Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BLUE RIDGE BANKSHARES, INC.BRBS · Entity 5786 | EVP & Chief Financial Officer | July 01, 2026 | July 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BLUE RIDGE BANKSHARES, INC.
Report date July 01, 2026 · Filed July 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 569,898 |
Reported balance
After 2026-07-01 transaction · row 1
1 source rowRow 1 · 2026-07-01 · Disposition to issuer · Disposed 7,474 · Balance 569,898 F1: Represents forfeiture of unvested performance-based restricted shares, originally awarded on July 1, 2023, for failure to satisfy performance conditions. Total includes other unvested shares that vest in the future. |
| Common StockSEC Table I · non-derivative | IndirectBy 401K | 4,852 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,852 |
| Common Stock (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.50 · Expires 2027-12-07 | Direct | 3,750 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 3,750 |
| Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $10.80 · Expires 2029-06-12 | Direct | 3,750 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 3,750 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents forfeiture of unvested performance-based restricted shares, originally awarded on July 1, 2023, for failure to satisfy performance conditions. Total includes other unvested shares that vest in the future.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BAY BANKS OF VIRGINIA INC
Report date January 31, 2021 · Filed February 02, 2021
Section 16 reporting ended · disclosed 2021-02-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-01-31 transaction · row 1
1 source rowRow 1 · 2021-01-31 · Disposition to issuer · Disposed 27,681 · Balance 0 F1: Effective January 31, 2021, pursuant to an Agreement and Plan of Reorganization, dated as of August 12, 2020, as amended on November 6, 2020 (the "Merger Agreement"), between the Bay Banks of Virginia, Inc. ("Bay Banks") and Blue Ridge Bankshares, Inc. ("Blue Ridge"), Bay Banks merged with and into Blue Ridge, with Blue Ridge as the surviving company (the "Merger"). In the Merger, each share of Bay Banks common stock converted into 0.50 shares of Blue Ridge common stock. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $9.86 · Expires 2028-06-07 | Direct | 0 |
Reported balance
After 2021-01-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-01-31 · Disposition to issuer · Disposed 5,000 · Balance 0 F2: This option was converted into an option to purchase shares of Blue Ridge common stock equal to the number of shares of Bay Banks common stock subject to such option multiplied by 0.50, at an exercise price equal to the exercise price of such option divided by 0.50. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.10 · Expires 2029-06-12 | Direct | 0 |
Reported balance
After 2021-01-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-01-31 · Disposition to issuer · Disposed 5,000 · Balance 0 F2: This option was converted into an option to purchase shares of Blue Ridge common stock equal to the number of shares of Bay Banks common stock subject to such option multiplied by 0.50, at an exercise price equal to the exercise price of such option divided by 0.50. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective January 31, 2021, pursuant to an Agreement and Plan of Reorganization, dated as of August 12, 2020, as amended on November 6, 2020 (the "Merger Agreement"), between the Bay Banks of Virginia, Inc. ("Bay Banks") and Blue Ridge Bankshares, Inc. ("Blue Ridge"), Bay Banks merged with and into Blue Ridge, with Blue Ridge as the surviving company (the "Merger"). In the Merger, each share of Bay Banks common stock converted into 0.50 shares of Blue Ridge common stock.
F2: This option was converted into an option to purchase shares of Blue Ridge common stock equal to the number of shares of Bay Banks common stock subject to such option multiplied by 0.50, at an exercise price equal to the exercise price of such option divided by 0.50.
Xenith Bankshares, Inc.
Report date January 01, 2018 · Filed January 03, 2018
Section 16 reporting ended · disclosed 2018-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-01-01 transaction · row 1
1 source rowRow 1 · 2018-01-01 · Disposition to issuer · Disposed 18,497 · Balance 0 F1: Pursuant to the Agreement and Plan of Reorganization (the "Merger Agreement") between Xenith Bankshares, Inc. ("Xenith") and Union Bankshares Corporation ("Union"), Xenith was merged with and Union (the "Merger") on January 1, 2018. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Xenith common stock that was outstanding immediately prior to the effective time of the Merger was converted into the right to receive 0.9354 shares of Union common stock (the "Exchange Ratio") and cash in lieu of any fractional shares (together, the "Merger Consideration"). F2: Pursuant to the Merger Agreement, at the effective time of the Merger, these shares of Xenith common stock were converted into the right to receive 17,302 shares of Union common stock having a market value of $33.83 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Reorganization (the "Merger Agreement") between Xenith Bankshares, Inc. ("Xenith") and Union Bankshares Corporation ("Union"), Xenith was merged with and Union (the "Merger") on January 1, 2018. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Xenith common stock that was outstanding immediately prior to the effective time of the Merger was converted into the right to receive 0.9354 shares of Union common stock (the "Exchange Ratio") and cash in lieu of any fractional shares (together, the "Merger Consideration").
