Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ACV Auctions Inc.ACVA · Entity 4862 | Chief Sales Officer | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ACV Auctions Inc.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 801,318 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Tax withholding · Disposed 4,365 · Balance 801,318 F1: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person. |
| Common StockSEC Table I · non-derivative | Direct | 796,399 |
Reported balance
After 2026-10-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-10-01 · Tax withholding · Disposed 4,919 · Balance 796,399 F1: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person. |
| Common StockSEC Table I · non-derivative | Direct | 787,575 |
Reported balance
After 2026-10-01 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-10-01 · Tax withholding · Disposed 8,824 · Balance 787,575 F1: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person. |
| Common StockSEC Table I · non-derivative | Direct | 785,183 |
Reported balance
After 2026-10-01 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2026-10-01 · Tax withholding · Disposed 3,459 · Balance 785,183 F1: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person. F2: Includes 1,067 shares acquired pursuant to the Company's 2021 Employee Stock Purchase Plan (ESPP) for the purchase period 6/1/2026 to 9/17/2026. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.
F2: Includes 1,067 shares acquired pursuant to the Company's 2021 Employee Stock Purchase Plan (ESPP) for the purchase period 6/1/2026 to 9/17/2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 08, 2025 Filed Jan 10, 2025 21:09 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass A Common Stock | 6,601 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-001131 · wk-form4_1736543384.xml · nonDerivative · entry 3 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 321,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. Read SEC document |
| January 07, 2025 Filed Jan 10, 2025 21:09 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass B Common Stock · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-001131 · wk-form4_1736543384.xml · derivative · entry 7 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 18,202 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F6 · balance_after: Includes shares previously reported as restricted stock units. Read SEC document |
| January 07, 2025 Filed Jan 10, 2025 21:09 UTC | ACV Auctions Inc. ACVA · Entity 4862 | Exercise / conversionClass B Common Stock · Derivative | 15,000 | $0.06 | $900.00 |
DisclosureSEC source: 0001628280-25-001131 · wk-form4_1736543384.xml · derivative · entry 6 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 33,202 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F6 · balance_after: Includes shares previously reported as restricted stock units. Read SEC document |
| January 07, 2025 Filed Jan 10, 2025 21:09 UTC | ACV Auctions Inc. ACVA · Entity 4862 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $0.06 | $0.00 |
DisclosureSEC source: 0001628280-25-001131 · wk-form4_1736543384.xml · derivative · entry 5 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 294,503 Underlying: Class B Common Stock · 15,000 shares Expires 2026-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option award vested on October 26, 2017, and thereafter one-forty-eighths of the shares subject to the option award vested monthly, subject to the Reporting Person's continuous service. Read SEC document |
| January 07, 2025 Filed Jan 10, 2025 21:09 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 30,162 | $20.53 | $619,225.86 |
DisclosureSEC source: 0001628280-25-001131 · wk-form4_1736543384.xml · nonDerivative · entry 2 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 314,738 F2 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan enter into on February 28, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.14 to $21.49 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 07, 2025 Filed Jan 10, 2025 21:09 UTC | ACV Auctions Inc. ACVA · Entity 4862 | Exercise / conversionClass A Common Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-001131 · wk-form4_1736543384.xml · nonDerivative · entry 1 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 344,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 23:02 UTC | ACV Auctions Inc. ACVA · Entity 4862 | Tax withholdingClass B Common Stock · Derivative | 5,001 | $20.94 | $104,720.94 |
DisclosureSEC source: 0001628280-25-000668 · wk-form4_1736204571.xml · derivative · entry 4 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,202 Underlying: Class A Common Stock · 5,001 shares Expires not disclosed F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F4 · balance_after: Includes shares previously reported as restricted stock units. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 23:02 UTC | ACV Auctions Inc. ACVA · Entity 4862 | Tax withholdingClass A Common Stock | 3,459 | $20.94 | $72,431.46 |
