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Viola Michael T

Disclosed activity across 2 companies

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31999
SEC CIK
0001573310

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Virtu Financial, Inc.VIRT · Entity 3811Director · 10% ownerJuly 01, 2026July 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Virtu Financial, Inc.

Report date July 01, 2026 · Filed July 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stockSEC Table I · non-derivativeDirect124,501 Reported balance After 2026-07-01 transaction · row 1
1 source row

Row 1 · 2026-07-01 · Exercise / conversion · Acquired 3,392 · Balance 124,501

F1: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-07-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-07-01 · Exercise / conversion · Disposed 3,392 · Balance 0

F2: Each RSU is granted under the Issuer's Second 2015 Amended and Restated Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3: The RSUs vested on July 1, 2026.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect2,504 Reported balance After 2026-07-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-07-01 · Grant · Acquired 2,504 · Balance 2,504

F2: Each RSU is granted under the Issuer's Second 2015 Amended and Restated Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4: The RSUs vest on July 1, 2027.

Non-voting common interest units of Virtu Financial LLCSEC Table II · derivative / convertible securityIndirectSee footnote52,235 Reported balance Holding disclosure · report date 2026-07-01 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 52,235

F5: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F6: By Virtu Employee Holdco LLC, a holding vehicle through which employees and directors of the Issuer hold Virtu Financial Units and shares of Class C Common Stock. The reporting person disclaims beneficial ownership in such Virtu Financial Units and shares held by Virtu Employee Holdco LLC except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Second Amended and Restated 2015 Management Incentive Plan.

F2: Each RSU is granted under the Issuer's Second 2015 Amended and Restated Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3: The RSUs vested on July 1, 2026.

F4: The RSUs vest on July 1, 2027.

F5: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F6: By Virtu Employee Holdco LLC, a holding vehicle through which employees and directors of the Issuer hold Virtu Financial Units and shares of Class C Common Stock. The reporting person disclaims beneficial ownership in such Virtu Financial Units and shares held by Virtu Employee Holdco LLC except to the extent of his pecuniary interest therein.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Independent Bank Group, Inc.

Report date January 01, 2025 · Filed January 03, 2025

Section 16 reporting ended · disclosed 2025-01-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-01-01 transaction · row 1
1 source row

Row 1 · 2025-01-01 · Disposition to issuer · Disposed 31,922 · Balance 0

F1: Pursuant to the Merger Agreement, each share of Independent Common Stock issued and outstanding immediately prior to the effective time of the Merger was converted into the right to receive 0.60 shares of common stock, par value $2.50 per share, of SouthState (SouthState Common Stock). Shares reported include restricted stock awards. Pursuant to the Merger Agreement, each outstanding restricted stock award was fully vested, cancelled and converted into the right to receive SouthState Common Stock equal to the product (rounded to the nearest whole number) of (i) the number of Independent Common Stock subject to such restricted stock award immediately prior to the effective time of the Merger multiplied by (ii) 0.60. On December 31, 2024 (the day prior to the Merger), the closing price of one share of SouthState Common stock was $99.48.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Merger Agreement, each share of Independent Common Stock issued and outstanding immediately prior to the effective time of the Merger was converted into the right to receive 0.60 shares of common stock, par value $2.50 per share, of SouthState (SouthState Common Stock). Shares reported include restricted stock awards. Pursuant to the Merger Agreement, each outstanding restricted stock award was fully vested, cancelled and converted into the right to receive SouthState Common Stock equal to the product (rounded to the nearest whole number) of (i) the number of Independent Common Stock subject to such restricted stock award immediately prior to the effective time of the Merger multiplied by (ii) 0.60. On December 31, 2024 (the day prior to the Merger), the closing price of one share of SouthState Common stock was $99.48.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2018 Filed May 16, 2018 19:00 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionOption Award · Derivative 2,081,250 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0000950142-18-001173 · es1800699_4-tjmt.xml · derivative · entry 7

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693,750

Underlying: Class A common stock · 2,081,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Each Option Award was granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A Common Stock.

F9 · derivative.exercise_date: Options Awards vest in equal installments on each of the first four (4) anniversaries of April 15, 2015. Any fractional Option Award resulting from the application of the vesting schedule under the 2015 Management Incentive Plan will be aggregated and the Option Awards resulting from such aggregation shall vest on April 15, 2019.

