Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apollo Senior Floating Rate Fund Inc.AFT · Entity 88793 | Director | July 22, 2024 | July 24, 2024 |
| Apollo Tactical Income Fund Inc.AIF · Entity 88792 | Director | July 22, 2024 | July 24, 2024 |
| MidCap Apollo Institutional Private LendingNONE · Entity 75251 | Trustee | May 14, 2024 | May 14, 2024 |
| MidCap Financial Investment CorpMFIC · Entity 5121 | Director | July 22, 2024 | January 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apollo Senior Floating Rate Fund Inc.
Report date July 22, 2024 · Filed July 24, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-07-22 transaction · row 1
1 source rowRow 1 · 2024-07-22 · Disposition to issuer · Disposed 700 · Balance 0 F1: Disposed of upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Senior Floating Rate Fund Inc., a Maryland corporation ("AFT"), AFT Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of AFT's common stock, par value $0.001 per share, was converted into the right to receive 0.9547 shares of MFIC's common stock, par value $0.001 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Senior Floating Rate Fund Inc., a Maryland corporation ("AFT"), AFT Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of AFT's common stock, par value $0.001 per share, was converted into the right to receive 0.9547 shares of MFIC's common stock, par value $0.001 per share.
Apollo Tactical Income Fund Inc.
Report date July 22, 2024 · Filed July 24, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-07-22 transaction · row 1
1 source rowRow 1 · 2024-07-22 · Disposition to issuer · Disposed 600 · Balance 0 F1: Disposed of upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Tactical Income Fund Inc., a Maryland corporation ("AIF"), AIF Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of AIF's common stock, par value $0.001 per share, was converted into the right to receive 0.9441 shares of MFIC's common stock, par value $0.001 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Tactical Income Fund Inc., a Maryland corporation ("AIF"), AIF Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of AIF's common stock, par value $0.001 per share, was converted into the right to receive 0.9441 shares of MFIC's common stock, par value $0.001 per share.
MidCap Apollo Institutional Private Lending
Report date May 14, 2024 · Filed May 14, 2024
This filing explicitly reported no securities owned.
MidCap Financial Investment Corp
Report date July 22, 2024 · Filed January 09, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,908 |
Last balance in matching sequence
After 2024-07-22 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2024-07-22 · Grant · Acquired 668 · Balance 5,342 F1: Acquired upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Senior Floating Rate Fund Inc., a Maryland corporation ("AFT"), AFT Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "AFT Merger Agreement"). Pursuant to the AFT Merger Agreement, each share of AFT's common stock, par value $0.001 per share, was converted into the right to receive 0.9547 shares of MFIC's common stock, par value $0.001 per share (subject to adjustment for cash payable in lieu of fractional shares). The acquisition reported in this Form 4 is an exempt transaction. Row 2 · 2024-07-22 · Grant · Acquired 566 · Balance 5,908 F2: Acquired upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Tactical Income Fund Inc., a Maryland corporation ("AIF"), AIF Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "AIF Merger Agreement"). Pursuant to the AIF Merger Agreement, each share of AIF's common stock, par value $0.001 per share, was converted into the right to receive 0.9441 shares of MFIC's common stock, par value $0.001 per share (subject to adjustment for cash payable in lieu of fractional shares). The acquisition reported in this Form 4 is an exempt transaction. |
| Common StockSEC Table I · non-derivative | IndirectElliot Stein Jr. Defined Benefit Plan | 3,533 |
Reported balance
Holding disclosure · report date 2024-07-22 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 3,533 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 910 |
Reported balance
Holding disclosure · report date 2024-07-22 · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · Balance 910 |
| Common StockSEC Table I · non-derivative | IndirectElliot H. Stein Irrevocable Trust FBO Elliot H. Stein Jr. U/A DTD 4/18/85 | 3,245 |
Reported balance
Holding disclosure · report date 2024-07-22 · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · Balance 3,245 |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Senior Floating Rate Fund Inc., a Maryland corporation ("AFT"), AFT Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "AFT Merger Agreement"). Pursuant to the AFT Merger Agreement, each share of AFT's common stock, par value $0.001 per share, was converted into the right to receive 0.9547 shares of MFIC's common stock, par value $0.001 per share (subject to adjustment for cash payable in lieu of fractional shares). The acquisition reported in this Form 4 is an exempt transaction.
F2: Acquired upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Tactical Income Fund Inc., a Maryland corporation ("AIF"), AIF Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "AIF Merger Agreement"). Pursuant to the AIF Merger Agreement, each share of AIF's common stock, par value $0.001 per share, was converted into the right to receive 0.9441 shares of MFIC's common stock, par value $0.001 per share (subject to adjustment for cash payable in lieu of fractional shares). The acquisition reported in this Form 4 is an exempt transaction.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BELLRING BRANDS, INC.