F2: Pursuant to the Merger Agreement, at the effective time of the Merger, these shares of Xenith common stock were converted into the right to receive 17,302 shares of Union common stock having a market value of $33.83 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2026 Filed Jul 7, 2026 21:29 UTC | BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 | Disposition to issuerCommon Stock | 7,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001499901-26-000006 · ownership.xml · nonDerivative · entry 1 Gavant Judy Carol · CIK 0001499901 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 569,898 F1 · acquired: Represents forfeiture of unvested performance-based restricted shares, originally awarded on July 1, 2023, for failure to satisfy performance conditions. Total includes other unvested shares that vest in the future. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 21:44 UTC | BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 | GrantCommon Stock | 160,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001499901-26-000004 · ownership.xml · nonDerivative · entry 3 Gavant Judy Carol · CIK 0001499901 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 577,372 F3 · shares: Award of performance-based restricted stock subject to company performance achievements and a vesting schedule. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 21:44 UTC | BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 | Disposition to issuerCommon Stock | 160,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001499901-26-000004 · ownership.xml · nonDerivative · entry 2 Gavant Judy Carol · CIK 0001499901 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 417,372 F2 · shares: Cancellation of performance-based stock Read SEC document |
| January 23, 2026 Filed Mar 24, 2026 21:44 UTC | BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 | Disposition to issuerCommon Stock | 73,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001499901-26-000004 · ownership.xml · nonDerivative · entry 1 Gavant Judy Carol · CIK 0001499901 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 577,372 F1 · shares: Represents forfeiture of performance-based restricted shares for failure to satisfy performance conditions. Read SEC document |
| July 01, 2025 Filed Jul 25, 2025 20:50 UTC | BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 | Disposition to issuerCommon Stock | 6,177 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-098847 · ownership.xml · nonDerivative · entry 1 Gavant Judy Carol · CIK 0001499901 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 650,705 F1 · acquired: Represents forfeiture of unvested performance-based restricted shares, originally awarded on July 20, 2022, for failure to satisfy performance conditions. Total includes other unvested shares that vest in the future. Read SEC document |
| April 29, 2025 Filed May 1, 2025 20:35 UTC | BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 | GrantCommon Stock | 440,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-061917 · ownership.xml · nonDerivative · entry 1 Gavant Judy Carol · CIK 0001499901 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 656,882 F1 · shares: Award of performance-based restricted stock subject to company performance achievements and a vesting schedule. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 21:21 UTC | BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 | ConversionSeries B Preferred Stock · Derivative | 25 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-080756 · ownership.xml · derivative · entry 3 Gavant Judy Carol · CIK 0001499901 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis. F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis. F2 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 21:21 UTC | BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 | ConversionCommon Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-080756 · ownership.xml · nonDerivative · entry 1 Gavant Judy Carol · CIK 0001499901 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis. Read SEC document |
| April 03, 2024 Filed Apr 5, 2024 20:44 UTC | BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 | PurchaseSeries B Preferred Stock · Derivative | 25 | $10,000.00 Strike: $2.50 | $250,000.00 |
DisclosureSEC source: 0000950170-24-042316 · ownership.xml · derivative · entry 1 Gavant Judy Carol · CIK 0001499901 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, becomes convertible into shares of common stock upon a Mandatory Conversion or Partial Conversion (as such terms are defined in the Articles of Amendment to the Company's Articles of Incorporation creating and authorizing the shares of Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B). F2 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date. Read SEC document |
