Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASHLAND INC.ASH · Entity 4139 | SVP and CFO | November 19, 2024 | November 20, 2024 |
| AppHarvest, Inc.APPH · Entity 111251 | Director | June 09, 2023 | June 13, 2023 |
| Ingevity CorpNGVT · Entity 4401 | Director | October 01, 2026 | October 02, 2026 |
| VALVOLINE INCVVV · Entity 1678 | Chief Financial Officer | June 02, 2026 | June 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASHLAND INC.
Report date November 19, 2024 · Filed November 20, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 232,716 |
Ending reported balance
After 2024-11-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-11-19 · Exercise / conversion · Acquired 3,486 · Balance 234,324 Row 2 · 2024-11-19 · Tax withholding · Disposed 1,608 · Balance 232,716 F1: Payment of tax liability by withholding securities incident to the vesting of Performance Share Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 36,242 |
Reported balance
Holding disclosure · report date 2024-11-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 36,242 F2: Based on Employee Savings Plan information as of November 18, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Payment of tax liability by withholding securities incident to the vesting of Performance Share Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F2: Based on Employee Savings Plan information as of November 18, 2024.
AppHarvest, Inc.
Report date June 09, 2023 · Filed June 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 91,937 |
Reported balance
After 2023-06-09 transaction · row 1
1 source rowRow 1 · 2023-06-09 · Grant · Acquired 40,000 · Balance 91,937 F1: Represents a restricted stock unit ("RSU") award. The RSU vests in full on the date of the next annual meeting of the Issuer's stockholders following the grant date (or the date immediately preceding the date of the annual meeting if the Reporting Person's service as a director ends at such annual meeting as a result of the director's failure to be re-elected or the director not standing for re-election), subject to the Reporting Person's service as a director with the Issuer on such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit ("RSU") award. The RSU vests in full on the date of the next annual meeting of the Issuer's stockholders following the grant date (or the date immediately preceding the date of the annual meeting if the Reporting Person's service as a director ends at such annual meeting as a result of the director's failure to be re-elected or the director not standing for re-election), subject to the Reporting Person's service as a director with the Issuer on such date.
Ingevity Corp
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,883 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 405 · Balance 11,883 F1: Represents vested deferred stock units ("DSUs") granted pursuant to the reporting person's election to receive DSUs in lieu of quarterly director fees. These DSUs will settle into an equal number of shares of the Company's Common Stock upon the reporting person's termination of board service pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan and 2025 Omnibus Incentive Plan, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents vested deferred stock units ("DSUs") granted pursuant to the reporting person's election to receive DSUs in lieu of quarterly director fees. These DSUs will settle into an equal number of shares of the Company's Common Stock upon the reporting person's termination of board service pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan and 2025 Omnibus Incentive Plan, as amended.
VALVOLINE INC
Report date June 02, 2026 · Filed June 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,833 |
Ending reported balance
After 2026-06-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-02 · Exercise / conversion · Acquired 3,876 · Balance 36,601 Row 2 · 2026-06-02 · Tax withholding · Disposed 1,768 · Balance 34,833 |
| FY 2025 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 7,754 |
Reported balance
After 2026-06-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-06-02 · Exercise / conversion · Disposed 3,876 · Balance 7,754 F2: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F3: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) plan | 1,600 |
Reported balance
Holding disclosure · report date 2026-06-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,600 F1: Represents the approximate number of shares of Valvoline common stock held by the Reporting Person in the Valvoline 401(k) Plan based on the closing price of Valvoline common stock on the earliest Transaction Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the approximate number of shares of Valvoline common stock held by the Reporting Person in the Valvoline 401(k) Plan based on the closing price of Valvoline common stock on the earliest Transaction Date.
F2: Restricted stock units convert into Valvoline common stock on a one-for-one basis.