Report date September 30, 2026 · Filed October 03, 2026
Section 16 reporting ended · disclosed 2026-10-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| BellRing Brands, Inc. Common Stock EquivalentsSEC Table II · derivative / convertible security | Direct | 3,728.125 |
Reported balance
After 2026-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 823.56 · Balance 3,728.125 F1: A portion of Reporting Person's retainer earned as a Director of Issuer is deferred into Issuer Common Stock equivalents under the Issuer's Deferred Compensation Plan for Directors. Reporting Person is credited with stock equivalents on a quarterly basis as soon as administratively practical following the quarter in which such retainer is earned. The value of these stock equivalents is distributed (on a one-for-one basis) in the form of Issuer Common Stock upon Reporting Person's retirement from the Board of Directors. F2: The Common Stock equivalents have no fixed exercisable or expiration dates. |
Filing footnotes · ownership attribution and instrument terms
F1: A portion of Reporting Person's retainer earned as a Director of Issuer is deferred into Issuer Common Stock equivalents under the Issuer's Deferred Compensation Plan for Directors. Reporting Person is credited with stock equivalents on a quarterly basis as soon as administratively practical following the quarter in which such retainer is earned. The value of these stock equivalents is distributed (on a one-for-one basis) in the form of Issuer Common Stock upon Reporting Person's retirement from the Board of Directors.
F2: The Common Stock equivalents have no fixed exercisable or expiration dates.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 3, 2026 00:54 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | GrantBellRing Brands, Inc. Common Stock Equivalents · Derivative | 823.56 | $7.96 | $6,555.54 |
DisclosureSEC source: 0001628280-26-064613 · wk-form4_1790974484.xml · derivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,728.125 Underlying: Common Stock · 823.56 shares Expires not disclosed F1 · derivative.exercise_price: A portion of Reporting Person's retainer earned as a Director of Issuer is deferred into Issuer Common Stock equivalents under the Issuer's Deferred Compensation Plan for Directors. Reporting Person is credited with stock equivalents on a quarterly basis as soon as administratively practical following the quarter in which such retainer is earned. The value of these stock equivalents is distributed (on a one-for-one basis) in the form of Issuer Common Stock upon Reporting Person's retirement from the Board of Directors. F2 · derivative.exercise_date: The Common Stock equivalents have no fixed exercisable or expiration dates. F2 · derivative.expiration_date: The Common Stock equivalents have no fixed exercisable or expiration dates. Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 21:29 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | GrantBellRing Brands, Inc. Common Stock Equivalents · Derivative | 489.427 | $12.94 | $6,333.19 |
DisclosureSEC source: 0001628280-26-047385 · wk-form4_1783373355.xml · derivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,904.565 Underlying: Common Stock · 489.427 shares Expires not disclosed F1 · derivative.exercise_price: A portion of Reporting Person's retainer earned as a Director of Issuer is deferred into Issuer Common Stock equivalents under the Issuer's Deferred Compensation Plan for Directors. Reporting Person is credited with stock equivalents on a quarterly basis as soon as administratively practical following the quarter in which such retainer is earned. The value of these stock equivalents is distributed (on a one-for-one basis) in the form of Issuer Common Stock upon Reporting Person's retirement from the Board of Directors. F2 · derivative.exercise_date: The Common Stock equivalents have no fixed exercisable or expiration dates. F2 · derivative.expiration_date: The Common Stock equivalents have no fixed exercisable or expiration dates. Read SEC document |
| March 31, 2026 Filed Apr 2, 2026 22:39 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | GrantBellRing Brands, Inc. Common Stock Equivalents · Derivative | 393.61 | $16.09 | $6,333.18 |
DisclosureSEC source: 0001628280-26-023373 · wk-form4_1775169587.xml · derivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,415.138 Underlying: Common Stock · 393.61 shares Expires not disclosed F1 · derivative.exercise_price: A portion of Reporting Person's retainer earned as a Director of Issuer is deferred into Issuer Common Stock equivalents under the Issuer's Deferred Compensation Plan for Directors. Reporting Person is credited with stock equivalents on a quarterly basis as soon as administratively practical following the quarter in which such retainer is earned. The value of these stock equivalents is distributed (on a one-for-one basis) in the form of Issuer Common Stock upon Reporting Person's retirement from the Board of Directors. F2 · derivative.exercise_date: The Common Stock equivalents have no fixed exercisable or expiration dates. F2 · derivative.expiration_date: The Common Stock equivalents have no fixed exercisable or expiration dates. Read SEC document |
| January 29, 2026 Filed Feb 3, 2026 02:50 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | GrantCommon Stock | 3,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-004771 · wk-form4_1770087035.xml · nonDerivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,880 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Issuer granted under the BellRing Brands, Inc. 2019 Long-Term Incentive Plan. The restricted stock units vest in full on September 30, 2026 subject to the terms of the award agreement. Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 21:08 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | GrantBellRing Brands, Inc. Common Stock Equivalents · Derivative | 236.932 | $26.73 | $6,333.19 |
