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person · Reporting owner

NINIVAGGI DANIEL A

Disclosed activity across 5 companies

Tapewire entity
32061
SEC CIK
0001257599

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Garrett Motion Inc.GTX · Entity 1720DirectorOctober 01, 2026October 05, 2026
Indivior Pharmaceuticals, Inc.INDV · Entity 4040DirectorMay 13, 2026May 14, 2026
NAVISTAR INTERNATIONAL CORPNAV · Entity 11733DirectorSeptember 30, 2018October 02, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Garrett Motion Inc.

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect131,765 Reported balance After 2026-10-01 transaction · row 1
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 1,333 · Balance 131,765

F1: Represents a grant of deferred stock units under the Garrett Motion Inc. 2021 Long-term Incentive Plan (the "Plan") for service as a non-employee director. The deferred stock units vest immediately upon grant and are payable as common stock on the earlier to occur of (i) a Change in Control of the Issuer (as defined in the Plan) or (ii) the six-month anniversary of the reporting person's cessation of service on the Board of Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of deferred stock units under the Garrett Motion Inc. 2021 Long-term Incentive Plan (the "Plan") for service as a non-employee director. The deferred stock units vest immediately upon grant and are payable as common stock on the earlier to occur of (i) a Change in Control of the Issuer (as defined in the Plan) or (ii) the six-month anniversary of the reporting person's cessation of service on the Board of Directors.

Indivior Pharmaceuticals, Inc.

Report date May 13, 2026 · Filed May 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect27,163 Reported balance After 2026-05-13 transaction · row 1
1 source row

Row 1 · 2026-05-13 · Grant · Acquired 6,518 · Balance 27,163

F1: Reflects a grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest on the day immediately preceding the date of the annual meeting of the Issuer's stockholders following the date of grant, subject to the Reporting Person's continued service to the Issuer on the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects a grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest on the day immediately preceding the date of the annual meeting of the Issuer's stockholders following the date of grant, subject to the Reporting Person's continued service to the Issuer on the vesting date.

NAVISTAR INTERNATIONAL CORP

Report date September 30, 2018 · Filed October 02, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-09-30Direct311.688 Reported balance After 2018-09-30 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-09-30 · Grant · Acquired 311.688 · Balance 311.688

F1: Conversion is on a 1 for 1 basis.

F2: The phantom stock units were accrued under the Navistar International Corporation directors' deferred compensation plan and are to be settled in Navistar Common Stock per the reporting person's election made at the time of the election to defer compensation.

Common StockSEC Table I · non-derivativeDirect285 Reported balance Holding disclosure · report date 2018-09-30 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 285

Filing footnotes · ownership attribution and instrument terms

F1: Conversion is on a 1 for 1 basis.

F2: The phantom stock units were accrued under the Navistar International Corporation directors' deferred compensation plan and are to be settled in Navistar Common Stock per the reporting person's election made at the time of the election to defer compensation.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HERTZ GLOBAL HOLDINGS, INC

Report date June 30, 2021 · Filed July 02, 2021

Section 16 reporting ended · disclosed 2021-07-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2021-06-30 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-06-30 · Exercise / conversion · Acquired 8,825 · Balance 26,313

F1: On June 30, 2021, the Reporting Person's phantom shares previously reported in Table II converted to Old Common Stock (defined below) due to a change in control.

Row 2 · 2021-06-30 · Disposition to issuer · Disposed 26,313 · Balance 0

F2: On May 22, 2020, Hertz Global Holdings, Inc. (the "Issuer") and certain of its U.S. subsidiaries, (collectively, with the Issuer, the "Debtors"), filed voluntary petitions in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court") seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On June 10, 2021, the Bankruptcy Court entered an order confirming the Debtors' Second Modified Third Amended Joint Chapter 11 Plan of Reorganization (as amended, modified or supplemented from time to time, the "Plan"), and on June 30, 2021 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy.

F3: On the Effective Date, all of the Company's previously outstanding shares of common stock ("Old Common Stock"), including options, warrants, rights, restricted stock units or other securities or agreements to acquire such common stock, were cancelled and extinguished pursuant to the Plan.

