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Waterman Michael

Disclosed activity across 1 company

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32173
SEC CIK
0001851495

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ACV Auctions Inc.ACVA · Entity 4862Chief Sales OfficerOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ACV Auctions Inc.

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect801,318 Reported balance After 2026-10-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-01 · Tax withholding · Disposed 4,365 · Balance 801,318

F1: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

Common StockSEC Table I · non-derivativeDirect796,399 Reported balance After 2026-10-01 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-10-01 · Tax withholding · Disposed 4,919 · Balance 796,399

F1: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

Common StockSEC Table I · non-derivativeDirect787,575 Reported balance After 2026-10-01 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2026-10-01 · Tax withholding · Disposed 8,824 · Balance 787,575

F1: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

Common StockSEC Table I · non-derivativeDirect785,183 Reported balance After 2026-10-01 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2026-10-01 · Tax withholding · Disposed 3,459 · Balance 785,183

F1: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

F2: Includes 1,067 shares acquired pursuant to the Company's 2021 Employee Stock Purchase Plan (ESPP) for the purchase period 6/1/2026 to 9/17/2026.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

F2: Includes 1,067 shares acquired pursuant to the Company's 2021 Employee Stock Purchase Plan (ESPP) for the purchase period 6/1/2026 to 9/17/2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 5, 2026 20:11 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingCommon Stock 3,459 $10.45 $36,146.55
Disclosure

SEC source: 0001851495-26-000011 · wk-form4_1791231057.xml · nonDerivative · entry 4

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 785,183

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

F2 · balance_after: Includes 1,067 shares acquired pursuant to the Company's 2021 Employee Stock Purchase Plan (ESPP) for the purchase period 6/1/2026 to 9/17/2026.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:11 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingCommon Stock 8,824 $10.45 $92,210.80
Disclosure

SEC source: 0001851495-26-000011 · wk-form4_1791231057.xml · nonDerivative · entry 3

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 787,575

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:11 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingCommon Stock 4,919 $10.45 $51,403.55
Disclosure

SEC source: 0001851495-26-000011 · wk-form4_1791231057.xml · nonDerivative · entry 2

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 796,399

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:11 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingCommon Stock 4,365 $10.45 $45,614.25
Disclosure

SEC source: 0001851495-26-000011 · wk-form4_1791231057.xml · nonDerivative · entry 1

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 801,318

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 20:21 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingCommon Stock 4,919 $7.29 $35,859.51
Disclosure

SEC source: 0001851495-26-000009 · wk-form4_1783369274.xml · nonDerivative · entry 4

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 805,683

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

F2 · balance_after: Includes 1,822 shares acquired pursuant to the Company's 2021 Employee Stock Purchase Plan (ESPP) for the purchase period of 12/1/2025 to 5/31/2026.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 20:21 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingCommon Stock 3,459 $7.29 $25,216.11
Disclosure

SEC source: 0001851495-26-000009 · wk-form4_1783369274.xml · nonDerivative · entry 3

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 808,780

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 20:21 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingCommon Stock 4,365 $7.29 $31,820.85
Disclosure

SEC source: 0001851495-26-000009 · wk-form4_1783369274.xml · nonDerivative · entry 2

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 812,239

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 20:21 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingCommon Stock 8,824 $7.29 $64,326.96
Disclosure

SEC source: 0001851495-26-000009 · wk-form4_1783369274.xml · nonDerivative · entry 1

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 816,604

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 20:19 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingCommon Stock 4,365 $4.27 $18,638.55
Disclosure

SEC source: 0001851495-26-000007 · wk-form4_1775247540.xml · nonDerivative · entry 4

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 825,428

F2 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 20:19 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingCommon Stock 3,459 $4.27 $14,769.93
Disclosure

SEC source: 0001851495-26-000007 · wk-form4_1775247540.xml · nonDerivative · entry 3

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 829,793

F2 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 20:19 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingCommon Stock 4,919 $4.27 $21,004.13
Disclosure

SEC source: 0001851495-26-000007 · wk-form4_1775247540.xml · nonDerivative · entry 2

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 833,252

F2 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 20:19 UTC ACV Auctions Inc. ACVA · Entity 4862 GrantCommon Stock 269,069 $0.00 $0.00
Disclosure

SEC source: 0001851495-26-000007 · wk-form4_1775247540.xml · nonDerivative · entry 1

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 838,171

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs will vest in twelve (12) substantially equal quarterly installments beginning July 1, 2026, subject to the Reporting Person's continuous service through each such date.

