Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASHLAND INC.ASH · Entity 4139 | SVP and CFO | November 19, 2024 | November 20, 2024 |
| AppHarvest, Inc.APPH · Entity 111251 | Director | June 09, 2023 | June 13, 2023 |
| Ingevity CorpNGVT · Entity 4401 | Director | October 01, 2026 | October 02, 2026 |
| VALVOLINE INCVVV · Entity 1678 | Chief Financial Officer | June 02, 2026 | June 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASHLAND INC.
Report date November 19, 2024 · Filed November 20, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 232,716 |
Ending reported balance
After 2024-11-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-11-19 · Exercise / conversion · Acquired 3,486 · Balance 234,324 Row 2 · 2024-11-19 · Tax withholding · Disposed 1,608 · Balance 232,716 F1: Payment of tax liability by withholding securities incident to the vesting of Performance Share Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 36,242 |
Reported balance
Holding disclosure · report date 2024-11-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 36,242 F2: Based on Employee Savings Plan information as of November 18, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Payment of tax liability by withholding securities incident to the vesting of Performance Share Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F2: Based on Employee Savings Plan information as of November 18, 2024.
AppHarvest, Inc.
Report date June 09, 2023 · Filed June 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 91,937 |
Reported balance
After 2023-06-09 transaction · row 1
1 source rowRow 1 · 2023-06-09 · Grant · Acquired 40,000 · Balance 91,937 F1: Represents a restricted stock unit ("RSU") award. The RSU vests in full on the date of the next annual meeting of the Issuer's stockholders following the grant date (or the date immediately preceding the date of the annual meeting if the Reporting Person's service as a director ends at such annual meeting as a result of the director's failure to be re-elected or the director not standing for re-election), subject to the Reporting Person's service as a director with the Issuer on such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit ("RSU") award. The RSU vests in full on the date of the next annual meeting of the Issuer's stockholders following the grant date (or the date immediately preceding the date of the annual meeting if the Reporting Person's service as a director ends at such annual meeting as a result of the director's failure to be re-elected or the director not standing for re-election), subject to the Reporting Person's service as a director with the Issuer on such date.
Ingevity Corp
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,883 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 405 · Balance 11,883 F1: Represents vested deferred stock units ("DSUs") granted pursuant to the reporting person's election to receive DSUs in lieu of quarterly director fees. These DSUs will settle into an equal number of shares of the Company's Common Stock upon the reporting person's termination of board service pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan and 2025 Omnibus Incentive Plan, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents vested deferred stock units ("DSUs") granted pursuant to the reporting person's election to receive DSUs in lieu of quarterly director fees. These DSUs will settle into an equal number of shares of the Company's Common Stock upon the reporting person's termination of board service pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan and 2025 Omnibus Incentive Plan, as amended.
VALVOLINE INC
Report date June 02, 2026 · Filed June 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,833 |
Ending reported balance
After 2026-06-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-02 · Exercise / conversion · Acquired 3,876 · Balance 36,601 Row 2 · 2026-06-02 · Tax withholding · Disposed 1,768 · Balance 34,833 |
| FY 2025 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 7,754 |
Reported balance
After 2026-06-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-06-02 · Exercise / conversion · Disposed 3,876 · Balance 7,754 F2: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F3: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) plan | 1,600 |
Reported balance
Holding disclosure · report date 2026-06-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,600 F1: Represents the approximate number of shares of Valvoline common stock held by the Reporting Person in the Valvoline 401(k) Plan based on the closing price of Valvoline common stock on the earliest Transaction Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the approximate number of shares of Valvoline common stock held by the Reporting Person in the Valvoline 401(k) Plan based on the closing price of Valvoline common stock on the earliest Transaction Date.
F2: Restricted stock units convert into Valvoline common stock on a one-for-one basis.