F3: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 05, 2017 Filed Jun 7, 2017 19:54 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 11,926 | $0.00 Strike: $47.63 | $0.00 |
DisclosureSEC source: 0001127602-17-020787 · form4.xml · derivative · entry 4 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,426 Underlying: Common Stock · 11,926 shares Expires 2023-12-13 F4 · derivative.exercise_price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $89.69 was converted to $47.63. F4 · price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $89.69 was converted to $47.63. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:54 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 2,317 | $0.00 Strike: $46.65 | $0.00 |
DisclosureSEC source: 0001127602-17-020787 · form4.xml · derivative · entry 3 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,940 Underlying: Common Stock · 2,317 shares Expires 2023-06-03 F3 · derivative.exercise_price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $87.86 was converted to $46.65. F3 · price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $87.86 was converted to $46.65. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:54 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 2,562 | $0.00 Strike: $37.37 | $0.00 |
DisclosureSEC source: 0001127602-17-020787 · form4.xml · derivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,462 Underlying: Common Stock · 2,562 shares Expires 2022-12-14 F2 · derivative.exercise_price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $70.37 was converted to $37.37. F2 · price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $70.37 was converted to $37.37. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:54 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 1,082 | $0.00 Strike: $29.50 | $0.00 |
DisclosureSEC source: 0001127602-17-020787 · form4.xml · derivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,307 Underlying: Common Stock · 1,082 shares Expires 2022-01-02 F1 · derivative.exercise_price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $55.56 was converted to $29.50. F1 · price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $55.56 was converted to $29.50. Read SEC document |
| June 05, 2017 Filed Aug 23, 2017 21:59 UTC Amendment | ASHLAND INC. ASH · Entity 4139 | GrantCommon Stock | 16,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-026351 · form4a.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,550 F1 · shares: Due to a clerical error, the Reporting Person received 51 more shares of Restricted Common Stock under the Executive Performance Incentive and Retention Program than was reported at the time of the original filing. Read SEC document |
| June 02, 2017 Filed Jun 7, 2017 01:44 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 8,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-020739 · form4.xml · derivative · entry 5 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,832 Underlying: Common Stock · 8,036 shares Expires not disclosed F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of common stock. F9 · shares: Represents the sum of 4,237 restricted stock units granted pursuant to the adjustment described in clause (a) of this footnote (9) and 3,799 restricted stock units granted pursuant to the plan described in clause (b) this footnote (9). (a) Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of restricted stock units equal to the Equity Award Adjustment Ratio for each such restricted stock unit. (b) Pursuant to the terms of the FY 2016- 2018 Long Term Incentive Plan (the "LTIP Plan"), upon the Distribution, one-third of the Reporting Person's performance units under the LTIP Plan became convertible into 3,799 time-based, stock-settled restricted stock units immediately following the 120th day following the consummation of the Distribution. Pursuant to the terms of the LTIP Plan, each such time-based, stock settled restricted stock unit was further adjusted into the number of time-based, stock settled restricted stock units equal to the Equity Award Adjustment Ratio. F9 · price: Represents the sum of 4,237 restricted stock units granted pursuant to the adjustment described in clause (a) of this footnote (9) and 3,799 restricted stock units granted pursuant to the plan described in clause (b) this footnote (9). (a) Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of restricted stock units equal to the Equity Award Adjustment Ratio for each such restricted stock unit. (b) Pursuant to the terms of the FY 2016- 2018 Long Term Incentive Plan (the "LTIP Plan"), upon the Distribution, one-third of the Reporting Person's performance units under the LTIP Plan became convertible into 3,799 time-based, stock-settled restricted stock units immediately following the 120th day following the consummation of the Distribution. Pursuant to the terms of the LTIP Plan, each such time-based, stock settled restricted stock unit was further adjusted into the number of time-based, stock settled restricted stock units equal to the Equity Award Adjustment Ratio. F10 · derivative.exercise_date: The restricted stock units described in clause (a) of footnote (9) vest upon the same terms and conditions as were applicable to the Reporting Person's awards of restricted stock units immediately prior to the Distribution. The restricted stock units described in clause (b) of footnote (9) vest upon the third anniversary of the grant date (i.e. November 18, 2018) so long as the Reporting Person remains employed through such vesting date. F10 · derivative.expiration_date: The restricted stock units described in clause (a) of footnote (9) vest upon the same terms and conditions as were applicable to the Reporting Person's awards of restricted stock units immediately prior to the Distribution. The restricted stock units described in clause (b) of footnote (9) vest upon the third anniversary of the grant date (i.e. November 18, 2018) so long as the Reporting Person remains employed through such vesting date. F11 · balance_after: Balance includes 31 additional restricted stock units acquired in lieu of cash dividends, 16 which were paid on December 15, 2016, and 15 which were paid on March 15, 2017. Read SEC document |
| June 02, 2017 Filed Jun 7, 2017 01:44 UTC | ASHLAND INC. ASH · Entity 4139 | GrantCommon Stock Units · Derivative | 13,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-020739 · form4.xml · derivative · entry 4 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,069 Underlying: Common Stock · 13,166 shares Expires not disclosed F4 · derivative.exercise_price: 1 for 1. F6 · price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of common stock units equal to the Equity Award Adjustment Ratio for each such common stock unit. Common stock units were acquired pursuant to Ashland's Deferred Compensation Plan for Employees. One (1) common stock unit is the equivalent of one (1) share of common stock. F5 · derivative.exercise_date: The common stock units are payable upon the same terms and conditions as were applicable to the Reporting Person's awards of common stock units immediately prior to the Distribution. F5 · derivative.expiration_date: The common stock units are payable upon the same terms and conditions as were applicable to the Reporting Person's awards of common stock units immediately prior to the Distribution. F7 · balance_after: Balance includes 99 additional common stock units acquired in lieu of cash dividends, 52 which were paid on December 15, 2016, and 47 which were paid on March 15, 2017. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:57 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock Units · Derivative | 172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-000802 · form4.xml · derivative · entry 5 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,856 Underlying: Common Stock · 172 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: 1 for 1. F7 · derivative.exercise_date: The common stock units were converted into shares of common stock pursuant to an election for fixed schedule distributions established by the reporting person under Ashland's Deferred Compensation Plan. Fixed schedule distributions under the Employee Deferral Plan must be made not less than two years measured from the beginning of the plan year after the plan year in which the election is made. Each common stock unit under the Employee Deferral Plan entitles a participant to receive one share of Ashland common stock or the cash value thereof. F7 · derivative.expiration_date: The common stock units were converted into shares of common stock pursuant to an election for fixed schedule distributions established by the reporting person under Ashland's Deferred Compensation Plan. Fixed schedule distributions under the Employee Deferral Plan must be made not less than two years measured from the beginning of the plan year after the plan year in which the election is made. Each common stock unit under the Employee Deferral Plan entitles a participant to receive one share of Ashland common stock or the cash value thereof. F8 · balance_after: Balance includes 52 additional Common Stock Units acquired in lieu of cash dividends paid on December 15, 2016 pursuant to Ashland's Deferred Compensation Plan (the "Plan") and exempt under Rule 16b-3. One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:57 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 54 | $109.29 | $5,901.66 |
DisclosureSEC source: 0001127602-17-000802 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,509 F2 · kind: Payment of tax liability by withholding securities incident to the conversion of common stock units referenced in footnote (7) below. F3 · balance_after: Includes 3,637 shares of unvested Restricted Stock. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:57 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 172 | $109.29 | $18,797.88 |
DisclosureSEC source: 0001127602-17-000802 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of common stock received in settlement of an equal number of common stock units as described in footnote (7) below. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 22:36 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 4,440 | $114.39 | $507,891.60 |
DisclosureSEC source: 0001127602-16-068508 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,391 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2015. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.37 to $114.39, inclusive. The reporting person undertakes to provide Ashland, any security holder of Ashland, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 3,626 shares of unvested Restricted Stock. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:38 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 1,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068201 · form4.xml · derivative · entry 6 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,765 Underlying: Common Stock · 1,028 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F7 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F7 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:38 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 3,372 | $109.26 | $368,424.72 |
DisclosureSEC source: 0001127602-16-068201 · form4.xml · nonDerivative · entry 3 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,923 F4 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2015. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:38 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 494 | $111.12 | $54,893.28 |
DisclosureSEC source: 0001127602-16-068201 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,295 F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Includes 3,626 shares of unvested Restricted Stock. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:38 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 1,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068201 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · balance_after: Includes 3,626 shares of unvested Restricted Stock. Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 22:20 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 1,744 | $109.32 | $190,654.08 |
DisclosureSEC source: 0001127602-16-067805 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,761 F3 · kind: Payment of tax liability by withholding incident to the receipt of the vesting of shares of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Includes 3,626 shares of unvested Restricted Stock. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:20 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 2,700 | $109.15 | $294,705.00 |
DisclosureSEC source: 0001127602-16-067805 · form4.xml · derivative · entry 6 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,793 Underlying: Common Stock · 2,700 shares Expires not disclosed F7 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F8 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F8 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:20 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 17,300 | $109.15 Strike: $109.15 | $1,888,295.00 |
DisclosureSEC source: 0001127602-16-067805 · form4.xml · derivative · entry 5 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,300 Underlying: Common Stock · 17,300 shares Expires 2026-12-16 F6 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F6 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:20 UTC | ASHLAND INC. ASH · Entity 4139 | GrantCommon Stock | 8,532 | $109.15 | $931,267.80 |
DisclosureSEC source: 0001127602-16-067805 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,505 F1 · kind: Ashland Common Stock acquired upon settlement of LTIP award pursuant to Ashland's incentive plan and exempt under Rule 16b-3(d). F2 · balance_after: Includes 3,626 shares of unvested Restricted Stock. Read SEC document |
| November 16, 2016 Filed Nov 28, 2016 22:30 UTC Amendment | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 4,092 | $109.15 | $446,641.80 |
DisclosureSEC source: 0001127602-16-068504 · form4a.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,413 F1 · kind: Payment of tax liability by withholding of securities incident to the settlement of LTIP award referenced in footnote 1 of Form 4 filed on November 18, 2016. F2 · balance_after: Includes 8,742 shares of unvested Restricted Stock. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 22:31 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 1,555 | $106.84 | $166,136.20 |
DisclosureSEC source: 0001127602-16-067468 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,973 F3 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2015. F2 · balance_after: Includes 8,742 shares of unvested Restricted Stock. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 22:31 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 779 | $108.22 | $84,303.38 |
DisclosureSEC source: 0001127602-16-067468 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,528 F1 · kind: Payment of tax liability by withholding incident to the receipt of the vesting of shares of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Includes 8,742 shares of unvested Restricted Stock. Read SEC document |
| November 18, 2001 Filed Dec 12, 2022 17:16 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 2,032 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-22-001312 · form4.xml · derivative · entry 9 WILLIS J KEVIN · CIK 0001575329 · Sr VP & Chief Finan. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,066.141 Underlying: Common Stock · 2,032 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units on November 18, 2021 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units on November 18, 2021 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.