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Feldstein Andrew T

Disclosed activity across 2 companies

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32457
SEC CIK
0001584585

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PNC FINANCIAL SERVICES GROUP, INC.PNC · Entity 2924DirectorOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PNC FINANCIAL SERVICES GROUP, INC.

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitSEC Table II · derivative / convertible securityIndirectDeferred Compensation Plan21,560 Reported balance After 2026-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 176 · Balance 21,560

F1: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2: Includes phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan in transactions exempt from reporting that occurred after the date of the reporting person's most recent filing on Form 4.

Phantom Stock UnitSEC Table II · derivative / convertible securityIndirectDeferred Stock Unit Plan6,517 Reported balance Holding disclosure · report date 2026-10-01 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 6,517

F1: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F3: Includes phantom stock units acquired by the reporting person as dividend equivalents under the PNC Outside Directors Deferred Stock Unit Plan in transactions exempt from reporting that occurred after the date of the reporting person's most recent filing on Form 4.

Deferred Stock UnitSEC Table II · derivative / convertible securityDirect12,743 Reported balance Holding disclosure · report date 2026-10-01 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 12,743

F4: Deferred stock units ("DSUs") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's equity incentive plan. Each DSU represents the right to receive at retirement one share of PNC common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F5: Includes DSUs acquired by the reporting person as dividend equivalents under the Program in transactions exempt from reporting that occurred after the date of the reporting person's most recent filing on Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2: Includes phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan in transactions exempt from reporting that occurred after the date of the reporting person's most recent filing on Form 4.

F3: Includes phantom stock units acquired by the reporting person as dividend equivalents under the PNC Outside Directors Deferred Stock Unit Plan in transactions exempt from reporting that occurred after the date of the reporting person's most recent filing on Form 4.

F4: Deferred stock units ("DSUs") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's equity incentive plan. Each DSU represents the right to receive at retirement one share of PNC common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F5: Includes DSUs acquired by the reporting person as dividend equivalents under the Program in transactions exempt from reporting that occurred after the date of the reporting person's most recent filing on Form 4.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ASSURED GUARANTY LTD

Report date August 06, 2020 · Filed August 11, 2020

Section 16 reporting ended · disclosed 2020-08-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Forward contract (obligation to sell to Issuer)SEC Table II · derivative / convertible securityDirectNot disclosed Reported balance After 2020-08-06 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-08-06 · Grant · Acquired Not disclosed · Balance Not disclosed

F1: Pursuant to the separation agreement dated August 6, 2020 by and between the Reporting Person, Assured Guaranty Ltd. ("Issuer") and certain of Issuer's subsidiaries (such subsidiaries, together with Issuer, the "Company"), the Reporting Person agreed to transfer to the Issuer on December 31, 2020 (or as soon as reasonably practicable thereafter) common shares of Issuer, par value $0.01 per share ("Common Shares"), with a value equal to $12,000,000 in substitution of the Reporting Person's existing obligation to deliver $24,000,000 of interests in certain investment vehicles to the Company under the terms of the Reporting Person's employment agreement dated August 7, 2019 with the Company.

F2: The price per share of the Common Shares transferred to Issuer will be determined based on the volume weighted average trade price per Common Share on the New York Stock Exchange ("NYSE") (calculated to the nearest one-hundredth of a cent) for the first 10 NYSE trading days in the month of December 2020. In the event that $12,000,000 exceeds the value of the Common Shares held by the Reporting Person and transferred to Issuer, the Reporting Person has agreed to pay to the Company an amount in cash equal to the excess of $12,000,000 over the value of the Common Shares transferred to Issuer (with the price per share of such Common Shares measured in accordance with the above).

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the separation agreement dated August 6, 2020 by and between the Reporting Person, Assured Guaranty Ltd. ("Issuer") and certain of Issuer's subsidiaries (such subsidiaries, together with Issuer, the "Company"), the Reporting Person agreed to transfer to the Issuer on December 31, 2020 (or as soon as reasonably practicable thereafter) common shares of Issuer, par value $0.01 per share ("Common Shares"), with a value equal to $12,000,000 in substitution of the Reporting Person's existing obligation to deliver $24,000,000 of interests in certain investment vehicles to the Company under the terms of the Reporting Person's employment agreement dated August 7, 2019 with the Company.

