Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apollo Senior Floating Rate Fund Inc.AFT · Entity 88793 | Director | July 22, 2024 | July 24, 2024 |
| Apollo Tactical Income Fund Inc.AIF · Entity 88792 | Director | July 22, 2024 | July 24, 2024 |
| MidCap Apollo Institutional Private LendingNONE · Entity 75251 | Trustee | May 14, 2024 | May 14, 2024 |
| MidCap Financial Investment CorpMFIC · Entity 5121 | Director | July 22, 2024 | January 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apollo Senior Floating Rate Fund Inc.
Report date July 22, 2024 · Filed July 24, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-07-22 transaction · row 1
1 source rowRow 1 · 2024-07-22 · Disposition to issuer · Disposed 700 · Balance 0 F1: Disposed of upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Senior Floating Rate Fund Inc., a Maryland corporation ("AFT"), AFT Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of AFT's common stock, par value $0.001 per share, was converted into the right to receive 0.9547 shares of MFIC's common stock, par value $0.001 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Senior Floating Rate Fund Inc., a Maryland corporation ("AFT"), AFT Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of AFT's common stock, par value $0.001 per share, was converted into the right to receive 0.9547 shares of MFIC's common stock, par value $0.001 per share.
Apollo Tactical Income Fund Inc.
Report date July 22, 2024 · Filed July 24, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-07-22 transaction · row 1
1 source rowRow 1 · 2024-07-22 · Disposition to issuer · Disposed 600 · Balance 0 F1: Disposed of upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Tactical Income Fund Inc., a Maryland corporation ("AIF"), AIF Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of AIF's common stock, par value $0.001 per share, was converted into the right to receive 0.9441 shares of MFIC's common stock, par value $0.001 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Tactical Income Fund Inc., a Maryland corporation ("AIF"), AIF Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of AIF's common stock, par value $0.001 per share, was converted into the right to receive 0.9441 shares of MFIC's common stock, par value $0.001 per share.
MidCap Apollo Institutional Private Lending
Report date May 14, 2024 · Filed May 14, 2024
This filing explicitly reported no securities owned.
MidCap Financial Investment Corp
Report date July 22, 2024 · Filed January 09, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,908 |
Last balance in matching sequence
After 2024-07-22 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2024-07-22 · Grant · Acquired 668 · Balance 5,342 F1: Acquired upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Senior Floating Rate Fund Inc., a Maryland corporation ("AFT"), AFT Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "AFT Merger Agreement"). Pursuant to the AFT Merger Agreement, each share of AFT's common stock, par value $0.001 per share, was converted into the right to receive 0.9547 shares of MFIC's common stock, par value $0.001 per share (subject to adjustment for cash payable in lieu of fractional shares). The acquisition reported in this Form 4 is an exempt transaction. Row 2 · 2024-07-22 · Grant · Acquired 566 · Balance 5,908 F2: Acquired upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Tactical Income Fund Inc., a Maryland corporation ("AIF"), AIF Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "AIF Merger Agreement"). Pursuant to the AIF Merger Agreement, each share of AIF's common stock, par value $0.001 per share, was converted into the right to receive 0.9441 shares of MFIC's common stock, par value $0.001 per share (subject to adjustment for cash payable in lieu of fractional shares). The acquisition reported in this Form 4 is an exempt transaction. |
| Common StockSEC Table I · non-derivative | IndirectElliot Stein Jr. Defined Benefit Plan | 3,533 |
Reported balance
Holding disclosure · report date 2024-07-22 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 3,533 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 910 |
Reported balance
Holding disclosure · report date 2024-07-22 · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · Balance 910 |
| Common StockSEC Table I · non-derivative | IndirectElliot H. Stein Irrevocable Trust FBO Elliot H. Stein Jr. U/A DTD 4/18/85 | 3,245 |
Reported balance
Holding disclosure · report date 2024-07-22 · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · Balance 3,245 |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Senior Floating Rate Fund Inc., a Maryland corporation ("AFT"), AFT Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "AFT Merger Agreement"). Pursuant to the AFT Merger Agreement, each share of AFT's common stock, par value $0.001 per share, was converted into the right to receive 0.9547 shares of MFIC's common stock, par value $0.001 per share (subject to adjustment for cash payable in lieu of fractional shares). The acquisition reported in this Form 4 is an exempt transaction.
F2: Acquired upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Tactical Income Fund Inc., a Maryland corporation ("AIF"), AIF Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "AIF Merger Agreement"). Pursuant to the AIF Merger Agreement, each share of AIF's common stock, par value $0.001 per share, was converted into the right to receive 0.9441 shares of MFIC's common stock, par value $0.001 per share (subject to adjustment for cash payable in lieu of fractional shares). The acquisition reported in this Form 4 is an exempt transaction.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BELLRING BRANDS, INC.
Report date September 30, 2026 · Filed October 03, 2026
Section 16 reporting ended · disclosed 2026-10-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| BellRing Brands, Inc. Common Stock EquivalentsSEC Table II · derivative / convertible security | Direct | 3,728.125 |
Reported balance
After 2026-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 823.56 · Balance 3,728.125 F1: A portion of Reporting Person's retainer earned as a Director of Issuer is deferred into Issuer Common Stock equivalents under the Issuer's Deferred Compensation Plan for Directors. Reporting Person is credited with stock equivalents on a quarterly basis as soon as administratively practical following the quarter in which such retainer is earned. The value of these stock equivalents is distributed (on a one-for-one basis) in the form of Issuer Common Stock upon Reporting Person's retirement from the Board of Directors. F2: The Common Stock equivalents have no fixed exercisable or expiration dates. |
Filing footnotes · ownership attribution and instrument terms
F1: A portion of Reporting Person's retainer earned as a Director of Issuer is deferred into Issuer Common Stock equivalents under the Issuer's Deferred Compensation Plan for Directors. Reporting Person is credited with stock equivalents on a quarterly basis as soon as administratively practical following the quarter in which such retainer is earned. The value of these stock equivalents is distributed (on a one-for-one basis) in the form of Issuer Common Stock upon Reporting Person's retirement from the Board of Directors.
F2: The Common Stock equivalents have no fixed exercisable or expiration dates.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 08, 2019 Filed Dec 12, 2019 00:52 UTC Amendment | MidCap Financial Investment Corp AINV · Entity 5121 | PurchaseCommon Stock | 2,100 | $16.46 | $34,566.00 |
DisclosureSEC source: 0001278752-19-000080 · wf-form4a_157611195718985.xml · nonDerivative · entry 2 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Elliot H. Stein Irrevocable Trust FBO Elliot H. Stein Jr. U/A DTD 4/18/85 Disclosed balance after: 4,121 Read SEC document |
| November 08, 2019 Filed Dec 12, 2019 00:52 UTC Amendment | MidCap Financial Investment Corp AINV · Entity 5121 | PurchaseCommon Stock | 910 | $16.46 | $14,978.60 |
DisclosureSEC source: 0001278752-19-000080 · wf-form4a_157611195718985.xml · nonDerivative · entry 1 STEIN ELLIOT JR · CIK 0001285613 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,776 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.