F9 · derivative.expiration_date: Options Awards vest in equal installments on each of the first four (4) anniversaries of April 15, 2015. Any fractional Option Award resulting from the application of the vesting schedule under the 2015 Management Incentive Plan will be aggregated and the Option Awards resulting from such aggregation shall vest on April 15, 2019.

F6 · ownership.direct: Directly owned by Mr. Vincent Viola.

Read SEC document
May 15, 2018 Filed May 16, 2018 19:00 UTC Virtu Financial, Inc. VIRT · Entity 3811 Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative 10,518,750 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-18-001173 · es1800699_4-tjmt.xml · derivative · entry 6

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 69,091,740

Underlying: Class B common stock and Class A common stock · 10,518,750 shares

Expires not disclosed

F4 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder.

F4 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder.

F5 · price: As part of the Public Offering, the Issuer sold 10,518,750 shares of Class A Common Stock and used the net proceeds to purchase an equal number of Virtu Financial Units and corresponding shares of Class D Common Stock from TJMT. The purchase price per Virtu Financial Unit and share of Class D Common Stock was $28.00 with TJMT being responsible for the underwriting discount per share paid by the Issuer to the underwriters in the Public Offering with respect to 10,518,750 shares of Class A Common Stock sold by the Issuer (or a net price of $27.16).

F4 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder.

F4 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder.

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which the reporting persons share dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities held by TJMT by virtue of his spouse's dispositive and voting control over TJMT.

Read SEC document
May 15, 2018 Filed May 16, 2018 19:00 UTC Virtu Financial, Inc. VIRT · Entity 3811 SaleClass A common stock 2,281,250 $27.16 $61,958,750.00
Disclosure

SEC source: 0000950142-18-001173 · es1800699_4-tjmt.xml · nonDerivative · entry 4

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This sale was made as part of a public offering (the "Public Offering") of an aggregate of 17,250,000 of Class A common stock of the Issuer ("Class A Common Stock") by the Issuer and certain selling stockholders, including Mr. Vincent Viola and TJMT Holdings LLC ("TJMT").

F6 · ownership.direct: Directly owned by Mr. Vincent Viola.

Read SEC document
May 15, 2018 Filed May 16, 2018 19:00 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 2,081,250 $19.00 $39,543,750.00
Disclosure

SEC source: 0000950142-18-001173 · es1800699_4-tjmt.xml · nonDerivative · entry 3

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,281,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · ownership.direct: Directly owned by Mr. Vincent Viola.

Read SEC document
May 15, 2018 Filed May 16, 2018 19:00 UTC Virtu Financial, Inc. VIRT · Entity 3811 Disposition to issuerClass D common stock 10,518,750 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-18-001173 · es1800699_4-tjmt.xml · nonDerivative · entry 2

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 69,091,740

F3 · security: Shares of Class D common stock of the Issuer ("Class D Common Stock") have 10 votes per share but no economic rights (including rights to dividends and distributions upon liquidation) and are paired with an equal number of non-voting common interest units of Virtu Financial LLC ("Virtu Financial Units").

F4 · security: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class D Common Stock, may be exchanged for shares of Class B common stock of the Issuer ("Class B Common Stock"), which have 10 votes per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Pursuant to the terms of the Issuer's Certificate of Incorporation, the shares of Class B Common Stock may be converted into shares of Class A Common Stock on a one-for-one basis at the discretion of the holder.

F5 · price: As part of the Public Offering, the Issuer sold 10,518,750 shares of Class A Common Stock and used the net proceeds to purchase an equal number of Virtu Financial Units and corresponding shares of Class D Common Stock from TJMT. The purchase price per Virtu Financial Unit and share of Class D Common Stock was $28.00 with TJMT being responsible for the underwriting discount per share paid by the Issuer to the underwriters in the Public Offering with respect to 10,518,750 shares of Class A Common Stock sold by the Issuer (or a net price of $27.16).

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which the reporting persons share dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities held by TJMT by virtue of his spouse's dispositive and voting control over TJMT.

Read SEC document
May 15, 2018 Filed May 16, 2018 19:00 UTC Virtu Financial, Inc. VIRT · Entity 3811 SaleClass A common stock 1,000,000 $27.16 $27,160,000.00
Disclosure

SEC source: 0000950142-18-001173 · es1800699_4-tjmt.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: This sale was made as part of a public offering (the "Public Offering") of an aggregate of 17,250,000 of Class A common stock of the Issuer ("Class A Common Stock") by the Issuer and certain selling stockholders, including Mr. Vincent Viola and TJMT Holdings LLC ("TJMT").