DisclosureSEC source: 0001628280-26-000417 · wk-form4_1767647290.xml · derivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,021.528 Underlying: Common Stock · 236.932 shares Expires not disclosed F1 · derivative.exercise_price: A portion of Reporting Person's retainer earned as a Director of Issuer is deferred into Issuer Common Stock equivalents under the Issuer's Deferred Compensation Plan for Directors. Reporting Person is credited with stock equivalents on a quarterly basis as soon as administratively practical following the quarter in which such retainer is earned. The value of these stock equivalents is distributed (on a one-for-one basis) in the form of Issuer Common Stock upon Reporting Person's retirement from the Board of Directors. F2 · derivative.exercise_date: The Common Stock equivalents have no fixed exercisable or expiration dates. F2 · derivative.expiration_date: The Common Stock equivalents have no fixed exercisable or expiration dates. Read SEC document |
| December 23, 2025 Filed Dec 29, 2025 11:26 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | OtherCommon Stock | 4,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-058836 · wk-form4_1767007593.xml · nonDerivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,286 F1 · kind: Shares previously reported as indirectly owned through the Elliot H Stein Irrevocable Trust FBO Elliot H Stein JR U/A Dated 04/18/1985 were transferred to the reporting person and are now held directly. The reporting person was the sole beneficiary of the trust. F2 · shares: The number of shares reported as beneficially owned in prior filings was incorrect. This filing reflects a correction to the number of shares beneficially owned by the reporting person. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 21:03 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | GrantBellRing Brands, Inc. Common Stock Equivalents · Derivative | 195.624 | $36.35 | $7,110.93 |
DisclosureSEC source: 0001628280-25-044155 · wk-form4_1759525433.xml · derivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,784.597 Underlying: Common Stock · 195.624 shares Expires not disclosed F1 · derivative.exercise_price: A portion of Reporting Person's retainer earned as a Director of Issuer is deferred into Issuer Common Stock equivalents under the Issuer's Deferred Compensation Plan for Directors. Reporting Person is credited with stock equivalents on a quarterly basis as soon as administratively practical following the quarter in which such retainer is earned. The value of these stock equivalents is distributed (on a one-for-one basis) in the form of Issuer Common Stock upon Reporting Person's retirement from the Board of Directors. F2 · derivative.exercise_date: The Common Stock equivalents have no fixed exercisable or expiration dates. F2 · derivative.expiration_date: The Common Stock equivalents have no fixed exercisable or expiration dates. Read SEC document |
| August 06, 2025 Filed Aug 6, 2025 21:00 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | PurchaseCommon Stock | 2,663 | $37.49 | $99,835.87 |
DisclosureSEC source: 0001772016-25-000133 · wk-form4_1754514039.xml · nonDerivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 5,198 Read SEC document |
| July 01, 2025 Filed Jul 3, 2025 00:44 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | GrantBellRing Brands, Inc. Common Stock Equivalents · Derivative | 149.602 | $57.93 | $8,666.44 |
DisclosureSEC source: 0001772016-25-000105 · wk-form4_1751503478.xml · derivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,588.972 Underlying: Common Stock · 149.602 shares Expires not disclosed F1 · derivative.exercise_price: A portion of Reporting Person's retainer earned as a Director of Issuer is deferred into Issuer Common Stock equivalents under the Issuer's Deferred Compensation Plan for Directors. Reporting Person is credited with stock equivalents on a quarterly basis as soon as administratively practical following the quarter in which such retainer is earned. The value of these stock equivalents is distributed (on a one-for-one basis) in the form of Issuer Common Stock upon Reporting Person's retirement from the Board of Directors. F2 · derivative.exercise_date: The Common Stock equivalents have no fixed exercisable or expiration dates. F2 · derivative.expiration_date: The Common Stock equivalents have no fixed exercisable or expiration dates. Read SEC document |
| April 01, 2025 Filed Apr 2, 2025 22:38 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | GrantBellRing Brands, Inc. Common Stock Equivalents · Derivative | 116.391 | $74.46 | $8,666.47 |
DisclosureSEC source: 0001772016-25-000074 · wk-form4_1743633493.xml · derivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,439.37 Underlying: Common Stock · 116.391 shares Expires not disclosed F1 · derivative.exercise_price: A portion of Reporting Person's retainer earned as a Director of Issuer is deferred into Issuer Common Stock equivalents under the Issuer's Deferred Compensation Plan for Directors. Reporting Person is credited with stock equivalents on a quarterly basis as soon as administratively practical following the quarter in which such retainer is earned. The value of these stock equivalents is distributed (on a one-for-one basis) in the form of Issuer Common Stock upon Reporting Person's retirement from the Board of Directors. F2 · derivative.exercise_date: The Common Stock equivalents have no fixed exercisable or expiration dates. F2 · derivative.expiration_date: The Common Stock equivalents have no fixed exercisable or expiration dates. Read SEC document |
| January 29, 2025 Filed Feb 1, 2025 01:54 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | GrantCommon Stock | 1,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001772016-25-000022 · wk-form4_1738374839.xml · nonDerivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,370 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Issuer granted under the BellRing Brands, Inc. 2019 Long-Term Incentive Plan. The restricted stock units vest in full on the first anniversary of the date of grant subject to the terms of the award agreement. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 21:05 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | GrantBellRing Brands, Inc. Common Stock Equivalents · Derivative | 101.758 | $75.34 | $7,666.45 |
