Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PNC FINANCIAL SERVICES GROUP, INC.PNC · Entity 2924 | Director | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PNC FINANCIAL SERVICES GROUP, INC.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security | IndirectDeferred Compensation Plan | 21,560 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 176 · Balance 21,560 F1: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2: Includes phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan in transactions exempt from reporting that occurred after the date of the reporting person's most recent filing on Form 4. |
| Phantom Stock UnitSEC Table II · derivative / convertible security | IndirectDeferred Stock Unit Plan | 6,517 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 6,517 F1: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F3: Includes phantom stock units acquired by the reporting person as dividend equivalents under the PNC Outside Directors Deferred Stock Unit Plan in transactions exempt from reporting that occurred after the date of the reporting person's most recent filing on Form 4. |
| Deferred Stock UnitSEC Table II · derivative / convertible security | Direct | 12,743 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 12,743 F4: Deferred stock units ("DSUs") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's equity incentive plan. Each DSU represents the right to receive at retirement one share of PNC common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program. F5: Includes DSUs acquired by the reporting person as dividend equivalents under the Program in transactions exempt from reporting that occurred after the date of the reporting person's most recent filing on Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.
F2: Includes phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan in transactions exempt from reporting that occurred after the date of the reporting person's most recent filing on Form 4.
F3: Includes phantom stock units acquired by the reporting person as dividend equivalents under the PNC Outside Directors Deferred Stock Unit Plan in transactions exempt from reporting that occurred after the date of the reporting person's most recent filing on Form 4.
F4: Deferred stock units ("DSUs") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's equity incentive plan. Each DSU represents the right to receive at retirement one share of PNC common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.
F5: Includes DSUs acquired by the reporting person as dividend equivalents under the Program in transactions exempt from reporting that occurred after the date of the reporting person's most recent filing on Form 4.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ASSURED GUARANTY LTD
Report date August 06, 2020 · Filed August 11, 2020
Section 16 reporting ended · disclosed 2020-08-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Forward contract (obligation to sell to Issuer)SEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
After 2020-08-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-08-06 · Grant · Acquired Not disclosed · Balance Not disclosed F1: Pursuant to the separation agreement dated August 6, 2020 by and between the Reporting Person, Assured Guaranty Ltd. ("Issuer") and certain of Issuer's subsidiaries (such subsidiaries, together with Issuer, the "Company"), the Reporting Person agreed to transfer to the Issuer on December 31, 2020 (or as soon as reasonably practicable thereafter) common shares of Issuer, par value $0.01 per share ("Common Shares"), with a value equal to $12,000,000 in substitution of the Reporting Person's existing obligation to deliver $24,000,000 of interests in certain investment vehicles to the Company under the terms of the Reporting Person's employment agreement dated August 7, 2019 with the Company. F2: The price per share of the Common Shares transferred to Issuer will be determined based on the volume weighted average trade price per Common Share on the New York Stock Exchange ("NYSE") (calculated to the nearest one-hundredth of a cent) for the first 10 NYSE trading days in the month of December 2020. In the event that $12,000,000 exceeds the value of the Common Shares held by the Reporting Person and transferred to Issuer, the Reporting Person has agreed to pay to the Company an amount in cash equal to the excess of $12,000,000 over the value of the Common Shares transferred to Issuer (with the price per share of such Common Shares measured in accordance with the above). |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the separation agreement dated August 6, 2020 by and between the Reporting Person, Assured Guaranty Ltd. ("Issuer") and certain of Issuer's subsidiaries (such subsidiaries, together with Issuer, the "Company"), the Reporting Person agreed to transfer to the Issuer on December 31, 2020 (or as soon as reasonably practicable thereafter) common shares of Issuer, par value $0.01 per share ("Common Shares"), with a value equal to $12,000,000 in substitution of the Reporting Person's existing obligation to deliver $24,000,000 of interests in certain investment vehicles to the Company under the terms of the Reporting Person's employment agreement dated August 7, 2019 with the Company.
