Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IES Holdings, Inc.IESC · Entity 3458 | Director | October 01, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IES Holdings, Inc.
Report date October 01, 2026 · Filed October 02, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 141,721 |
Reported balance
After 2026-10-01 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 79 · Balance 141,721 F1: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan. F2: On August 21, 2026, the Issuer executed a two-for-one stock split with a record date of August 14, 2026, effected in the form of a one-time special stock dividend on each share of the company's common stock. |
| Common StockSEC Table I · non-derivative | IndirectHeld in Family Trust | 80,000 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 80,000 F3: Due to an administrative error the Form 4 filed October 2, 2026 did not include this holding. |
| Common StockSEC Table I · non-derivative | IndirectHeld in IRA | 12,000 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 12,000 F3: Due to an administrative error the Form 4 filed October 2, 2026 did not include this holding. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Gendell electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Gendell leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan.
F2: On August 21, 2026, the Issuer executed a two-for-one stock split with a record date of August 14, 2026, effected in the form of a one-time special stock dividend on each share of the company's common stock.
F3: Due to an administrative error the Form 4 filed October 2, 2026 did not include this holding.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 24, 2017 Filed May 24, 2017 22:20 UTC | IES Holdings, Inc. IESC · Entity 3458 | Exercise / conversionCommon Stock | 6,000 | $7.27 | $43,620.00 |
DisclosureSEC source: 0001408176-17-000006 · primary_doc.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents common stock received from the exercise of stock options granted pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan (as amended and restated through February 2016). Read SEC document |
| May 11, 2017 Filed May 11, 2017 21:03 UTC | IES Holdings, Inc. IESC · Entity 3458 | PurchaseCommon Stock | 1,000 | $16.45 | $16,450.00 |
DisclosureSEC source: 0001408176-17-000001 · primary_doc.xml · nonDerivative · entry 3 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,697 Read SEC document |
| May 10, 2017 Filed May 11, 2017 21:03 UTC | IES Holdings, Inc. IESC · Entity 3458 | PurchaseCommon Stock | 3,000 | $16.54 | $49,620.00 |
DisclosureSEC source: 0001408176-17-000001 · primary_doc.xml · nonDerivative · entry 2 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,697 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.50 to $16.74 inclusive. The reporting person undertakes to provide IES Holdings, Inc., ("IES"), any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 09, 2017 Filed May 11, 2017 21:03 UTC | IES Holdings, Inc. IESC · Entity 3458 | PurchaseCommon Stock | 1,000 | $16.50 | $16,500.00 |
DisclosureSEC source: 0001408176-17-000001 · primary_doc.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,697 Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 18:14 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 258 | $0.00 | $0.00 |
DisclosureSEC source: 0001297011-17-000003 · primary_doc.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,697 F1 · security: Represents common stock granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Gendell electing to receive common stock in lieu of cash or Phantom Stock Units for that portion of his retainer. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:04 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 979 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-000477 · doc4.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,439 F1 · security: Represents Phantom Stock Units granted pursuant to the Integrated Electrical Services, Inc. (n/k/a IES Holdings, Inc.) 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Gendell electing to receive PSUs in lieu of a cash or common stock retainer. Each unit converts to one share of IES Holdings, Inc. common stock when Mr. Gendell leaves the board of directors for any reason. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 21:31 UTC | IES Holdings, Inc. IESC · Entity 3458 | OtherCommon Stock | 38,377 | $0.00 | $0.00 |
DisclosureSEC source: 0001408176-16-000002 · primary_doc.xml · nonDerivative · entry 2 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,460 F2 · shares: Represents shares of common stock of IES Holdings, Inc. (the Company) received by Mr. Gendell as a result of an in-kind, pro rata distribution of IES Holdings, Inc. common stock by an investment fund to all of its investors, including Mr. Gendell. The investment fund is affiliated with Tontine Capital Partners, L.P., which, together with its affiliates, is the majority shareholder of the Company. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 21:31 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 1,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001408176-16-000002 · primary_doc.xml · nonDerivative · entry 1 Gendell David B. · CIK 0001408176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,083 F1 · security: Represents Phantom Stock Units granted pursuant to the Integrated Electrical Services, Inc. (n/k/a IES Holdings, Inc.) 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Gendell electing to receive PSUs in lieu of a cash or common stock retainer. Each unit converts to one share of IES Holdings, Inc. common stock when Mr. Gendell leaves the board of directors for any reason. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.