F2: The price per share of the Common Shares transferred to Issuer will be determined based on the volume weighted average trade price per Common Share on the New York Stock Exchange ("NYSE") (calculated to the nearest one-hundredth of a cent) for the first 10 NYSE trading days in the month of December 2020. In the event that $12,000,000 exceeds the value of the Common Shares held by the Reporting Person and transferred to Issuer, the Reporting Person has agreed to pay to the Company an amount in cash equal to the excess of $12,000,000 over the value of the Common Shares transferred to Issuer (with the price per share of such Common Shares measured in accordance with the above).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 5, 2026 21:16 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 176 $220.75 $38,852.00
Disclosure

SEC source: 0001628280-26-065059 · wk-form4_1791234976.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 21,560

Underlying: $5 Par Common Stock · 176 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan in transactions exempt from reporting that occurred after the date of the reporting person's most recent filing on Form 4.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 18:19 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 392 $251.62 $98,635.04
Disclosure

SEC source: 0001628280-26-047176 · wk-form4_1783361971.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 21,216

Underlying: $5 Par Common Stock · 392 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan in transactions exempt from reporting that occurred after the date of the reporting person's most recent filing on Form 4 for these securities.

Read SEC document
May 26, 2026 Filed May 28, 2026 22:04 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 Sale$5 Par Common Stock 4,000 $220.57 $882,264.80
Disclosure

SEC source: 0001628280-26-038935 · wk-form4_1780005893.xml · nonDerivative · entry 3

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse's Trust

Disclosed balance after: 10,749

F1 · balance_after: Reflects changes made to correctly reflect the allocation of shares among the various forms of indirect ownership.

F4 · balance_after: Reflects a portion of the shares previously reported as owned by revocable trust on the reporting person's most recent Form 4 reporting Table I information.

Read SEC document
May 26, 2026 Filed May 28, 2026 22:04 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 Sale$5 Par Common Stock 18,000 $220.57 $3,970,191.60
Disclosure

SEC source: 0001628280-26-038935 · wk-form4_1780005893.xml · nonDerivative · entry 2

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse's Revocable Trust

Disclosed balance after: 48,610

F1 · balance_after: Reflects changes made to correctly reflect the allocation of shares among the various forms of indirect ownership.

F3 · balance_after: Reflects a portion of the shares previously reported as owned by revocable trust, shares previously reported as owned by the reporting person's spouse and shares previously reported as owned by the reporting person's spouse's trust on the reporting person's most recent Form 4 reporting Table I information.

Read SEC document
May 26, 2026 Filed May 28, 2026 22:04 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 Sale$5 Par Common Stock 23,000 $220.57 $5,073,022.60
Disclosure

SEC source: 0001628280-26-038935 · wk-form4_1780005893.xml · nonDerivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Revocable Trust

Disclosed balance after: 24,149

F1 · balance_after: Reflects changes made to correctly reflect the allocation of shares among the various forms of indirect ownership.

F2 · balance_after: Reflects shares previously reported as directly owned and a portion of the shares previously reported as owned by revocable trust on the reporting person's most recent Form 4 reporting Table I information.

Read SEC document
April 22, 2026 Filed Apr 24, 2026 15:20 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantDeferred Stock Unit · Derivative 844 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-027069 · wk-form4_1777044055.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,562

Underlying: $5 Par Common Stock · 844 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units ("DSUs") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F1 · derivative.exercise_date: Deferred stock units ("DSUs") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F1 · derivative.expiration_date: Deferred stock units ("DSUs") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 20:57 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 185 $209.24 $38,709.40
Disclosure

SEC source: 0001628280-26-023281 · wk-form4_1775163465.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 20,664

Underlying: $5 Par Common Stock · 185 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan in transactions exempt from reporting that occurred after the date of the reporting person's most recent filing on Form 4.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 20:37 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 183 $211.46 $38,697.18
Disclosure

