Feldstein Andrew T

SEC source: 0001209191-19-057443 · doc4.xml · nonDerivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,790

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $48.02 and $48.73 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-056943 · doc4.xml · nonDerivative · entry 2

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,010

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F3 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $48.27 and $48.58 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-056943 · doc4.xml · nonDerivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,399

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $48.17 and $48.43 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-056590 · doc4.xml · nonDerivative · entry 2

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,788

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F3 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $47.94 and $48.45 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-056590 · doc4.xml · nonDerivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,177

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $47.73 and $48.48 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-056073 · doc4.xml · nonDerivative · entry 5

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,566

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F6 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $47.94 and $47.97 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-056073 · doc4.xml · nonDerivative · entry 4

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,404

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F5 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $46.94 and $47.92 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-056073 · doc4.xml · nonDerivative · entry 3

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,955

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F4 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $49.35 and $49.81 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-056073 · doc4.xml · nonDerivative · entry 2

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,102

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F3 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $48.35 and $49.34 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-056073 · doc4.xml · nonDerivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,717

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $48.27 and $48.58 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-055688 · doc4.xml · nonDerivative · entry 2

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,479

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F3 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $47.91 and $48.51 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-055688 · doc4.xml · nonDerivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,241

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $47.55 and $47.90 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-055239 · doc4.xml · nonDerivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,003

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $47.26 and $47.74 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-054958 · doc4.xml · nonDerivative · entry 2

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,765

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F3 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $47.16 and $47.52 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-054958 · doc4.xml · nonDerivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,830

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $46.72 and $47.33 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-054632 · doc4.xml · nonDerivative · entry 2

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,200

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F3 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $46.90 and $47.45 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-054632 · doc4.xml · nonDerivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,800

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $46.81 and $47.24 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-054381 · doc4.xml · nonDerivative · entry 2

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,400

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F3 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $46.66 and $47.09 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-054381 · doc4.xml · nonDerivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,000

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $46.37 and $46.90 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-054097 · doc4.xml · nonDerivative · entry 2

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,500

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F3 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $46.60 and $46.91 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-054097 · doc4.xml · nonDerivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,000

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $46.34 and $46.95 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-053846 · doc4.xml · nonDerivative · entry 2

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,500

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F3 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $46.52 and $47.02 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-053846 · doc4.xml · nonDerivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,000

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $46.97 and $47.32 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-053704 · doc4.xml · nonDerivative · entry 2

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,500

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F3 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $46.73 and $46.97 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-053704 · doc4.xml · nonDerivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,800

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $46.42 and $46.76 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-053420 · doc4.xml · nonDerivative · entry 2

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,100

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F3 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $46.11 and $46.52 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-053420 · doc4.xml · nonDerivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,400

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $45.70 and $46.48 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-053189 · doc4.xml · nonDerivative · entry 3

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,700

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F4 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $45.25 and $45.66 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-053189 · doc4.xml · nonDerivative · entry 2

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,000

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F3 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $45.56 and $46.00 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-053189 · doc4.xml · nonDerivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,400

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $44.87 and $45.62 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-052930 · doc4.xml · nonDerivative · entry 2

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,800

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F3 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $44.33 and $44.99 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-052930 · doc4.xml · nonDerivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,200

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $43.64 and $44.32 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-052762 · doc4.xml · nonDerivative · entry 2

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,600

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F3 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $44.01 and $44.45 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-052762 · doc4.xml · nonDerivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $43.46 and $43.80 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-052551 · doc4.xml · nonDerivative · entry 2

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F3 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $43.08 and $43.68 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-052551 · doc4.xml · nonDerivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

F1 · kind: The Reporting Person has agreed with the issuer to purchase Common Shares of the issuer during the two-month period ending November 30, 2019 for an aggregate purchase price of $22,500,000, representing a portion of the cash consideration he received in the acquisition of BlueMountain Capital Management, LLC and its associated entities by a subsidiary of the issuer.

F2 · price: The Common Shares purchased by the Reporting Person and reported herein were purchased at a range of between $42.98 and $43.78 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such price range.

