Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASHLAND INC.ASH · Entity 4139 | SVP and CFO | November 19, 2024 | November 20, 2024 |
| AppHarvest, Inc.APPH · Entity 111251 | Director | June 09, 2023 | June 13, 2023 |
| Ingevity CorpNGVT · Entity 4401 | Director | October 01, 2026 | October 02, 2026 |
| VALVOLINE INCVVV · Entity 1678 | Chief Financial Officer | June 02, 2026 | June 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASHLAND INC.
Report date November 19, 2024 · Filed November 20, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 232,716 |
Ending reported balance
After 2024-11-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-11-19 · Exercise / conversion · Acquired 3,486 · Balance 234,324 Row 2 · 2024-11-19 · Tax withholding · Disposed 1,608 · Balance 232,716 F1: Payment of tax liability by withholding securities incident to the vesting of Performance Share Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 36,242 |
Reported balance
Holding disclosure · report date 2024-11-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 36,242 F2: Based on Employee Savings Plan information as of November 18, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Payment of tax liability by withholding securities incident to the vesting of Performance Share Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F2: Based on Employee Savings Plan information as of November 18, 2024.
AppHarvest, Inc.
Report date June 09, 2023 · Filed June 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 91,937 |
Reported balance
After 2023-06-09 transaction · row 1
1 source rowRow 1 · 2023-06-09 · Grant · Acquired 40,000 · Balance 91,937 F1: Represents a restricted stock unit ("RSU") award. The RSU vests in full on the date of the next annual meeting of the Issuer's stockholders following the grant date (or the date immediately preceding the date of the annual meeting if the Reporting Person's service as a director ends at such annual meeting as a result of the director's failure to be re-elected or the director not standing for re-election), subject to the Reporting Person's service as a director with the Issuer on such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit ("RSU") award. The RSU vests in full on the date of the next annual meeting of the Issuer's stockholders following the grant date (or the date immediately preceding the date of the annual meeting if the Reporting Person's service as a director ends at such annual meeting as a result of the director's failure to be re-elected or the director not standing for re-election), subject to the Reporting Person's service as a director with the Issuer on such date.
Ingevity Corp
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,883 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 405 · Balance 11,883 F1: Represents vested deferred stock units ("DSUs") granted pursuant to the reporting person's election to receive DSUs in lieu of quarterly director fees. These DSUs will settle into an equal number of shares of the Company's Common Stock upon the reporting person's termination of board service pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan and 2025 Omnibus Incentive Plan, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents vested deferred stock units ("DSUs") granted pursuant to the reporting person's election to receive DSUs in lieu of quarterly director fees. These DSUs will settle into an equal number of shares of the Company's Common Stock upon the reporting person's termination of board service pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan and 2025 Omnibus Incentive Plan, as amended.
VALVOLINE INC
Report date June 02, 2026 · Filed June 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,833 |
Ending reported balance
After 2026-06-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-02 · Exercise / conversion · Acquired 3,876 · Balance 36,601 Row 2 · 2026-06-02 · Tax withholding · Disposed 1,768 · Balance 34,833 |
| FY 2025 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 7,754 |
Reported balance
After 2026-06-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-06-02 · Exercise / conversion · Disposed 3,876 · Balance 7,754 F2: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F3: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) plan | 1,600 |
Reported balance
Holding disclosure · report date 2026-06-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,600 F1: Represents the approximate number of shares of Valvoline common stock held by the Reporting Person in the Valvoline 401(k) Plan based on the closing price of Valvoline common stock on the earliest Transaction Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the approximate number of shares of Valvoline common stock held by the Reporting Person in the Valvoline 401(k) Plan based on the closing price of Valvoline common stock on the earliest Transaction Date.
F2: Restricted stock units convert into Valvoline common stock on a one-for-one basis.