SEC source: 0001628280-26-000850 · wk-form4_1767731854.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 20,332

Underlying: $5 Par Common Stock · 183 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan in transactions exempt from reporting that occurred after the date of the reporting person's most recent filing on Form 4.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:59 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 195 $198.44 $38,695.80
Disclosure

SEC source: 0001628280-25-044139 · wk-form4_1759525174.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 19,963

Underlying: $5 Par Common Stock · 195 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan in transactions exempt from reporting that occurred after the date of the reporting person's most recent filing on Form 4.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 20:45 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 513 $192.52 $98,762.76
Disclosure

SEC source: 0001628280-25-034274 · wk-form4_1751575494.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 19,590

Underlying: $5 Par Common Stock · 513 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan in transactions exempt from reporting that occurred after the date of the reporting person's most recent filing on Form 4.

Read SEC document
April 23, 2025 Filed Apr 25, 2025 21:37 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantDeferred Stock Unit · Derivative 1,207 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-020066 · wk-form4_1745617064.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,343

Underlying: $5 Par Common Stock · 1,207 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units ("DSUs") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of PNC common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F1 · derivative.exercise_date: Deferred stock units ("DSUs") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of PNC common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F1 · derivative.expiration_date: Deferred stock units ("DSUs") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of PNC common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:43 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 222 $174.64 $38,770.08
Disclosure

SEC source: 0001628280-25-016551 · wk-form4_1743712986.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 18,892

Underlying: $5 Par Common Stock · 222 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan in transactions exempt from reporting that occurred after the date of the reporting person's most recent filing on Form 4.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 21:49 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 203 $191.39 $38,852.17
Disclosure

SEC source: 0001628280-25-000617 · wk-form4_1736200164.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 18,521

Underlying: $5 Par Common Stock · 203 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan in transactions exempt from reporting that occurred after the date of the reporting person's most recent filing on Form 4.

Read SEC document
November 11, 2024 Filed Nov 13, 2024 17:46 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 Sale$5 Par Common Stock 12,048 $210.09 $2,531,111.31
Disclosure

SEC source: 0001628280-24-047497 · wk-form4_1731520005.xml · nonDerivative · entry 3

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 28,110

Read SEC document
November 11, 2024 Filed Nov 13, 2024 17:46 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 Sale$5 Par Common Stock 3,443 $210.09 $723,324.72
Disclosure

SEC source: 0001628280-24-047497 · wk-form4_1731520005.xml · nonDerivative · entry 2

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Revocable Trust

Disclosed balance after: 38,249

Read SEC document
November 11, 2024 Filed Nov 13, 2024 17:46 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 Sale$5 Par Common Stock 14,509 $210.09 $3,048,131.97
Disclosure

SEC source: 0001628280-24-047497 · wk-form4_1731520005.xml · nonDerivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,649

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:25 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 215 $179.89 $38,676.35
Disclosure

SEC source: 0001628280-24-042154 · wk-form4_1727987138.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 18,162

Underlying: $5 Par Common Stock · 215 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 164 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 16:58 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 633 $156.14 $98,836.62
Disclosure

SEC source: 0001628280-24-031034 · wk-form4_1720025911.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 17,783

Underlying: $5 Par Common Stock · 633 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · shares: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 168 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

Read SEC document
April 24, 2024 Filed Apr 26, 2024 19:49 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantDeferred Stock Unit · Derivative 1,075 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-018609 · wk-form4_1714160977.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,810

Underlying: $5 Par Common Stock · 1,075 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock units ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F1 · derivative.exercise_date: Deferred stock units ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F1 · derivative.expiration_date: Deferred stock units ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:31 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 242 $159.94 $38,705.48
Disclosure

SEC source: 0001628280-24-014686 · wk-form4_1712179851.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 16,982

Underlying: $5 Par Common Stock · 242 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · shares: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 175 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 20:17 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 248 $156.50 $38,812.00
Disclosure

SEC source: 0001209191-24-000698 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 16,565

Underlying: $5 Par Common Stock · 248 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 206 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

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October 02, 2023 Filed Oct 4, 2023 19:30 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 323 $120.02 $38,766.46
Disclosure