DisclosureSEC source: 0001628280-25-000668 · wk-form4_1736204571.xml · nonDerivative · entry 3 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 329,900 F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person F2 · balance_after: Includes 2,633 shares acquired pursuant to the Company's 2021 Employee Stock Purchase Plan ("ESPP") including 1,154 shares for the purchase period of 12/1/2022 to 5/31/2023, 743 shares for the purchase period 6/1/2023 to 11/30/2023 and 736 shares for the purchase period 12/1/2023 to 5/31/2024. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 23:02 UTC | ACV Auctions Inc. ACVA · Entity 4862 | Tax withholdingClass A Common Stock | 4,919 | $20.94 | $103,003.86 |
DisclosureSEC source: 0001628280-25-000668 · wk-form4_1736204571.xml · nonDerivative · entry 2 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 330,726 F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 23:02 UTC | ACV Auctions Inc. ACVA · Entity 4862 | Tax withholdingClass A Common Stock | 2,197 | $20.94 | $46,005.18 |
DisclosureSEC source: 0001628280-25-000668 · wk-form4_1736204571.xml · nonDerivative · entry 1 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 335,645 F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person Read SEC document |
| December 31, 2024 Filed Feb 14, 2025 21:47 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherEmployee Stock Option (Right to Buy) · Derivative | 323,189 | Not disclosed Strike: $0.14 | Not disclosed |
DisclosureSEC source: 0001628280-25-005795 · wk-form4_1739569625.xml · derivative · entry 6 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 323,189 Underlying: Class A Common Stock · 323,189 shares Expires 2027-08-26 F1 · kind: On December 31, 2024, which was the "Final Conversion Date" as defined in the Issuer's amended and restated certificate of incorporation, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock per the amended and restated certificate of incorporation. F3 · price: Represents stock options that were granted on August 27, 2017. At the time of the conversion described in footnote (1), each outstanding stock option to purchase shares of the Issuer's Class B Common Stock automatically converted into a stock option to purchase the same number of shares of the Issuer's Class A Common Stock. Otherwise, the terms of each such stock option remained unchanged. F3 · derivative.exercise_date: Represents stock options that were granted on August 27, 2017. At the time of the conversion described in footnote (1), each outstanding stock option to purchase shares of the Issuer's Class B Common Stock automatically converted into a stock option to purchase the same number of shares of the Issuer's Class A Common Stock. Otherwise, the terms of each such stock option remained unchanged. Read SEC document |
| December 31, 2024 Filed Feb 14, 2025 21:47 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherEmployee Stock Option (Right to Buy) · Derivative | 323,189 | Not disclosed Strike: $0.14 | Not disclosed |
DisclosureSEC source: 0001628280-25-005795 · wk-form4_1739569625.xml · derivative · entry 5 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 323,189 shares Expires 2027-08-26 F1 · kind: On December 31, 2024, which was the "Final Conversion Date" as defined in the Issuer's amended and restated certificate of incorporation, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock per the amended and restated certificate of incorporation. F3 · price: Represents stock options that were granted on August 27, 2017. At the time of the conversion described in footnote (1), each outstanding stock option to purchase shares of the Issuer's Class B Common Stock automatically converted into a stock option to purchase the same number of shares of the Issuer's Class A Common Stock. Otherwise, the terms of each such stock option remained unchanged. F3 · derivative.exercise_date: Represents stock options that were granted on August 27, 2017. At the time of the conversion described in footnote (1), each outstanding stock option to purchase shares of the Issuer's Class B Common Stock automatically converted into a stock option to purchase the same number of shares of the Issuer's Class A Common Stock. Otherwise, the terms of each such stock option remained unchanged. Read SEC document |
| December 31, 2024 Filed Feb 14, 2025 21:47 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherEmployee Stock Option (Right to Buy) · Derivative | 279,503 | Not disclosed Strike: $0.06 | Not disclosed |
DisclosureSEC source: 0001628280-25-005795 · wk-form4_1739569625.xml · derivative · entry 4 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 279,503 Underlying: Class A Common Stock · 279,503 shares Expires 2026-10-25 F1 · kind: On December 31, 2024, which was the "Final Conversion Date" as defined in the Issuer's amended and restated certificate of incorporation, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock per the amended and restated certificate of incorporation. F2 · price: Represents stock options that were granted on October 26, 2016. At the time of the conversion described in footnote (1), each outstanding stock option to purchase shares of the Issuer's Class B Common Stock automatically converted into a stock option to purchase the same number of shares of the Issuer's Class A Common Stock. Otherwise, the terms of each such stock option remained unchanged. F2 · derivative.exercise_date: Represents stock options that were granted on October 26, 2016. At the time of the conversion described in footnote (1), each outstanding stock option to purchase shares of the Issuer's Class B Common Stock automatically converted into a stock option to purchase the same number of shares of the Issuer's Class A Common Stock. Otherwise, the terms of each such stock option remained unchanged. Read SEC document |
