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BOESS CARSTEN

Disclosed activity across 5 companies

Tapewire entity
32079
SEC CIK
0001277495

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Atrium Therapeutics, Inc.RNA · Entity 6185DirectorFebruary 27, 2026March 02, 2026
Orchestra BioMed Holdings, Inc.HSAQ · Entity 434DirectorAugust 03, 2020August 10, 2020
ROCKET PHARMACEUTICALS, INC.RCKT · Entity 5627DirectorJune 18, 2026July 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Atrium Therapeutics, Inc.

Report date February 27, 2026 · Filed March 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.75 · Expires 2036-02-27Direct20,000 Reported balance After 2026-02-27 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-02-27 · Grant · Acquired 20,000 · Balance 20,000

F1: The options were granted on February 27, 2026 and the shares underlying the options vest in equal monthly installments over the three years following the grant date, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The options were granted on February 27, 2026 and the shares underlying the options vest in equal monthly installments over the three years following the grant date, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Orchestra BioMed Holdings, Inc.

Report date August 03, 2020 · Filed August 10, 2020 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect22,261 Reported balance Holding disclosure · report date 2020-08-03 · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · Balance 22,261

ROCKET PHARMACEUTICALS, INC.

Report date June 18, 2026 · Filed July 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect52,862 Reported balance After 2026-06-18 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-18 · Grant · Acquired 22,862 · Balance 52,862

F1: Represents restricted stock units ("RSUs") that convert to common stock on a one-for-one basis. The RSUs will vest in full on June 18, 2027.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.35 · Expires 2036-06-18Direct64,860 Reported balance After 2026-06-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-18 · Grant · Acquired 64,860 · Balance 64,860

F2: This option represents a right to purchase a total of 64,860 shares of the Issuer's Common Stock, all of which will become fully vested and exercisable on June 18, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units ("RSUs") that convert to common stock on a one-for-one basis. The RSUs will vest in full on June 18, 2027.

F2: This option represents a right to purchase a total of 64,860 shares of the Issuer's Common Stock, all of which will become fully vested and exercisable on June 18, 2027.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Avidity Biosciences, Inc.

Report date February 27, 2026 · Filed February 27, 2026

Section 16 reporting ended · disclosed 2026-02-27. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-02-27 transaction · row 1
1 source row

Row 1 · 2026-02-27 · Disposition to issuer · Disposed 6,692 · Balance 0

F1: The reported securities represent shares of Common Stock (inclusive of shares of Common Stock issuable upon settlement of previously reported restricted stock units) disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of October 25, 2025 (the "Merger Agreement"), among Novartis AG ("Novartis"), Ajax Acquisition Sub, Inc., an indirect wholly owned subsidiary of Novartis, and the Issuer.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.62 · Expires 2035-06-09Direct0 Reported balance After 2026-02-27 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-02-27 · Disposition to issuer · Disposed 10,034 · Balance 0

F2: The reported Options were disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the merger consideration of $72.00 over the exercise price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.96 · Expires 2034-06-12Direct0 Reported balance After 2026-02-27 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-02-27 · Disposition to issuer · Disposed 13,489 · Balance 0

F2: The reported Options were disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the merger consideration of $72.00 over the exercise price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.48 · Expires 2033-06-14Direct0 Reported balance After 2026-02-27 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-02-27 · Disposition to issuer · Disposed 22,000 · Balance 0

F2: The reported Options were disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the merger consideration of $72.00 over the exercise price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.03 · Expires 2032-06-14Direct0 Reported balance After 2026-02-27 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-02-27 · Disposition to issuer · Disposed 22,000 · Balance 0

F2: The reported Options were disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the merger consideration of $72.00 over the exercise price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.09 · Expires 2031-06-15Direct0 Reported balance After 2026-02-27 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-02-27 · Disposition to issuer · Disposed 15,000 · Balance 0

F2: The reported Options were disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the merger consideration of $72.00 over the exercise price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.82 · Expires 2030-05-14Direct0 Reported balance After 2026-02-27 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-02-27 · Disposition to issuer · Disposed 20,858 · Balance 0

F2: The reported Options were disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the merger consideration of $72.00 over the exercise price.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities represent shares of Common Stock (inclusive of shares of Common Stock issuable upon settlement of previously reported restricted stock units) disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of October 25, 2025 (the "Merger Agreement"), among Novartis AG ("Novartis"), Ajax Acquisition Sub, Inc., an indirect wholly owned subsidiary of Novartis, and the Issuer.