SEC source: 0001209191-23-051863 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 16,111

Underlying: $5 Par Common Stock · 323 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 183 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

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July 01, 2023 Filed Jul 6, 2023 19:05 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 790 $127.53 $100,748.70
Disclosure

SEC source: 0001209191-23-041484 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 15,605

Underlying: $5 Par Common Stock · 790 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 190 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

Read SEC document
April 26, 2023 Filed Apr 28, 2023 19:12 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantDeferred Stock Unit · Derivative 1,329 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026002 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,357

Underlying: $5 Par Common Stock · 1,329 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F1 · derivative.exercise_date: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F1 · derivative.expiration_date: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 17:42 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 376 $125.00 $47,000.00
Disclosure

SEC source: 0001209191-23-023208 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 14,625

Underlying: $5 Par Common Stock · 376 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 129 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 20:38 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 276 $159.52 $44,027.52
Disclosure

SEC source: 0001209191-23-001742 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 14,120

Underlying: $5 Par Common Stock · 276 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 133 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 20:12 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 289 $153.80 $44,448.20
Disclosure

SEC source: 0001209191-22-052727 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 13,711

Underlying: $5 Par Common Stock · 289 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 121 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 19:25 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 437 $161.30 $70,488.10
Disclosure

SEC source: 0001209191-22-041026 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 13,301

Underlying: $5 Par Common Stock · 437 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 111 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

Read SEC document
April 27, 2022 Filed Apr 29, 2022 19:52 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantDeferred Stock Unit · Derivative 880 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026213 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,795

Underlying: $5 Par Common Stock · 880 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F1 · derivative.exercise_date: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F1 · derivative.expiration_date: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 18:09 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 268 $181.14 $48,545.52
Disclosure

SEC source: 0001209191-22-022890 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 12,753

Underlying: $5 Par Common Stock · 268 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 74 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 19:47 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 204 $208.22 $42,476.88
Disclosure

SEC source: 0001209191-22-001551 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 12,411

Underlying: $5 Par Common Stock · 204 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 72 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 19:38 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 232 $198.31 $46,007.92
Disclosure

SEC source: 0001209191-21-059333 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 12,135

Underlying: $5 Par Common Stock · 232 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 80 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 19:50 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 368 $191.74 $70,560.32
Disclosure

SEC source: 0001209191-21-045375 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 11,823

Underlying: $5 Par Common Stock · 368 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 69 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 19:38 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantDeferred Stock Unit · Derivative 817 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028960 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,786

Underlying: $5 Par Common Stock · 817 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F1 · derivative.exercise_date: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F1 · derivative.expiration_date: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:09 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 245 $177.41 $43,465.45
Disclosure

SEC source: 0001209191-21-025230 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 11,386

Underlying: $5 Par Common Stock · 245 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 82 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 20:32 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 282 $149.15 $42,060.30
Disclosure

SEC source: 0001209191-21-001931 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 11,059

Underlying: $5 Par Common Stock · 282 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 106 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 18:23 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 388 $109.43 $42,458.84
Disclosure

SEC source: 0001209191-20-053495 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 10,671

Underlying: $5 Par Common Stock · 388 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 110 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

Read SEC document
August 06, 2020 Filed Aug 11, 2020 01:29 UTC ASSURED GUARANTY LTD AGO · Entity 4169 GrantForward contract (obligation to sell to Issuer) · Derivative Not disclosed Not disclosed $12,000,000.00
Disclosure

SEC source: 0001209191-20-046044 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · FormerChief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Shares · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the separation agreement dated August 6, 2020 by and between the Reporting Person, Assured Guaranty Ltd. ("Issuer") and certain of Issuer's subsidiaries (such subsidiaries, together with Issuer, the "Company"), the Reporting Person agreed to transfer to the Issuer on December 31, 2020 (or as soon as reasonably practicable thereafter) common shares of Issuer, par value $0.01 per share ("Common Shares"), with a value equal to $12,000,000 in substitution of the Reporting Person's existing obligation to deliver $24,000,000 of interests in certain investment vehicles to the Company under the terms of the Reporting Person's employment agreement dated August 7, 2019 with the Company.