| December 31, 2024 Filed Feb 14, 2025 21:47 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherEmployee Stock Option (Right to Buy) · Derivative | 279,503 | Not disclosed Strike: $0.06 | Not disclosed |
DisclosureSEC source: 0001628280-25-005795 · wk-form4_1739569625.xml · derivative · entry 3 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 279,503 shares Expires 2026-10-25 F1 · kind: On December 31, 2024, which was the "Final Conversion Date" as defined in the Issuer's amended and restated certificate of incorporation, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock per the amended and restated certificate of incorporation. F2 · price: Represents stock options that were granted on October 26, 2016. At the time of the conversion described in footnote (1), each outstanding stock option to purchase shares of the Issuer's Class B Common Stock automatically converted into a stock option to purchase the same number of shares of the Issuer's Class A Common Stock. Otherwise, the terms of each such stock option remained unchanged. F2 · derivative.exercise_date: Represents stock options that were granted on October 26, 2016. At the time of the conversion described in footnote (1), each outstanding stock option to purchase shares of the Issuer's Class B Common Stock automatically converted into a stock option to purchase the same number of shares of the Issuer's Class A Common Stock. Otherwise, the terms of each such stock option remained unchanged. Read SEC document |
| December 31, 2024 Filed Feb 14, 2025 21:47 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass B Common Stock · Derivative | 11,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-005795 · wk-form4_1739569625.xml · derivative · entry 2 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 11,601 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 31, 2024, which was the "Final Conversion Date" as defined in the Issuer's amended and restated certificate of incorporation, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock per the amended and restated certificate of incorporation. F1 · derivative.exercise_date: On December 31, 2024, which was the "Final Conversion Date" as defined in the Issuer's amended and restated certificate of incorporation, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock per the amended and restated certificate of incorporation. F1 · derivative.expiration_date: On December 31, 2024, which was the "Final Conversion Date" as defined in the Issuer's amended and restated certificate of incorporation, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock per the amended and restated certificate of incorporation. Read SEC document |
| December 31, 2024 Filed Feb 14, 2025 21:47 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass A Common Stock | 11,601 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-005795 · wk-form4_1739569625.xml · nonDerivative · entry 1 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 322,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 31, 2024, which was the "Final Conversion Date" as defined in the Issuer's amended and restated certificate of incorporation, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock per the amended and restated certificate of incorporation. Read SEC document |
| December 10, 2024 Filed Dec 12, 2024 21:17 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass B Common Stock · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-051044 · wk-form4_1734038232.xml · derivative · entry 5 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 23,203 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F6 · balance_after: Includes shares previously reported as restricted stock units. Read SEC document |
| December 10, 2024 Filed Dec 12, 2024 21:17 UTC | ACV Auctions Inc. ACVA · Entity 4862 | Exercise / conversionClass B Common Stock · Derivative | 15,000 | $0.06 | $900.00 |
DisclosureSEC source: 0001628280-24-051044 · wk-form4_1734038232.xml · derivative · entry 4 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 38,203 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F6 · balance_after: Includes shares previously reported as restricted stock units. Read SEC document |
| December 10, 2024 Filed Dec 12, 2024 21:17 UTC | ACV Auctions Inc. ACVA · Entity 4862 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $0.06 | $0.00 |
DisclosureSEC source: 0001628280-24-051044 · wk-form4_1734038232.xml · derivative · entry 3 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 309,503 Underlying: Class B Common Stock · 15,000 shares Expires 2026-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option award vested on October 26, 2017, and thereafter one-forty-eighths of the shares subject to the option award vested monthly, subject to the Reporting Person's continuous service. Read SEC document |