Read SEC document
February 26, 2026 Filed Mar 2, 2026 21:25 UTC ACV Auctions Inc. ACVA · Entity 4862 PurchaseCommon Stock 214,600 $4.66 $1,000,036.00
Disclosure

SEC source: 0001851495-26-000005 · wk-form4_1772486751.xml · nonDerivative · entry 1

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 569,102

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.55 to $4.74 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:19 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingCommon Stock 5,582 $8.29 $46,274.78
Disclosure

SEC source: 0001851495-26-000003 · wk-form4_1767734385.xml · nonDerivative · entry 3

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 354,502

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

F2 · balance_after: Includes 1,193 shares acquired pursuant to the Company's 2021 Employee Stock Purchase Plan (ESPP) for the purchase period of 6/1/2025 to 11/30/2025.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:19 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingCommon Stock 3,924 $8.29 $32,529.96
Disclosure

SEC source: 0001851495-26-000003 · wk-form4_1767734385.xml · nonDerivative · entry 2

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,891

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:19 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingCommon Stock 4,399 $8.29 $36,467.71
Disclosure

SEC source: 0001851495-26-000003 · wk-form4_1767734385.xml · nonDerivative · entry 1

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362,815

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:12 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingCommon Stock 4,365 $10.07 $43,955.55
Disclosure

SEC source: 0001851495-25-000003 · wk-form4_1759522354.xml · nonDerivative · entry 3

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 367,214

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:12 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingCommon Stock 3,459 $10.07 $34,832.13
Disclosure

SEC source: 0001851495-25-000003 · wk-form4_1759522354.xml · nonDerivative · entry 2

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 371,579

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:12 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingCommon Stock 4,919 $10.07 $49,534.33
Disclosure

SEC source: 0001851495-25-000003 · wk-form4_1759522354.xml · nonDerivative · entry 1

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,038

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

Read SEC document
July 08, 2025 Filed Jul 9, 2025 20:43 UTC ACV Auctions Inc. ACVA · Entity 4862 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 21,429 $0.00 Strike: $0.14 $0.00
Disclosure

SEC source: 0001628280-25-034660 · wk-form4_1752093793.xml · derivative · entry 3

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 259,835

Underlying: Common Stock · 21,429 shares

Expires 2027-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option award vested on July 1, 2018, and thereafter one-forty-eighths of the shares subject to the option award vested monthly, subject to the Reporting Person's continuous service.

Read SEC document
July 08, 2025 Filed Jul 9, 2025 20:43 UTC ACV Auctions Inc. ACVA · Entity 4862 SaleCommon Stock 34,339 $16.05 $551,140.95
Disclosure

SEC source: 0001628280-25-034660 · wk-form4_1752093793.xml · nonDerivative · entry 2

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 379,957

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan enter into on December 10, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.22 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 08, 2025 Filed Jul 9, 2025 20:43 UTC ACV Auctions Inc. ACVA · Entity 4862 Exercise / conversionCommon Stock 21,429 $0.14 $3,000.06
Disclosure

SEC source: 0001628280-25-034660 · wk-form4_1752093793.xml · nonDerivative · entry 1

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 414,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 22:04 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingCommon Stock 4,365 $16.48 $71,935.20
Disclosure

SEC source: 0001628280-25-034326 · wk-form4_1751580269.xml · nonDerivative · entry 3

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 392,867

F1 · security: The company's stock previously referred to as Class A Common Stock is now referred to as Common Stock following changes made to the company's articles of incorporation. There was no change to any rights related to the stock.

F2 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person

Read SEC document
July 01, 2025 Filed Jul 3, 2025 22:04 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingCommon Stock 4,919 $16.48 $81,065.12
Disclosure

SEC source: 0001628280-25-034326 · wk-form4_1751580269.xml · nonDerivative · entry 2

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 397,232

F1 · security: The company's stock previously referred to as Class A Common Stock is now referred to as Common Stock following changes made to the company's articles of incorporation. There was no change to any rights related to the stock.

F2 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person

Read SEC document
July 01, 2025 Filed Jul 3, 2025 22:04 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingCommon Stock 3,459 $16.48 $57,004.32
Disclosure

SEC source: 0001628280-25-034326 · wk-form4_1751580269.xml · nonDerivative · entry 1

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 402,151

F1 · security: The company's stock previously referred to as Class A Common Stock is now referred to as Common Stock following changes made to the company's articles of incorporation. There was no change to any rights related to the stock.

