TCPC

SEC source: 0001140361-26-009870 · form4.xml · nonDerivative · entry 3

Wolfe Patrick · CIK 0001767797 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,085.981

F2 · balance_after: Amount of securities beneficially owned includes shares acquired by the Reporting Person pursuant to the Issuer's dividend reinvestment plan.

SEC source: 0001140361-26-009870 · form4.xml · nonDerivative · entry 2

Wolfe Patrick · CIK 0001767797 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · As custodian of UTMA

Disclosed balance after: 1,375

F1 · balance_after: The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owner of these securities.

SEC source: 0001140361-26-009870 · form4.xml · nonDerivative · entry 1

Wolfe Patrick · CIK 0001767797 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · As custodian of UTMA

Disclosed balance after: 700

F1 · balance_after: The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owner of these securities.

SEC source: 0001140361-26-008830 · form4.xml · nonDerivative · entry 2

Worrell August Daniel · CIK 0002043679 · Co-Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,500

F3 · price: The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $3.7389 to $3.7595 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth above.

F2 · balance_after: Amount of securities beneficially owned includes Shares acquired by the Reporting Person pursuant to the Issuer's dividend reinvestment plan.

SEC source: 0001140361-26-008830 · form4.xml · nonDerivative · entry 1

Worrell August Daniel · CIK 0002043679 · Co-Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock (the "Shares") were purchased in multiple transactions at prices ranging from $3.865 to $3.92 inclusive. The reporting person undertakes to provide to BlackRock TCP Capital Corp. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth above.

F2 · balance_after: Amount of securities beneficially owned includes Shares acquired by the Reporting Person pursuant to the Issuer's dividend reinvestment plan.

SEC source: 0001140361-26-008824 · form4.xml · nonDerivative · entry 1

Mehring Jason · CIK 0002023250 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,208.3537

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.855 to $3.8589, inclusive. Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · balance_after: Amount of securities beneficially owned includes shares acquired by the Reporting Person pursuant to the Issuer's dividend reinvestment plan.

SEC source: 0001140361-26-008855 · form4.xml · nonDerivative · entry 1

Cuellar Erik L. · CIK 0001834550 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

SEC source: 0001140361-26-003571 · form4.xml · derivative · entry 3

Worrell August Daniel · CIK 0002043679 · Co-Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,983.2

Underlying: Common Stock · 11,983.2 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F2 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F2 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F2 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

SEC source: 0001140361-26-003571 · form4.xml · nonDerivative · entry 2

Worrell August Daniel · CIK 0002043679 · Co-Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,500

F2 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · balance_after: Amount of securities beneficially owned includes shares acquired by the Reporting Person pursuant to the Issuer's dividend reinvestment plan.

SEC source: 0001140361-26-003571 · form4.xml · nonDerivative · entry 1

Worrell August Daniel · CIK 0002043679 · Co-Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,483.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · balance_after: Amount of securities beneficially owned includes shares acquired by the Reporting Person pursuant to the Issuer's dividend reinvestment plan.

SEC source: 0001140361-26-003573 · form4.xml · derivative · entry 5

Mehring Jason · CIK 0002023250 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,702.7

Underlying: Common Stock · 2,702.7 shares

Expires not disclosed

F2 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F2 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F2 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

SEC source: 0001140361-26-003573 · form4.xml · derivative · entry 4

Mehring Jason · CIK 0002023250 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,899.35

Underlying: Common Stock · 1,449.68 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_price: The Reporting Person was granted phantom shares on January 31, 2025 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F2 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · price: The Reporting Person was granted phantom shares on January 31, 2025 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F2 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_date: The Reporting Person was granted phantom shares on January 31, 2025 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F2 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.expiration_date: The Reporting Person was granted phantom shares on January 31, 2025 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

SEC source: 0001140361-26-003573 · form4.xml · derivative · entry 3

Mehring Jason · CIK 0002023250 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,148.01

Underlying: Common Stock · 4,148.01 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F2 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F2 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F2 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

SEC source: 0001140361-26-003573 · form4.xml · nonDerivative · entry 2

Mehring Jason · CIK 0002023250 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,708.3537

F2 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F4 · price: The Reporting Person was granted phantom shares on January 31, 2025 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · balance_after: Amount of securities beneficially owned includes shares acquired by the Reporting Person pursuant to the Issuer's dividend reinvestment plan.