| December 10, 2024 Filed Dec 12, 2024 21:17 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 15,000 | $21.81 | $327,150.00 |
DisclosureSEC source: 0001628280-24-051044 · wk-form4_1734038232.xml · nonDerivative · entry 2 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 337,842 F3 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan enter into on February 28, 2024. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.50 to $22.05 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the range set forth in this footnote. Read SEC document |
| December 10, 2024 Filed Dec 12, 2024 21:17 UTC | ACV Auctions Inc. ACVA · Entity 4862 | Exercise / conversionClass A Common Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-051044 · wk-form4_1734038232.xml · nonDerivative · entry 1 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 352,842 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F2 · balance_after: Includes 652 shares acquired pursuant to the Company's 2021 Employee Stock Purchase Plan ("ESPP") for the purchase period of 6/1/2024 to 11/30/2024. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 21:06 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass B Common Stock · Derivative | 21,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-047885 · wk-form4_1731618404.xml · derivative · entry 5 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 23,203 Underlying: Class A Common Stock · 21,483 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F5 · balance_after: Includes shares previously reported as restricted stock units. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 21:06 UTC | ACV Auctions Inc. ACVA · Entity 4862 | Exercise / conversionClass B Common Stock · Derivative | 21,483 | $0.06 | $1,288.98 |
DisclosureSEC source: 0001628280-24-047885 · wk-form4_1731618404.xml · derivative · entry 4 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 44,686 Underlying: Class A Common Stock · 21,483 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F5 · balance_after: Includes shares previously reported as restricted stock units. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 21:06 UTC | ACV Auctions Inc. ACVA · Entity 4862 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 21,483 | $0.00 Strike: $0.06 | $0.00 |
DisclosureSEC source: 0001628280-24-047885 · wk-form4_1731618404.xml · derivative · entry 3 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 324,503 Underlying: Class B Common Stock · 21,483 shares Expires 2026-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option award vested on October 26, 2017, and thereafter one-forty-eighths of the shares subject to the option award vested monthly, subject to the Reporting Person's continuous service. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 21:06 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 21,483 | $20.91 | $449,209.53 |
DisclosureSEC source: 0001628280-24-047885 · wk-form4_1731618404.xml · nonDerivative · entry 2 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 337,190 F2 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan enter into on February 28, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.77 to $21.09 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the range set forth in this footnote Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 21:06 UTC | ACV Auctions Inc. ACVA · Entity 4862 | Exercise / conversionClass A Common Stock | 21,483 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-047885 · wk-form4_1731618404.xml · nonDerivative · entry 1 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 358,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. Read SEC document |
| October 15, 2024 Filed Oct 17, 2024 20:39 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass B Common Stock · Derivative | 7,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-043040 · wk-form4_1729197557.xml · derivative · entry 3 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 23,203 Underlying: Class A Common Stock · 7,036 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F4 · balance_after: Includes shares previously reported as restricted stock units. Read SEC document |
| October 15, 2024 Filed Oct 17, 2024 20:39 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 18,001 | $18.79 | $338,238.79 |
DisclosureSEC source: 0001628280-24-043040 · wk-form4_1729197557.xml · nonDerivative · entry 2 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 337,190 F2 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan enter into on February 28, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.38 to $19.01 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the range set forth in this footnote. Read SEC document |
| October 15, 2024 Filed Oct 17, 2024 20:39 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass A Common Stock | 7,036 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-043040 · wk-form4_1729197557.xml · nonDerivative · entry 1 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 355,191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 21:29 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass B Common Stock · Derivative | 8,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-042197 · wk-form4_1727990946.xml · derivative · entry 9 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,239 Underlying: Class A Common Stock · 8,517 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F5 · balance_after: Includes shares previously reported as restricted stock units. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 21:29 UTC | ACV Auctions Inc. ACVA · Entity 4862 | Exercise / conversionClass B Common Stock · Derivative | 8,517 | $0.06 | $511.02 |