F2 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:39 UTC ACV Auctions Inc. ACVA · Entity 4862 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 21,428 $0.00 Strike: $0.14 $0.00
Disclosure

SEC source: 0001628280-25-031033 · wk-form4_1749760719.xml · derivative · entry 3

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 281,264

Underlying: Class A Common Stock · 21,428 shares

Expires 2027-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option award vested on October 26, 2017, and thereafter one-forty-eighths of the shares subject to the option award vested monthly, subject to the Reporting Person's continuous service.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:39 UTC ACV Auctions Inc. ACVA · Entity 4862 SaleClass A Common Stock 22,171 $16.75 $371,364.25
Disclosure

SEC source: 0001628280-25-031033 · wk-form4_1749760719.xml · nonDerivative · entry 2

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 405,610

F2 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan enter into on December 10, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.58 to $16.92 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:39 UTC ACV Auctions Inc. ACVA · Entity 4862 Exercise / conversionClass A Common Stock 21,428 $0.14 $2,999.92
Disclosure

SEC source: 0001628280-25-031033 · wk-form4_1749760719.xml · nonDerivative · entry 1

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 427,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 717 shares acquired pursuant to the Company's 2021 Employee Stock Purchase Plan ("ESPP") for the purchase period of 12/1/2024 to 5/31/2025.

Read SEC document
May 13, 2025 Filed May 15, 2025 20:28 UTC ACV Auctions Inc. ACVA · Entity 4862 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,497 $0.00 Strike: $0.14 $0.00
Disclosure

SEC source: 0001628280-25-025978 · wk-form4_1747340901.xml · derivative · entry 6

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 302,692

Underlying: Class A Common Stock · 20,497 shares

Expires 2027-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option award vested on July 1, 2018, and thereafter one-forty-eighths of the shares subject to the option award vested monthly, subject to the Reporting Person's continuous service.

Read SEC document
May 13, 2025 Filed May 15, 2025 20:28 UTC ACV Auctions Inc. ACVA · Entity 4862 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 179,503 $0.00 Strike: $0.06 $0.00
Disclosure

SEC source: 0001628280-25-025978 · wk-form4_1747340901.xml · derivative · entry 5

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 179,503 shares

Expires 2026-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option award vested on October 26, 2017, and thereafter one-forty-eighths of the shares subject to the option award vested monthly, subject to the Reporting Person's continuous service.

Read SEC document
May 13, 2025 Filed May 15, 2025 20:28 UTC ACV Auctions Inc. ACVA · Entity 4862 SaleClass A Common Stock 223,330 $17.00 $3,796,610.00
Disclosure

SEC source: 0001628280-25-025978 · wk-form4_1747340901.xml · nonDerivative · entry 3

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 466,548

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan enter into on December 10, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.66 to $17.17 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 13, 2025 Filed May 15, 2025 20:28 UTC ACV Auctions Inc. ACVA · Entity 4862 Exercise / conversionClass A Common Stock 20,497 $0.14 $2,869.58
Disclosure

SEC source: 0001628280-25-025978 · wk-form4_1747340901.xml · nonDerivative · entry 2

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 689,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2025 Filed May 15, 2025 20:28 UTC ACV Auctions Inc. ACVA · Entity 4862 Exercise / conversionClass A Common Stock 179,503 $0.06 $10,770.18
Disclosure

SEC source: 0001628280-25-025978 · wk-form4_1747340901.xml · nonDerivative · entry 1

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 669,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 02, 2025 Filed Apr 4, 2025 21:47 UTC ACV Auctions Inc. ACVA · Entity 4862 GrantClass A Common Stock 177,453 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-016866 · wk-form4_1743803232.xml · nonDerivative · entry 1

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 489,878

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs will vest in sixteen (16) substantially equal installments beginning July 1, 2025, subject to the Reporting Person's continuous service through each such date.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:19 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingClass A Common Stock 3,459 $14.47 $50,051.73
Disclosure

SEC source: 0001628280-25-016494 · wk-form4_1743711562.xml · nonDerivative · entry 4

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,425

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

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April 01, 2025 Filed Apr 3, 2025 20:19 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingClass A Common Stock 4,919 $14.47 $71,177.93
Disclosure

SEC source: 0001628280-25-016494 · wk-form4_1743711562.xml · nonDerivative · entry 3

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,884

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

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April 01, 2025 Filed Apr 3, 2025 20:19 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingClass A Common Stock 2,196 $14.47 $31,776.12
Disclosure

SEC source: 0001628280-25-016494 · wk-form4_1743711562.xml · nonDerivative · entry 2

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320,803

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

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April 01, 2025 Filed Apr 3, 2025 20:19 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingClass A Common Stock 4,565 $14.47 $66,055.55
Disclosure

SEC source: 0001628280-25-016494 · wk-form4_1743711562.xml · nonDerivative · entry 1

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 322,999

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

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March 25, 2025 Filed Mar 27, 2025 20:14 UTC ACV Auctions Inc. ACVA · Entity 4862 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.06 $0.00
Disclosure

SEC source: 0001628280-25-015150 · wk-form4_1743106472.xml · derivative · entry 3

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 179,503

Underlying: Class A Common Stock · 100,000 shares

Expires 2026-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option award vested on October 26, 2017, and thereafter one-forty-eighths of the shares subject to the option award vested monthly, subject to the Reporting Person's continuous service.