New Common StockSEC Table I · non-derivativeDirect2,380 Reported balance After 2021-06-30 transaction · row 3
1 source row

Row 3 · 2021-06-30 · Grant · Acquired 2,380 · Balance 2,380

F4: Pursuant to the terms of the Plan, on the Effective Date all holders of the Old Common Stock received, in the aggregate, (i) $1.53 per share; and (ii) their pro rata share of common stock ("New Common Stock") representing 3% of the shares of the reorganized Company (subject to dilution for warrants and a new management incentive plan).

Phantom StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-06-30 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-06-30 · Exercise / conversion · Disposed 8,825 · Balance 0

F5: Each share of Phantom Stock is the economic equivalent of one share of Old Common Stock.

F6: Shares of Old Common Stock underlying the shares of Phantom Stock credited to the Reporting Person's account were issued to the Reporting Person due to a change of control.

Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.80 · Expires 2050-06-30Direct16,979 Reported balance After 2021-06-30 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-06-30 · Grant · Acquired 16,979 · Balance 16,979

F7: Pursuant to the terms of the Plan, on the Effective Date, certain holders, including the Reporting Person, received a distribution of 30-year warrants for 18% of the shares of New Common Stock of the reorganized Company (subject to dilution by the issuance of shares pursuant to a new management incentive plan) with an exercise price based on a total equity value of $6.5 billion.

F8: The 30-year warrants expire on June 30, 2051. For technical reasons, this Form 4 displays a date of June 30, 2050, which should be read as June 30, 2051.

Filing footnotes · ownership attribution and instrument terms

F1: On June 30, 2021, the Reporting Person's phantom shares previously reported in Table II converted to Old Common Stock (defined below) due to a change in control.

F2: On May 22, 2020, Hertz Global Holdings, Inc. (the "Issuer") and certain of its U.S. subsidiaries, (collectively, with the Issuer, the "Debtors"), filed voluntary petitions in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court") seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. On June 10, 2021, the Bankruptcy Court entered an order confirming the Debtors' Second Modified Third Amended Joint Chapter 11 Plan of Reorganization (as amended, modified or supplemented from time to time, the "Plan"), and on June 30, 2021 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy.

F3: On the Effective Date, all of the Company's previously outstanding shares of common stock ("Old Common Stock"), including options, warrants, rights, restricted stock units or other securities or agreements to acquire such common stock, were cancelled and extinguished pursuant to the Plan.

F4: Pursuant to the terms of the Plan, on the Effective Date all holders of the Old Common Stock received, in the aggregate, (i) $1.53 per share; and (ii) their pro rata share of common stock ("New Common Stock") representing 3% of the shares of the reorganized Company (subject to dilution for warrants and a new management incentive plan).

F5: Each share of Phantom Stock is the economic equivalent of one share of Old Common Stock.

F6: Shares of Old Common Stock underlying the shares of Phantom Stock credited to the Reporting Person's account were issued to the Reporting Person due to a change of control.

F7: Pursuant to the terms of the Plan, on the Effective Date, certain holders, including the Reporting Person, received a distribution of 30-year warrants for 18% of the shares of New Common Stock of the reorganized Company (subject to dilution by the issuance of shares pursuant to a new management incentive plan) with an exercise price based on a total equity value of $6.5 billion.

F8: The 30-year warrants expire on June 30, 2051. For technical reasons, this Form 4 displays a date of June 30, 2050, which should be read as June 30, 2051.

Stark Novus Financial Inc.

Report date March 14, 2024 · Filed March 18, 2024

Section 16 reporting ended · disclosed 2024-03-18. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stockSEC Table I · non-derivativeDirect41,346 Ending reported balance After 2024-03-14 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2024-03-14 · Exercise / conversion · Acquired 31,111 · Balance 41,216

F1: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Row 2 · 2024-03-14 · Tax withholding · Disposed 9,785 · Balance 31,431

F2: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously reported restricted stock units, which vested and settled on the Effective Date (as defined below). This does not represent a sale by the Reporting Person.

