Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BlackRock Direct Lending Corp.NONE · Entity 77037 | Director | March 18, 2024 | March 20, 2024 |
| BlackRock Private Credit FundN/A · Entity 64976 | Trustee | May 31, 2022 | June 07, 2022 |
| BlackRock TCP Capital Corp.TCPC · Entity 5806 | Director | March 18, 2024 | March 20, 2024 |
| Charlotte's Web Holdings, Inc.CWBHF · Entity 2770 | Director | July 01, 2026 | July 06, 2026 |
| LIBERTY ALL STAR EQUITY FUNDUSA · Entity 8815 | Trustee | March 12, 2024 | March 12, 2024 |
| LIBERTY ALL STAR GROWTH FUND INC.ASG · Entity 5864 | Trustee | March 12, 2024 | March 12, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BlackRock Direct Lending Corp.
Report date March 18, 2024 · Filed March 20, 2024
This filing explicitly reported no securities owned.
BlackRock Private Credit Fund
Report date May 31, 2022 · Filed June 07, 2022
This filing explicitly reported no securities owned.
BlackRock TCP Capital Corp.
Report date March 18, 2024 · Filed March 20, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,997 |
Reported balance
After 2024-03-18 transaction · row 1
1 source rowRow 1 · 2024-03-18 · Grant · Acquired 20,997 · Balance 20,997 F1: Reflects securities acquired pursuant to the terms of a certain Amended and Restated Agreement and Plan of Merger, dated as of January 10, 2024 ("Merger Agreement"), entered into by and among Blackrock TCP Capital Corp. ("TCPC"), BlackRock Capital Investment Corporation (the "BCIC"), BCIC Merger Sub, LLC, an indirect wholly-owned subsidiary of TCPC ("Merger Sub"), and, solely for limited purposes, BlackRock Capital Investment Advisors, LLC ("BCIA") and Tennenbaum Capital Partners, LLC, a wholly-owned subsidiary of BCIA. On March 18, 2024, in accordance with the Merger Agreement, BCIC merged with and into Merger Sub, with Merger Sub surviving as an indirect wholly-owned subsidiary of TCPC (the "Merger"). F2: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger, each share of BCIC common stock (other than certain excluded shares) automatically converted into the right to receive 0.3834 validly issued, fully-paid and nonassessable shares of TCPC common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects securities acquired pursuant to the terms of a certain Amended and Restated Agreement and Plan of Merger, dated as of January 10, 2024 ("Merger Agreement"), entered into by and among Blackrock TCP Capital Corp. ("TCPC"), BlackRock Capital Investment Corporation (the "BCIC"), BCIC Merger Sub, LLC, an indirect wholly-owned subsidiary of TCPC ("Merger Sub"), and, solely for limited purposes, BlackRock Capital Investment Advisors, LLC ("BCIA") and Tennenbaum Capital Partners, LLC, a wholly-owned subsidiary of BCIA. On March 18, 2024, in accordance with the Merger Agreement, BCIC merged with and into Merger Sub, with Merger Sub surviving as an indirect wholly-owned subsidiary of TCPC (the "Merger").
F2: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger, each share of BCIC common stock (other than certain excluded shares) automatically converted into the right to receive 0.3834 validly issued, fully-paid and nonassessable shares of TCPC common stock.
Charlotte's Web Holdings, Inc.
Report date July 01, 2026 · Filed July 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 150,000 |
Reported balance
After 2026-07-01 transaction · row 1
1 source rowRow 1 · 2026-07-01 · Exercise / conversion · Acquired 75,000 · Balance 150,000 F1: Each restricted stock unit represents a contingent right to receive one common share of Charlotte's Web Holdings, Inc. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-07-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-07-01 · Exercise / conversion · Disposed 75,000 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one common share of Charlotte's Web Holdings, Inc. F2: The restricted stock unit agreement provides that the restricted stock vest in one installment on July 1, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one common share of Charlotte's Web Holdings, Inc.
F2: The restricted stock unit agreement provides that the restricted stock vest in one installment on July 1, 2026.