F2: The reported Options were disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the merger consideration of $72.00 over the exercise price.

Kiniksa Pharmaceuticals International, plc

Report date May 29, 2018 · Filed May 29, 2018

Section 16 reporting ended · disclosed 2018-05-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common SharesSEC Table I · non-derivativeDirect79,589 Reported balance After 2018-05-29 transaction · row 1
1 source row

Row 1 · 2018-05-29 · Conversion · Acquired 6,392 · Balance 79,589

Series C Preferred SharesSEC Table II · derivative / convertible securityDirect6,392 Reported balance After 2018-02-09 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-02-09 · Purchase · Acquired 6,392 · Balance 6,392

F1: Upon closing of the Issuer's initial public offering, the preferred shares automatically converted into the Issuer's Class A Common Shares on a one-for-one basis.

F2: Reflects the 1-for-2.73235 share consolidation effected May 11, 2018.

Series C Preferred SharesSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-05-29 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-05-29 · Conversion · Disposed 6,392 · Balance 0

F1: Upon closing of the Issuer's initial public offering, the preferred shares automatically converted into the Issuer's Class A Common Shares on a one-for-one basis.

Series A Preferred SharesSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-05-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-05-29 · Conversion · Disposed 107,050 · Balance 0

F3: Upon closing of the Issuer's initial public offering, the preferred shares automatically converted into the Issuer's Class B Common Shares on a one-for-one basis.

Class B Common SharesSEC Table II · derivative / convertible securityDirect473,035 Reported balance After 2018-05-29 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-05-29 · Conversion · Acquired 107,050 · Balance 473,035

F4: Each share of Class B Common Shares is convertible at any time at the election of the holder into one share of Class A Common Shares or one share of Class B1 Common Shares and will automatically convert into Class A Common Shares upon transfer to an unaffiliated party.

Filing footnotes · ownership attribution and instrument terms

F1: Upon closing of the Issuer's initial public offering, the preferred shares automatically converted into the Issuer's Class A Common Shares on a one-for-one basis.

F2: Reflects the 1-for-2.73235 share consolidation effected May 11, 2018.

F3: Upon closing of the Issuer's initial public offering, the preferred shares automatically converted into the Issuer's Class B Common Shares on a one-for-one basis.

F4: Each share of Class B Common Shares is convertible at any time at the election of the holder into one share of Class A Common Shares or one share of Class B1 Common Shares and will automatically convert into Class A Common Shares upon transfer to an unaffiliated party.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 18, 2026 Filed Jul 6, 2026 23:59 UTC ROCKET PHARMACEUTICALS, INC. RCKT · Entity 5627 GrantStock Option (Right to Buy) · Derivative 64,860 $0.00 Strike: $3.35 $0.00
Disclosure

SEC source: 0001140361-26-027676 · form4.xml · derivative · entry 2

BOESS CARSTEN · CIK 0001277495 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,860

Underlying: Common Stock · 64,860 shares

Expires 2036-06-18

F2 · derivative.exercise_date: This option represents a right to purchase a total of 64,860 shares of the Issuer's Common Stock, all of which will become fully vested and exercisable on June 18, 2027.

Read SEC document
June 18, 2026 Filed Jul 6, 2026 23:59 UTC ROCKET PHARMACEUTICALS, INC. RCKT · Entity 5627 GrantCommon Stock 22,862 $0.00 $0.00
Disclosure

SEC source: 0001140361-26-027676 · form4.xml · nonDerivative · entry 1

BOESS CARSTEN · CIK 0001277495 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,862

F1 · security: Represents restricted stock units ("RSUs") that convert to common stock on a one-for-one basis. The RSUs will vest in full on June 18, 2027.

F1 · price: Represents restricted stock units ("RSUs") that convert to common stock on a one-for-one basis. The RSUs will vest in full on June 18, 2027.

Read SEC document
February 27, 2026 Filed Feb 27, 2026 19:50 UTC Avidity Biosciences, Inc. RNAM · Entity 11854 Disposition to issuerStock Option (Right to Buy) · Derivative 20,858 Not disclosed Strike: $8.82 Not disclosed
Disclosure

SEC source: 0001193125-26-082132 · ownership.xml · derivative · entry 7

BOESS CARSTEN · CIK 0001277495 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,858 shares

Expires 2030-05-14

F2 · price: The reported Options were disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the merger consideration of $72.00 over the exercise price.

F2 · derivative.exercise_date: The reported Options were disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the merger consideration of $72.00 over the exercise price.