SEC source: 0001209191-19-052014 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 8,619

Underlying: $5 Par Common Stock · 230 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 69 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

SEC source: 0001209191-19-040924 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 8,320

Underlying: $5 Par Common Stock · 447 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 54 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

SEC source: 0001209191-19-025960 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,343

Underlying: $5 Par Common Stock · 1,080 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F1 · derivative.exercise_date: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F1 · derivative.expiration_date: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

SEC source: 0001209191-19-022985 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 7,819

Underlying: $5 Par Common Stock · 260 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 58 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

SEC source: 0001209191-19-001783 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 7,501

Underlying: $5 Par Common Stock · 274 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 53 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

SEC source: 0001209191-18-053705 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 7,174

Underlying: $5 Par Common Stock · 213 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 45 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

SEC source: 0001209191-18-040105 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 6,916

Underlying: $5 Par Common Stock · 395 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 33 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

SEC source: 0001209191-18-026215 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,213

Underlying: $5 Par Common Stock · 999 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock unit ("DSU") granted pursuant to The PNC Financial Services Group, Inc. ("PNC") Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement a share of PNC Common Stock (a "Share") or in limited circumstances cash equal to the fair market value of one Share on the payment determination date, pursuant to the terms of the Program.

F1 · kind: Deferred stock unit ("DSU") granted pursuant to The PNC Financial Services Group, Inc. ("PNC") Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement a share of PNC Common Stock (a "Share") or in limited circumstances cash equal to the fair market value of one Share on the payment determination date, pursuant to the terms of the Program.

F1 · derivative.exercise_date: Deferred stock unit ("DSU") granted pursuant to The PNC Financial Services Group, Inc. ("PNC") Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement a share of PNC Common Stock (a "Share") or in limited circumstances cash equal to the fair market value of one Share on the payment determination date, pursuant to the terms of the Program.

F1 · derivative.expiration_date: Deferred stock unit ("DSU") granted pursuant to The PNC Financial Services Group, Inc. ("PNC") Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement a share of PNC Common Stock (a "Share") or in limited circumstances cash equal to the fair market value of one Share on the payment determination date, pursuant to the terms of the Program.

SEC source: 0001209191-18-023766 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 6,488

Underlying: $5 Par Common Stock · 233 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 29 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

SEC source: 0001209191-18-002025 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 6,226

Underlying: $5 Par Common Stock · 214 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit was the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. The units were settled in cash and distributed to the reporting person on the transaction date.

F1 · derivative.exercise_date: One phantom stock unit was the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. The units were settled in cash and distributed to the reporting person on the transaction date.

F1 · derivative.expiration_date: One phantom stock unit was the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. The units were settled in cash and distributed to the reporting person on the transaction date.

F2 · balance_after: Includes an aggregate of 32 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

SEC source: 0001209191-17-055769 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 5,980

Underlying: $5 Par Common Stock · 226 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit was the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. The units were settled in cash and distributed to the reporting person on the transaction date.

F1 · derivative.exercise_date: One phantom stock unit was the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. The units were settled in cash and distributed to the reporting person on the transaction date.

F1 · derivative.expiration_date: One phantom stock unit was the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. The units were settled in cash and distributed to the reporting person on the transaction date.

F2 · balance_after: Includes an aggregate of 33 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

SEC source: 0001209191-17-044031 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 5,721

Underlying: $5 Par Common Stock · 480 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit was the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. The units were settled in cash and distributed to the reporting person on the transaction date.

F1 · derivative.exercise_date: One phantom stock unit was the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. The units were settled in cash and distributed to the reporting person on the transaction date.

F1 · derivative.expiration_date: One phantom stock unit was the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. The units were settled in cash and distributed to the reporting person on the transaction date.

F2 · balance_after: Includes an aggregate of 23 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

SEC source: 0001209191-17-028353 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,197

Underlying: $5 Par Common Stock · 1,197 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock unit ("DSU") granted pursuant to The PNC Financial Services Group, Inc. ("PNC") Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement a share of PNC Common Stock (a "Share") or in limited circumstances cash equal to the fair market value of one Share on the payment determination date, pursuant to the terms of the Program.

F1 · kind: Deferred stock unit ("DSU") granted pursuant to The PNC Financial Services Group, Inc. ("PNC") Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement a share of PNC Common Stock (a "Share") or in limited circumstances cash equal to the fair market value of one Share on the payment determination date, pursuant to the terms of the Program.

F1 · derivative.exercise_date: Deferred stock unit ("DSU") granted pursuant to The PNC Financial Services Group, Inc. ("PNC") Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement a share of PNC Common Stock (a "Share") or in limited circumstances cash equal to the fair market value of one Share on the payment determination date, pursuant to the terms of the Program.

F1 · derivative.expiration_date: Deferred stock unit ("DSU") granted pursuant to The PNC Financial Services Group, Inc. ("PNC") Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement a share of PNC Common Stock (a "Share") or in limited circumstances cash equal to the fair market value of one Share on the payment determination date, pursuant to the terms of the Program.

SEC source: 0001209191-17-025554 · doc4.xml · derivative · entry 1

Feldstein Andrew T · CIK 0001584585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 5,218

Underlying: $5 Par Common Stock · 249 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 22 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.