Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IES Holdings, Inc.IESC · Entity 3458 | Director | October 01, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IES Holdings, Inc.
Report date October 01, 2026 · Filed October 02, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 141,721 |
Reported balance
After 2026-10-01 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 79 · Balance 141,721 F1: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan. F2: On August 21, 2026, the Issuer executed a two-for-one stock split with a record date of August 14, 2026, effected in the form of a one-time special stock dividend on each share of the company's common stock. |
| Common StockSEC Table I · non-derivative | IndirectHeld in Family Trust | 80,000 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 80,000 F3: Due to an administrative error the Form 4 filed October 2, 2026 did not include this holding. |
| Common StockSEC Table I · non-derivative | IndirectHeld in IRA | 12,000 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 12,000 F3: Due to an administrative error the Form 4 filed October 2, 2026 did not include this holding. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan.
F2: On August 21, 2026, the Issuer executed a two-for-one stock split with a record date of August 14, 2026, effected in the form of a one-time special stock dividend on each share of the company's common stock.
F3: Due to an administrative error the Form 4 filed October 2, 2026 did not include this holding.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 2, 2026 20:07 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 79 | $0.00 | $0.00 |
DisclosureSEC source: 0001048268-26-000148 · wk-form4_1790957230.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,721 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan. F2 · balance_after: On August 21, 2026, the Issuer executed a two-for-one stock split with a record date of August 14, 2026, effected in the form of a one-time special stock dividend on each share of the company's common stock. Read SEC document |
| October 01, 2026 Filed Oct 2, 2026 22:01 UTC Amendment | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 79 | $0.00 | $0.00 |
DisclosureSEC source: 0001408176-26-000005 · wk-form4a_1790978499.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,721 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan. F2 · balance_after: On August 21, 2026, the Issuer executed a two-for-one stock split with a record date of August 14, 2026, effected in the form of a one-time special stock dividend on each share of the company's common stock. Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 21:17 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 34 | $0.00 | $0.00 |
DisclosureSEC source: 0001048268-26-000116 · wk-form4_1783372638.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,821 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan. Read SEC document |
| April 01, 2026 Filed Apr 2, 2026 20:19 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 53 | $0.00 | $0.00 |
DisclosureSEC source: 0001048268-26-000074 · wk-form4_1775161177.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,787 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan. Read SEC document |
| January 01, 2026 Filed Jan 5, 2026 22:23 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001048268-26-000014 · wk-form4_1767651784.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,734 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan. Read SEC document |
| December 10, 2025 Filed Dec 12, 2025 23:30 UTC | IES Holdings, Inc. IESC · Entity 3458 | SaleCommon Stock | 17,867 | $452.20 | $8,079,457.40 |
DisclosureSEC source: 0001048268-25-000220 · wk-form4_1765582224.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,669 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $451.88 to $452.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 12:50 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 64 | $0.00 | $0.00 |
DisclosureSEC source: 0001048268-25-000155 · wk-form4_1759495825.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,536 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan. Read SEC document |
| July 01, 2025 Filed Jul 2, 2025 22:06 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 86 | $0.00 | $0.00 |
DisclosureSEC source: 0001408176-25-000004 · wk-form4_1751493988.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,472 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan. Read SEC document |
| April 01, 2025 Filed Apr 2, 2025 21:17 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 155 | $0.00 | $0.00 |
DisclosureSEC source: 0001048268-25-000050 · wk-form4_1743628661.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,386 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan. Read SEC document |
| February 07, 2025 Filed Feb 11, 2025 23:06 UTC | IES Holdings, Inc. IESC · Entity 3458 | GiftCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001048268-25-000036 · wk-form4_1739315196.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,231 F1 · security: The shares reported in this transaction represent a gift to a family trust. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 22:28 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 127 | $0.00 | $0.00 |
DisclosureSEC source: 0001048268-25-000010 · wk-form4_1735943279.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,231 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 21:05 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 128 | $0.00 | $0.00 |
DisclosureSEC source: 0001048268-24-000126 · wk-form4_1727903125.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,104 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan. Read SEC document |
| August 30, 2024 Filed Sep 4, 2024 21:51 UTC | IES Holdings, Inc. IESC · Entity 3458 | SaleCommon Stock | 2,479 | $186.61 | $462,606.19 |
DisclosureSEC source: 0001048268-24-000105 · wk-form4_1725483731.xml · nonDerivative · entry 2 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,976 Read SEC document |
| August 30, 2024 Filed Sep 4, 2024 21:51 UTC | IES Holdings, Inc. IESC · Entity 3458 | SaleCommon Stock | 7,521 | $187.48 | $1,410,037.08 |
DisclosureSEC source: 0001048268-24-000105 · wk-form4_1725483731.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,455 Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 21:07 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 183 | $0.00 | $0.00 |
