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NYSE · USD

BRBS

BLUE RIDGE BANKSHARES, INC.

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5786
SEC CIK
0000842717
Parsed reports
305

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2026 Filed Jul 7, 2026 21:30 UTC GrantCommon Stock 10,306 $3.59 $36,998.54
Disclosure

SEC source: 0001981592-26-000001 · ownership.xml · nonDerivative · entry 1

Cozart Heather · CIK 0001981592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,345

F1 · kind: Stock received in lieu of cash compensation

F2 · shares: Restricted stock subject to a vesting schedule

Read SEC document
July 01, 2026 Filed Jul 7, 2026 21:30 UTC
Jones OtisDirector
GrantCommon Stock 3,816 $3.59 $13,699.44
Disclosure

SEC source: 0001981412-26-000001 · ownership.xml · nonDerivative · entry 1

Jones Otis · CIK 0001981412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,745

F1 · kind: Stock received in lieu of cash compensation

F2 · shares: Restricted stock subject to a vesting schedule

Read SEC document
July 01, 2026 Filed Jul 7, 2026 21:29 UTC
Gavant Judy CarolEVP & Chief Financial Officer
Disposition to issuerCommon Stock 7,474 $0.00 $0.00
Disclosure

SEC source: 0001499901-26-000006 · ownership.xml · nonDerivative · entry 1

Gavant Judy Carol · CIK 0001499901 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 569,898

F1 · acquired: Represents forfeiture of unvested performance-based restricted shares, originally awarded on July 1, 2023, for failure to satisfy performance conditions. Total includes other unvested shares that vest in the future.

Read SEC document
July 01, 2026 Filed Jul 7, 2026 21:29 UTC GrantCommon Stock 10,460 $3.59 $37,551.40
Disclosure

SEC source: 0001461661-26-000002 · ownership.xml · nonDerivative · entry 1

Patterson Julien G · CIK 0001461661 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319,723.9178

F1 · kind: Stock received in lieu of cash compensation

F2 · shares: Restricted stock subject to a vesting schedule

Read SEC document
July 01, 2026 Filed Jul 7, 2026 21:28 UTC GrantCommon Stock 14,206 $3.59 $50,999.54
Disclosure

SEC source: 0001754471-26-000002 · ownership.xml · nonDerivative · entry 1

Spilman Vance H · CIK 0001754471 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,527

F1 · kind: Stock received in lieu of cash compensation

F2 · shares: Restricted stock subject to a vesting schedule

Read SEC document
July 01, 2026 Filed Jul 7, 2026 21:28 UTC GrantCommon Stock 6,602 $3.59 $23,701.18
Disclosure

SEC source: 0001771170-26-000002 · ownership.xml · nonDerivative · entry 1

Reynolds Randolph N Jr · CIK 0001771170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,177

F1 · kind: Stock received in lieu of cash compensation

F2 · shares: Restricted stock subject to a vesting schedule

Read SEC document
July 01, 2026 Filed Jul 7, 2026 21:27 UTC GrantCommon Stock 9,694 $3.59 $34,801.46
Disclosure

SEC source: 0001796975-26-000001 · ownership.xml · nonDerivative · entry 1

Bost Hunter H. · CIK 0001796975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,190.0349

F1 · kind: Stock received in lieu of cash compensation

F2 · shares: Restricted stock subject to a vesting schedule

Read SEC document
March 20, 2026 Filed Mar 25, 2026 00:09 UTC
Brown M DeanChief Ops & Technology Officer
GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001560547-26-000006 · ownership.xml · nonDerivative · entry 2

Brown M Dean · CIK 0001560547 · Chief Ops & Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 429,902

F2 · shares: Award of performance-based restricted stock subject to company performance achievements and a vesting schedule.