| March 01, 2024 Filed Mar 8, 2024 17:44 UTC | BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 | GrantCommon Stock | 62,693 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-028482 · ownership.xml · nonDerivative · entry 1 Gavant Judy Carol · CIK 0001499901 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,882 F1 · shares: Award of time-based restricted stock subject to a vesting schedule Read SEC document |
| July 01, 2023 Filed Jul 25, 2023 17:18 UTC | BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 | GrantCommon Stock | 11,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001002105-23-000120 · form4.xml · nonDerivative · entry 2 Gavant Judy Carol · CIK 0001499901 · Executive VP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,189 F2 · shares: Award of performance-based restricted stock subject to company performance achievements and a vesting schedule. Read SEC document |
| July 01, 2023 Filed Jul 25, 2023 17:18 UTC | BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 | GrantCommon Stock | 7,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001002105-23-000120 · form4.xml · nonDerivative · entry 1 Gavant Judy Carol · CIK 0001499901 · Executive VP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,978 F1 · shares: Award of time-based restricted stock subject to a vesting schedule. Read SEC document |
| November 07, 2022 Filed Nov 9, 2022 15:34 UTC | BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 | PurchaseCommon Stock | 1,000 | $13.10 | $13,103.00 |
DisclosureSEC source: 0001567619-22-019324 · doc1.xml · nonDerivative · entry 1 Gavant Judy Carol · CIK 0001499901 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,503 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.00 to $13.1091. Read SEC document |
| July 20, 2022 Filed Jul 22, 2022 15:31 UTC | BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 | GrantCommon Stock | 6,177 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-014332 · doc1.xml · nonDerivative · entry 2 Gavant Judy Carol · CIK 0001499901 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,385 F2 · shares: Award of performance-based restricted stock subject to company performance achievements and a vesting schedule. Read SEC document |
| July 20, 2022 Filed Jul 22, 2022 15:31 UTC | BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 | GrantCommon Stock | 4,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-014332 · doc1.xml · nonDerivative · entry 1 Gavant Judy Carol · CIK 0001499901 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,208 F1 · shares: Award of time-based restricted stock subject to a vesting schedule. Read SEC document |
| July 01, 2021 Filed Jul 12, 2021 15:21 UTC | BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 | GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-013217 · doc1.xml · nonDerivative · entry 1 Gavant Judy Carol · CIK 0001499901 · Executive Vice President · Chief Fiinancial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,760 F1 · shares: Award of time-based restricted stock subject to a vesting schedule. F2 · balance_after: On March 17, 2021, Blue Ridge Bankshares, Inc., (the "Company") declared a three-for-two stock split effected in the form of a 50% stock dividend on its common stock outstanding to shareholders of record as of April 20, 2021. As a result, the reporting person received 6,920 shares of the Company's common stock as of April 20, 2021. At the same time, 369 shares were allocated to the reporting person's account under the Company's employee stock ownership plan. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 02:28 UTC | BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 | GrantStock Option (right to buy) · Derivative | 2,500 | Not disclosed Strike: $17.00 | Not disclosed |
DisclosureSEC source: 0000899243-21-004556 · doc4.xml · derivative · entry 3 Gavant Judy Carol · CIK 0001499901 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2029-06-12 F3 · price: Received in the Merger in exchange for stock options to acquire 5,000 shares of Bay Banks common stock for $8.10 per share. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 02:28 UTC | BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 | GrantStock Option (right to buy) · Derivative | 2,500 | Not disclosed Strike: $20.00 | Not disclosed |