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which the reporting persons share dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities held by TJMT by virtue of his spouse's dispositive and voting control over TJMT.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 18:11 UTC Independent Bank Group, Inc. IBTX · Entity 84480 GrantCommon Stock 606 Not disclosed Not disclosed
Disclosure

SEC source: 0001564618-18-000026 · primary_doc.xml · nonDerivative · entry 1

Viola Michael T · CIK 0001573310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,765

F1 · price: The reporting person acquired the shares pursuant to a grant under the Issuer's 2013 Equity Incentive Plan. Such shares vest in three (3) equal annual installments on the anniversary of the date of grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 23:12 UTC Virtu Financial, Inc. VIRT · Entity 3811 GrantRestricted Stock Unit · Derivative 6,847 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000537 · edgar.xml · derivative · entry 1

Viola Michael T · CIK 0001573310 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,192

Underlying: Class A common stock · 6,847 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Amended and Restated Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F2 · derivative.exercise_date: The RSUs vest on July 3, 2018.

F2 · derivative.expiration_date: The RSUs vest on July 3, 2018.

Read SEC document
December 31, 2017 Filed Jan 4, 2018 00:16 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 2,345 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-000433 · edgar.xml · derivative · entry 2

Viola Michael T · CIK 0001573310 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,345

Underlying: Class A common stock · 2,345 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Amended and Restated Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vest in three equal installments on December 31, 2016, December 31, 2017 and December 31, 2018.

F3 · derivative.expiration_date: The RSUs vest in three equal installments on December 31, 2016, December 31, 2017 and December 31, 2018.

Read SEC document
December 31, 2017 Filed Jan 4, 2018 00:16 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 2,345 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-000433 · edgar.xml · nonDerivative · entry 1

Viola Michael T · CIK 0001573310 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's 2015 Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 29, 2017 of 18.30.

Read SEC document
April 17, 2017 Filed Apr 17, 2017 20:43 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 44,542 $15.51 $690,681.61
Disclosure

SEC source: 0001179110-17-006024 · edgar.xml · nonDerivative · entry 3

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,000,000

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.325 to $15.60, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 20:43 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 50,000 $15.65 $782,610.00
Disclosure

SEC source: 0001179110-17-006024 · edgar.xml · nonDerivative · entry 2

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 955,458

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.45 to $15.775, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
April 12, 2017 Filed Apr 17, 2017 20:43 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 50,000 $15.22 $760,880.00
Disclosure

SEC source: 0001179110-17-006024 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 905,458

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.05 to $15.50, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
April 11, 2017 Filed Apr 12, 2017 20:22 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 50,000 $15.46 $772,760.00
Disclosure

SEC source: 0001179110-17-005961 · edgar.xml · nonDerivative · entry 2

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 855,458

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.20 to $15.75, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 20:22 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 50,000 $15.79 $789,495.00
Disclosure

SEC source: 0001179110-17-005961 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 805,458

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.65 to $15.95, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

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April 07, 2017 Filed Apr 7, 2017 19:14 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 50,000 $15.78 $788,985.00
Disclosure

SEC source: 0001179110-17-005879 · edgar.xml · nonDerivative · entry 5

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 755,458

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.65 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

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April 06, 2017 Filed Apr 7, 2017 19:14 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 50,000 $15.86 $793,115.00
Disclosure

SEC source: 0001179110-17-005879 · edgar.xml · nonDerivative · entry 4

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 705,458

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.70 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

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April 05, 2017 Filed Apr 7, 2017 19:14 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 41,584 $15.97 $663,896.88
Disclosure

SEC source: 0001179110-17-005879 · edgar.xml · nonDerivative · entry 3

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 655,458

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.90 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
March 21, 2017 Filed Mar 24, 2017 18:03 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 28,273 $15.98 $451,779.92
Disclosure

SEC source: 0001179110-17-005135 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 604,330

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.90 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

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March 16, 2017 Filed Mar 20, 2017 18:13 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 300 $16.00 $4,800.00
Disclosure

SEC source: 0001179110-17-004927 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 576,057

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

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January 31, 2017 Filed Feb 1, 2017 16:20 UTC Independent Bank Group, Inc. IBTX · Entity 84480 GrantCommon Stock 481 Not disclosed Not disclosed
Disclosure

SEC source: 0001564618-17-000014 · primary_doc.xml · nonDerivative · entry 1

Viola Michael T · CIK 0001573310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,159.131