F1: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Row 3 · 2024-03-14 · Exercise / conversion · Acquired 15,000 · Balance 46,431

F1: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Row 4 · 2024-03-14 · Tax withholding · Disposed 5,085 · Balance 41,346

F2: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously reported restricted stock units, which vested and settled on the Effective Date (as defined below). This does not represent a sale by the Reporting Person.

F1: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2024-03-14 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-03-14 · Exercise / conversion · Disposed 31,111 · Balance 0

F3: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F4: On August 26, 2021, the reporting person was granted 46,666 RSUs, vesting in three equal annual installments beginning on August 26, 2022. Vesting and settlement of awards (i) that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date, and (ii) that would occur after the Effective Date was accelerated in connection with the reporting person's termination of employment pursuant to the reporting person's severance agreement with the Issuer.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2024-03-14 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2024-03-14 · Exercise / conversion · Disposed 15,000 · Balance 0

F3: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F5: On August 15, 2022, the reporting person was granted 15,000 RSUs, vesting in three equal annual installments beginning on August 15, 2023. Vesting and settlement of awards (i) that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date, and (ii) that would occur after the Effective Date was accelerated in connection with the reporting person's termination of employment pursuant to the reporting person's severance agreement with the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

F2: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously reported restricted stock units, which vested and settled on the Effective Date (as defined below). This does not represent a sale by the Reporting Person.

F3: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F4: On August 26, 2021, the reporting person was granted 46,666 RSUs, vesting in three equal annual installments beginning on August 26, 2022. Vesting and settlement of awards (i) that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date, and (ii) that would occur after the Effective Date was accelerated in connection with the reporting person's termination of employment pursuant to the reporting person's severance agreement with the Issuer.

F5: On August 15, 2022, the reporting person was granted 15,000 RSUs, vesting in three equal annual installments beginning on August 15, 2023. Vesting and settlement of awards (i) that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date, and (ii) that would occur after the Effective Date was accelerated in connection with the reporting person's termination of employment pursuant to the reporting person's severance agreement with the Issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 27, 2019 Filed Jul 1, 2019 20:23 UTC HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 OtherSubscription Rights (right to buy) · Derivative 26,488 $0.00 Strike: $12.95 $0.00
Disclosure

SEC source: 0001657853-19-000090 · wf-form4_156201260335871.xml · derivative · entry 3

NINIVAGGI DANIEL A · CIK 0001257599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 18,231 shares

Expires 2019-07-12

F1 · shares: Represents the exercise by the Reporting Person of 26,488 of his transferable basic subscription rights (each subscription right entitling its holder to purchase 0.688285 shares of HTZ Common Stock at a subscription price equal to $12.95 per whole share), which were distributed to all holders of HTZ Common Stock on a pro rata basis on the June 24, 2019 record date for the rights offering. The Reporting Person will acquire the shares of Common Stock received from the exercise when issued by the Issuer at the expiration of the rights offering on July 12, 2019.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 20:23 UTC HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 OtherCommon Stock 344 $12.95 $4,454.80
Disclosure

SEC source: 0001657853-19-000090 · wf-form4_156201260335871.xml · nonDerivative · entry 2

NINIVAGGI DANIEL A · CIK 0001257599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,596

F3 · shares: Represents the exercise by the Reporting Person of 500 of his transferable basic subscription rights (each subscription right entitling its holder to purchase 0.688285 shares of HTZ Common Stock at a subscription price equal to $12.95 per whole share), which were distributed to all holders of HTZ Common Stock on a pro rata basis on the June 24, 2019 record date for the rights offering. The Reporting Person will acquire the shares of Common Stock received from the exercise when issued by the Issuer at the expiration of the rights offering on July 12, 2019.

F2 · balance_after: Includes 8,033 Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of HTZ Common Stock, that will vest on the earliest to occur of (1) the business day immediately preceding the Issuer's 2019 annual meeting, (2) the date that the Reporting Person ceases to be a director or (3) a Change in Control (as defined in Exhibit 99.1 of the Issuer's Registration Statement on Form S-8 filed as of June 24, 2016).