DisclosureSEC source: 0000899243-21-004556 · doc4.xml · derivative · entry 2 Gavant Judy Carol · CIK 0001499901 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2028-06-07 F2 · price: Received in the Merger in exchange for stock options to acquire 5,000 shares of Bay Banks common stock for $9.86 per share. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 02:28 UTC | BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 | GrantCommon Stock | 13,840 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-004556 · doc4.xml · nonDerivative · entry 1 Gavant Judy Carol · CIK 0001499901 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,840 F1 · price: Received in exchange for 27,681 shares of Bay Banks of Virginia, Inc. ("Bay Banks") common stock in connection with the merger of Bay Banks with and into Blue Ridge Bankshares, Inc. ("Blue Ridge") effective January 31, 2021 (the "Merger"). At the effective time of the Merger at 7:00 p.m. on January 31, 2021 (the "Effective Time"), each outstanding share of common stock of Bay Banks converted into the right to receive 0.5000 shares of Blue Ridge common stock. On January 29, 2021, the last trading day before the Effective Time, the closing price of Bay Banks' common stock was $9.50 per share and the closing price of Blue Ridge's common stock was $18.83 per share. All fractional share holdings were paid in cash. Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 20:55 UTC | BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 | Disposition to issuerStock Option · Derivative | 5,000 | Not disclosed Strike: $8.10 | Not disclosed |
DisclosureSEC source: 0001567619-21-002048 · doc1.xml · derivative · entry 3 Gavant Judy Carol · CIK 0001499901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2029-06-12 F2 · price: This option was converted into an option to purchase shares of Blue Ridge common stock equal to the number of shares of Bay Banks common stock subject to such option multiplied by 0.50, at an exercise price equal to the exercise price of such option divided by 0.50. Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 20:55 UTC | BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 | Disposition to issuerStock Option · Derivative | 5,000 | Not disclosed Strike: $9.86 | Not disclosed |
DisclosureSEC source: 0001567619-21-002048 · doc1.xml · derivative · entry 2 Gavant Judy Carol · CIK 0001499901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2028-06-07 F2 · price: This option was converted into an option to purchase shares of Blue Ridge common stock equal to the number of shares of Bay Banks common stock subject to such option multiplied by 0.50, at an exercise price equal to the exercise price of such option divided by 0.50. Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 20:55 UTC | BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 | Disposition to issuerCommon Stock | 27,681 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-002048 · doc1.xml · nonDerivative · entry 1 Gavant Judy Carol · CIK 0001499901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Effective January 31, 2021, pursuant to an Agreement and Plan of Reorganization, dated as of August 12, 2020, as amended on November 6, 2020 (the "Merger Agreement"), between the Bay Banks of Virginia, Inc. ("Bay Banks") and Blue Ridge Bankshares, Inc. ("Blue Ridge"), Bay Banks merged with and into Blue Ridge, with Blue Ridge as the surviving company (the "Merger"). In the Merger, each share of Bay Banks common stock converted into 0.50 shares of Blue Ridge common stock. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 17:31 UTC | BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 | GrantCommon Stock | 2,730 | $8.79 | $23,996.70 |
DisclosureSEC source: 0001209191-20-005042 · doc4.xml · nonDerivative · entry 2 Gavant Judy Carol · CIK 0001499901 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,944 F2 · shares: The vesting of performance award shares is based on the company's achievement of ROAA over a 12-quarter period ending 12/31/2022. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 17:31 UTC | BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 | GrantCommon Stock | 2,730 | $8.79 | $23,996.70 |
DisclosureSEC source: 0001209191-20-005042 · doc4.xml · nonDerivative · entry 1 Gavant Judy Carol · CIK 0001499901 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,214 F1 · shares: This restricted stock award vests at the rate of one-third each year over a three year term from the award date. Read SEC document |
| August 28, 2019 Filed Aug 29, 2019 08:57 UTC | BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 | PurchaseCommon Stock | 500 | $7.97 | $3,985.00 |
DisclosureSEC source: 0001209191-19-047661 · doc4.xml · nonDerivative · entry 1 Gavant Judy Carol · CIK 0001499901 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,484 Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 15:16 UTC | BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 | GrantStock Option · Derivative | 5,000 | $8.10 Strike: $8.10 | $40,500.00 |
DisclosureSEC source: 0001209191-19-036693 · doc4.xml · derivative · entry 1 Gavant Judy Carol · CIK 0001499901 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 5,000 shares Expires 2029-06-12 Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 12:06 UTC | BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 | GrantCommon Stock | 2,937 | $8.00 | $23,496.00 |