DisclosureSEC source: 0001772016-25-000006 · wk-form4_1735938303.xml · derivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,322.979 Underlying: Common Stock · 101.758 shares Expires not disclosed F1 · derivative.exercise_price: A portion of Reporting Person's retainer earned as a Director of Issuer is deferred into Issuer Common Stock equivalents under the Issuer's Deferred Compensation Plan for Directors. Reporting Person is credited with stock equivalents on a quarterly basis as soon as administratively practical following the quarter in which such retainer is earned. The value of these stock equivalents is distributed (on a one-for-one basis) in the form of Issuer Common Stock upon Reporting Person's retirement from the Board of Directors. F2 · derivative.exercise_date: The Common Stock equivalents have no fixed exercisable or expiration dates. F2 · derivative.expiration_date: The Common Stock equivalents have no fixed exercisable or expiration dates. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 21:34 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | GrantBellRing Brands, Inc. Common Stock Equivalents · Derivative | 126.26 | $60.72 | $7,666.51 |
DisclosureSEC source: 0001772016-24-000089 · wk-form4_1727904876.xml · derivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,221.221 Underlying: Common Stock · 126.26 shares Expires not disclosed F1 · derivative.exercise_price: A portion of Reporting Person's retainer earned as a Director of Issuer is deferred into Issuer Common Stock equivalents under the Issuer's Deferred Compensation Plan for Directors. Reporting Person is credited with stock equivalents on a quarterly basis as soon as administratively practical following the quarter in which such retainer is earned. The value of these stock equivalents is distributed (on a one-for-one basis) in the form of Issuer Common Stock upon Reporting Person's retirement from the Board of Directors. F2 · derivative.exercise_date: The Common Stock equivalents have no fixed exercisable or expiration dates. F2 · derivative.expiration_date: The Common Stock equivalents have no fixed exercisable or expiration dates. Read SEC document |
| July 22, 2024 Filed Jul 24, 2024 20:05 UTC | Apollo Senior Floating Rate Fund Inc. AFT · Entity 88793 | Disposition to issuerCommon Stock | 700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-086032 · ownership.xml · nonDerivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Senior Floating Rate Fund Inc., a Maryland corporation ("AFT"), AFT Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of AFT's common stock, par value $0.001 per share, was converted into the right to receive 0.9547 shares of MFIC's common stock, par value $0.001 per share. Read SEC document |
| July 22, 2024 Filed Jul 24, 2024 20:05 UTC | Apollo Tactical Income Fund Inc. AIF · Entity 88792 | Disposition to issuerCommon Stock | 600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-086025 · ownership.xml · nonDerivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Tactical Income Fund Inc., a Maryland corporation ("AIF"), AIF Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of AIF's common stock, par value $0.001 per share, was converted into the right to receive 0.9441 shares of MFIC's common stock, par value $0.001 per share. Read SEC document |
| July 22, 2024 Filed Jul 24, 2024 20:05 UTC | MidCap Financial Investment Corp MFIC · Entity 5121 | GrantCommon Stock | 566 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-086023 · ownership.xml · nonDerivative · entry 2 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,451 F2 · price: Acquired upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Tactical Income Fund Inc., a Maryland corporation ("AIF"), AIF Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "AIF Merger Agreement"). Pursuant to the AIF Merger Agreement, each share of AIF's common stock, par value $0.001 per share, was converted into the right to receive 0.9441 shares of MFIC's common stock, par value $0.001 per share (subject to adjustment for cash payable in lieu of fractional shares). The acquisition reported in this Form 4 is an exempt transaction. Read SEC document |
| July 22, 2024 Filed Jul 24, 2024 20:05 UTC | MidCap Financial Investment Corp MFIC · Entity 5121 | GrantCommon Stock | 668 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-086023 · ownership.xml · nonDerivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,885 F1 · price: Acquired upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Senior Floating Rate Fund Inc., a Maryland corporation ("AFT"), AFT Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "AFT Merger Agreement"). Pursuant to the AFT Merger Agreement, each share of AFT's common stock, par value $0.001 per share, was converted into the right to receive 0.9547 shares of MFIC's common stock, par value $0.001 per share (subject to adjustment for cash payable in lieu of fractional shares). The acquisition reported in this Form 4 is an exempt transaction. Read SEC document |
| July 22, 2024 Filed Jan 9, 2026 22:17 UTC Amendment | MidCap Financial Investment Corp MFIC · Entity 5121 | GrantCommon Stock | 566 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-009111 · ownership.xml · nonDerivative · entry 2 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,908 F2 · price: Acquired upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Tactical Income Fund Inc., a Maryland corporation ("AIF"), AIF Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "AIF Merger Agreement"). Pursuant to the AIF Merger Agreement, each share of AIF's common stock, par value $0.001 per share, was converted into the right to receive 0.9441 shares of MFIC's common stock, par value $0.001 per share (subject to adjustment for cash payable in lieu of fractional shares). The acquisition reported in this Form 4 is an exempt transaction. Read SEC document |