LIBERTY ALL STAR EQUITY FUND
Report date March 12, 2024 · Filed March 12, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 6,600 |
Reported balance
After 2024-03-12 transaction · row 1
1 source rowRow 1 · 2024-03-12 · Purchase · Acquired 2,200 · Balance 6,600 |
LIBERTY ALL STAR GROWTH FUND INC.
Report date March 12, 2024 · Filed March 12, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Common StockSEC Table I · non-derivative | Direct | 7,600 |
Reported balance
After 2024-03-11 transaction · row 1
1 source rowRow 1 · 2024-03-11 · Purchase · Acquired 2,800 · Balance 7,600 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BlackRock Capital Investment Corp
Report date March 18, 2024 · Filed March 20, 2024
Section 16 reporting ended · disclosed 2024-03-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-03-18 transaction · row 1
1 source rowRow 1 · 2024-03-18 · Disposition to issuer · Disposed 54,767 · Balance 0 F1: On March 18, 2024, Blackrock TCP Capital Corp. ("TCPC") acquired BlackRock Capital Investment Corporation (the "Issuer") pursuant to an Amended and Restated Agreement and Plan of Merger, dated as of January 10, 2024, entered into by and among the TCPC, the Issuer, BCIC Merger Sub, LLC an indirect wholly-owned subsidiary of TCPC ("Merger Sub"), and, solely for limited purposes, BlackRock Capital Investment Advisors, LLC ("BCIA") and Tennenbaum Capital Partners, LLC, a wholly owned subsidiary of BCIA. In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with Merger Sub surviving such merger as an indirect wholly-owned subsidiary of TCPC (the "Merger"). F2: At the effective time of the Merger, each outstanding share of the Issuer common stock (other than certain excluded shares) automatically converted into the right to receive 20,997 validly issued, fully-paid and nonassessable shares of TCPC common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 18, 2024, Blackrock TCP Capital Corp. ("TCPC") acquired BlackRock Capital Investment Corporation (the "Issuer") pursuant to an Amended and Restated Agreement and Plan of Merger, dated as of January 10, 2024, entered into by and among the TCPC, the Issuer, BCIC Merger Sub, LLC an indirect wholly-owned subsidiary of TCPC ("Merger Sub"), and, solely for limited purposes, BlackRock Capital Investment Advisors, LLC ("BCIA") and Tennenbaum Capital Partners, LLC, a wholly owned subsidiary of BCIA. In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with Merger Sub surviving such merger as an indirect wholly-owned subsidiary of TCPC (the "Merger").
F2: At the effective time of the Merger, each outstanding share of the Issuer common stock (other than certain excluded shares) automatically converted into the right to receive 20,997 validly issued, fully-paid and nonassessable shares of TCPC common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2026 Filed Jul 6, 2026 17:58 UTC | Charlotte's Web Holdings, Inc. CWBHF · Entity 2770 | Exercise / conversionRestricted Stock Unit · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001750155-26-000104 · wk-form4_1783360697.xml · derivative · entry 2 Usifer Maureen K · CIK 0001333732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Charlotte's Web Holdings, Inc. F2 · derivative.exercise_date: The restricted stock unit agreement provides that the restricted stock vest in one installment on July 1, 2026. F2 · derivative.expiration_date: The restricted stock unit agreement provides that the restricted stock vest in one installment on July 1, 2026. Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 17:58 UTC | Charlotte's Web Holdings, Inc. CWBHF · Entity 2770 | Exercise / conversionCommon Shares | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001750155-26-000104 · wk-form4_1783360697.xml · nonDerivative · entry 1 Usifer Maureen K · CIK 0001333732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one common share of Charlotte's Web Holdings, Inc. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 15:53 UTC | Charlotte's Web Holdings, Inc. CWBHF · Entity 2770 | GrantRestricted Stock Unit · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001750155-26-000086 · wk-form4_1780501987.xml · derivative · entry 1 Usifer Maureen K · CIK 0001333732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Shares · 75,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Charlotte's Web Holdings, Inc. F2 · derivative.exercise_date: The restricted stock unit agreement provides that the restricted stock unit vests on 6/1/2027. The restricted stock unit was granted on 6/1/2026. F2 · derivative.expiration_date: The restricted stock unit agreement provides that the restricted stock unit vests on 6/1/2027. The restricted stock unit was granted on 6/1/2026. Read SEC document |