F2: The price per share of the Common Shares transferred to Issuer will be determined based on the volume weighted average trade price per Common Share on the New York Stock Exchange ("NYSE") (calculated to the nearest one-hundredth of a cent) for the first 10 NYSE trading days in the month of December 2020. In the event that $12,000,000 exceeds the value of the Common Shares held by the Reporting Person and transferred to Issuer, the Reporting Person has agreed to pay to the Company an amount in cash equal to the excess of $12,000,000 over the value of the Common Shares transferred to Issuer (with the price per share of such Common Shares measured in accordance with the above).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2020 Filed Mar 25, 2020 21:21 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 6,335 | $19.05 | $120,681.75 |
DisclosureSEC source: 0001209191-20-021156 · doc4.xml · nonDerivative · entry 3 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 100,649 F1 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $18.67 and $19.66 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 21:21 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 665 | $19.83 | $13,186.95 |
DisclosureSEC source: 0001209191-20-021156 · doc4.xml · nonDerivative · entry 2 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579,309 F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $19.67 and $20.00 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 21:21 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 6,335 | $19.05 | $120,681.75 |
DisclosureSEC source: 0001209191-20-021156 · doc4.xml · nonDerivative · entry 1 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,644 F1 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $18.67 and $19.66 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 20:57 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 1,500 | $21.50 | $32,250.00 |
DisclosureSEC source: 0001209191-20-020675 · doc4.xml · nonDerivative · entry 15 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 73,124 F4 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 20:57 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 3,000 | $20.39 | $61,170.00 |
DisclosureSEC source: 0001209191-20-020675 · doc4.xml · nonDerivative · entry 14 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 71,624 F5 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $19.93 and $20.69 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. F4 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 20:57 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 3,500 | $21.50 | $75,250.00 |
DisclosureSEC source: 0001209191-20-020675 · doc4.xml · nonDerivative · entry 13 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 94,314 Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 20:57 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 7,000 | $20.39 | $142,730.00 |
DisclosureSEC source: 0001209191-20-020675 · doc4.xml · nonDerivative · entry 12 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 90,814 F5 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $19.93 and $20.69 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 20:57 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 3,500 | $21.50 | $75,250.00 |
DisclosureSEC source: 0001209191-20-020675 · doc4.xml · nonDerivative · entry 11 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,309 Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 20:57 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 7,000 | $20.39 | $142,730.00 |
DisclosureSEC source: 0001209191-20-020675 · doc4.xml · nonDerivative · entry 10 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568,809 F5 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $19.93 and $20.69 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 20:57 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 3,000 | $20.37 | $61,110.00 |
DisclosureSEC source: 0001209191-20-020675 · doc4.xml · nonDerivative · entry 9 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 68,624 F3 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $20.22 and $20.50 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. F4 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 20:57 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 3,826 | $18.65 | $71,354.90 |
DisclosureSEC source: 0001209191-20-020675 · doc4.xml · nonDerivative · entry 8 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 65,624 F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $18.43 and $18.75 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. F4 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 20:57 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 4,566 | $18.08 | $82,553.28 |
DisclosureSEC source: 0001209191-20-020675 · doc4.xml · nonDerivative · entry 7 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 61,798 F1 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $17.43 and $18.42 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. F4 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 20:57 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 7,000 | $20.37 | $142,590.00 |
DisclosureSEC source: 0001209191-20-020675 · doc4.xml · nonDerivative · entry 6 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 83,814 F3 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $20.22 and $20.50 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 20:57 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 8,927 | $18.65 | $166,488.55 |
DisclosureSEC source: 0001209191-20-020675 · doc4.xml · nonDerivative · entry 5 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 76,814 F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $18.43 and $18.75 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 20:57 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 10,653 | $18.08 | $192,606.24 |
DisclosureSEC source: 0001209191-20-020675 · doc4.xml · nonDerivative · entry 4 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 67,887 F1 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $17.43 and $18.42 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 20:57 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 7,000 | $20.37 | $142,590.00 |
DisclosureSEC source: 0001209191-20-020675 · doc4.xml · nonDerivative · entry 3 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,809 F3 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $20.22 and $20.50 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 20:57 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 8,927 | $18.65 | $166,488.55 |
DisclosureSEC source: 0001209191-20-020675 · doc4.xml · nonDerivative · entry 2 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,809 F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $18.43 and $18.75 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 20:57 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 10,653 | $18.08 | $192,606.24 |