| July 22, 2024 Filed Jan 9, 2026 22:17 UTC Amendment | MidCap Financial Investment Corp MFIC · Entity 5121 | GrantCommon Stock | 668 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-009111 · ownership.xml · nonDerivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,342 F1 · price: Acquired upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Senior Floating Rate Fund Inc., a Maryland corporation ("AFT"), AFT Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "AFT Merger Agreement"). Pursuant to the AFT Merger Agreement, each share of AFT's common stock, par value $0.001 per share, was converted into the right to receive 0.9547 shares of MFIC's common stock, par value $0.001 per share (subject to adjustment for cash payable in lieu of fractional shares). The acquisition reported in this Form 4 is an exempt transaction. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 20:29 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | GrantBellRing Brands, Inc. Common Stock Equivalents · Derivative | 134.17 | $57.14 | $7,666.47 |
DisclosureSEC source: 0001772016-24-000070 · wk-form4_1719952165.xml · derivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,094.961 Underlying: Common Stock · 134.17 shares Expires not disclosed F1 · derivative.exercise_price: A portion of Reporting Person's retainer earned as a Director of Issuer is deferred into Issuer Common Stock equivalents under the Issuer's Deferred Compensation Plan for Directors. Reporting Person is credited with stock equivalents on a quarterly basis as soon as administratively practical following the quarter in which such retainer is earned. The value of these stock equivalents is distributed (on a one-for-one basis) in the form of Issuer Common Stock upon Reporting Person's retirement from the Board of Directors. F2 · derivative.exercise_date: The Common Stock equivalents have no fixed exercisable or expiration dates. F2 · derivative.expiration_date: The Common Stock equivalents have no fixed exercisable or expiration dates. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 20:25 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | GrantBellRing Brands, Inc. Common Stock Equivalents · Derivative | 129.874 | $59.03 | $7,666.46 |
DisclosureSEC source: 0001772016-24-000042 · wk-form4_1712003127.xml · derivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 960.791 Underlying: Common Stock · 129.874 shares Expires not disclosed F1 · derivative.exercise_price: A portion of Reporting Person's retainer earned as a Director of Issuer is deferred into Issuer Common Stock equivalents under the Issuer's Deferred Compensation Plan for Directors. Reporting Person is credited with stock equivalents on a quarterly basis as soon as administratively practical following the quarter in which such retainer is earned. The value of these stock equivalents is distributed (on a one-for-one basis) in the form of Issuer Common Stock upon Reporting Person's retirement from the Board of Directors. F2 · derivative.exercise_date: The Common Stock equivalents have no fixed exercisable or expiration dates. F2 · derivative.expiration_date: The Common Stock equivalents have no fixed exercisable or expiration dates. Read SEC document |
| February 07, 2024 Filed Feb 8, 2024 21:36 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | SaleCommon Stock | 1,000 | $57.81 | $57,807.00 |
DisclosureSEC source: 0001772016-24-000032 · wk-form4_1707428197.xml · nonDerivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,646 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.780 to $57.865 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 21:31 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | GrantCommon Stock | 2,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001772016-24-000020 · wk-form4_1706909486.xml · nonDerivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,646 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Issuer granted under the BellRing Brands, Inc. 2019 Long-Term Incentive Plan. The restricted stock units vest in full on the first anniversary of the date of grant subject to the terms of the award agreement. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 23:38 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | GrantBellRing Brands, Inc. Common Stock Equivalents · Derivative | 172.887 | $55.43 | $9,583.13 |
DisclosureSEC source: 0001772016-24-000009 · wk-form4_1704325113.xml · derivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 830.917 Underlying: Common Stock · 172.887 shares Expires not disclosed F1 · derivative.exercise_price: A portion of Reporting Person's retainer earned as a Director of Issuer is deferred into Issuer Common Stock equivalents under the Issuer's Deferred Compensation Plan for Directors. Reporting Person is credited with stock equivalents on a quarterly basis as soon as administratively practical following the quarter in which such retainer is earned. The value of these stock equivalents is distributed (on a one-for-one basis) in the form of Issuer Common Stock upon Reporting Person's retirement from the Board of Directors. F2 · derivative.exercise_date: The Common Stock equivalents have no fixed exercisable or expiration dates. F2 · derivative.expiration_date: The Common Stock equivalents have no fixed exercisable or expiration dates. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 21:37 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | GrantBellRing Brands, Inc. Common Stock Equivalents · Derivative | 197.065 | $41.23 | $8,124.99 |
DisclosureSEC source: 0001772016-23-000065 · wk-form4_1696369012.xml · derivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 658.03 Underlying: Common Stock · 197.065 shares Expires not disclosed F1 · derivative.exercise_price: A portion of Reporting Person's retainer earned as a Director of Issuer is deferred into Issuer Common Stock equivalents under the Issuer's Deferred Compensation Plan for Directors. Reporting Person is credited with stock equivalents on a quarterly basis as soon as administratively practical following the quarter in which such retainer is earned. The value of these stock equivalents is distributed (on a one-for-one basis) in the form of Issuer Common Stock upon Reporting Person's retirement from the Board of Directors. F2 · derivative.exercise_date: The Common Stock equivalents have no fixed exercisable or expiration dates. F2 · derivative.expiration_date: The Common Stock equivalents have no fixed exercisable or expiration dates. Read SEC document |
| July 03, 2023 Filed Jul 5, 2023 21:22 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | GrantBellRing Brands, Inc. Common Stock Equivalents · Derivative | 221.995 | $36.60 | $8,125.02 |