SEC source: 0001140361-26-003573 · form4.xml · nonDerivative · entry 1

Mehring Jason · CIK 0002023250 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,306.0437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F4 · price: The Reporting Person was granted phantom shares on January 31, 2025 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · balance_after: Amount of securities beneficially owned includes shares acquired by the Reporting Person pursuant to the Issuer's dividend reinvestment plan.

SEC source: 0001140361-26-003575 · form4.xml · derivative · entry 5

Wolfe Patrick · CIK 0001767797 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,779.92

Underlying: Common Stock · 2,779.92 shares

Expires not disclosed

F2 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F2 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F2 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

SEC source: 0001140361-26-003575 · form4.xml · derivative · entry 4

Wolfe Patrick · CIK 0001767797 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,487.09

Underlying: Common Stock · 3,743.54 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_price: The Reporting Person was granted phantom shares on January 31, 2025 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F2 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · price: The Reporting Person was granted phantom shares on January 31, 2025 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F2 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_date: The Reporting Person was granted phantom shares on January 31, 2025 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F2 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.expiration_date: The Reporting Person was granted phantom shares on January 31, 2025 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

SEC source: 0001140361-26-003575 · form4.xml · derivative · entry 3

Wolfe Patrick · CIK 0001767797 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,392.85

Underlying: Common Stock · 2,392.85 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F2 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F2 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F2 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

SEC source: 0001140361-26-003575 · form4.xml · nonDerivative · entry 2

Wolfe Patrick · CIK 0001767797 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,235.981

F2 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F4 · price: The Reporting Person was granted phantom shares on January 31, 2025 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · balance_after: Amount of securities beneficially owned includes shares acquired by the Reporting Person pursuant to the Issuer's dividend reinvestment plan.

SEC source: 0001140361-26-003575 · form4.xml · nonDerivative · entry 1

Wolfe Patrick · CIK 0001767797 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,372.371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F4 · price: The Reporting Person was granted phantom shares on January 31, 2025 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · balance_after: Amount of securities beneficially owned includes shares acquired by the Reporting Person pursuant to the Issuer's dividend reinvestment plan.

SEC source: 0000950170-25-070510 · ownership.xml · nonDerivative · entry 1

Leets Karen L · CIK 0001222066 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,680

SEC source: 0000950170-25-043413 · ownership.xml · nonDerivative · entry 1

Tseng Philip M · CIK 0001390652 · Director · Director and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,587.047

F1 · balance_after: Amount of securities beneficially owned includes 1,106.4972 shares acquired by the Reporting Person pursuant to the Issuer's dividend reinvestment plan.

SEC source: 0000950170-25-040589 · ownership.xml · nonDerivative · entry 1

Wolfe Patrick · CIK 0001767797 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,003

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.11-$8.12. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Amount of securities beneficially owned includes 40.875 shares acquired by the Reporting Person pursuant to the Issuer's dividend reinvestment plan.

SEC source: 0000950170-25-038894 · ownership.xml · nonDerivative · entry 1

Mehring Jason · CIK 0002023250 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,441.56

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.13-$8.14. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Amount of securities beneficially owned includes 127.682 shares acquired by the Reporting Person pursuant to the Issuer's dividend reinvestment plan.

SEC source: 0000950170-25-038900 · ownership.xml · nonDerivative · entry 1

Worrell August Daniel · CIK 0002043679 · Co-Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,500

SEC source: 0000950170-25-015687 · ownership.xml · derivative · entry 2

Worrell August Daniel · CIK 0002043679 · Co-Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,402

Underlying: Common Stock · 10,201 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

SEC source: 0000950170-25-015687 · ownership.xml · derivative · entry 1

Worrell August Daniel · CIK 0002043679 · Co-Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,603

Underlying: Common Stock · 6,777.75 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: The Reporting Person was granted phantom shares on January 31, 2022 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurred in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: The Reporting Person was granted phantom shares on January 31, 2022 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurred in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: The Reporting Person was granted phantom shares on January 31, 2022 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurred in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: The Reporting Person was granted phantom shares on January 31, 2022 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurred in equal installments on each of the first three anniversaries of the grant date.

