incentive Plan. Row 2 · 2025-02-28 · Sale · Disposed 15,243 · Balance 27,727 F2: Represents the weighted average sales price of the shares sold ranging from a low of $61.49 to a high of $61.9994 per share. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld upon the vesting of restricted common stock awarded to the reporting person pursuant to The Chefs' Warehouse, Inc. Amended and Restated 2019 Omnibus Equity Incentive Plan.
F2: Represents the weighted average sales price of the shares sold ranging from a low of $61.49 to a high of $61.9994 per share. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 28, 2016 Filed Sep 29, 2016 23:40 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | PurchaseCommon stock | 78,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-16-013727 · form4.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director · President Barfresh Corp Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,139 F1 · price: One share of common Stock and 1/2 "J" Warrant purchased as units at a $0.64 per unit for aggregate purchase price of $50,000. F2 · balance_after: An additional 500,000 shares are indirectly beneficially owned by Reporting Person. The Reporting Person indirectly exercises voting and dispositive power over these shares as principal of Restaurant Consulting Group LLC. Read SEC document |
| April 16, 2015 Filed May 11, 2021 18:05 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | GrantStock options · Derivative | 600,000 | Not disclosed Strike: $0.50 | Not disclosed |
DisclosureSEC source: 0001493152-21-011002 · ownership.xml · derivative · entry 7 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2023-05-01 F5 · price: Performance options granted pursuant to executive employment agreement. Option vests in equal amounts annually over three years begining on the first anniversary of the grant date. F5 · derivative.exercise_date: Performance options granted pursuant to executive employment agreement. Option vests in equal amounts annually over three years begining on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.