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June 27, 2019 Filed Jul 1, 2019 20:23 UTC HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 OtherCommon Stock 18,231 $12.95 $236,091.45
Disclosure

SEC source: 0001657853-19-000090 · wf-form4_156201260335871.xml · nonDerivative · entry 1

NINIVAGGI DANIEL A · CIK 0001257599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,252

F1 · shares: Represents the exercise by the Reporting Person of 26,488 of his transferable basic subscription rights (each subscription right entitling its holder to purchase 0.688285 shares of HTZ Common Stock at a subscription price equal to $12.95 per whole share), which were distributed to all holders of HTZ Common Stock on a pro rata basis on the June 24, 2019 record date for the rights offering. The Reporting Person will acquire the shares of Common Stock received from the exercise when issued by the Issuer at the expiration of the rights offering on July 12, 2019.

F2 · balance_after: Includes 8,033 Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of HTZ Common Stock, that will vest on the earliest to occur of (1) the business day immediately preceding the Issuer's 2019 annual meeting, (2) the date that the Reporting Person ceases to be a director or (3) a Change in Control (as defined in Exhibit 99.1 of the Issuer's Registration Statement on Form S-8 filed as of June 24, 2016).

Read SEC document
May 24, 2019 Filed May 29, 2019 20:43 UTC HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 GrantCommon Stock 8,033 $0.00 $0.00
Disclosure

SEC source: 0001657853-19-000066 · wf-form4_155916260282041.xml · nonDerivative · entry 1

NINIVAGGI DANIEL A · CIK 0001257599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,021

F1 · balance_after: Includes 8,033 Restricted Stock Units, each of which represents a contingent right to receive one share of HTZ Common Stock, that will vest on the earliest to occur of (1) the business day immediately preceding the Issuer's 2020 annual meeting, (2) the date that the Reporting Person ceases to be a director or (3) a Change in Control (as defined in Exhibit 99.1 of the Issuer's Registration Statement on Form S-8 filed as of June 24, 2016).

Read SEC document
May 22, 2019 Filed May 23, 2019 20:19 UTC HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 GrantPhantom Stock · Derivative 1,132 $0.00 $0.00
Disclosure

SEC source: 0001657853-19-000051 · wf-form4_155864273054811.xml · derivative · entry 1

NINIVAGGI DANIEL A · CIK 0001257599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,812

Underlying: Common Stock · 1,132 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Phantom Stock is the economic equivalent of one share of Hertz Global Holdings, Inc. Common Stock.

F2 · derivative.exercise_date: Shares of Common Stock underlying the shares of Phantom Stock credited to the Reporting Person's account will be issued to the Reporting Person immediately following the date the Reporting Person ceases to be a director (or, if earlier, upon a change of control).

F2 · derivative.expiration_date: Shares of Common Stock underlying the shares of Phantom Stock credited to the Reporting Person's account will be issued to the Reporting Person immediately following the date the Reporting Person ceases to be a director (or, if earlier, upon a change of control).

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:02 UTC HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 GrantPhantom Stock · Derivative 943 $0.00 $0.00
Disclosure

SEC source: 0001657853-19-000011 · wf-form4_155122214661403.xml · derivative · entry 1

NINIVAGGI DANIEL A · CIK 0001257599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,680

Underlying: Common Stock · 943 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Phantom Stock is the economic equivalent of one share of Hertz Global Holdings, Inc. Common Stock.

F2 · derivative.exercise_date: Shares of Common Stock underlying the shares of Phantom Stock credited to the Reporting Person's account will be issued to the Reporting Person immediately following the date the Reporting Person ceases to be a director (or, if earlier, upon a change of control).

F2 · derivative.expiration_date: Shares of Common Stock underlying the shares of Phantom Stock credited to the Reporting Person's account will be issued to the Reporting Person immediately following the date the Reporting Person ceases to be a director (or, if earlier, upon a change of control).

Read SEC document
November 23, 2018 Filed Nov 27, 2018 21:42 UTC HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 GrantPhantom Stock · Derivative 961 $0.00 $0.00
Disclosure

SEC source: 0001657853-18-000112 · wf-form4_154335495464511.xml · derivative · entry 1

NINIVAGGI DANIEL A · CIK 0001257599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,737

Underlying: Common Stock · 961 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Phantom Stock is the economic equivalent of one share of Hertz Global Holdings, Inc. Common Stock.