DisclosureSEC source: 0001209191-19-018340 · doc4.xml · nonDerivative · entry 2 Gavant Judy Carol · CIK 0001499901 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,484 F2 · shares: The vesting of these performance award shares is based on the Company's return on average assets over the three-year period ending 12/31/2021. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 12:06 UTC | BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 | GrantCommon Stock | 2,938 | $8.00 | $23,504.00 |
DisclosureSEC source: 0001209191-19-018340 · doc4.xml · nonDerivative · entry 1 Gavant Judy Carol · CIK 0001499901 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,547 F1 · shares: This restricted stock award vests at the rate of one-third each year over a three year term from the award date. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 12:03 UTC | BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 | PurchaseCommon Stock | 3,000 | $8.66 | $25,980.00 |
DisclosureSEC source: 0001209191-18-060721 · doc4.xml · nonDerivative · entry 1 Gavant Judy Carol · CIK 0001499901 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,609 Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 16:05 UTC | BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 | PurchaseCommon Stock | 1,000 | $8.95 | $8,950.00 |
DisclosureSEC source: 0001209191-18-059153 · doc4.xml · nonDerivative · entry 1 Gavant Judy Carol · CIK 0001499901 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,609 Read SEC document |
| November 02, 2018 Filed Nov 2, 2018 16:00 UTC | BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 | PurchaseCommon Stock | 1,000 | $8.95 | $8,950.00 |
DisclosureSEC source: 0001209191-18-056906 · doc4.xml · nonDerivative · entry 1 Gavant Judy Carol · CIK 0001499901 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,609 Read SEC document |
| September 12, 2018 Filed Sep 13, 2018 10:26 UTC | BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 | PurchaseCommon Stock | 1,000 | $9.65 | $9,650.00 |
DisclosureSEC source: 0001209191-18-050750 · doc4.xml · nonDerivative · entry 3 Gavant Judy Carol · CIK 0001499901 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,609 Read SEC document |
| September 12, 2018 Filed Sep 13, 2018 10:26 UTC | BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 | PurchaseCommon Stock | 400 | $9.61 | $3,844.00 |
DisclosureSEC source: 0001209191-18-050750 · doc4.xml · nonDerivative · entry 2 Gavant Judy Carol · CIK 0001499901 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,609 Read SEC document |
| September 12, 2018 Filed Sep 13, 2018 10:26 UTC | BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 | PurchaseCommon Stock | 462 | $9.56 | $4,416.72 |
DisclosureSEC source: 0001209191-18-050750 · doc4.xml · nonDerivative · entry 1 Gavant Judy Carol · CIK 0001499901 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,209 Read SEC document |
| August 27, 2018 Filed Aug 29, 2019 08:31 UTC | BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 | PurchaseCommon Stock | 500 | $7.93 | $3,965.00 |
DisclosureSEC source: 0001209191-19-047659 · doc4.xml · nonDerivative · entry 1 Gavant Judy Carol · CIK 0001499901 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,984 Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 08:34 UTC | BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 | PurchaseCommon Stock | 1,000 | $9.80 | $9,800.00 |
DisclosureSEC source: 0001209191-18-038224 · doc4.xml · nonDerivative · entry 1 Gavant Judy Carol · CIK 0001499901 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 09:59 UTC | BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 | GrantStock Options · Derivative | 5,000 | $9.86 Strike: $9.86 | $49,300.00 |
DisclosureSEC source: 0001209191-18-036574 · doc4.xml · derivative · entry 1 Gavant Judy Carol · CIK 0001499901 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2028-06-07 Read SEC document |
| May 16, 2018 Filed May 17, 2018 07:12 UTC | BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 | PurchaseCommon Stock | 1,000 | $9.75 | $9,750.00 |
DisclosureSEC source: 0001209191-18-030734 · doc4.xml · nonDerivative · entry 1 Gavant Judy Carol · CIK 0001499901 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| May 15, 2018 Filed May 17, 2018 07:08 UTC | BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 | PurchaseCommon Stock | 1,000 | $9.95 | $9,950.00 |