DisclosureSEC source: 0001628280-24-042197 · wk-form4_1727990946.xml · derivative · entry 8 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,756 Underlying: Class A Common Stock · 8,517 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F5 · balance_after: Includes shares previously reported as restricted stock units. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 21:29 UTC | ACV Auctions Inc. ACVA · Entity 4862 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,517 | $0.00 Strike: $0.06 | $0.00 |
DisclosureSEC source: 0001628280-24-042197 · wk-form4_1727990946.xml · derivative · entry 7 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 345,986 Underlying: Class B Common Stock · 8,517 shares Expires 2026-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option award vested on October 26, 2017, and thereafter one-forty-eighths of the shares subject to the option award vested monthly, subject to the Reporting Person's continuous service. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 21:29 UTC | ACV Auctions Inc. ACVA · Entity 4862 | Tax withholdingClass B Common Stock · Derivative | 4,565 | $19.77 | $90,250.05 |
DisclosureSEC source: 0001628280-24-042197 · wk-form4_1727990946.xml · derivative · entry 6 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,239 Underlying: Class A Common Stock · 4,565 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F5 · balance_after: Includes shares previously reported as restricted stock units. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 21:29 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 16,098 | $19.95 | $321,155.10 |
DisclosureSEC source: 0001628280-24-042197 · wk-form4_1727990946.xml · nonDerivative · entry 5 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 348,155 F3 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan enter into on February 28, 2024. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.76 to $20.04 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the range set forth in this footnote Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 21:29 UTC | ACV Auctions Inc. ACVA · Entity 4862 | Exercise / conversionClass A Common Stock | 8,517 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-042197 · wk-form4_1727990946.xml · nonDerivative · entry 4 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 364,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 21:29 UTC | ACV Auctions Inc. ACVA · Entity 4862 | Tax withholdingClass A Common Stock | 3,459 | $19.77 | $68,384.43 |
DisclosureSEC source: 0001628280-24-042197 · wk-form4_1727990946.xml · nonDerivative · entry 3 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 355,736 F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 21:29 UTC | ACV Auctions Inc. ACVA · Entity 4862 | Tax withholdingClass A Common Stock | 4,919 | $19.77 | $97,248.63 |
DisclosureSEC source: 0001628280-24-042197 · wk-form4_1727990946.xml · nonDerivative · entry 2 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 359,195 F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 21:29 UTC | ACV Auctions Inc. ACVA · Entity 4862 | Tax withholdingClass A Common Stock | 2,196 | $19.77 | $43,414.92 |
DisclosureSEC source: 0001628280-24-042197 · wk-form4_1727990946.xml · nonDerivative · entry 1 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 364,114 F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person Read SEC document |
| September 18, 2024 Filed Sep 19, 2024 21:35 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherClass B Common Stock · Derivative | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-040951 · wk-form4_1726781709.xml · derivative · entry 7 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 34,804 Underlying: Class A Common Stock · 400 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F4 · kind: The shares noted here were previously misreported as Class A shares due to an administrative error and are corrected here to reflect that they are Class B shares. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F7 · balance_after: Includes shares previously reported as restricted stock units. Read SEC document |
| September 18, 2024 Filed Sep 19, 2024 21:35 UTC | ACV Auctions Inc. ACVA · Entity 4862 | OtherClass A Common Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-040951 · wk-form4_1726781709.xml · nonDerivative · entry 3 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 366,310 F4 · kind: The shares noted here were previously misreported as Class A shares due to an administrative error and are corrected here to reflect that they are Class B shares. Read SEC document |