DisclosureSEC source: 0001209191-20-020675 · doc4.xml · nonDerivative · entry 1 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545,882 F1 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $17.43 and $18.42 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:36 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 9,737 | $29.61 | $288,312.57 |
DisclosureSEC source: 0001209191-20-020014 · doc4.xml · nonDerivative · entry 6 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 57,232 F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $29.435 and $30.00 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:36 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 9,737 | $29.61 | $288,312.57 |
DisclosureSEC source: 0001209191-20-020014 · doc4.xml · nonDerivative · entry 5 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 57,234 F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $29.435 and $30.00 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 20:36 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 9,737 | $29.61 | $288,312.57 |
DisclosureSEC source: 0001209191-20-020014 · doc4.xml · nonDerivative · entry 4 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535,229 F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $29.435 and $30.00 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:36 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 6,929 | $30.00 | $207,870.00 |
DisclosureSEC source: 0001209191-20-020014 · doc4.xml · nonDerivative · entry 3 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 47,495 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:36 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 6,930 | $30.00 | $207,900.00 |
DisclosureSEC source: 0001209191-20-020014 · doc4.xml · nonDerivative · entry 2 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 47,497 Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:36 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 6,930 | $30.00 | $207,900.00 |
DisclosureSEC source: 0001209191-20-020014 · doc4.xml · nonDerivative · entry 1 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,492 Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 18:33 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Purchase$5 Par Common Stock | 10,535 | $94.92 | $999,982.20 |
DisclosureSEC source: 0001209191-20-019175 · doc4.xml · nonDerivative · entry 3 Feldstein Andrew T · CIK 0001584585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 40,158 F1 · price: Represents the weighted average price of shares purchased in multiple transactions with prices ranging from $94.72 to $95.00. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, The PNC Financial Services Group, Inc. ("PNC") or any security holder of PNC, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 18:33 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Purchase$5 Par Common Stock | 5,255 | $94.92 | $498,804.60 |
DisclosureSEC source: 0001209191-20-019175 · doc4.xml · nonDerivative · entry 2 Feldstein Andrew T · CIK 0001584585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 41,692 F1 · price: Represents the weighted average price of shares purchased in multiple transactions with prices ranging from $94.72 to $95.00. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, The PNC Financial Services Group, Inc. ("PNC") or any security holder of PNC, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 18:33 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Purchase$5 Par Common Stock | 10,535 | $94.92 | $999,982.20 |
DisclosureSEC source: 0001209191-20-019175 · doc4.xml · nonDerivative · entry 1 Feldstein Andrew T · CIK 0001584585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,158 F1 · price: Represents the weighted average price of shares purchased in multiple transactions with prices ranging from $94.72 to $95.00. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, The PNC Financial Services Group, Inc. ("PNC") or any security holder of PNC, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 20:21 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 15,356 | $32.83 | $504,137.48 |
DisclosureSEC source: 0001209191-20-019258 · doc4.xml · nonDerivative · entry 3 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 40,566 F1 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $32.46 and $33.24 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 20:21 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 15,356 | $32.83 | $504,137.48 |
DisclosureSEC source: 0001209191-20-019258 · doc4.xml · nonDerivative · entry 2 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 40,567 F1 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $32.46 and $33.24 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 20:21 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 15,356 | $32.83 | $504,137.48 |
DisclosureSEC source: 0001209191-20-019258 · doc4.xml · nonDerivative · entry 1 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,562 F1 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $32.46 and $33.24 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 21:47 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 13,210 | $37.82 | $499,602.20 |
DisclosureSEC source: 0001209191-20-017807 · doc4.xml · nonDerivative · entry 3 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 25,210 F1 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $37.625 and $37.94 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 21:47 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 13,211 | $37.82 | $499,640.02 |
DisclosureSEC source: 0001209191-20-017807 · doc4.xml · nonDerivative · entry 2 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 25,211 F1 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $37.625 and $37.94 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 21:47 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 13,211 | $37.82 | $499,640.02 |
DisclosureSEC source: 0001209191-20-017807 · doc4.xml · nonDerivative · entry 1 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,206 F1 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $37.625 and $37.94 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 21:10 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Purchase$5 Par Common Stock | 9,767 | $102.39 | $999,994.30 |
DisclosureSEC source: 0001209191-20-018159 · doc4.xml · nonDerivative · entry 3 Feldstein Andrew T · CIK 0001584585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 29,623 F1 · price: Represents the weighted average price of shares purchased in multiple transactions with prices ranging from $101.95 to $102.66. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, The PNC Financial Services Group, Inc. ("PNC") or any security holder of PNC, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 21:10 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Purchase$5 Par Common Stock | 4,881 | $102.39 | $499,741.19 |