F2 · derivative.exercise_price: The price per share of the Common Shares transferred to Issuer will be determined based on the volume weighted average trade price per Common Share on the New York Stock Exchange ("NYSE") (calculated to the nearest one-hundredth of a cent) for the first 10 NYSE trading days in the month of December 2020. In the event that $12,000,000 exceeds the value of the Common Shares held by the Reporting Person and transferred to Issuer, the Reporting Person has agreed to pay to the Company an amount in cash equal to the excess of $12,000,000 over the value of the Common Shares transferred to Issuer (with the price per share of such Common Shares measured in accordance with the above).

F1 · reported_value: Pursuant to the separation agreement dated August 6, 2020 by and between the Reporting Person, Assured Guaranty Ltd. ("Issuer") and certain of Issuer's subsidiaries (such subsidiaries, together with Issuer, the "Company"), the Reporting Person agreed to transfer to the Issuer on December 31, 2020 (or as soon as reasonably practicable thereafter) common shares of Issuer, par value $0.01 per share ("Common Shares"), with a value equal to $12,000,000 in substitution of the Reporting Person's existing obligation to deliver $24,000,000 of interests in certain investment vehicles to the Company under the terms of the Reporting Person's employment agreement dated August 7, 2019 with the Company.

F2 · reported_value: The price per share of the Common Shares transferred to Issuer will be determined based on the volume weighted average trade price per Common Share on the New York Stock Exchange ("NYSE") (calculated to the nearest one-hundredth of a cent) for the first 10 NYSE trading days in the month of December 2020. In the event that $12,000,000 exceeds the value of the Common Shares held by the Reporting Person and transferred to Issuer, the Reporting Person has agreed to pay to the Company an amount in cash equal to the excess of $12,000,000 over the value of the Common Shares transferred to Issuer (with the price per share of such Common Shares measured in accordance with the above).

F1 · price: Pursuant to the separation agreement dated August 6, 2020 by and between the Reporting Person, Assured Guaranty Ltd. ("Issuer") and certain of Issuer's subsidiaries (such subsidiaries, together with Issuer, the "Company"), the Reporting Person agreed to transfer to the Issuer on December 31, 2020 (or as soon as reasonably practicable thereafter) common shares of Issuer, par value $0.01 per share ("Common Shares"), with a value equal to $12,000,000 in substitution of the Reporting Person's existing obligation to deliver $24,000,000 of interests in certain investment vehicles to the Company under the terms of the Reporting Person's employment agreement dated August 7, 2019 with the Company.

F2 · price: The price per share of the Common Shares transferred to Issuer will be determined based on the volume weighted average trade price per Common Share on the New York Stock Exchange ("NYSE") (calculated to the nearest one-hundredth of a cent) for the first 10 NYSE trading days in the month of December 2020. In the event that $12,000,000 exceeds the value of the Common Shares held by the Reporting Person and transferred to Issuer, the Reporting Person has agreed to pay to the Company an amount in cash equal to the excess of $12,000,000 over the value of the Common Shares transferred to Issuer (with the price per share of such Common Shares measured in accordance with the above).

F1 · derivative.exercise_date: Pursuant to the separation agreement dated August 6, 2020 by and between the Reporting Person, Assured Guaranty Ltd. ("Issuer") and certain of Issuer's subsidiaries (such subsidiaries, together with Issuer, the "Company"), the Reporting Person agreed to transfer to the Issuer on December 31, 2020 (or as soon as reasonably practicable thereafter) common shares of Issuer, par value $0.01 per share ("Common Shares"), with a value equal to $12,000,000 in substitution of the Reporting Person's existing obligation to deliver $24,000,000 of interests in certain investment vehicles to the Company under the terms of the Reporting Person's employment agreement dated August 7, 2019 with the Company.