DisclosureSEC source: 0001048268-24-000090 · wk-form4_1719954433.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,976 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan. Read SEC document |
| April 01, 2024 Filed Apr 2, 2024 21:16 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 210 | $0.00 | $0.00 |
DisclosureSEC source: 0001048268-24-000057 · wk-form4_1712092595.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,793 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 22:50 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 228 | $0.00 | $0.00 |
DisclosureSEC source: 0001048268-24-000006 · wk-form4_1704322190.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,583 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 21:11 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 275 | $0.00 | $0.00 |
DisclosureSEC source: 0001048268-23-000088 · wk-form4_1696453872.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,355 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan. Read SEC document |
| July 03, 2023 Filed Jul 5, 2023 21:50 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 318 | $0.00 | $0.00 |
DisclosureSEC source: 0001048268-23-000068 · wk-form4_1688593802.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,080 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 21:46 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 420 | $0.00 | $0.00 |
DisclosureSEC source: 0001048268-23-000029 · wf-form4_168064477738471.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,762 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan. Read SEC document |
| January 03, 2023 Filed Jan 3, 2023 22:37 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 509 | $0.00 | $0.00 |
DisclosureSEC source: 0001048268-23-000008 · wf-form4_167278543187584.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,342 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan. Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 22:27 UTC | IES Holdings, Inc. IESC · Entity 3458 | PurchaseCommon Stock | 2,500 | $29.26 | $73,150.00 |
DisclosureSEC source: 0001048268-22-000114 · wf-form4_167148854010932.xml · nonDerivative · entry 3 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in IRA Disclosed balance after: 6,000 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.10 to $29.50, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 22:27 UTC | IES Holdings, Inc. IESC · Entity 3458 | PurchaseCommon Stock | 1,000 | $28.14 | $28,140.00 |
DisclosureSEC source: 0001048268-22-000114 · wf-form4_167148854010932.xml · nonDerivative · entry 2 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in IRA Disclosed balance after: 3,500 Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 22:27 UTC | IES Holdings, Inc. IESC · Entity 3458 | PurchaseCommon Stock | 1,500 | $29.76 | $44,640.00 |
DisclosureSEC source: 0001048268-22-000114 · wf-form4_167148854010932.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in IRA Disclosed balance after: 2,500 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.75 to $29.76, inclusive. The reporting person undertakes to provide IES Holdings, Inc. ("IES"), any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 21:36 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 656 | $0.00 | $0.00 |
DisclosureSEC source: 0001048268-22-000090 · wf-form4_166491931021710.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,833 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan. Read SEC document |
| July 01, 2022 Filed Jul 1, 2022 21:21 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001048268-22-000072 · wf-form4_165671049759527.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,177 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan. Read SEC document |
| May 03, 2022 Filed May 6, 2022 00:31 UTC | IES Holdings, Inc. IESC · Entity 3458 | PurchaseCommon Stock | 1,000 | $25.50 | $25,500.00 |
DisclosureSEC source: 0001048268-22-000051 · wf-form4_165179708210785.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in IRA Disclosed balance after: 1,000 Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 01:06 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 450 | $0.00 | $0.00 |
DisclosureSEC source: 0001048268-22-000037 · wf-form4_164912075374849.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,577 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 22:48 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 357 | $0.00 | $0.00 |
DisclosureSEC source: 0001048268-22-000004 · wf-form4_164133649229982.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,127 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 21:35 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 396 | $0.00 | $0.00 |
DisclosureSEC source: 0001048268-21-000143 · wf-form4_163338310478141.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,770 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 21:10 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 352 | $0.00 | $0.00 |
DisclosureSEC source: 0001048268-21-000120 · wf-form4_162526021151113.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,374 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason, or (ii) upon a change of control as defined in the Equity Incentive Plan. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 22:16 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 359 | $0.00 | $0.00 |
DisclosureSEC source: 0001048268-21-000044 · wf-form4_161740173496409.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,022 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason or (ii) upon a change of control as defined in the Equity Incentive Plan. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 00:27 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 393 | $0.00 | $0.00 |
DisclosureSEC source: 0001048268-21-000002 · wf-form4_160989281202102.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,663 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason or (ii) upon a change of control as defined in the Equity Incentive Plan. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 23:16 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 570 | $0.00 | $0.00 |
DisclosureSEC source: 0001408176-20-000005 · wf-form4_160168057628817.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,270 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason or (ii) upon a change of control as defined in the Equity Incentive Plan. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:57 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 782 | $0.00 | $0.00 |