F2 · derivative.exercise_date: Shares of Common Stock underlying the shares of Phantom Stock credited to the Reporting Person's account will be issued to the Reporting Person immediately following the date the Reporting Person ceases to be a director (or, if earlier, upon a change of control).

F2 · derivative.expiration_date: Shares of Common Stock underlying the shares of Phantom Stock credited to the Reporting Person's account will be issued to the Reporting Person immediately following the date the Reporting Person ceases to be a director (or, if earlier, upon a change of control).

Read SEC document
September 30, 2018 Filed Oct 2, 2018 13:49 UTC NAVISTAR INTERNATIONAL CORP NAV · Entity 11733 GrantPhantom Stock Units · Derivative 311.688 $38.50 Strike: $0.00 $11,999.99
Disclosure

SEC source: 0000808450-18-000174 · wf-form4_153850258225203.xml · derivative · entry 2

NINIVAGGI DANIEL A · CIK 0001257599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311.688

Underlying: Common Stock · 311.688 shares

Expires 2018-09-30

F1 · derivative.exercise_price: Conversion is on a 1 for 1 basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Navistar International Corporation directors' deferred compensation plan and are to be settled in Navistar Common Stock per the reporting person's election made at the time of the election to defer compensation.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Navistar International Corporation directors' deferred compensation plan and are to be settled in Navistar Common Stock per the reporting person's election made at the time of the election to defer compensation.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 21:03 UTC HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 GrantPhantom Stock · Derivative 808 $0.00 $0.00
Disclosure

SEC source: 0001657853-18-000076 · wf-form4_153514462247610.xml · derivative · entry 1

NINIVAGGI DANIEL A · CIK 0001257599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,776

Underlying: Common Stock · 808 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Phantom Stock is the economic equivalent of one share of Hertz Global Holdings, Inc. Common Stock.

F2 · derivative.exercise_date: Shares of Common Stock underlying the shares of Phantom Stock credited to the Reporting Person's account will be issued to the Reporting Person immediately following the date the Reporting Person ceases to be a director (or, if earlier, upon a change of control).

F2 · derivative.expiration_date: Shares of Common Stock underlying the shares of Phantom Stock credited to the Reporting Person's account will be issued to the Reporting Person immediately following the date the Reporting Person ceases to be a director (or, if earlier, upon a change of control).

Read SEC document
June 30, 2018 Filed Jul 3, 2018 10:32 UTC NAVISTAR INTERNATIONAL CORP NAV · Entity 11733 GrantPhantom Stock Units · Derivative 294.695 $40.72 Strike: $0.00 $11,999.98
Disclosure

SEC source: 0000808450-18-000090 · wf-form4_153062832562571.xml · derivative · entry 2

NINIVAGGI DANIEL A · CIK 0001257599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294.695

Underlying: Common Stock · 294.695 shares

Expires 2018-06-30

F1 · derivative.exercise_price: Conversion is on a 1 for 1 basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Navistar International Corporation directors' deferred compensation plan and are to be settled in Navistar Common Stock per the reporting person's election made at the time of the election to defer compensation.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Navistar International Corporation directors' deferred compensation plan and are to be settled in Navistar Common Stock per the reporting person's election made at the time of the election to defer compensation.

Read SEC document
May 22, 2018 Filed May 23, 2018 21:37 UTC HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 GrantPhantom Stock · Derivative 1,059 $0.00 $0.00
Disclosure

SEC source: 0001657853-18-000049 · wf-form4_152711142407055.xml · derivative · entry 2

NINIVAGGI DANIEL A · CIK 0001257599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,968

Underlying: Common Stock · 1,059 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Phantom Stock is the economic equivalent of one share of Hertz Global Holdings, Inc. Common Stock.

F3 · derivative.exercise_date: Shares of Common Stock underlying the shares of Phantom Stock credited to the Reporting Person's account will be issued to the Reporting Person immediately following the date the Reporting Person ceases to be a director (or, if earlier, upon a change of control).

F3 · derivative.expiration_date: Shares of Common Stock underlying the shares of Phantom Stock credited to the Reporting Person's account will be issued to the Reporting Person immediately following the date the Reporting Person ceases to be a director (or, if earlier, upon a change of control).