Read SEC document
February 27, 2026 Filed Feb 27, 2026 19:50 UTC Avidity Biosciences, Inc. RNAM · Entity 11854 Disposition to issuerStock Option (Right to Buy) · Derivative 15,000 Not disclosed Strike: $26.09 Not disclosed
Disclosure

SEC source: 0001193125-26-082132 · ownership.xml · derivative · entry 6

BOESS CARSTEN · CIK 0001277495 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2031-06-15

F2 · price: The reported Options were disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the merger consideration of $72.00 over the exercise price.

F2 · derivative.exercise_date: The reported Options were disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the merger consideration of $72.00 over the exercise price.

Read SEC document
February 27, 2026 Filed Feb 27, 2026 19:50 UTC Avidity Biosciences, Inc. RNAM · Entity 11854 Disposition to issuerStock Option (Right to Buy) · Derivative 22,000 Not disclosed Strike: $12.03 Not disclosed
Disclosure

SEC source: 0001193125-26-082132 · ownership.xml · derivative · entry 5

BOESS CARSTEN · CIK 0001277495 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,000 shares

Expires 2032-06-14

F2 · price: The reported Options were disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the merger consideration of $72.00 over the exercise price.

F2 · derivative.exercise_date: The reported Options were disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the merger consideration of $72.00 over the exercise price.

Read SEC document
February 27, 2026 Filed Feb 27, 2026 19:50 UTC Avidity Biosciences, Inc. RNAM · Entity 11854 Disposition to issuerStock Option (Right to Buy) · Derivative 22,000 Not disclosed Strike: $12.48 Not disclosed
Disclosure

SEC source: 0001193125-26-082132 · ownership.xml · derivative · entry 4

BOESS CARSTEN · CIK 0001277495 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,000 shares

Expires 2033-06-14

F2 · price: The reported Options were disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the merger consideration of $72.00 over the exercise price.

F2 · derivative.exercise_date: The reported Options were disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the merger consideration of $72.00 over the exercise price.

Read SEC document
February 27, 2026 Filed Feb 27, 2026 19:50 UTC Avidity Biosciences, Inc. RNAM · Entity 11854 Disposition to issuerStock Option (Right to Buy) · Derivative 13,489 Not disclosed Strike: $39.96 Not disclosed
Disclosure

SEC source: 0001193125-26-082132 · ownership.xml · derivative · entry 3

BOESS CARSTEN · CIK 0001277495 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,489 shares

Expires 2034-06-12

F2 · price: The reported Options were disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the merger consideration of $72.00 over the exercise price.

F2 · derivative.exercise_date: The reported Options were disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the merger consideration of $72.00 over the exercise price.

Read SEC document
February 27, 2026 Filed Feb 27, 2026 19:50 UTC Avidity Biosciences, Inc. RNAM · Entity 11854 Disposition to issuerStock Option (Right to Buy) · Derivative 10,034 Not disclosed Strike: $33.62 Not disclosed
Disclosure

SEC source: 0001193125-26-082132 · ownership.xml · derivative · entry 2

BOESS CARSTEN · CIK 0001277495 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,034 shares

Expires 2035-06-09

F2 · price: The reported Options were disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the merger consideration of $72.00 over the exercise price.

F2 · derivative.exercise_date: The reported Options were disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the merger consideration of $72.00 over the exercise price.

Read SEC document
February 27, 2026 Filed Feb 27, 2026 19:50 UTC Avidity Biosciences, Inc. RNAM · Entity 11854 Disposition to issuerCommon Stock 6,692 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-082132 · ownership.xml · nonDerivative · entry 1

BOESS CARSTEN · CIK 0001277495 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The reported securities represent shares of Common Stock (inclusive of shares of Common Stock issuable upon settlement of previously reported restricted stock units) disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of October 25, 2025 (the "Merger Agreement"), among Novartis AG ("Novartis"), Ajax Acquisition Sub, Inc., an indirect wholly owned subsidiary of Novartis, and the Issuer.

F1 · price: The reported securities represent shares of Common Stock (inclusive of shares of Common Stock issuable upon settlement of previously reported restricted stock units) disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of October 25, 2025 (the "Merger Agreement"), among Novartis AG ("Novartis"), Ajax Acquisition Sub, Inc., an indirect wholly owned subsidiary of Novartis, and the Issuer.