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March 25, 2025 Filed Mar 27, 2025 20:14 UTC ACV Auctions Inc. ACVA · Entity 4862 SaleClass A Common Stock 115,987 $16.10 $1,867,390.70
Disclosure

SEC source: 0001628280-25-015150 · wk-form4_1743106472.xml · nonDerivative · entry 2

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 327,564

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on December 10, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.31 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 25, 2025 Filed Mar 27, 2025 20:14 UTC ACV Auctions Inc. ACVA · Entity 4862 Exercise / conversionClass A Common Stock 100,000 $0.06 $6,000.00
Disclosure

SEC source: 0001628280-25-015150 · wk-form4_1743106472.xml · nonDerivative · entry 1

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 443,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 04, 2025 Filed Mar 6, 2025 21:46 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingClass A Common Stock 13,364 $14.83 $198,188.12
Disclosure

SEC source: 0001628280-25-010960 · wk-form4_1741297550.xml · nonDerivative · entry 2

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,551

F2 · shares: These shares were withheld by the Issuer to cover the tax liability upon the immediate vesting of the restricted stock unit granted and does not represent a discretionary sale by the reporting person.

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March 04, 2025 Filed Mar 6, 2025 21:46 UTC ACV Auctions Inc. ACVA · Entity 4862 GrantClass A Common Stock 33,960 $14.83 $503,626.80
Disclosure

SEC source: 0001628280-25-010960 · wk-form4_1741297550.xml · nonDerivative · entry 1

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 356,915

F1 · shares: Grant of Restricted Stock Units issued pursuant of the Company's 2024 Target Bonus Program whereby targets defined by the Compensation Committee were deemed to be achieved by the Board of Directors for the fiscal year 2024. The RSUs vested 100% upon grant on March 4, 2025.

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February 04, 2025 Filed Feb 6, 2025 21:07 UTC ACV Auctions Inc. ACVA · Entity 4862 ConversionClass B Common Stock · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-004255 · wk-form4_1738876027.xml · derivative · entry 5

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,601

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock.

F5 · balance_after: Includes shares previously reported as restricted stock units.

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February 04, 2025 Filed Feb 6, 2025 21:07 UTC ACV Auctions Inc. ACVA · Entity 4862 Exercise / conversionClass B Common Stock · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-004255 · wk-form4_1738876027.xml · derivative · entry 4

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,601

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock.

F5 · balance_after: Includes shares previously reported as restricted stock units.

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February 04, 2025 Filed Feb 6, 2025 21:07 UTC ACV Auctions Inc. ACVA · Entity 4862 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $0.06 $0.00
Disclosure

SEC source: 0001628280-25-004255 · wk-form4_1738876027.xml · derivative · entry 3

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 279,503

Underlying: Class B Common Stock · 15,000 shares

Expires 2026-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option award vested on October 26, 2017, and thereafter one-forty-eighths of the shares subject to the option award vested monthly, subject to the Reporting Person's continuous service.

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February 04, 2025 Filed Feb 6, 2025 21:07 UTC ACV Auctions Inc. ACVA · Entity 4862 SaleClass A Common Stock 15,000 $20.27 $304,050.00
Disclosure

SEC source: 0001628280-25-004255 · wk-form4_1738876027.xml · nonDerivative · entry 2

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 311,354

F2 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan enter into on February 28, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.15 to $20.60 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 21:07 UTC ACV Auctions Inc. ACVA · Entity 4862 Exercise / conversionClass A Common Stock 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-004255 · wk-form4_1738876027.xml · nonDerivative · entry 1

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 326,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock.

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January 08, 2025 Filed Jan 10, 2025 21:09 UTC ACV Auctions Inc. ACVA · Entity 4862 ConversionClass B Common Stock · Derivative 6,601 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-001131 · wk-form4_1736543384.xml · derivative · entry 8

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,601

Underlying: Class A Common Stock · 6,601 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock.

F6 · balance_after: Includes shares previously reported as restricted stock units.

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January 08, 2025 Filed Jan 10, 2025 21:09 UTC ACV Auctions Inc. ACVA · Entity 4862 SaleClass A Common Stock 9,985 $20.24 $202,096.40
Disclosure

SEC source: 0001628280-25-001131 · wk-form4_1736543384.xml · nonDerivative · entry 4

Waterman Michael · CIK 0001851495 · Chief Sales Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 311,354

F2 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan enter into on February 28, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.14 to $20.32 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.