| September 17, 2024 Filed Sep 19, 2024 21:35 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass B Common Stock · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-040951 · wk-form4_1726781709.xml · derivative · entry 6 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 34,404 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F7 · balance_after: Includes shares previously reported as restricted stock units. Read SEC document |
| September 17, 2024 Filed Sep 19, 2024 21:35 UTC | ACV Auctions Inc. ACVA · Entity 4862 | Exercise / conversionClass B Common Stock · Derivative | 75,000 | $0.06 | $4,500.00 |
DisclosureSEC source: 0001628280-24-040951 · wk-form4_1726781709.xml · derivative · entry 5 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 109,404 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F7 · balance_after: Includes shares previously reported as restricted stock units. Read SEC document |
| September 17, 2024 Filed Sep 19, 2024 21:35 UTC | ACV Auctions Inc. ACVA · Entity 4862 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $0.06 | $0.00 |
DisclosureSEC source: 0001628280-24-040951 · wk-form4_1726781709.xml · derivative · entry 4 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 354,503 Underlying: Class B Common Stock · 75,000 shares Expires 2026-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option award vested on October 26, 2017, and thereafter one-forty-eighths of the shares subject to the option award vested monthly, subject to the Reporting Person's continuous service. F6 · balance_after: The total number of stock options beneficially owned under this grant was adjusted by one share to correct an administrative error in the Reporting Person's Form 3. Read SEC document |
| September 17, 2024 Filed Sep 19, 2024 21:35 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 75,000 | $20.24 | $1,518,000.00 |
DisclosureSEC source: 0001628280-24-040951 · wk-form4_1726781709.xml · nonDerivative · entry 2 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 366,710 F2 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan enter into on February 28, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.48 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the range set forth in this footnote. Read SEC document |
| September 17, 2024 Filed Sep 19, 2024 21:35 UTC | ACV Auctions Inc. ACVA · Entity 4862 | Exercise / conversionClass A Common Stock | 75,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-040951 · wk-form4_1726781709.xml · nonDerivative · entry 1 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 441,710 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. Read SEC document |
| July 09, 2024 Filed Jul 11, 2024 22:05 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass B Common Stock · Derivative | 7,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-031716 · wk-form4_1720735512.xml · derivative · entry 3 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 34,404 Underlying: Class A Common Stock · 7,036 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F4 · balance_after: Includes shares previously reported as restricted stock units. Read SEC document |
| July 09, 2024 Filed Jul 11, 2024 22:05 UTC | ACV Auctions Inc. ACVA · Entity 4862 | SaleClass A Common Stock | 26,336 | $17.51 | $461,143.36 |
DisclosureSEC source: 0001628280-24-031716 · wk-form4_1720735512.xml · nonDerivative · entry 2 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 366,710 F2 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan enter into on March 11, 2024 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.41 to $17.79 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the range set forth in this footnote. Read SEC document |
| July 09, 2024 Filed Jul 11, 2024 22:05 UTC | ACV Auctions Inc. ACVA · Entity 4862 | ConversionClass A Common Stock | 7,036 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-031716 · wk-form4_1720735512.xml · nonDerivative · entry 1 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 393,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 21:03 UTC | ACV Auctions Inc. ACVA · Entity 4862 | Tax withholdingClass B Common Stock · Derivative | 4,566 | $17.50 | $79,905.00 |
DisclosureSEC source: 0001628280-24-031170 · wk-form4_1720040597.xml · derivative · entry 4 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,440 Underlying: Class A Common Stock · 4,566 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the earlier of (a) the last trading day of the fiscal quarter immediately following the tenth anniversary of the effective date of the Issuer's tenth amended and restated certificate of incorporation; (b) the last trading day of the fiscal quarter during which the then-outstanding shares of Class B Common Stock first represent less than 5% of the aggregate number of then-outstanding shares of Class A Common Stock and Class B Common Stock. F3 · balance_after: Includes shares previously reported as restricted stock units. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 21:03 UTC | ACV Auctions Inc. ACVA · Entity 4862 | Tax withholdingClass A Common Stock | 3,459 | $17.50 | $60,532.50 |
DisclosureSEC source: 0001628280-24-031170 · wk-form4_1720040597.xml · nonDerivative · entry 3 Waterman Michael · CIK 0001851495 · Chief Sales Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 386,010 F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.