F2 · derivative.exercise_date: The price per share of the Common Shares transferred to Issuer will be determined based on the volume weighted average trade price per Common Share on the New York Stock Exchange ("NYSE") (calculated to the nearest one-hundredth of a cent) for the first 10 NYSE trading days in the month of December 2020. In the event that $12,000,000 exceeds the value of the Common Shares held by the Reporting Person and transferred to Issuer, the Reporting Person has agreed to pay to the Company an amount in cash equal to the excess of $12,000,000 over the value of the Common Shares transferred to Issuer (with the price per share of such Common Shares measured in accordance with the above).

F1 · derivative.expiration_date: Pursuant to the separation agreement dated August 6, 2020 by and between the Reporting Person, Assured Guaranty Ltd. ("Issuer") and certain of Issuer's subsidiaries (such subsidiaries, together with Issuer, the "Company"), the Reporting Person agreed to transfer to the Issuer on December 31, 2020 (or as soon as reasonably practicable thereafter) common shares of Issuer, par value $0.01 per share ("Common Shares"), with a value equal to $12,000,000 in substitution of the Reporting Person's existing obligation to deliver $24,000,000 of interests in certain investment vehicles to the Company under the terms of the Reporting Person's employment agreement dated August 7, 2019 with the Company.

F2 · derivative.expiration_date: The price per share of the Common Shares transferred to Issuer will be determined based on the volume weighted average trade price per Common Share on the New York Stock Exchange ("NYSE") (calculated to the nearest one-hundredth of a cent) for the first 10 NYSE trading days in the month of December 2020. In the event that $12,000,000 exceeds the value of the Common Shares held by the Reporting Person and transferred to Issuer, the Reporting Person has agreed to pay to the Company an amount in cash equal to the excess of $12,000,000 over the value of the Common Shares transferred to Issuer (with the price per share of such Common Shares measured in accordance with the above).

F1 · derivative.underlying_shares: Pursuant to the separation agreement dated August 6, 2020 by and between the Reporting Person, Assured Guaranty Ltd. ("Issuer") and certain of Issuer's subsidiaries (such subsidiaries, together with Issuer, the "Company"), the Reporting Person agreed to transfer to the Issuer on December 31, 2020 (or as soon as reasonably practicable thereafter) common shares of Issuer, par value $0.01 per share ("Common Shares"), with a value equal to $12,000,000 in substitution of the Reporting Person's existing obligation to deliver $24,000,000 of interests in certain investment vehicles to the Company under the terms of the Reporting Person's employment agreement dated August 7, 2019 with the Company.

F2 · derivative.underlying_shares: The price per share of the Common Shares transferred to Issuer will be determined based on the volume weighted average trade price per Common Share on the New York Stock Exchange ("NYSE") (calculated to the nearest one-hundredth of a cent) for the first 10 NYSE trading days in the month of December 2020. In the event that $12,000,000 exceeds the value of the Common Shares held by the Reporting Person and transferred to Issuer, the Reporting Person has agreed to pay to the Company an amount in cash equal to the excess of $12,000,000 over the value of the Common Shares transferred to Issuer (with the price per share of such Common Shares measured in accordance with the above).

F1 · valueOwnedAfter: Pursuant to the separation agreement dated August 6, 2020 by and between the Reporting Person, Assured Guaranty Ltd. ("Issuer") and certain of Issuer's subsidiaries (such subsidiaries, together with Issuer, the "Company"), the Reporting Person agreed to transfer to the Issuer on December 31, 2020 (or as soon as reasonably practicable thereafter) common shares of Issuer, par value $0.01 per share ("Common Shares"), with a value equal to $12,000,000 in substitution of the Reporting Person's existing obligation to deliver $24,000,000 of interests in certain investment vehicles to the Company under the terms of the Reporting Person's employment agreement dated August 7, 2019 with the Company.

F2 · valueOwnedAfter: The price per share of the Common Shares transferred to Issuer will be determined based on the volume weighted average trade price per Common Share on the New York Stock Exchange ("NYSE") (calculated to the nearest one-hundredth of a cent) for the first 10 NYSE trading days in the month of December 2020. In the event that $12,000,000 exceeds the value of the Common Shares held by the Reporting Person and transferred to Issuer, the Reporting Person has agreed to pay to the Company an amount in cash equal to the excess of $12,000,000 over the value of the Common Shares transferred to Issuer (with the price per share of such Common Shares measured in accordance with the above).