SEC source: 0000950170-25-015697 · ownership.xml · derivative · entry 4

Mehring Jason · CIK 0002023250 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,903.13

Underlying: Common Stock · 3,840.93 shares

Expires not disclosed

F2 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F2 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F2 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

SEC source: 0000950170-25-015697 · ownership.xml · derivative · entry 3

Mehring Jason · CIK 0002023250 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,062.19

Underlying: Common Stock · 3,531.1 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_price: The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F2 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · price: The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F2 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_date: The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F2 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.expiration_date: The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

SEC source: 0000950170-25-015697 · ownership.xml · derivative · entry 2

Mehring Jason · CIK 0002023250 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,593.29

Underlying: Common Stock · 2,553.93 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: The Reporting Person was granted phantom shares on January 31, 2022 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurred in equal installments on each of the first three anniversaries of the grant date.

F2 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: The Reporting Person was granted phantom shares on January 31, 2022 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurred in equal installments on each of the first three anniversaries of the grant date.

F2 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: The Reporting Person was granted phantom shares on January 31, 2022 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurred in equal installments on each of the first three anniversaries of the grant date.

F2 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: The Reporting Person was granted phantom shares on January 31, 2022 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurred in equal installments on each of the first three anniversaries of the grant date.

SEC source: 0000950170-25-015691 · ownership.xml · derivative · entry 4

Wolfe Patrick · CIK 0001767797 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,992.52

Underlying: Common Stock · 9,918.57 shares

Expires not disclosed

F2 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F2 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F2 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F5 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

SEC source: 0000950170-25-015691 · ownership.xml · derivative · entry 3

Wolfe Patrick · CIK 0001767797 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,073.95

Underlying: Common Stock · 2,036.97 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_price: The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F2 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · price: The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F2 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_date: The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

F2 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.expiration_date: The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.

SEC source: 0000950170-25-015691 · ownership.xml · derivative · entry 2

Wolfe Patrick · CIK 0001767797 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,110.92

Underlying: Common Stock · 2,006.53 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: The Reporting Person was granted phantom shares on January 31, 2022 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurred in equal installments on each of the first three anniversaries of the grant date.

F2 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · price: The Reporting Person was granted phantom shares on January 31, 2022 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurred in equal installments on each of the first three anniversaries of the grant date.

F2 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: The Reporting Person was granted phantom shares on January 31, 2022 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurred in equal installments on each of the first three anniversaries of the grant date.

F2 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: The Reporting Person was granted phantom shares on January 31, 2022 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurred in equal installments on each of the first three anniversaries of the grant date.

SEC source: 0000950170-24-131849 · ownership.xml · nonDerivative · entry 1

Mehring Jason · CIK 0002023250 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,913.878

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.29-$9.30, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950170-24-131848 · ownership.xml · nonDerivative · entry 1

Worrell August Daniel · CIK 0002043679 · Co-Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.09-$9.11, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950170-24-105212 · ownership.xml · nonDerivative · entry 2

Tseng Philip M · CIK 0001390652 · Director · Director and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,480.5498

SEC source: 0000950170-24-105212 · ownership.xml · nonDerivative · entry 1

Tseng Philip M · CIK 0001390652 · Director · Director and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,480.5498

SEC source: 0001140361-24-039991 · form4.xml · nonDerivative · entry 2

DRAUT ERIC JOHN · CIK 0001214020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,532

SEC source: 0001140361-24-039991 · form4.xml · nonDerivative · entry 1

DRAUT ERIC JOHN · CIK 0001214020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,632

SEC source: 0001140361-24-039994 · form4.xml · nonDerivative · entry 1

Vig Rajneesh · CIK 0001498071 · Director · CEO and Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,930

SEC source: 0000950170-24-070775 · ownership.xml · nonDerivative · entry 1

Petro Andrea · CIK 0001818600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,823

SEC source: 0000950170-24-070770 · ownership.xml · nonDerivative · entry 1

Leets Karen L · CIK 0001222066 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,380

SEC source: 0000950172-24-000309 · form4.xml · nonDerivative · entry 1

DRAUT ERIC JOHN · CIK 0001214020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,532

SEC source: 0000950172-24-000079 · form4.xml · nonDerivative · entry 1

BARON JOHN R · CIK 0001108213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,404