DisclosureSEC source: 0001209191-20-018159 · doc4.xml · nonDerivative · entry 2 Feldstein Andrew T · CIK 0001584585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 36,437 F1 · price: Represents the weighted average price of shares purchased in multiple transactions with prices ranging from $101.95 to $102.66. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, The PNC Financial Services Group, Inc. ("PNC") or any security holder of PNC, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 21:10 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Purchase$5 Par Common Stock | 9,767 | $102.39 | $999,994.30 |
DisclosureSEC source: 0001209191-20-018159 · doc4.xml · nonDerivative · entry 1 Feldstein Andrew T · CIK 0001584585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,623 F1 · price: Represents the weighted average price of shares purchased in multiple transactions with prices ranging from $101.95 to $102.66. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, The PNC Financial Services Group, Inc. ("PNC") or any security holder of PNC, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:46 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 12,000 | $41.29 | $495,480.00 |
DisclosureSEC source: 0001209191-20-016285 · doc4.xml · nonDerivative · entry 3 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 12,000 F1 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $40.70 and $41.50 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:46 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 12,000 | $41.29 | $495,480.00 |
DisclosureSEC source: 0001209191-20-016285 · doc4.xml · nonDerivative · entry 2 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 12,000 F1 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $40.70 and $41.50 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:46 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 12,000 | $41.29 | $495,480.00 |
DisclosureSEC source: 0001209191-20-016285 · doc4.xml · nonDerivative · entry 1 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489,995 F1 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $40.70 and $41.50 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 20:22 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Purchase$5 Par Common Stock | 8,056 | $123.49 | $994,835.44 |
DisclosureSEC source: 0001209191-20-015042 · doc4.xml · nonDerivative · entry 3 Feldstein Andrew T · CIK 0001584585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 19,856 F1 · price: Represents the weighted average price of shares purchased in multiple transactions with prices ranging from $123.49 to $123.54. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, The PNC Financial Services Group, Inc. ("PNC") or any security holder of PNC, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 20:22 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Purchase$5 Par Common Stock | 8,056 | $123.49 | $994,835.44 |
DisclosureSEC source: 0001209191-20-015042 · doc4.xml · nonDerivative · entry 2 Feldstein Andrew T · CIK 0001584585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 31,556 F1 · price: Represents the weighted average price of shares purchased in multiple transactions with prices ranging from $123.49 to $123.54. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, The PNC Financial Services Group, Inc. ("PNC") or any security holder of PNC, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 20:22 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Purchase$5 Par Common Stock | 8,056 | $123.49 | $994,835.44 |
DisclosureSEC source: 0001209191-20-015042 · doc4.xml · nonDerivative · entry 1 Feldstein Andrew T · CIK 0001584585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,856 F1 · price: Represents the weighted average price of shares purchased in multiple transactions with prices ranging from $123.49 to $123.54. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, The PNC Financial Services Group, Inc. ("PNC") or any security holder of PNC, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 20:14 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 231 | $160.37 | $37,045.47 |
DisclosureSEC source: 0001209191-20-001648 · doc4.xml · derivative · entry 1 Feldstein Andrew T · CIK 0001584585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 8,916 Underlying: $5 Par Common Stock · 231 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 66 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 21:31 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 8,525 | $49.79 | $424,459.75 |
DisclosureSEC source: 0001209191-19-058555 · doc4.xml · nonDerivative · entry 1 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,995 F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer. F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $49.58 and $49.87 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 21:14 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 12,780 | $49.49 | $632,482.20 |
DisclosureSEC source: 0001209191-19-058331 · doc4.xml · nonDerivative · entry 1 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,470 F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer. F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $49.22 and $49.66 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 21:26 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 12,780 | $49.12 | $627,753.60 |
DisclosureSEC source: 0001209191-19-058114 · doc4.xml · nonDerivative · entry 2 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,690 F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer. F3 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $48.75 and $49.36 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 21:26 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 12,780 | $48.65 | $621,747.00 |
DisclosureSEC source: 0001209191-19-058114 · doc4.xml · nonDerivative · entry 1 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,910 F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer. F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $48.32 and $48.82 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 22:17 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 12,780 | $48.66 | $621,874.80 |
DisclosureSEC source: 0001209191-19-057839 · doc4.xml · nonDerivative · entry 2 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,130 F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer. F3 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $48.47 and $48.85 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 22:17 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 12,780 | $48.72 | $622,641.60 |
DisclosureSEC source: 0001209191-19-057839 · doc4.xml · nonDerivative · entry 1 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,350 F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer. F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $48.42 and $48.86 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 21:26 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | PurchaseCommon Shares | 12,780 | $48.79 | $623,536.20 |
DisclosureSEC source: 0001209191-19-057443 · doc4.xml · nonDerivative · entry 2 Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,570 F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer. F3 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $48.58 and $48.92 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.