DisclosureSEC source: 0001209191-18-030732 · doc4.xml · nonDerivative · entry 1 Gavant Judy Carol · CIK 0001499901 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 11:11 UTC | Xenith Bankshares, Inc. XBKS · Entity 170624 | Disposition to issuerCommon Stock | 18,497 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-000503 · doc4.xml · nonDerivative · entry 1 Gavant Judy Carol · CIK 0001499901 · SVP/Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Pursuant to the Agreement and Plan of Reorganization (the "Merger Agreement") between Xenith Bankshares, Inc. ("Xenith") and Union Bankshares Corporation ("Union"), Xenith was merged with and Union (the "Merger") on January 1, 2018. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Xenith common stock that was outstanding immediately prior to the effective time of the Merger was converted into the right to receive 0.9354 shares of Union common stock (the "Exchange Ratio") and cash in lieu of any fractional shares (together, the "Merger Consideration"). F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, these shares of Xenith common stock were converted into the right to receive 17,302 shares of Union common stock having a market value of $33.83 per share. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 16:44 UTC | Xenith Bankshares, Inc. XBKS · Entity 170624 | Exercise / conversionOption(right to buy) · Derivative | 880 | $8.20 Strike: $8.20 | $7,216.00 |
DisclosureSEC source: 0001209191-17-053614 · doc4.xml · derivative · entry 6 Gavant Judy Carol · CIK 0001499901 · SVP/Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 880 shares Expires 2022-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 16:44 UTC | Xenith Bankshares, Inc. XBKS · Entity 170624 | Exercise / conversionOption(right to buy) · Derivative | 880 | $10.30 Strike: $10.30 | $9,064.00 |
DisclosureSEC source: 0001209191-17-053614 · doc4.xml · derivative · entry 5 Gavant Judy Carol · CIK 0001499901 · SVP/Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 880 shares Expires 2021-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 16:44 UTC | Xenith Bankshares, Inc. XBKS · Entity 170624 | Exercise / conversionOption(right to buy) · Derivative | 2,200 | $13.60 Strike: $13.60 | $29,920.00 |
DisclosureSEC source: 0001209191-17-053614 · doc4.xml · derivative · entry 4 Gavant Judy Carol · CIK 0001499901 · SVP/Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,200 shares Expires 2020-08-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 16:44 UTC | Xenith Bankshares, Inc. XBKS · Entity 170624 | Exercise / conversionCommon Stock | 880 | $8.20 | $7,216.00 |
DisclosureSEC source: 0001209191-17-053614 · doc4.xml · nonDerivative · entry 3 Gavant Judy Carol · CIK 0001499901 · SVP/Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 16:44 UTC | Xenith Bankshares, Inc. XBKS · Entity 170624 | Exercise / conversionCommon Stock | 880 | $10.30 | $9,064.00 |
DisclosureSEC source: 0001209191-17-053614 · doc4.xml · nonDerivative · entry 2 Gavant Judy Carol · CIK 0001499901 · SVP/Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 16:44 UTC | Xenith Bankshares, Inc. XBKS · Entity 170624 | Exercise / conversionCommon Stock | 2,200 | $13.60 | $29,920.00 |
DisclosureSEC source: 0001209191-17-053614 · doc4.xml · nonDerivative · entry 1 Gavant Judy Carol · CIK 0001499901 · SVP/Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 18:49 UTC | Xenith Bankshares, Inc. XBKS · Entity 170624 | GrantCommon Stock | 404 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-008068 · doc4.xml · nonDerivative · entry 1 Gavant Judy Carol · CIK 0001499901 · SVP, Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,537 F1 · balance_after: The amount of securities beneficially owned reflects a 1-for-10 reverse stock split effective December 13, 2016. Read SEC document |
| July 29, 2016 Filed Oct 11, 2016 16:34 UTC Amendment | Xenith Bankshares, Inc. XBKS · Entity 170624 | GrantCommon Stock | 141,336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-031546 · doc4a.xml · nonDerivative · entry 1 Gavant Judy Carol · CIK 0001499901 · SVP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,336 F1 · shares: This is an amendment to the Form 4 originally filed on August 2, 2016, which erroneously indicated that the number of securities acquired and the amount of securities benefically owned following the reported transaction was 127,036 instead of 141,336. F2 · price: Received in exchange for 32,122 shares of Xenith Bankshares, Inc. ("Legacy Xenith") common stock pursuant to the terms of the Agreement and Plan of Reorganization, dated as of February 10, 2016, between Legacy Xenith and Hampton Roads Bankshares, Inc., Legacy Xenith was merged with and into Xenith Bankshares, Inc. (previously, Hampton Roads Bankshares, Inc., "New Xenith"). On the effective date of the merger, the closing price of Legacy Xenith's common stock was $8.90 per share, and the closing price of New Xenith's common stock was $2.05 per share. F1 · balance_after: This is an amendment to the Form 4 originally filed on August 2, 2016, which erroneously indicated that the number of securities acquired and the amount of securities benefically owned following the reported transaction was 127,036 instead of 141,336. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.