F1 · price: The reporting person acquired the shares pursuant to a grant under the Issuer's 2013 Equity Incentive Plan. Such shares vest in three (3) equal annual installments on the anniversary of the date of grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

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January 19, 2017 Filed Jan 20, 2017 17:40 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 100 $16.00 $1,600.00
Disclosure

SEC source: 0001179110-17-001114 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 575,757

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
January 18, 2017 Filed Jan 18, 2017 17:44 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 41,665 $15.98 $665,981.69
Disclosure

SEC source: 0001179110-17-001014 · edgar.xml · nonDerivative · entry 3

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 575,657

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.875 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 17:44 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 23,948 $16.00 $383,048.26
Disclosure

SEC source: 0001179110-17-001014 · edgar.xml · nonDerivative · entry 2

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 533,992

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.95 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

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January 13, 2017 Filed Jan 18, 2017 17:44 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 360 $16.00 $5,760.00
Disclosure

SEC source: 0001179110-17-001014 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 510,044

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
January 12, 2017 Filed Apr 7, 2017 19:14 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 7,844 $15.99 $125,423.99
Disclosure

SEC source: 0001179110-17-005879 · edgar.xml · nonDerivative · entry 2

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 519,228

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.95 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
January 11, 2017 Filed Jan 11, 2017 17:18 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 1,924 $16.00 $30,784.00
Disclosure

SEC source: 0001179110-17-000907 · edgar.xml · nonDerivative · entry 2

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 509,684

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

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January 10, 2017 Filed Apr 7, 2017 19:14 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 1,700 $16.00 $27,200.00
Disclosure

SEC source: 0001179110-17-005879 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 509,640

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
January 09, 2017 Filed Jan 11, 2017 17:18 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 100 $16.00 $1,600.00
Disclosure

SEC source: 0001179110-17-000907 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 507,760

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 09:12 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 11,754 $15.98 $187,777.20
Disclosure

SEC source: 0001179110-17-000138 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 508,200

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.90 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 01:22 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionRestricted Stock Unit · Derivative 2,345 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000566 · edgar.xml · derivative · entry 2

Viola Michael T · CIK 0001573310 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,690

Underlying: Class A Common Stock · 2,345 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vest in three equal installments on the December 31, 2016, December 31, 2017 and December 31, 2018.

F3 · derivative.expiration_date: The RSUs vest in three equal installments on the December 31, 2016, December 31, 2017 and December 31, 2018.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 01:22 UTC Virtu Financial, Inc. VIRT · Entity 3811 Exercise / conversionClass A common stock 2,345 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-000566 · edgar.xml · nonDerivative · entry 1

Viola Michael T · CIK 0001573310 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's 2015 Management Incentive Plan based on the closing price of the Issuer's Class A common stock on December 30, 2016 of 15.95.

Read SEC document
December 30, 2016 Filed Dec 30, 2016 18:01 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 22,097 $15.92 $351,724.58
Disclosure

SEC source: 0001179110-16-033620 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 496,446

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.85 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
December 29, 2016 Filed Dec 30, 2016 17:59 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 6,700 $15.98 $107,094.81
Disclosure

SEC source: 0001179110-16-033619 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 474,349

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.95 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

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December 28, 2016 Filed Dec 30, 2016 17:54 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 17,564 $15.92 $279,592.53
Disclosure

SEC source: 0001179110-16-033617 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 467,649

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.80 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

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December 27, 2016 Filed Dec 29, 2016 08:41 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 50,000 $15.88 $794,245.00
Disclosure

SEC source: 0001179110-16-033541 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 450,085

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.65 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

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December 23, 2016 Filed Dec 28, 2016 11:56 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 23,461 $15.61 $366,280.17
Disclosure

SEC source: 0001179110-16-033504 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 400,085

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.50 to $15.70, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

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December 22, 2016 Filed Dec 28, 2016 11:50 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 50,000 $15.72 $786,040.00
Disclosure

SEC source: 0001179110-16-033502 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 376,624

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.65 to $15.95, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

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December 21, 2016 Filed Dec 21, 2016 18:01 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 50,000 $15.78 $789,070.00
Disclosure

SEC source: 0001179110-16-033366 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 326,624

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.65 to $15.85, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

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December 20, 2016 Filed Dec 21, 2016 09:22 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 50,000 $15.83 $791,650.00
Disclosure

SEC source: 0001179110-16-033331 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 276,624

