Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hilltop Holdings Inc.HTH · Entity 4450 | Chief Accounting Officer | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hilltop Holdings Inc.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,034.02 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 62 · Balance 8,034.02 F1: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of July 1, 2026 through September 30, 2026. F2: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on September 30, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of July 1, 2026 through September 30, 2026.
F2: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on September 30, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2018 Filed May 9, 2018 22:50 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | Tax withholdingCommon Stock | 487 | $22.42 | $10,918.54 |
DisclosureSEC source: 0001104659-18-031826 · a4.xml · nonDerivative · entry 2 Bornemann Keith E. · CIK 0001420756 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,770 F2 · shares: Represents shares of common stock withheld by Hilltop Holdings Inc. to satisfy tax withholding obligations in connection with the vesting of 2,000 restricted stock units granted to the reporting person on April 30, 2015. Read SEC document |
| April 26, 2018 Filed May 9, 2018 22:50 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 2,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-031826 · a4.xml · nonDerivative · entry 1 Bornemann Keith E. · CIK 0001420756 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,257 F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, April 26, 2021, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of Hilltop Holdings Inc. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.