F1 · kind: Reflects securities acquired pursuant to the terms of a certain Amended and Restated Agreement and Plan of Merger, dated as of January 10, 2024 ("Merger Agreement"), entered into by and among Blackrock TCP Capital Corp. ("TCPC"), BlackRock Capital Investment Corporation (the "BCIC"), BCIC Merger Sub, LLC, an indirect wholly-owned subsidiary of TCPC ("Merger Sub"), and, solely for limited purposes, BlackRock Capital Investment Advisors, LLC ("BCIA") and Tennenbaum Capital Partners, LLC, a wholly-owned subsidiary of BCIA. On March 18, 2024, in accordance with the Merger Agreement, BCIC merged with and into Merger Sub, with Merger Sub surviving as an indirect wholly-owned subsidiary of TCPC (the "Merger").

F2 · price: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger, each share of BCIC common stock (other than certain excluded shares) automatically converted into the right to receive 0.3834 validly issued, fully-paid and nonassessable shares of TCPC common stock.

SEC source: 0000950172-24-000081 · form4.xml · nonDerivative · entry 1

Vig Rajneesh · CIK 0001498071 · Director · CEO and Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,930

F1 · kind: Reflects securities acquired pursuant to the terms of a certain Amended and Restated Agreement and Plan of Merger, dated as of January 10, 2024 ("Merger Agreement"), entered into by and among Blackrock TCP Capital Corp. ("TCPC"), BlackRock Capital Investment Corporation (the "BCIC"), BCIC Merger Sub, LLC, an indirect wholly-owned subsidiary of TCPC ("Merger Sub"), and, solely for limited purposes, BlackRock Capital Investment Advisors, LLC ("BCIA") and Tennenbaum Capital Partners, LLC, a wholly-owned subsidiary of BCIA. On March 18, 2024, in accordance with the Merger Agreement, BCIC merged with and into Merger Sub, with Merger Sub surviving as an indirect wholly-owned subsidiary of TCPC (the "Merger").

F2 · price: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger, each share of BCIC common stock (other than certain excluded shares) automatically converted into the right to receive 0.3834 validly issued, fully-paid and nonassessable shares of TCPC common stock.

SEC source: 0000950172-24-000080 · form4.xml · nonDerivative · entry 1

Usifer Maureen K · CIK 0001333732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,997

F1 · kind: Reflects securities acquired pursuant to the terms of a certain Amended and Restated Agreement and Plan of Merger, dated as of January 10, 2024 ("Merger Agreement"), entered into by and among Blackrock TCP Capital Corp. ("TCPC"), BlackRock Capital Investment Corporation (the "BCIC"), BCIC Merger Sub, LLC, an indirect wholly-owned subsidiary of TCPC ("Merger Sub"), and, solely for limited purposes, BlackRock Capital Investment Advisors, LLC ("BCIA") and Tennenbaum Capital Partners, LLC, a wholly-owned subsidiary of BCIA. On March 18, 2024, in accordance with the Merger Agreement, BCIC merged with and into Merger Sub, with Merger Sub surviving as an indirect wholly-owned subsidiary of TCPC (the "Merger").

F2 · price: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger, each share of BCIC common stock (other than certain excluded shares) automatically converted into the right to receive 0.3834 validly issued, fully-paid and nonassessable shares of TCPC common stock.

SEC source: 0000950172-24-000085 · form4.xml · derivative · entry 4

Singhal Nik · CIK 0001831302 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,995

Underlying: Common Stock · 6,853.18 shares

Expires not disclosed

F3 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F6 · derivative.exercise_price: These phantom shares are payable in cash on vesting, which occurs in three equal installments beginning on January 31, 2025.

F1 · kind: Reflects securities acquired pursuant to the terms of a certain Amended and Restated Agreement and Plan of Merger, dated as of January 10, 2024 ("Merger Agreement"), entered into by and among Blackrock TCP Capital Corp. ("TCPC"), BlackRock Capital Investment Corporation (the "BCIC"), BCIC Merger Sub, LLC, an indirect wholly-owned subsidiary of TCPC ("Merger Sub"), and, solely for limited purposes, BlackRock Capital Investment Advisors, LLC ("BCIA") and Tennenbaum Capital Partners, LLC, a wholly-owned subsidiary of BCIA. On March 18, 2024, in accordance with the Merger Agreement, BCIC merged with and into Merger Sub, with Merger Sub surviving as an indirect wholly-owned subsidiary of TCPC (the "Merger").