Read SEC document
February 27, 2026 Filed Mar 2, 2026 23:00 UTC Atrium Therapeutics, Inc. RNA · Entity 6185 GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $14.75 $0.00
Disclosure

SEC source: 0001193125-26-085921 · ownership.xml · derivative · entry 1

BOESS CARSTEN · CIK 0001277495 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2036-02-27

F1 · derivative.exercise_date: The options were granted on February 27, 2026 and the shares underlying the options vest in equal monthly installments over the three years following the grant date, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
June 18, 2025 Filed Jul 18, 2025 20:05 UTC ROCKET PHARMACEUTICALS, INC. RCKT · Entity 5627 GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-25-026406 · form4.xml · nonDerivative · entry 1

BOESS CARSTEN · CIK 0001277495 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

F1 · security: Represents restricted stock units ("RSUs") that convert to common stock on a one-for-one basis. The RSUs will vest in full on June 18, 2026.

F1 · price: Represents restricted stock units ("RSUs") that convert to common stock on a one-for-one basis. The RSUs will vest in full on June 18, 2026.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 22:40 UTC Avidity Biosciences, Inc. RNA · Entity 11854 GrantStock Option (Right to Buy) · Derivative 10,034 $0.00 Strike: $33.62 $0.00
Disclosure

SEC source: 0001599901-25-000127 · wk-form4_1749768039.xml · derivative · entry 2

BOESS CARSTEN · CIK 0001277495 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,034

Underlying: Common Stock · 10,034 shares

Expires 2035-06-09

F2 · derivative.exercise_date: This option shall vest in full on the first to occur of June 10, 2026 or the Issuer's 2026 annual meeting of stockholders, in each case subject to the Reporting Person's continuous service to the Issuer through such date.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 22:40 UTC Avidity Biosciences, Inc. RNA · Entity 11854 GrantCommon Stock 6,692 $0.00 $0.00
Disclosure

SEC source: 0001599901-25-000127 · wk-form4_1749768039.xml · nonDerivative · entry 1

BOESS CARSTEN · CIK 0001277495 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,692

F1 · shares: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in full on the first to occur of June 10, 2026 or the Issuer's 2026 annual meeting of stockholders, in each case subject to the Reporting Person's continuous service to the Issuer through such date.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 23:01 UTC Avidity Biosciences, Inc. RNA · Entity 11854 GrantStock Option (Right to Buy) · Derivative 13,489 $0.00 Strike: $39.96 $0.00
Disclosure

SEC source: 0001599901-24-000095 · wk-form4_1718406079.xml · derivative · entry 1

BOESS CARSTEN · CIK 0001277495 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,489

Underlying: Common Stock · 13,489 shares

Expires 2034-06-12

F1 · derivative.exercise_date: The option shall vest on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continuous service on the board of directors of the Issuer through such vesting date.

Read SEC document
June 13, 2024 Filed Jun 20, 2024 20:10 UTC ROCKET PHARMACEUTICALS, INC. RCKT · Entity 5627 GrantStock Option (Right to Buy) · Derivative 23,944 $0.00 Strike: $22.86 $0.00
Disclosure

SEC source: 0001140361-24-030723 · form4.xml · derivative · entry 1

BOESS CARSTEN · CIK 0001277495 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,944

Underlying: Common Stock · 23,944 shares

Expires 2034-06-13

F1 · derivative.exercise_date: . This option represents a right to purchase a total of 23,944 shares of the Issuer's Common Stock, all of which will become fully vested and exercisable on June 13, 2025.

Read SEC document
June 22, 2023 Filed Jun 26, 2023 23:47 UTC ROCKET PHARMACEUTICALS, INC. RCKT · Entity 5627 GrantStock Option (Right to Buy) · Derivative 25,850 $0.00 Strike: $21.56 $0.00
Disclosure

SEC source: 0001140361-23-031528 · form4.xml · derivative · entry 1

BOESS CARSTEN · CIK 0001277495 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,850

Underlying: Common Stock · 25,850 shares

Expires 2033-06-22

F1 · derivative.exercise_date: This option represents a right to purchase a total of 25,850 shares of the Issuer's Common Stock, all of which will become fully vested and exercisable on June 22, 2024.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 20:01 UTC Avidity Biosciences, Inc. RNA · Entity 11854 GrantStock Option (Right to Buy) · Derivative 22,000 $0.00 Strike: $12.48 $0.00
Disclosure

SEC source: 0001599901-23-000044 · wk-form4_1687291289.xml · derivative · entry 1

BOESS CARSTEN · CIK 0001277495 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2033-06-14

F1 · derivative.exercise_date: The option shall vest on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continuous service on the board of directors of the Issuer through such vesting date.