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July 01, 2020 Filed Jul 2, 2020 20:46 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 637 $102.83 $65,502.71
Disclosure

SEC source: 0001209191-20-040409 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 10,173

Underlying: $5 Par Common Stock · 637 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 106 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4 reporting Table II information.

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April 28, 2020 Filed Apr 30, 2020 20:57 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantDeferred Stock Unit · Derivative 1,368 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-026336 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

Underlying: $5 Par Common Stock · 1,368 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F1 · derivative.exercise_date: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F1 · derivative.expiration_date: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

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April 01, 2020 Filed Apr 3, 2020 21:14 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 446 $87.35 $38,958.10
Disclosure

SEC source: 0001209191-20-023287 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 9,430

Underlying: $5 Par Common Stock · 446 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 68 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4 reporting Table II information.

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March 27, 2020 Filed Mar 31, 2020 21:45 UTC ASSURED GUARANTY LTD AGO · Entity 4169 PurchaseCommon Shares 1,500 $25.98 $38,970.00
Disclosure

SEC source: 0001209191-20-021891 · doc4.xml · nonDerivative · entry 3

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 79,124

F1 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $25.89 and $26.00 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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March 27, 2020 Filed Mar 31, 2020 21:45 UTC ASSURED GUARANTY LTD AGO · Entity 4169 PurchaseCommon Shares 3,500 $25.98 $90,930.00
Disclosure

SEC source: 0001209191-20-021891 · doc4.xml · nonDerivative · entry 2

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 108,314

F1 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $25.89 and $26.00 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

Read SEC document
March 27, 2020 Filed Mar 31, 2020 21:45 UTC ASSURED GUARANTY LTD AGO · Entity 4169 PurchaseCommon Shares 3,500 $25.98 $90,930.00
Disclosure

SEC source: 0001209191-20-021891 · doc4.xml · nonDerivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,309

F1 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $25.89 and $26.00 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

Read SEC document
March 24, 2020 Filed Mar 25, 2020 21:21 UTC ASSURED GUARANTY LTD AGO · Entity 4169 PurchaseCommon Shares 1,500 $22.90 $34,350.00
Disclosure

SEC source: 0001209191-20-021156 · doc4.xml · nonDerivative · entry 9

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 77,624

F4 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $22.79 and $23.00 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

F3 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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March 24, 2020 Filed Mar 25, 2020 21:21 UTC ASSURED GUARANTY LTD AGO · Entity 4169 PurchaseCommon Shares 3,500 $22.90 $80,150.00
Disclosure

SEC source: 0001209191-20-021156 · doc4.xml · nonDerivative · entry 8

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 104,814

F4 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $22.79 and $23.00 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

Read SEC document
March 24, 2020 Filed Mar 25, 2020 21:21 UTC ASSURED GUARANTY LTD AGO · Entity 4169 PurchaseCommon Shares 3,500 $22.90 $80,150.00
Disclosure

SEC source: 0001209191-20-021156 · doc4.xml · nonDerivative · entry 7

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,809

F4 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $22.79 and $23.00 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 21:21 UTC ASSURED GUARANTY LTD AGO · Entity 4169 PurchaseCommon Shares 285 $19.83 $5,651.55
Disclosure

SEC source: 0001209191-20-021156 · doc4.xml · nonDerivative · entry 6

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 76,124

F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $19.67 and $20.00 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

F3 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 21:21 UTC ASSURED GUARANTY LTD AGO · Entity 4169 PurchaseCommon Shares 2,715 $19.05 $51,720.75
Disclosure

SEC source: 0001209191-20-021156 · doc4.xml · nonDerivative · entry 5

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 75,839

F1 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $18.67 and $19.66 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

F3 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 21:21 UTC ASSURED GUARANTY LTD AGO · Entity 4169 PurchaseCommon Shares 665 $19.83 $13,186.95
Disclosure

SEC source: 0001209191-20-021156 · doc4.xml · nonDerivative · entry 4

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 101,314

F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $19.67 and $20.00 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.