Read SEC document
May 22, 2018 Filed May 23, 2018 21:37 UTC HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 GrantCommon Stock 7,567 $0.00 $0.00
Disclosure

SEC source: 0001657853-18-000049 · wf-form4_152711142407055.xml · nonDerivative · entry 1

NINIVAGGI DANIEL A · CIK 0001257599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,988

F1 · shares: Includes 7,567 Restricted Stock Units, each of which represents a contingent right to receive one share of HTZ Common Stock, which will vest on the business day immediately preceding the Issuer's 2019 annual meeting, subject to the Reporting Person's continued membership on the Board of Directors.

F1 · balance_after: Includes 7,567 Restricted Stock Units, each of which represents a contingent right to receive one share of HTZ Common Stock, which will vest on the business day immediately preceding the Issuer's 2019 annual meeting, subject to the Reporting Person's continued membership on the Board of Directors.

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May 22, 2018 Filed Aug 30, 2018 20:45 UTC Amendment HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 GrantCommon Stock 7,567 $0.00 $0.00
Disclosure

SEC source: 0001657853-18-000084 · wf-form4a_153566192490756.xml · nonDerivative · entry 1

NINIVAGGI DANIEL A · CIK 0001257599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,988

F1 · security: The original filing inadvertently described the Issuer's previous policy with respect to the vesting of Restricted Stock Units ("RSUs") granted to directors.

F2 · shares: Includes 7,567 RSUs, each of which represents a contingent right to receive one share of HTZ Common Stock, that will vest on the earliest to occur of (1) the business day immediately preceding the Issuer's 2019 annual meeting, (2) the date that the Reporting Person ceases to be a director or (3) a Change in Control (as defined in Exhibit 99.1 of the Issuer's Registration Statement on Form S-8 filed as of June 24, 2016). Notwithstanding the foregoing, RSUs will be forfeited in the event the Reporting Person is terminated for Cause (as defined in Exhibit 99.1 of the Issuer's Registration Statement on Form S-8 filed as of June 24, 2016).

F2 · balance_after: Includes 7,567 RSUs, each of which represents a contingent right to receive one share of HTZ Common Stock, that will vest on the earliest to occur of (1) the business day immediately preceding the Issuer's 2019 annual meeting, (2) the date that the Reporting Person ceases to be a director or (3) a Change in Control (as defined in Exhibit 99.1 of the Issuer's Registration Statement on Form S-8 filed as of June 24, 2016). Notwithstanding the foregoing, RSUs will be forfeited in the event the Reporting Person is terminated for Cause (as defined in Exhibit 99.1 of the Issuer's Registration Statement on Form S-8 filed as of June 24, 2016).

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April 01, 2018 Filed Apr 3, 2018 16:51 UTC NAVISTAR INTERNATIONAL CORP NAV · Entity 11733 GrantPhantom Stock Units · Derivative 400.727 $34.97 Strike: $0.00 $14,013.42
Disclosure

SEC source: 0000808450-18-000042 · wf-form4_152278862848304.xml · derivative · entry 2

NINIVAGGI DANIEL A · CIK 0001257599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400.727

Underlying: Common Stock · 400.727 shares

Expires 2018-04-01

F1 · security: Conversion is on a 1 for 1 basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Navistar International Corporation directors' deferred compensation plan and are to be settled in Navistar Common Stock per the reporting person's election made at the time of the election to defer compensation.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Navistar International Corporation directors' deferred compensation plan and are to be settled in Navistar Common Stock per the reporting person's election made at the time of the election to defer compensation.

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April 01, 2018 Filed Apr 3, 2018 16:51 UTC NAVISTAR INTERNATIONAL CORP NAV · Entity 11733 GrantCommon Stock 285 $0.00 $0.00
Disclosure

SEC source: 0000808450-18-000042 · wf-form4_152278862848304.xml · nonDerivative · entry 1

NINIVAGGI DANIEL A · CIK 0001257599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285

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February 20, 2018 Filed Feb 21, 2018 20:25 UTC HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 GrantPhantom Stock · Derivative 909 $0.00 $0.00
Disclosure

SEC source: 0001657853-18-000012 · wf-form4_151924472215960.xml · derivative · entry 1

NINIVAGGI DANIEL A · CIK 0001257599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909

Underlying: Common Stock · 909 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Phantom Stock is the economic equivalent of one share of Hertz Global Holdings, Inc. Common Stock.