DisclosureSEC source: 0001772016-23-000053 · wk-form4_1688592127.xml · derivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 460.965 Underlying: Common Stock · 221.995 shares Expires not disclosed F1 · derivative.exercise_price: A portion of Reporting Person's retainer earned as a Director of Issuer is deferred into Issuer Common Stock equivalents under the Issuer's Deferred Compensation Plan for Directors. Reporting Person is credited with stock equivalents on a quarterly basis as soon as administratively practical following the quarter in which such retainer is earned. The value of these stock equivalents is distributed (on a one-for-one basis) in the form of Issuer Common Stock upon Reporting Person's retirement from the Board of Directors. F2 · derivative.exercise_date: The Common Stock equivalents have no fixed exercisable or expiration dates. F2 · derivative.expiration_date: The Common Stock equivalents have no fixed exercisable or expiration dates. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:57 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | GrantBellRing Brands, Inc. Common Stock Equivalents · Derivative | 238.971 | $34.00 | $8,125.01 |
DisclosureSEC source: 0001772016-23-000026 · wf-form4_168064542628971.xml · derivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 238.971 Underlying: Common Stock · 238.971 shares Expires not disclosed F1 · derivative.exercise_price: A portion of Reporting Person's retainer earned as a Director of Issuer is deferred into Issuer Common Stock equivalents under the Issuer's Deferred Compensation Plan for Directors. Reporting Person is credited with stock equivalents on a quarterly basis as soon as administratively practical following the quarter in which such retainer is earned. The value of these stock equivalents is distributed (on a one-for-one basis) in the form of Issuer Common Stock upon Reporting Person's retirement from the Board of Directors. F2 · derivative.exercise_date: The Common Stock equivalents have no fixed exercisable or expiration dates. F2 · derivative.expiration_date: The Common Stock equivalents have no fixed exercisable or expiration dates. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 22:15 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | GrantCommon Stock | 3,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001772016-23-000008 · wf-form4_167546253521350.xml · nonDerivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,385 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of BellRing Brands, Inc. common stock granted under the BellRing Brands, Inc. 2019 Long-Term Incentive Plan. The restricted stock units vest in full on the first anniversary of the date of grant subject to the terms of the award agreement. F2 · balance_after: In connection with the transactions under the transaction agreement and plan of merger entered into on October 26, 2021, as amended on February 28, 2022, whereby BellRing Intermediate Holdings, Inc. (formerly known as BellRing Brands, Inc.) ("Old BellRing") merged with a subsidiary of Issuer and each outstanding share of Old BellRing Class A common stock was converted into one share of Issuer common stock and $2.97 in cash (the "Cash Consideration" and such transactions the "Transactions"), awards under the Old BellRing 2019 Long-Term Incentive Plan were adjusted to account for the Cash Consideration paid to holders of Old Bell Ring common stock in the Transactions. The amount of securities beneficially owned following the reported transaction includes 34 additional RSUs received in connection with such adjustment that we inadvertently omitted from Reporting Person's May 16, 2022 Form 4 filing, which RSUs are subject to the same vesting terms as the underlying awards. Read SEC document |
| May 12, 2022 Filed May 16, 2022 23:06 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | PurchaseCommon Stock | 2,000 | $23.67 | $47,340.00 |
DisclosureSEC source: 0000899243-22-018218 · doc4.xml · nonDerivative · entry 3 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,551 F4 · balance_after: In connection with the Transactions, awards under the Old BellRing 2019 Long-Term Incentive Plan were adjusted to account for the Cash Consideration paid to holders of Old Bell Ring common stock in the Transactions. The amount of securities beneficially owned following the reported transaction includes 1,624 additional RSUs received in connection with such adjustment, which RSUs are subject to the same vesting terms as the underlying awards. Read SEC document |
| March 10, 2022 Filed Mar 10, 2022 21:51 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | Disposition to issuerClass A Common Stock | 13,927 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-010460 · doc4.xml · nonDerivative · entry 2 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: In connection with the Transactions, unvested restricted stock units of Old BellRing were assumed by New BellRing and continue to be subject to the same terms and conditions of the Old BellRing awards. F1 · price: On March 10, 2022, Post Holdings, Inc. ("Post") and BellRing Intermediate Holdings, Inc. (formerly known as BellRing Brands, Inc.) ("Old BellRing") completed the transactions under the transaction agreement and plan of merger entered into on October 26, 2021, as amended on February 28, 2022, whereby Post contributed its membership units of BellRing Brands, LLC into a newly-formed subsidiary, BellRing Distribution, LLC (which converted into a Delaware corporation prior to the distribution and was renamed "BellRing Brands, Inc.") ("New BellRing"), in exchange for New BellRing stock and New BellRing debt securities and distributed a portion of its New BellRing stock to Post shareholders in a pro-rata distribution, following which Old BellRing merged with a subsidiary of New BellRing and each outstanding share of Old BellRing Class A common stock was converted into one share of New BellRing common stock and $2.97 in cash (collectively, the "Transactions"). F2 · price: In connection with the Transactions, unvested restricted stock units of Old BellRing were assumed by New BellRing and continue to be subject to the same terms and conditions of the Old BellRing awards. Read SEC document |