| July 01, 2025 Filed Jul 2, 2025 17:21 UTC | Charlotte's Web Holdings, Inc. CWBHF · Entity 2770 | GrantRestricted Stock Unit · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001750155-25-000042 · wk-form4_1751476898.xml · derivative · entry 3 Usifer Maureen K · CIK 0001333732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Shares · 75,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Charlotte's Web Holdings, Inc. F3 · derivative.exercise_date: The restricted stock unit agreement provides that the restricted stock vest in one installment on July 1, 2026. F3 · derivative.expiration_date: The restricted stock unit agreement provides that the restricted stock vest in one installment on July 1, 2026. Read SEC document |
| July 01, 2025 Filed Jul 2, 2025 17:21 UTC | Charlotte's Web Holdings, Inc. CWBHF · Entity 2770 | Exercise / conversionRestricted Stock Unit · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001750155-25-000042 · wk-form4_1751476898.xml · derivative · entry 2 Usifer Maureen K · CIK 0001333732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Charlotte's Web Holdings, Inc. F2 · derivative.exercise_date: The restricted stock unit agreement provides that the restricted stock vest in one installment on July 1, 2025. F2 · derivative.expiration_date: The restricted stock unit agreement provides that the restricted stock vest in one installment on July 1, 2025. Read SEC document |
| July 01, 2025 Filed Jul 2, 2025 17:21 UTC | Charlotte's Web Holdings, Inc. CWBHF · Entity 2770 | Exercise / conversionCommon Shares | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001750155-25-000042 · wk-form4_1751476898.xml · nonDerivative · entry 1 Usifer Maureen K · CIK 0001333732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one common share of Charlotte's Web Holdings, Inc. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 14:13 UTC | Charlotte's Web Holdings, Inc. CWBHF · Entity 2770 | GrantRestricted Stock Unit · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001750155-24-000050 · wk-form4_1720016023.xml · derivative · entry 1 Usifer Maureen K · CIK 0001333732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Shares · 75,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Charlotte's Web Holdings, Inc. F2 · derivative.exercise_date: The restricted stock unit agreement provides that the restricted stock vest in one installment on July 1, 2025. F2 · derivative.expiration_date: The restricted stock unit agreement provides that the restricted stock vest in one installment on July 1, 2025. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 14:29 UTC | BlackRock Capital Investment Corp BKCC · Entity 92817 | Disposition to issuerCommon Stock | 54,767 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950172-24-000075 · form4.xml · nonDerivative · entry 1 Usifer Maureen K · CIK 0001333732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: On March 18, 2024, Blackrock TCP Capital Corp. ("TCPC") acquired BlackRock Capital Investment Corporation (the "Issuer") pursuant to an Amended and Restated Agreement and Plan of Merger, dated as of January 10, 2024, entered into by and among the TCPC, the Issuer, BCIC Merger Sub, LLC an indirect wholly-owned subsidiary of TCPC ("Merger Sub"), and, solely for limited purposes, BlackRock Capital Investment Advisors, LLC ("BCIA") and Tennenbaum Capital Partners, LLC, a wholly owned subsidiary of BCIA. In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with Merger Sub surviving such merger as an indirect wholly-owned subsidiary of TCPC (the "Merger"). F2 · price: At the effective time of the Merger, each outstanding share of the Issuer common stock (other than certain excluded shares) automatically converted into the right to receive 20,997 validly issued, fully-paid and nonassessable shares of TCPC common stock. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 18:54 UTC | BlackRock TCP Capital Corp. TCPC · Entity 5806 | GrantCommon Stock | 20,997 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950172-24-000080 · form4.xml · nonDerivative · entry 1 Usifer Maureen K · CIK 0001333732 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,997 F1 · kind: Reflects securities acquired pursuant to the terms of a certain Amended and Restated Agreement and Plan of Merger, dated as of January 10, 2024 ("Merger Agreement"), entered into by and among Blackrock TCP Capital Corp. ("TCPC"), BlackRock Capital Investment Corporation (the "BCIC"), BCIC Merger Sub, LLC, an indirect wholly-owned subsidiary of TCPC ("Merger Sub"), and, solely for limited purposes, BlackRock Capital Investment Advisors, LLC ("BCIA") and Tennenbaum Capital Partners, LLC, a wholly-owned subsidiary of BCIA. On March 18, 2024, in accordance with the Merger Agreement, BCIC merged with and into Merger Sub, with Merger Sub surviving as an indirect wholly-owned subsidiary of TCPC (the "Merger"). F2 · price: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger, each share of BCIC common stock (other than certain excluded shares) automatically converted into the right to receive 0.3834 validly issued, fully-paid and nonassessable shares of TCPC common stock. Read SEC document |
| March 12, 2024 Filed Mar 12, 2024 22:44 UTC | LIBERTY ALL STAR EQUITY FUND USA · Entity 8815 | PurchaseShares of Beneficial Interest | 2,200 | $6.82 | $15,002.02 |
DisclosureSEC source: 0001333732-24-000002 · primary_doc.xml · nonDerivative · entry 1 Usifer Maureen K · CIK 0001333732 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,600 Read SEC document |
| March 11, 2024 Filed Mar 12, 2024 22:40 UTC | LIBERTY ALL STAR GROWTH FUND INC. ASG · Entity 5864 | PurchaseShares of Common Stock | 2,800 | $5.43 | $15,192.52 |
DisclosureSEC source: 0001333732-24-000001 · primary_doc.xml · nonDerivative · entry 1 Usifer Maureen K · CIK 0001333732 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,600 Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 18:41 UTC | LIBERTY ALL STAR EQUITY FUND USA · Entity 8815 | PurchaseShares of Common Stock | 400 | $7.78 | $3,112.00 |
DisclosureSEC source: 0001333732-21-000002 · primary_doc.xml · nonDerivative · entry 1 Usifer Maureen K · CIK 0001333732 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,400 Read SEC document |
| July 08, 2021 Filed Jul 12, 2021 14:08 UTC | LIBERTY ALL STAR GROWTH FUND INC. ASG · Entity 5864 | PurchaseShares of Beneficial Interest | 800 | $8.21 | $6,568.00 |
DisclosureSEC source: 0001333732-21-000001 · primary_doc.xml · nonDerivative · entry 1 Usifer Maureen K · CIK 0001333732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,800 Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 17:46 UTC | BlackRock Capital Investment Corp BKCC · Entity 92817 | SaleCommon Stock, par value $0.001 per share | 13,753 | $2.76 | $37,958.28 |
DisclosureSEC source: 0001209191-20-063295 · doc4.xml · nonDerivative · entry 1 Usifer Maureen K · CIK 0001333732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,716 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.75 to $2.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 19:10 UTC | BlackRock Capital Investment Corp BKCC · Entity 92817 | SaleCommon Stock, par value $0.001 per share | 15,000 | $2.75 | $41,250.00 |
DisclosureSEC source: 0001209191-20-063066 · doc4.xml · nonDerivative · entry 2 Usifer Maureen K · CIK 0001333732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,469 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.75 to $2.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 08, 2020 Filed Dec 11, 2020 19:10 UTC | BlackRock Capital Investment Corp BKCC · Entity 92817 | SaleCommon Stock, par value $0.001 per share | 6,831 | $2.90 | $19,809.90 |
DisclosureSEC source: 0001209191-20-063066 · doc4.xml · nonDerivative · entry 1 Usifer Maureen K · CIK 0001333732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,469 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.89 to $2.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 15, 2018 Filed Nov 15, 2018 21:12 UTC | LIBERTY ALL STAR GROWTH FUND INC. ASG · Entity 5864 | PurchaseShares of Common Stock | 4,000 | $4.86 | $19,440.00 |
DisclosureSEC source: 0001333732-18-000005 · primary_doc.xml · nonDerivative · entry 1 Usifer Maureen K · CIK 0001333732 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| November 15, 2018 Filed Nov 15, 2018 21:09 UTC | LIBERTY ALL STAR EQUITY FUND USA · Entity 8815 | PurchaseShares of Beneficial Interest | 4,000 | $5.97 | $23,880.00 |
DisclosureSEC source: 0001333732-18-000004 · primary_doc.xml · nonDerivative · entry 1 Usifer Maureen K · CIK 0001333732 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.