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.60 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

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December 19, 2016 Filed Dec 20, 2016 17:32 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 50,000 $15.99 $799,435.00
Disclosure

SEC source: 0001179110-16-033321 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 226,624

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.85 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

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December 16, 2016 Filed Dec 20, 2016 09:49 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 50,000 $16.00 $799,900.00
Disclosure

SEC source: 0001179110-16-033271 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 176,624

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.85 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
December 15, 2016 Filed Dec 15, 2016 18:01 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 11,687 $16.00 $186,954.60
Disclosure

SEC source: 0001179110-16-033036 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 126,624

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.975 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 08:33 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 50,000 $15.94 $796,935.00
Disclosure

SEC source: 0001179110-16-032967 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 114,937

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.80 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
December 13, 2016 Filed Dec 13, 2016 20:37 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 14,937 $15.99 $238,851.59
Disclosure

SEC source: 0001179110-16-032926 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 64,937

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.90 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

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December 13, 2016 Filed Jan 11, 2017 17:23 UTC Amendment Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 14,397 $15.99 $230,216.67
Disclosure

SEC source: 0001179110-17-000909 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 64,397

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.90 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
December 12, 2016 Filed Dec 12, 2016 19:48 UTC Virtu Financial, Inc. VIRT · Entity 3811 PurchaseClass A common stock 50,000 $15.96 $798,015.00
Disclosure

SEC source: 0001179110-16-032846 · edgar.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · See Viola, Vincent J. · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · Executive Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 50,000

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by TJMT Holdings LLC on November 10, 2016 which provides for the purchase of up to 1,000,000 shares of Class A Common Stock. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.65 to $16.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities acquired by TJMT Holdings LLC, a Viola family vehicle over which the reporting persons shares dispositive control and voting control. Mr. Vincent Viola has an indirect interest in the securities acquired by TJMT Holdings LLC by virtue of his spouse's dispositive and voting control over TJMT Holdings LLC.

Read SEC document
November 18, 2016 Filed Dec 2, 2016 16:13 UTC Independent Bank Group, Inc. IBTX · Entity 84480 OtherCommon Stock 36.957 $53.07 $1,961.31
Disclosure

SEC source: 0001564618-16-000238 · primary_doc.xml · nonDerivative · entry 4

Viola Michael T · CIK 0001573310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,678.131

F1 · kind: Such shares were acquired in a dividend reinvestment plan administered by the Reporting Person's broker and eligible for deferred reporting on Form 5 under Rule 16a-6. The Reporting Person has chosen to report such transactions early on this Form 4.

F1 · shares: Such shares were acquired in a dividend reinvestment plan administered by the Reporting Person's broker and eligible for deferred reporting on Form 5 under Rule 16a-6. The Reporting Person has chosen to report such transactions early on this Form 4.

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August 18, 2016 Filed Dec 2, 2016 16:13 UTC Independent Bank Group, Inc. IBTX · Entity 84480 OtherCommon Stock 36.467 $42.95 $1,566.26
Disclosure

SEC source: 0001564618-16-000238 · primary_doc.xml · nonDerivative · entry 3

Viola Michael T · CIK 0001573310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,641.174

F1 · kind: Such shares were acquired in a dividend reinvestment plan administered by the Reporting Person's broker and eligible for deferred reporting on Form 5 under Rule 16a-6. The Reporting Person has chosen to report such transactions early on this Form 4.

F1 · shares: Such shares were acquired in a dividend reinvestment plan administered by the Reporting Person's broker and eligible for deferred reporting on Form 5 under Rule 16a-6. The Reporting Person has chosen to report such transactions early on this Form 4.

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May 19, 2016 Filed Dec 2, 2016 16:13 UTC Independent Bank Group, Inc. IBTX · Entity 84480 OtherCommon Stock 42.852 $36.47 $1,562.81
Disclosure

SEC source: 0001564618-16-000238 · primary_doc.xml · nonDerivative · entry 2

Viola Michael T · CIK 0001573310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,604.707

F1 · kind: Such shares were acquired in a dividend reinvestment plan administered by the Reporting Person's broker and eligible for deferred reporting on Form 5 under Rule 16a-6. The Reporting Person has chosen to report such transactions early on this Form 4.

F1 · shares: Such shares were acquired in a dividend reinvestment plan administered by the Reporting Person's broker and eligible for deferred reporting on Form 5 under Rule 16a-6. The Reporting Person has chosen to report such transactions early on this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.