F3: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 21, 2018 Filed Nov 26, 2018 19:48 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 8,500 | $81.50 | $692,750.00 |
DisclosureSEC source: 0001127602-18-034287 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,168 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 5, 2018. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 18:06 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 2,114 | $79.16 | $167,344.24 |
DisclosureSEC source: 0001127602-18-034165 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,668 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 5, 2018. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 18:06 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 1,114 | $79.16 | $88,184.24 |
DisclosureSEC source: 0001127602-18-034165 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,782 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 5, 2018. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:13 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 3,677 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034051 · form4.xml · derivative · entry 16 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,217 Underlying: Common Stock · 3,677 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F12 · derivative.exercise_date: Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015. F12 · derivative.expiration_date: Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:13 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 3,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034051 · form4.xml · derivative · entry 15 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,894 Underlying: Common Stock · 3,799 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F11 · derivative.exercise_date: One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015. F11 · derivative.expiration_date: One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:13 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 2,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034051 · form4.xml · derivative · entry 14 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,693 Underlying: Common Stock · 2,002 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F10 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F10 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:13 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 1,631 | $80.32 | $131,001.92 |
DisclosureSEC source: 0001127602-18-034051 · form4.xml · nonDerivative · entry 11 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,896 F6 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 12 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:13 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 3,677 | $80.32 | $295,336.64 |
DisclosureSEC source: 0001127602-18-034051 · form4.xml · nonDerivative · entry 10 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:13 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 1,228 | $80.32 | $98,632.96 |
DisclosureSEC source: 0001127602-18-034051 · form4.xml · nonDerivative · entry 9 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,850 F2 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 5, 2018. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:13 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 1,685 | $80.32 | $135,339.20 |
DisclosureSEC source: 0001127602-18-034051 · form4.xml · nonDerivative · entry 8 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,078 F5 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 11 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:13 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 3,799 | $80.32 | $305,135.68 |
DisclosureSEC source: 0001127602-18-034051 · form4.xml · nonDerivative · entry 7 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:13 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 888 | $80.32 | $71,324.16 |
DisclosureSEC source: 0001127602-18-034051 · form4.xml · nonDerivative · entry 6 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,964 F4 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 10 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:13 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 2,002 | $80.32 | $160,800.64 |
DisclosureSEC source: 0001127602-18-034051 · form4.xml · nonDerivative · entry 5 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:13 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 4,526 | $80.32 | $363,528.32 |
DisclosureSEC source: 0001127602-18-034051 · form4.xml · nonDerivative · entry 4 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,850 F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 16, 2018 Filed Nov 21, 2018 02:13 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 1,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034051 · form4.xml · derivative · entry 13 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,695 Underlying: Common Stock · 1,739 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F9 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F9 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 16, 2018 Filed Nov 21, 2018 02:13 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 1,227 | $81.57 | $100,086.39 |
DisclosureSEC source: 0001127602-18-034051 · form4.xml · nonDerivative · entry 3 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,376 F2 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 5, 2018. Read SEC document |
| November 16, 2018 Filed Nov 21, 2018 02:13 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 511 | $82.30 | $42,055.30 |
DisclosureSEC source: 0001127602-18-034051 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,603 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 9 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 16, 2018 Filed Nov 21, 2018 02:13 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 1,739 | $82.30 | $143,119.70 |