| March 10, 2022 Filed Mar 10, 2022 21:51 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | Disposition to issuerClass A Common Stock | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-010460 · doc4.xml · nonDerivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,927 F1 · price: On March 10, 2022, Post Holdings, Inc. ("Post") and BellRing Intermediate Holdings, Inc. (formerly known as BellRing Brands, Inc.) ("Old BellRing") completed the transactions under the transaction agreement and plan of merger entered into on October 26, 2021, as amended on February 28, 2022, whereby Post contributed its membership units of BellRing Brands, LLC into a newly-formed subsidiary, BellRing Distribution, LLC (which converted into a Delaware corporation prior to the distribution and was renamed "BellRing Brands, Inc.") ("New BellRing"), in exchange for New BellRing stock and New BellRing debt securities and distributed a portion of its New BellRing stock to Post shareholders in a pro-rata distribution, following which Old BellRing merged with a subsidiary of New BellRing and each outstanding share of Old BellRing Class A common stock was converted into one share of New BellRing common stock and $2.97 in cash (collectively, the "Transactions"). Read SEC document |
| March 10, 2022 Filed May 16, 2022 23:06 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | GrantCommon Stock | 2,535 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-018218 · doc4.xml · nonDerivative · entry 2 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 2,535 F1 · shares: Reflects securities acquired in connection with the transactions under the transaction agreement and plan of merger entered into on October 26, 2021, as amended on February 28, 2022, whereby BellRing Intermediate Holdings, Inc. (formerly known as BellRing Brands, Inc.) ("Old BellRing") merged with a subsidiary of Issuer and each outstanding share of Old BellRing Class A common stock was converted into one share of Issuer common stock and $2.97 in cash (the "Cash Consideration" and such transactions the "Transactions"). Such securities were originally included on the Form 3 filed by the Reporting Person on March 10, 2022. F1 · price: Reflects securities acquired in connection with the transactions under the transaction agreement and plan of merger entered into on October 26, 2021, as amended on February 28, 2022, whereby BellRing Intermediate Holdings, Inc. (formerly known as BellRing Brands, Inc.) ("Old BellRing") merged with a subsidiary of Issuer and each outstanding share of Old BellRing Class A common stock was converted into one share of Issuer common stock and $2.97 in cash (the "Cash Consideration" and such transactions the "Transactions"). Such securities were originally included on the Form 3 filed by the Reporting Person on March 10, 2022. F3 · balance_after: These shares were inadvertently reported as indirectly held by 401(k) on the Form 3 filed by the Reporting Person on March 10, 2022. Read SEC document |
| March 10, 2022 Filed May 16, 2022 23:06 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | GrantCommon Stock | 15,927 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-018218 · doc4.xml · nonDerivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,927 F1 · shares: Reflects securities acquired in connection with the transactions under the transaction agreement and plan of merger entered into on October 26, 2021, as amended on February 28, 2022, whereby BellRing Intermediate Holdings, Inc. (formerly known as BellRing Brands, Inc.) ("Old BellRing") merged with a subsidiary of Issuer and each outstanding share of Old BellRing Class A common stock was converted into one share of Issuer common stock and $2.97 in cash (the "Cash Consideration" and such transactions the "Transactions"). Such securities were originally included on the Form 3 filed by the Reporting Person on March 10, 2022. F2 · shares: Includes unvested restricted stock units ("RSUs"), which awards continue to be subject to the same terms and conditions of the Old BellRing awards. In connection with the Transactions, unvested RSUs of Old BellRing were assumed by Issuer and continue to be subject to the same terms and conditions of the Old BellRing awards. F1 · price: Reflects securities acquired in connection with the transactions under the transaction agreement and plan of merger entered into on October 26, 2021, as amended on February 28, 2022, whereby BellRing Intermediate Holdings, Inc. (formerly known as BellRing Brands, Inc.) ("Old BellRing") merged with a subsidiary of Issuer and each outstanding share of Old BellRing Class A common stock was converted into one share of Issuer common stock and $2.97 in cash (the "Cash Consideration" and such transactions the "Transactions"). Such securities were originally included on the Form 3 filed by the Reporting Person on March 10, 2022. F2 · price: Includes unvested restricted stock units ("RSUs"), which awards continue to be subject to the same terms and conditions of the Old BellRing awards. In connection with the Transactions, unvested RSUs of Old BellRing were assumed by Issuer and continue to be subject to the same terms and conditions of the Old BellRing awards. Read SEC document |