F3: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2021 Filed Nov 23, 2021 22:02 UTC Amendment | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 491 | $108.17 | $53,111.47 |
DisclosureSEC source: 0000950157-21-001210 · form4.xml · nonDerivative · entry 4 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,821.701 F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F4 · shares: Due to a calculation error, the amount should have been 491 instead of 506. F5 · balance_after: Due to a calculation error, the amount in column 5 should have been 2821.701 instead of 2792.701. Read SEC document |
| November 15, 2021 Filed Nov 23, 2021 22:02 UTC Amendment | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 1,527 | $108.17 | $165,175.59 |
DisclosureSEC source: 0000950157-21-001210 · form4.xml · nonDerivative · entry 3 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,312.701 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2021 Filed Nov 23, 2021 22:02 UTC Amendment | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 448 | $108.17 | $48,460.16 |
DisclosureSEC source: 0000950157-21-001210 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,785.701 F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · shares: Due to a calculation error, the amount in Column 4 should have been 448 instead of 462. F3 · balance_after: Due to a calculation error, the amount in column 5 should have been 1785.702 instead of 1771.701. Read SEC document |
| November 15, 2021 Filed Nov 23, 2021 22:02 UTC Amendment | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 1,393 | $108.17 | $150,680.81 |
DisclosureSEC source: 0000950157-21-001210 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,233.701 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 20:42 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 1,104 | $94.30 | $104,107.20 |
DisclosureSEC source: 0001127602-21-025216 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 825 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 11, 2021. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 21:55 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionStock Appreciation Right · Derivative | 2,307 | $0.00 Strike: $29.50 | $0.00 |
DisclosureSEC source: 0001127602-21-025030 · form4.xml · derivative · entry 6 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,307 shares Expires 2022-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 21:55 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 475 | $93.50 | $44,412.50 |
DisclosureSEC source: 0001127602-21-025030 · form4.xml · nonDerivative · entry 3 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,929 F3 · kind: This represents the withholding of shares of common stock to satisfy tax withholding liability associated with the exercise of the SARs that was reported in this Form 4. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 21:55 UTC | ASHLAND INC. ASH · Entity 4139 | Disposition to issuerCommon Stock | 727 | $93.50 | $67,974.50 |
DisclosureSEC source: 0001127602-21-025030 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,404 F2 · kind: This represents the shares of common stock for payment of exercise price incident to the exercise of stock acquisition rights (SARs). Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 21:55 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 2,307 | $29.50 | $68,056.50 |
DisclosureSEC source: 0001127602-21-025030 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,131 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 21:44 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 4,074 | $80.00 | $325,920.00 |
DisclosureSEC source: 0001127602-20-032572 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 938 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 31, 2020. Read SEC document |
| November 18, 2020 Filed Nov 21, 2020 00:02 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 5,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-029755 · form4.xml · derivative · entry 7 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,886 Underlying: Common Stock · 5,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F4 · derivative.exercise_date: Reporting Persons 2018-2020 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2018-2020 LTIP Plan and vests three years from the original grant date of 11/15/2017. F4 · derivative.expiration_date: Reporting Persons 2018-2020 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2018-2020 LTIP Plan and vests three years from the original grant date of 11/15/2017. Read SEC document |
| November 18, 2020 Filed Nov 21, 2020 00:02 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 1,776 | $79.40 | $141,014.40 |
DisclosureSEC source: 0001127602-20-029755 · form4.xml · nonDerivative · entry 4 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,012 F2 · kind: Payment of a tax liability by withholding securities incident to the vesting of Performance Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 18, 2020 Filed Nov 21, 2020 00:02 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 5,850 | $79.40 | $464,490.00 |
DisclosureSEC source: 0001127602-20-029755 · form4.xml · nonDerivative · entry 3 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2020 Filed Nov 21, 2020 00:02 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 1,247 | $80.00 | $99,760.00 |
DisclosureSEC source: 0001127602-20-029755 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,893 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 31, 2020. Read SEC document |
| November 18, 2020 Filed Nov 21, 2020 00:02 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 955 | $80.00 | $76,400.00 |
DisclosureSEC source: 0001127602-20-029755 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 938 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 31, 2020. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 22:13 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 7,500 | $79.40 | $595,500.00 |
DisclosureSEC source: 0001127602-20-029482 · form4.xml · derivative · entry 10 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,886 Underlying: Common Stock · 7,500 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F6 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. F6 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:13 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 1,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-029482 · form4.xml · derivative · entry 9 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,842 Underlying: Common Stock · 1,372 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:13 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 1,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-029482 · form4.xml · derivative · entry 8 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,758 Underlying: Common Stock · 1,791 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F4 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. F4 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:13 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 417 | $79.19 | $33,022.23 |