Read SEC document
June 15, 2022 Filed Jun 18, 2022 00:44 UTC Avidity Biosciences, Inc. RNA · Entity 11854 GrantStock Option (Right to Buy) · Derivative 22,000 $0.00 Strike: $12.03 $0.00
Disclosure

SEC source: 0001209191-22-038216 · doc4.xml · derivative · entry 1

BOESS CARSTEN · CIK 0001277495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2032-06-14

F1 · derivative.exercise_date: The option shall vest on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continuous service on the board of directors of the Issuer through such vesting date.

Read SEC document
June 13, 2022 Filed Jun 16, 2022 01:07 UTC ROCKET PHARMACEUTICALS, INC. RCKT · Entity 5627 GrantStock Option (Right to Buy) · Derivative 47,745 $0.00 Strike: $10.77 $0.00
Disclosure

SEC source: 0001140361-22-023145 · form4.xml · derivative · entry 1

BOESS CARSTEN · CIK 0001277495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,745

Underlying: Common Stock · 47,745 shares

Expires 2032-06-13

F1 · derivative.exercise_date: This option represents a right to purchase a total of 47,745 shares of the Issuer's Common Stock, all of which will become fully vested and exercisable on June 13, 2023.

Read SEC document
June 16, 2021 Filed Jun 16, 2021 23:59 UTC Avidity Biosciences, Inc. RNA · Entity 11854 GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $26.09 $0.00
Disclosure

SEC source: 0001209191-21-041132 · doc4.xml · derivative · entry 1

BOESS CARSTEN · CIK 0001277495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2031-06-15

F1 · derivative.exercise_date: The option shall vest on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continuous service on the board of directors of the Issuer through such vesting date.

Read SEC document
June 14, 2021 Filed Jun 17, 2021 00:07 UTC ROCKET PHARMACEUTICALS, INC. RCKT · Entity 5627 GrantStock Option (Right to Buy) · Derivative 12,236 $0.00 Strike: $47.25 $0.00
Disclosure

SEC source: 0001140361-21-021300 · form4.xml · derivative · entry 1

BOESS CARSTEN · CIK 0001277495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,236

Underlying: Common Stock · 12,236 shares

Expires 2031-06-14

F1 · derivative.exercise_date: This option represents a right to purchase a total of 12,236 shares of the Issuer's Common Stock, all of which will become fully vested and exercisable on June 14, 2022.

Read SEC document
June 16, 2020 Filed Jun 19, 2020 01:38 UTC ROCKET PHARMACEUTICALS, INC. RCKT · Entity 5627 GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $19.90 $0.00
Disclosure

SEC source: 0001140361-20-014236 · form4.xml · derivative · entry 1

BOESS CARSTEN · CIK 0001277495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2030-06-16

F1 · derivative.exercise_date: This option represents a right to purchase a total of 20,000 shares of the Issuer's Common Stock, all of which will become fully vested and exercisable on June 16, 2021.

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January 28, 2019 Filed Jan 30, 2019 23:38 UTC ROCKET PHARMACEUTICALS, INC. RCKT · Entity 5627 GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $14.56 $0.00
Disclosure

SEC source: 0001140361-19-002011 · form4.xml · derivative · entry 1

BOESS CARSTEN · CIK 0001277495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2029-01-28

F1 · derivative.exercise_date: This option represents a right to purchase a total of 30,000 shares of the Issuer's Common Stock, all of which will become fully vested and exercisable on January 28, 2020.

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May 29, 2018 Filed May 29, 2018 23:19 UTC Kiniksa Pharmaceuticals International, plc KNSA · Entity 1954 ConversionClass B Common Shares · Derivative 107,050 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-036485 · a4.xml · derivative · entry 5

BOESS CARSTEN · CIK 0001277495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,035

Underlying: Class A Common Shares · 107,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Shares is convertible at any time at the election of the holder into one share of Class A Common Shares or one share of Class B1 Common Shares and will automatically convert into Class A Common Shares upon transfer to an unaffiliated party.

F4 · derivative.exercise_date: Each share of Class B Common Shares is convertible at any time at the election of the holder into one share of Class A Common Shares or one share of Class B1 Common Shares and will automatically convert into Class A Common Shares upon transfer to an unaffiliated party.

F4 · derivative.expiration_date: Each share of Class B Common Shares is convertible at any time at the election of the holder into one share of Class A Common Shares or one share of Class B1 Common Shares and will automatically convert into Class A Common Shares upon transfer to an unaffiliated party.