| February 02, 2022 Filed Feb 3, 2022 23:01 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | GrantClass A Common Stock | 4,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001772016-22-000022 · wf-form4_164392926306807.xml · nonDerivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,927 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of BellRing Brands, Inc. Class A common stock granted under the BellRing Brands, Inc. 2019 Long-Term Incentive Plan. The restricted stock units vest in full on the first anniversary of the date of grant subject to the terms of the award agreement. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 23:46 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | GrantClass A Common Stock | 1,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001772016-21-000086 · wf-form4_163701995985628.xml · nonDerivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,769 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of BellRing Brands, Inc. Class A common stock granted under the BellRing Brands, Inc. 2019 Long-Term Incentive Plan. The restricted stock units vest in equal annual increments over three years subject to the terms of the award agreement. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 21:42 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | GrantClass A Common Stock | 4,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001772016-21-000024 · wf-form4_161256131231129.xml · nonDerivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,461 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of BellRing Brands, Inc. Class A common stock granted under the BellRing Brands, Inc. 2019 Long-Term Incentive Plan. The restricted stock units vest in full on the first anniversary of the date of grant subject to the terms of the award agreement. Read SEC document |
| March 13, 2020 Filed Mar 13, 2020 21:04 UTC | MidCap Financial Investment Corp AINV · Entity 5121 | PurchaseCommon Stock | 2,000 | $11.50 | $23,000.00 |
DisclosureSEC source: 0001278752-20-000029 · wf-form4_158413346525169.xml · nonDerivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Elliot Stein Jr. Defined Benefit Plan Disclosed balance after: 3,533 Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 13:39 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | GrantClass A Common Stock | 4,395 | $22.75 | $99,986.25 |
DisclosureSEC source: 0001772016-20-000015 · wf-form4_158108275627869.xml · nonDerivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,395 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of BellRing Brands, Inc. Class A common stock granted under the BellRing Brands, Inc. 2019 Long-Term Incentive Plan. The restricted stock units vest in full on the first anniversary of the date of grant subject to the terms of the award agreement. Read SEC document |
| December 09, 2019 Filed Dec 12, 2019 00:36 UTC | MidCap Financial Investment Corp AINV · Entity 5121 | SaleCommon Stock | 2,499 | $17.18 | $42,932.82 |
DisclosureSEC source: 0001278752-19-000078 · wf-form4_157611099048682.xml · nonDerivative · entry 3 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,674 Read SEC document |
| December 09, 2019 Filed Dec 12, 2019 00:36 UTC | MidCap Financial Investment Corp AINV · Entity 5121 | SaleCommon Stock | 866 | $17.18 | $14,877.88 |
DisclosureSEC source: 0001278752-19-000078 · wf-form4_157611099048682.xml · nonDerivative · entry 2 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 910 Read SEC document |
| December 09, 2019 Filed Dec 12, 2019 00:36 UTC | MidCap Financial Investment Corp AINV · Entity 5121 | SaleCommon Stock | 2,021 | $17.18 | $34,720.78 |
DisclosureSEC source: 0001278752-19-000078 · wf-form4_157611099048682.xml · nonDerivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Elliot H. Stein Irrevocable Trust FBO Elliot H. Stein Jr. U/A DTD 4/18/85 Disclosed balance after: 4,044 Read SEC document |
| December 09, 2019 Filed Aug 3, 2020 20:48 UTC Amendment | MidCap Financial Investment Corp AINV · Entity 5121 | SaleCommon Stock | 2,499 | $17.83 | $44,557.17 |
DisclosureSEC source: 0001278752-20-000074 · wf-form4a_159648766806818.xml · nonDerivative · entry 3 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,674 Read SEC document |
| December 09, 2019 Filed Aug 3, 2020 20:48 UTC Amendment | MidCap Financial Investment Corp AINV · Entity 5121 | SaleCommon Stock | 866 | $17.83 | $15,440.78 |
DisclosureSEC source: 0001278752-20-000074 · wf-form4a_159648766806818.xml · nonDerivative · entry 2 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 910 Read SEC document |
| December 09, 2019 Filed Aug 3, 2020 20:48 UTC Amendment | MidCap Financial Investment Corp AINV · Entity 5121 | SaleCommon Stock | 2,021 | $17.18 | $34,720.78 |
DisclosureSEC source: 0001278752-20-000074 · wf-form4a_159648766806818.xml · nonDerivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Elliot H. Stein Irrevocable Trust FBO Elliot H. Stein Jr. U/A DTD 4/18/85 Disclosed balance after: 2,100 Read SEC document |
| December 09, 2019 Filed Aug 4, 2020 12:17 UTC Amendment | MidCap Financial Investment Corp AINV · Entity 5121 | SaleCommon Stock | 2,499 | $17.18 | $42,932.82 |
DisclosureSEC source: 0001278752-20-000076 · wf-form4a_159654338121158.xml · nonDerivative · entry 3 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,674 Read SEC document |
| December 09, 2019 Filed Aug 4, 2020 12:17 UTC Amendment | MidCap Financial Investment Corp AINV · Entity 5121 | SaleCommon Stock | 866 | $17.18 | $14,877.88 |
DisclosureSEC source: 0001278752-20-000076 · wf-form4a_159654338121158.xml · nonDerivative · entry 2 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 910 Read SEC document |
| December 09, 2019 Filed Aug 4, 2020 12:17 UTC Amendment | MidCap Financial Investment Corp AINV · Entity 5121 | SaleCommon Stock | 2,021 | $17.18 | $34,720.78 |
DisclosureSEC source: 0001278752-20-000076 · wf-form4a_159654338121158.xml · nonDerivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Elliot H. Stein Irrevocable Trust FBO Elliot H. Stein Jr. U/A DTD 4/18/85 Disclosed balance after: 2,100 Read SEC document |
| December 06, 2019 Filed Dec 20, 2019 22:05 UTC | BELLRING BRANDS, INC. BRBR · Entity 4823 | PurchaseClass A Common Stock | 2,000 | $21.04 | $42,080.40 |
DisclosureSEC source: 0001772016-19-000054 · wf-form4_157687952707310.xml · nonDerivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.03 to $21.05 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 22:25 UTC | MidCap Financial Investment Corp AINV · Entity 5121 | GrantCommon Stock | 6,684 | $16.46 | $110,018.64 |
DisclosureSEC source: 0001278752-19-000074 · wf-form4_157359748987362.xml · nonDerivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,106 Read SEC document |
| November 08, 2019 Filed Dec 12, 2019 00:52 UTC Amendment | MidCap Financial Investment Corp AINV · Entity 5121 | PurchaseCommon Stock | 3,674 | $16.46 | $60,474.04 |
DisclosureSEC source: 0001278752-19-000080 · wf-form4a_157611195718985.xml · nonDerivative · entry 3 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,173 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.