DisclosureSEC source: 0001127602-20-029482 · form4.xml · nonDerivative · entry 5 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,684 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 6 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:13 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 1,372 | $79.19 | $108,648.68 |
DisclosureSEC source: 0001127602-20-029482 · form4.xml · nonDerivative · entry 4 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:13 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 544 | $79.19 | $43,079.36 |
DisclosureSEC source: 0001127602-20-029482 · form4.xml · nonDerivative · entry 3 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,185 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 6 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:13 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 1,791 | $79.19 | $141,829.29 |
DisclosureSEC source: 0001127602-20-029482 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:13 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 1,048 | $82.85 | $86,826.80 |
DisclosureSEC source: 0001127602-20-029482 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 938 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 31, 2020. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:50 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 1,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-029290 · form4.xml · derivative · entry 4 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,549 Underlying: Common Stock · 1,505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. F3 · derivative.expiration_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:50 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 457 | $81.59 | $37,286.63 |
DisclosureSEC source: 0001127602-20-029290 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,986 F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in Footnote 3 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:50 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 1,505 | $81.59 | $122,792.95 |
DisclosureSEC source: 0001127602-20-029290 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 21:07 UTC | ASHLAND INC. ASH · Entity 4139 | OtherCommon Stock | 12,520 | $79.87 | $999,972.40 |
DisclosureSEC source: 0001127602-20-004848 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Disclosed balance after: 31,265 F1 · shares: Shares acquired as a result of intra-plan transfer into the Ashland Common Stock Fund investment option in Ashland's 401(k) plan. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:32 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock Units · Derivative | 342 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000711 · form4.xml · derivative · entry 5 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,070 Underlying: Common Stock · 342 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: 1 for 1. F5 · derivative.exercise_date: The common stock units were converted into shares of common stock pursuant to an election for fixed schedule distributions established by the reporting person under Ashland's Deferred Compensation Plan. Fixed schedule distributions under the Employee Deferral Plan must be made not less than two years measured from the beginning of the plan year after the plan year in which the election is made. Each common stock unit under the Employee Deferral Plan entitles a participant to receive one share of Ashland common stock or the cash value thereof. F5 · derivative.expiration_date: The common stock units were converted into shares of common stock pursuant to an election for fixed schedule distributions established by the reporting person under Ashland's Deferred Compensation Plan. Fixed schedule distributions under the Employee Deferral Plan must be made not less than two years measured from the beginning of the plan year after the plan year in which the election is made. Each common stock unit under the Employee Deferral Plan entitles a participant to receive one share of Ashland common stock or the cash value thereof. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:32 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 93 | $76.53 | $7,117.29 |
DisclosureSEC source: 0001127602-20-000711 · form4.xml · nonDerivative · entry 3 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 938 F2 · kind: Payment of tax liability by withholding securities incident to the conversion of common stock units referenced in footnote (5) below. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:32 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 342 | $76.53 | $26,173.26 |
DisclosureSEC source: 0001127602-20-000711 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of common stock received in settlement of an equal number of common stock units as described in footnote (5) below. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:32 UTC | ASHLAND INC. ASH · Entity 4139 | GiftCommon Stock | 656 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000711 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 689 Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 18:49 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 938 | $76.59 | $71,841.42 |
DisclosureSEC source: 0001127602-19-033336 · form4.xml · nonDerivative · entry 5 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,345 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 18:49 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 1,765 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033336 · form4.xml · derivative · entry 7 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,916 Underlying: Common Stock · 1,765 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units on November 16, 2016, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units on November 16, 2016, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 18:49 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 827 | $78.65 | $65,043.55 |
DisclosureSEC source: 0001127602-19-033336 · form4.xml · nonDerivative · entry 4 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,283 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 5 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 18:49 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 1,765 | $78.65 | $138,817.25 |