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May 29, 2018 Filed May 29, 2018 23:19 UTC Kiniksa Pharmaceuticals International, plc KNSA · Entity 1954 ConversionSeries C Preferred Shares · Derivative 6,392 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-036485 · a4.xml · derivative · entry 4

BOESS CARSTEN · CIK 0001277495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 6,392 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon closing of the Issuer's initial public offering, the preferred shares automatically converted into the Issuer's Class A Common Shares on a one-for-one basis.

F1 · derivative.exercise_date: Upon closing of the Issuer's initial public offering, the preferred shares automatically converted into the Issuer's Class A Common Shares on a one-for-one basis.

F1 · derivative.expiration_date: Upon closing of the Issuer's initial public offering, the preferred shares automatically converted into the Issuer's Class A Common Shares on a one-for-one basis.

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May 29, 2018 Filed May 29, 2018 23:19 UTC Kiniksa Pharmaceuticals International, plc KNSA · Entity 1954 ConversionSeries A Preferred Shares · Derivative 107,050 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-036485 · a4.xml · derivative · entry 3

BOESS CARSTEN · CIK 0001277495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Shares · 107,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Upon closing of the Issuer's initial public offering, the preferred shares automatically converted into the Issuer's Class B Common Shares on a one-for-one basis.

F3 · derivative.exercise_date: Upon closing of the Issuer's initial public offering, the preferred shares automatically converted into the Issuer's Class B Common Shares on a one-for-one basis.

F3 · derivative.expiration_date: Upon closing of the Issuer's initial public offering, the preferred shares automatically converted into the Issuer's Class B Common Shares on a one-for-one basis.

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May 29, 2018 Filed May 29, 2018 23:19 UTC Kiniksa Pharmaceuticals International, plc KNSA · Entity 1954 ConversionClass A Common Shares 6,392 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-036485 · a4.xml · nonDerivative · entry 1

BOESS CARSTEN · CIK 0001277495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 29, 2018 Filed Apr 3, 2018 00:13 UTC ROCKET PHARMACEUTICALS, INC. RCKT · Entity 5627 GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $18.75 $0.00
Disclosure

SEC source: 0000899243-18-009120 · doc4.xml · derivative · entry 1

BOESS CARSTEN · CIK 0001277495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2028-03-29

F1 · derivative.exercise_date: This option represents a right to purchase a total of 40,000 shares of the Issuer's Common Stock, 13,336 of which will become fully vested and exercisable on March 29, 2019, with the remaining 26,664 shares vesting in equal monthly installments over the following two years.

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February 09, 2018 Filed May 29, 2018 23:19 UTC Kiniksa Pharmaceuticals International, plc KNSA · Entity 1954 PurchaseSeries C Preferred Shares · Derivative 6,392 $15.64 $99,995.17
Disclosure

SEC source: 0001104659-18-036485 · a4.xml · derivative · entry 2

BOESS CARSTEN · CIK 0001277495 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,392

Underlying: Class A Common Shares · 6,392 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon closing of the Issuer's initial public offering, the preferred shares automatically converted into the Issuer's Class A Common Shares on a one-for-one basis.

F2 · shares: Reflects the 1-for-2.73235 share consolidation effected May 11, 2018.

F2 · price: Reflects the 1-for-2.73235 share consolidation effected May 11, 2018.

F1 · derivative.exercise_date: Upon closing of the Issuer's initial public offering, the preferred shares automatically converted into the Issuer's Class A Common Shares on a one-for-one basis.

F1 · derivative.expiration_date: Upon closing of the Issuer's initial public offering, the preferred shares automatically converted into the Issuer's Class A Common Shares on a one-for-one basis.

F2 · derivative.underlying_shares: Reflects the 1-for-2.73235 share consolidation effected May 11, 2018.

F2 · balance_after: Reflects the 1-for-2.73235 share consolidation effected May 11, 2018.

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June 20, 2017 Filed Jun 21, 2017 20:07 UTC ROCKET PHARMACEUTICALS, INC. ITEK · Entity 5627 GrantStock Options (Right to Buy) · Derivative 45,000 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0000899243-17-016838 · doc4.xml · derivative · entry 1

BOESS CARSTEN · CIK 0001277495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2027-06-19

F1 · derivative.exercise_date: This stock option award was issued pursuant to Inotek Pharmaceuticals Corporation's 2014 Stock Option and Incentive Plan. The option shall vest in equal quarterly installments at the end of each quarter following June 20, 2017, subject to continued service through such dates.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.