F2 · derivative.exercise_date: Shares of Common Stock underlying the shares of Phantom Stock credited to the Reporting Person's account will be issued to the Reporting Person immediately following the date the Reporting Person ceases to be a director (or, if earlier, upon a change of control).

F2 · derivative.expiration_date: Shares of Common Stock underlying the shares of Phantom Stock credited to the Reporting Person's account will be issued to the Reporting Person immediately following the date the Reporting Person ceases to be a director (or, if earlier, upon a change of control).

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December 31, 2017 Filed Jan 3, 2018 11:17 UTC NAVISTAR INTERNATIONAL CORP NAV · Entity 11733 GrantPhantom Stock Units · Derivative 174.907 $42.88 Strike: $0.00 $7,500.01
Disclosure

SEC source: 0000808450-18-000005 · wf-form4_151499625429770.xml · derivative · entry 1

NINIVAGGI DANIEL A · CIK 0001257599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174.907

Underlying: Common Stock · 174.907 shares

Expires 2017-12-31

F1 · derivative.exercise_price: Conversion is on a 1 for 1 basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Navistar International Corporation directors' deferred compensation plan and are to be settled in Navistar Common Stock per the reporting person's election made at the time of the election to defer compensation.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Navistar International Corporation directors' deferred compensation plan and are to be settled in Navistar Common Stock per the reporting person's election made at the time of the election to defer compensation.

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December 12, 2017 Filed Dec 13, 2017 17:40 UTC NAVISTAR INTERNATIONAL CORP NAV · Entity 11733 GrantStock Options (Right to buy) · Derivative 5,000 $0.00 Strike: $41.63 $0.00
Disclosure

SEC source: 0000808450-17-000127 · wf-form4_151320482284327.xml · derivative · entry 1

NINIVAGGI DANIEL A · CIK 0001257599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2027-12-12

F1 · derivative.exercise_date: The option is exercisable in three equal installments as follows: 1,667 shares on 12/12/2018; 1,666 shares on 12/12/2019; and 1,667 shares on 12/12/2020.

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September 30, 2017 Filed Oct 3, 2017 17:39 UTC NAVISTAR INTERNATIONAL CORP NAV · Entity 11733 GrantPhantom Stock Units · Derivative 88.792 $44.07 Strike: $0.00 $3,913.06
Disclosure

SEC source: 0000808450-17-000117 · wf-form4_150706672769178.xml · derivative · entry 1

NINIVAGGI DANIEL A · CIK 0001257599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88.792

Underlying: Common Stock · 88.792 shares

Expires 2017-09-30

F1 · derivative.exercise_price: Conversion is on a 1 for 1 basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Navistar International Corporation directors' deferred compensation plan and are to be settled in Navistar Common Stock per the reporting person's election made at the time of the election to defer compensation.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Navistar International Corporation directors' deferred compensation plan and are to be settled in Navistar Common Stock per the reporting person's election made at the time of the election to defer compensation.

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May 31, 2017 Filed Jun 2, 2017 20:22 UTC HERTZ GLOBAL HOLDINGS, INC HTZ · Entity 5147 GrantCommon Stock 13,270 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023571 · doc1.xml · nonDerivative · entry 1

NINIVAGGI DANIEL A · CIK 0001257599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,421

F1 · shares: Includes 13,270 restricted stock units, each representing a contingent right to receive one share of HTZ Common Stock, which will vest on the business day immediately preceding the Issuer's 2018 annual meeting, subject to the Reporting Person's continued membership on the Board of Directors.

F1 · balance_after: Includes 13,270 restricted stock units, each representing a contingent right to receive one share of HTZ Common Stock, which will vest on the business day immediately preceding the Issuer's 2018 annual meeting, subject to the Reporting Person's continued membership on the Board of Directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.