DisclosureSEC source: 0001127602-19-033336 · form4.xml · nonDerivative · entry 3 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 18:49 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 921 | $78.99 | $72,749.79 |
DisclosureSEC source: 0001127602-19-033336 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,345 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 18:49 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 1,201 | $78.99 | $94,866.99 |
DisclosureSEC source: 0001127602-19-033336 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,266 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:19 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 1,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033055 · form4.xml · derivative · entry 7 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,681 Underlying: Common Stock · 1,762 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F6 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F6 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:19 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 1,351 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033055 · form4.xml · derivative · entry 6 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,443 Underlying: Common Stock · 1,351 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:19 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 561 | $78.85 | $44,234.85 |
DisclosureSEC source: 0001127602-19-033055 · form4.xml · nonDerivative · entry 4 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,467 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 6 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:19 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 1,762 | $78.85 | $138,933.70 |
DisclosureSEC source: 0001127602-19-033055 · form4.xml · nonDerivative · entry 3 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:19 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 430 | $78.85 | $33,905.50 |
DisclosureSEC source: 0001127602-19-033055 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,266 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 5 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:19 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 1,351 | $78.85 | $106,526.35 |
DisclosureSEC source: 0001127602-19-033055 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 23:58 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 22,100 | $0.00 Strike: $77.90 | $0.00 |
DisclosureSEC source: 0001127602-19-032784 · form4.xml · derivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,100 Underlying: Common Stock · 22,100 shares Expires 2029-11-13 F4 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F4 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 23:58 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 4,450 | $77.90 | $346,655.00 |
DisclosureSEC source: 0001127602-19-032784 · form4.xml · derivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,794 Underlying: Common Stock · 4,450 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F3 · balance_after: Balance includes 127 additional Restricted Stock Units acquired in lieu of cash dividends (28 on December 15, 2018, 30 on March 15, 2019, 34 on June 15, 2019 and 35 on September 15, 2019). The total includes prior awards that have different vesting and expiration dates. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 20:44 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock Units · Derivative | 332 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001232 · form4.xml · derivative · entry 4 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,919 Underlying: Common Stock · 332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: 1 for 1. F5 · derivative.exercise_date: The common stock units were converted into shares of common stock pursuant to an election for fixed schedule distributions established by the reporting person under Ashland's Deferred Compensation Plan. Fixed schedule distributions under the Employee Deferral Plan must be made not less than two years measured from the beginning of the plan year after the plan year in which the election is made. Each common stock unit under the Employee Deferral Plan entitles a participant to receive one share of Ashland common stock or the cash value thereof. F5 · derivative.expiration_date: The common stock units were converted into shares of common stock pursuant to an election for fixed schedule distributions established by the reporting person under Ashland's Deferred Compensation Plan. Fixed schedule distributions under the Employee Deferral Plan must be made not less than two years measured from the beginning of the plan year after the plan year in which the election is made. Each common stock unit under the Employee Deferral Plan entitles a participant to receive one share of Ashland common stock or the cash value thereof. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 20:44 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 90 | $71.53 | $6,437.70 |
DisclosureSEC source: 0001127602-19-001232 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,345 F2 · kind: Payment of tax liability by withholding securities incident to the conversion of common stock units referenced in footnote (5) below. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 20:44 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 332 | $71.53 | $23,747.96 |
DisclosureSEC source: 0001127602-19-001232 · form4.xml · nonDerivative · entry 1 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,435 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of common stock received in settlement of an equal number of common stock units as described in footnote (5) below. Read SEC document |
| November 23, 2018 Filed Nov 26, 2018 19:48 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 2,046 | $80.34 | $164,375.64 |
DisclosureSEC source: 0001127602-18-034287 · form4.xml · nonDerivative · entry 3 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,103 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 5, 2018. Read SEC document |
| November 21, 2018 Filed Nov 26, 2018 19:48 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 19 | $81.53 | $1,549.07 |
DisclosureSEC source: 0001127602-18-034287 · form4.xml · nonDerivative · entry 2 WILLIS J KEVIN · CIK 0001575329 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,149 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 5, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.