DisclosureSEC source: 0001127602-18-034051 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:45 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 1,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-033857 · form4.xml · derivative · entry 5 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,434 Underlying: Common Stock · 1,737 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F6 · balance_after: Balance also includes shares of restricted stock units acquired in lieu of cash dividends, 32 shares acquired on December 15, 2017; 33 shares acquired on March 15, 2018; 33 shares acquired on June 15, 2018 and 32 shares acquired on September 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:45 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 510 | $82.34 | $41,993.40 |
DisclosureSEC source: 0001127602-18-033857 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,375 F1 · balance_after: Balance includes 13,045 unvested shares of Restricted Stock. Balance also includes shares of restricted stock acquired in lieu of cash dividends, 39 shares acquired on December 15, 2017; 41 shares acquired on March 15, 2018; 41 shares acquired on June 15, 2018 and 38 shares acquired on September 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:45 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 1,737 | $82.34 | $143,024.58 |
DisclosureSEC source: 0001127602-18-033857 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Balance includes 13,045 unvested shares of Restricted Stock. Balance also includes shares of restricted stock acquired in lieu of cash dividends, 39 shares acquired on December 15, 2017; 41 shares acquired on March 15, 2018; 41 shares acquired on June 15, 2018 and 38 shares acquired on September 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 15:06 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 4,000 | $82.34 | $329,360.00 |
DisclosureSEC source: 0001127602-18-033585 · form4.xml · derivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,171 Underlying: Common Stock · 4,000 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 15:06 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 18,200 | $82.34 Strike: $82.34 | $1,498,588.00 |
DisclosureSEC source: 0001127602-18-033585 · form4.xml · derivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,200 Underlying: Common Stock · 18,200 shares Expires 2028-11-15 F1 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F1 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:50 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock Units · Derivative | 318 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-001126 · form4.xml · derivative · entry 5 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,901 Underlying: Common Stock · 318 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: 1 for 1. F7 · derivative.exercise_date: The common stock units were converted into shares of common stock pursuant to an election for fixed schedule distributions established by the reporting person under Ashland's Deferred Compensation Plan. Fixed schedule distributions under the Employee Deferral Plan must be made not less than two years measured from the beginning of the plan year after the plan year in which the election is made. Each common stock unit under the Employee Deferral Plan entitles a participant to receive one share of Ashland common stock or the cash value thereof. F7 · derivative.expiration_date: The common stock units were converted into shares of common stock pursuant to an election for fixed schedule distributions established by the reporting person under Ashland's Deferred Compensation Plan. Fixed schedule distributions under the Employee Deferral Plan must be made not less than two years measured from the beginning of the plan year after the plan year in which the election is made. Each common stock unit under the Employee Deferral Plan entitles a participant to receive one share of Ashland common stock or the cash value thereof. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:50 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 98 | $73.13 | $7,166.74 |
DisclosureSEC source: 0001127602-18-001126 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,028 F3 · kind: Payment of tax liability by withholding securities incident to the conversion of common stock units referenced in footnote (7) below. F2 · balance_after: Balance includes 12,925 unvested shares of Restricted Stock. Balance also includes 39 shares of Restricted Stock paid in lieu of cash dividends on December 15, 2017. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:50 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 318 | $73.13 | $23,255.34 |
DisclosureSEC source: 0001127602-18-001126 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of common stock received in settlement of an equal number of common stock units as described in footnote (7) below. F2 · balance_after: Balance includes 12,925 unvested shares of Restricted Stock. Balance also includes 39 shares of Restricted Stock paid in lieu of cash dividends on December 15, 2017. Read SEC document |
| November 27, 2017 Filed Nov 28, 2017 20:50 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 8,152 | $70.70 | $576,346.40 |
DisclosureSEC source: 0001127602-17-033365 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,769 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2017. F2 · balance_after: Balance includes 12,886 unvested shares of Restricted Stock. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 16:52 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 1,022 | $70.25 | $71,795.50 |
DisclosureSEC source: 0001127602-17-033125 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,921 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2017. F2 · balance_after: Balance includes 12,886 unvested shares of Restricted Stock. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:08 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 1,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033047 · form4.xml · derivative · entry 6 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,041 Underlying: Common Stock · 1,965 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F8 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F8 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:08 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 1,965 | $70.16 | $137,864.40 |