F5 · price: In connection with the Merger, each BCIC phantom share converted into 0.3651 TCPC phantom shares on substantially the same terms and conditions applicable to such BCIC awards.

F3 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F6 · derivative.exercise_date: These phantom shares are payable in cash on vesting, which occurs in three equal installments beginning on January 31, 2025.

F3 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F6 · derivative.expiration_date: These phantom shares are payable in cash on vesting, which occurs in three equal installments beginning on January 31, 2025.

SEC source: 0000950172-24-000085 · form4.xml · derivative · entry 3

Singhal Nik · CIK 0001831302 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,995

Underlying: Common Stock · 2,922.76 shares

Expires not disclosed

F3 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_price: These phantom shares are payable in cash on vesting, which occurs on January 31, 2025.

F1 · kind: Reflects securities acquired pursuant to the terms of a certain Amended and Restated Agreement and Plan of Merger, dated as of January 10, 2024 ("Merger Agreement"), entered into by and among Blackrock TCP Capital Corp. ("TCPC"), BlackRock Capital Investment Corporation (the "BCIC"), BCIC Merger Sub, LLC, an indirect wholly-owned subsidiary of TCPC ("Merger Sub"), and, solely for limited purposes, BlackRock Capital Investment Advisors, LLC ("BCIA") and Tennenbaum Capital Partners, LLC, a wholly-owned subsidiary of BCIA. On March 18, 2024, in accordance with the Merger Agreement, BCIC merged with and into Merger Sub, with Merger Sub surviving as an indirect wholly-owned subsidiary of TCPC (the "Merger").

F5 · price: In connection with the Merger, each BCIC phantom share converted into 0.3651 TCPC phantom shares on substantially the same terms and conditions applicable to such BCIC awards.

F3 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.exercise_date: These phantom shares are payable in cash on vesting, which occurs on January 31, 2025.

F3 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F4 · derivative.expiration_date: These phantom shares are payable in cash on vesting, which occurs on January 31, 2025.

SEC source: 0000950172-24-000085 · form4.xml · nonDerivative · entry 2

Singhal Nik · CIK 0001831302 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 2,769

F1 · kind: Reflects securities acquired pursuant to the terms of a certain Amended and Restated Agreement and Plan of Merger, dated as of January 10, 2024 ("Merger Agreement"), entered into by and among Blackrock TCP Capital Corp. ("TCPC"), BlackRock Capital Investment Corporation (the "BCIC"), BCIC Merger Sub, LLC, an indirect wholly-owned subsidiary of TCPC ("Merger Sub"), and, solely for limited purposes, BlackRock Capital Investment Advisors, LLC ("BCIA") and Tennenbaum Capital Partners, LLC, a wholly-owned subsidiary of BCIA. On March 18, 2024, in accordance with the Merger Agreement, BCIC merged with and into Merger Sub, with Merger Sub surviving as an indirect wholly-owned subsidiary of TCPC (the "Merger").

F2 · price: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger, each share of BCIC common stock (other than certain excluded shares) automatically converted into the right to receive 0.3834 validly issued, fully-paid and nonassessable shares of TCPC common stock.

SEC source: 0000950172-24-000085 · form4.xml · nonDerivative · entry 1

Singhal Nik · CIK 0001831302 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,723

F1 · kind: Reflects securities acquired pursuant to the terms of a certain Amended and Restated Agreement and Plan of Merger, dated as of January 10, 2024 ("Merger Agreement"), entered into by and among Blackrock TCP Capital Corp. ("TCPC"), BlackRock Capital Investment Corporation (the "BCIC"), BCIC Merger Sub, LLC, an indirect wholly-owned subsidiary of TCPC ("Merger Sub"), and, solely for limited purposes, BlackRock Capital Investment Advisors, LLC ("BCIA") and Tennenbaum Capital Partners, LLC, a wholly-owned subsidiary of BCIA. On March 18, 2024, in accordance with the Merger Agreement, BCIC merged with and into Merger Sub, with Merger Sub surviving as an indirect wholly-owned subsidiary of TCPC (the "Merger").

F2 · price: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger, each share of BCIC common stock (other than certain excluded shares) automatically converted into the right to receive 0.3834 validly issued, fully-paid and nonassessable shares of TCPC common stock.