DisclosureSEC source: 0001408176-20-000002 · primary_doc.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,700 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason or (ii) upon a change of control as defined in the Equity Incentive Plan. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:17 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 1,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001408176-20-000001 · primary_doc.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,918 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason or (ii) upon a change of control as defined in the Equity Incentive Plan. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:10 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 706 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-000590 · doc4.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,892 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason or (ii) upon a change of control as defined in the Equity Incentive Plan. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:29 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 880 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-024930 · doc4.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,186 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason or (ii) upon a change of control as defined in the Equity Incentive Plan. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:48 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 961 | $0.00 | $0.00 |
DisclosureSEC source: 0001408176-19-000003 · primary_doc.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,306 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason, or (ii) upon a change of control as defined in the Equity Incentive Plan. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 21:06 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 457 | $0.00 | $0.00 |
DisclosureSEC source: 0001408176-19-000001 · primary_doc.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,345 F1 · security: Represents Phantom Stock Units granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when Mr. Gendell leaves the board of directors for any reason. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:42 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 522 | $0.00 | $0.00 |
DisclosureSEC source: 0001297011-19-000003 · primary_doc.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,888 F1 · security: Represents Phantom Stock Units granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when Mr. Gendell leaves the board of directors for any reason. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 22:51 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 416 | $0.00 | $0.00 |
DisclosureSEC source: 0001408176-18-000020 · primary_doc.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,366 F1 · security: Represents Phantom Stock Units granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when Mr. Gendell leaves the board of directors for any reason. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 21:48 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 485 | $0.00 | $0.00 |
DisclosureSEC source: 0001408176-18-000011 · primary_doc.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,950 F1 · security: Represents Phantom Stock Units granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when Mr. Gendell leaves the board of directors for any reason. Read SEC document |
| May 12, 2018 Filed May 15, 2018 21:47 UTC | IES Holdings, Inc. IESC · Entity 3458 | Tax withholdingCommon Stock | 1,546 | $17.50 | $27,055.00 |
DisclosureSEC source: 0001408176-18-000010 · primary_doc.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,465 F1 · security: Represents shares withheld to satisfy withholding tax liability resulting from the vesting of Restricted Stock delivered pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan (as amended and restated through February 2016). Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 21:46 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 536 | $0.00 | $0.00 |
DisclosureSEC source: 0001408176-18-000005 · primary_doc.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,011 F1 · security: Represents Phantom Stock Units granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when Mr. Gendell leaves the board of directors for any reason. Read SEC document |
| February 09, 2018 Filed Feb 12, 2018 21:42 UTC | IES Holdings, Inc. IESC · Entity 3458 | PurchaseCommon Stock | 4,000 | $15.60 | $62,400.00 |
DisclosureSEC source: 0001408176-18-000002 · primary_doc.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,475 Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 23:24 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001408176-18-000001 · primary_doc.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,475 F1 · security: Represents common stock granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Gendell electing to receive common stock in lieu of cash or Phantom Stock Units for that portion of his retainer. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 22:10 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 270 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-023335 · doc4.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,225 F1 · security: Represents common stock granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Gendell electing to receive common stock in lieu of cash or Phantom Stock Units for that portion of his retainer. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 22:31 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 258 | $0.00 | $0.00 |
DisclosureSEC source: 0001408176-17-000009 · primary_doc.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,955 F1 · security: Represents common stock granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Gendell electing to receive common stock in lieu of cash or Phantom Stock Units for that portion of his retainer. Read SEC document |
| May 24, 2017 Filed May 24, 2017 22:20 UTC | IES Holdings, Inc. IESC · Entity 3458 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $7.27 | $0.00 |
DisclosureSEC source: 0001408176-17-000006 · primary_doc.xml · derivative · entry 2 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2025-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The price reported in Column 8 reflects that the stock options were granted to the reporting person pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan (as amended and restated through February 2016). F2 · derivative.exercise_date: The date indicated is the vesting date for the stock options. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.