DisclosureSEC source: 0001127602-17-033047 · form4.xml · nonDerivative · entry 3 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,943 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: Balance includes 12,886 unvested shares of Restricted Stock. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:08 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 943 | $70.16 | $66,160.88 |
DisclosureSEC source: 0001127602-17-033047 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,978 F4 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F3 · balance_after: Balance includes 12,886 unvested shares of Restricted Stock. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:08 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 2,543 | $70.63 | $179,612.09 |
DisclosureSEC source: 0001127602-17-033047 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,921 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2017. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple lots. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price in this footnote. F3 · balance_after: Balance includes 12,886 unvested shares of Restricted Stock. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 22:18 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 2,344 | $70.76 | $165,861.44 |
DisclosureSEC source: 0001127602-17-032854 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,464 F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Balance includes 12,886 unvested shares of Restricted Stock. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 22:18 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 916 | $70.61 | $64,678.76 |
DisclosureSEC source: 0001127602-17-032854 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,808 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2017. F2 · balance_after: Balance includes 12,886 unvested shares of Restricted Stock. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 22:29 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 1,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032712 · form4.xml · derivative · entry 5 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,006 Underlying: Common Stock · 1,718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F6 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F6 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 22:29 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 802 | $70.75 | $56,741.50 |
DisclosureSEC source: 0001127602-17-032712 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,724 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F1 · balance_after: Balance includes 17,773 shares of unvested Restricted Stock. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 22:29 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 1,718 | $70.75 | $121,548.50 |
DisclosureSEC source: 0001127602-17-032712 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,526 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Balance includes 17,773 shares of unvested Restricted Stock. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 21:12 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 28,450 | $67.17 Strike: $67.16 | $1,910,986.50 |
DisclosureSEC source: 0001127602-17-032384 · form4.xml · derivative · entry 5 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,450 Underlying: Common Stock · 28,450 shares Expires 2027-12-15 F7 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F7 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 21:12 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 5,150 | $67.16 | $345,874.00 |
DisclosureSEC source: 0001127602-17-032384 · form4.xml · derivative · entry 4 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,724 Underlying: Common Stock · 5,150 shares Expires not disclosed F5 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F6 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F6 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 21:12 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 1,352 | $66.23 | $89,542.96 |
DisclosureSEC source: 0001127602-17-032384 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,808 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2017. F2 · balance_after: Balance includes 17,773 shares of unvested Restricted Stock. Read SEC document |
| November 14, 2017 Filed Nov 15, 2017 21:52 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 678 | $67.10 | $45,493.80 |
DisclosureSEC source: 0001127602-17-032204 · form4.xml · nonDerivative · entry 3 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,160 F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F1 · balance_after: Balance includes 17,773 unvested shares of Restricted Stock. Read SEC document |
| November 14, 2017 Filed Nov 15, 2017 21:52 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 4,080 | $67.10 | $273,768.00 |
DisclosureSEC source: 0001127602-17-032204 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,838 F2 · kind: Payment of tax liability by withholding of securities incident to the settlement of LTIP RSUs referenced in footnote 7 below. F1 · balance_after: Balance includes 17,773 unvested shares of Restricted Stock. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 21:52 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 12,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032204 · form4.xml · derivative · entry 6 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,574 Underlying: Common Stock · 12,232 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F7 · derivative.exercise_date: Grant of Restricted Stock Units provided after measurement of the performance of the 2015-2017 LTIP award, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest November 13, 2017, provided that the Reporting Person remains in continuous employment with the Issuer. F7 · derivative.expiration_date: Grant of Restricted Stock Units provided after measurement of the performance of the 2015-2017 LTIP award, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest November 13, 2017, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 21:52 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 12,232 | $67.10 | $820,767.20 |
DisclosureSEC source: 0001127602-17-032204 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Balance includes 17,773 unvested shares of Restricted Stock. Read SEC document |
| September 13, 2017 Filed Sep 13, 2017 19:12 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 3,677 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-027385 · form4.xml · derivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,772 Underlying: Common Stock · 3,677 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · shares: Pursuant to the terms of the FY 2016-2018 Long Term Incentive Plan (the "LTIP Plan"), two-thirds of the performance units under the LTIP Plan were scored resulting in 3,677 time-based, stock-settled restricted stock units. F3 · derivative.exercise_date: The Restricted Stock Units described in footnote 2 vest on November 18, 2018 so long as the Reporting Person remains employed through such vesting date. F3 · derivative.expiration_date: The Restricted Stock Units described in footnote 2 vest on November 18, 2018 so long as the Reporting Person remains employed through such vesting date. Read SEC document |
| July 19, 2017 Filed Jul 21, 2017 15:09 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 12,232 | $66.88 | $818,076.16 |
DisclosureSEC source: 0001127602-17-023985 · form4.xml · derivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,095 Underlying: Common Stock · 12,232 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest on November 13, 2017, provided that the Reporting Person remains in continuous employment with the Issuer. F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest on November 13, 2017, provided that the Reporting Person remains in continuous employment with the Issuer. F3 · balance_after: Balance includes 31 additional restricted stock units acquired in lieu of cash dividends paid on June 15, 2017. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 01:44 UTC | ASHLAND INC. ASH · Entity 4139 | GrantCommon Stock | 15,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-020739 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,499 F1 · price: Represents the sum of 3,223 shares of restricted stock granted pursuant to the adjustment described in clause (a) of this footnote (1) and 12,745 shares of restricted stock granted pursuant to the plan described in clause (b) this footnote (1). (a) Ashland Global Holdings Inc. ("Ashland") distributed to its stockholders on May 12, 2017 (the "Distribution Date") 170,000,000 shares of Valvoline Inc. ("Valvoline") common stock as a pro rata dividend (the "Distribution"). Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of shares of restricted stock equal to the quotient of (x) the closing price of Ashland common stock on the Distribution Date and (y) the simple arithmetic average of the volume-weighted average price of Ashland common stock for each of the ten consecutive trading days immediately following the Distribution Date (such quotient, the "Equity Award Adjustment Ratio") for each such share of restricted stock. (b) Pursuant to the terms of the Executive Performance Incentive and Retention Program (the "EPIRP"), upon the Distribution, one-third of the Reporting Person's performance-based restricted shares granted under the EPIRP were convertible at "target" level (i.e. 50%) into 12,745 time-vested restricted shares immediately following the 120th day following the consummation of the Distribution. Pursuant to the terms of the EPIRP, each such time-vested restricted share was further adjusted into the number of time-vested restricted shares equal to the Equity Award Adjustment Ratio for each such time-vested restricted share. F2 · balance_after: Includes 19,616 shares of unvested restricted stock. Balance also includes 22 additional shares of restricted stock acquired in lieu of cash dividends, 11 which were paid on December 15, 2016, and 11 which were paid on March 15, 2017. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:54 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 11,572 | $0.00 Strike: $59.95 | $0.00 |
DisclosureSEC source: 0001127602-17-020787 · form4.xml · derivative · entry 7 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,672 Underlying: Common Stock · 11,572 shares Expires 2024-12-12 F7 · derivative.exercise_price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $112.91 was converted to $59.95. F7 · price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $112.91 was converted to $59.95. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:54 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 14,179 | $0.00 Strike: $59.41 | $0.00 |
DisclosureSEC source: 0001127602-17-020787 · form4.xml · derivative · entry 6 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,229 Underlying: Common Stock · 14,179 shares Expires 2025-12-18 F6 · derivative.exercise_price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $111.89 was converted to $59.41. F6 · price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $111.89 was converted to $59.41. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:54 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 15,283 | $0.00 Strike: $57.96 | $0.00 |
DisclosureSEC source: 0001127602-17-020787 · form4.xml · derivative · entry 5 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,583 Underlying: Common Stock · 15,283 shares Expires 2026-12-16 F5 · derivative.exercise_price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $109.15 was converted to $57.96. F5 · price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $109.15 was converted to $57.96. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.