Read SEC document
March 20, 2026 Filed Mar 25, 2026 00:09 UTC
Brown M DeanChief Ops & Technology Officer
Disposition to issuerCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001560547-26-000006 · ownership.xml · nonDerivative · entry 1

Brown M Dean · CIK 0001560547 · Chief Ops & Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,902

F1 · shares: Cancellation of performance-based restricted stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 21:46 UTC
Vallacchi GraceChief Risk Officer
GrantCommon Stock 120,000 $0.00 $0.00
Disclosure

SEC source: 0001733551-26-000003 · ownership.xml · nonDerivative · entry 4

Vallacchi Grace · CIK 0001733551 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,026

F3 · shares: Award of performance-based restricted stock subject to company performance achievements and a vesting schedule.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 21:46 UTC
Vallacchi GraceChief Risk Officer
Disposition to issuerCommon Stock 120,000 $0.00 $0.00
Disclosure

SEC source: 0001733551-26-000003 · ownership.xml · nonDerivative · entry 3

Vallacchi Grace · CIK 0001733551 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,026

F2 · shares: Reflects cancellation of award of performance-based restricted stock.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 21:44 UTC
Gavant Judy CarolEVP & Chief Financial Officer
GrantCommon Stock 160,000 $0.00 $0.00
Disclosure

SEC source: 0001499901-26-000004 · ownership.xml · nonDerivative · entry 3

Gavant Judy Carol · CIK 0001499901 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 577,372

F3 · shares: Award of performance-based restricted stock subject to company performance achievements and a vesting schedule.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 21:44 UTC
Gavant Judy CarolEVP & Chief Financial Officer
Disposition to issuerCommon Stock 160,000 $0.00 $0.00
Disclosure

SEC source: 0001499901-26-000004 · ownership.xml · nonDerivative · entry 2

Gavant Judy Carol · CIK 0001499901 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 417,372

F2 · shares: Cancellation of performance-based stock

Read SEC document
March 20, 2026 Filed Mar 24, 2026 21:19 UTC
Golliday Harry WInterim CEO and President
GrantCommon Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0002105449-26-000004 · ownership.xml · nonDerivative · entry 1

Golliday Harry W · CIK 0002105449 · Interim CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,039

F1 · shares: Award of performance-based restricted stock subject to company performance achievements and a vesting schedule.

Read SEC document
March 06, 2026 Filed Apr 3, 2026 20:00 UTC
BEALE G WILLIAMDirector · President & CEO
Tax withholdingCommon Stock 5,581 $3.99 $22,268.19
Disclosure

SEC source: 0001207949-26-000003 · ownership.xml · nonDerivative · entry 2

BEALE G WILLIAM · CIK 0001207949 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,163,828

F1 · balance_after: The amount of beneficial shares owned includes shares of unvested restrick stock that were subsequently cancelled on March 6, 2026 in connection with the Reporting Person's retirement.

Read SEC document
March 02, 2026 Filed Apr 3, 2026 20:00 UTC
BEALE G WILLIAMDirector · President & CEO
Tax withholdingCommon Stock 17,068 $4.06 $69,296.08
Disclosure

SEC source: 0001207949-26-000003 · ownership.xml · nonDerivative · entry 1

BEALE G WILLIAM · CIK 0001207949 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,169,409

Read SEC document
January 23, 2026 Filed Mar 24, 2026 21:46 UTC
Vallacchi GraceChief Risk Officer
Tax withholdingCommon Stock 23,308 $4.33 $100,923.64
Disclosure

SEC source: 0001733551-26-000003 · ownership.xml · nonDerivative · entry 2

Vallacchi Grace · CIK 0001733551 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,026

Read SEC document
January 23, 2026 Filed Mar 24, 2026 21:46 UTC
Vallacchi GraceChief Risk Officer
Disposition to issuerCommon Stock 66,666 $0.00 $0.00
Disclosure

SEC source: 0001733551-26-000003 · ownership.xml · nonDerivative · entry 1

Vallacchi Grace · CIK 0001733551 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,334

F1 · kind: Represents forfeiture of performance-based restricted shares for failure to satisfy performance conditions.

Read SEC document
January 23, 2026 Filed Mar 24, 2026 21:44 UTC
Gavant Judy CarolEVP & Chief Financial Officer
Disposition to issuerCommon Stock 73,333 $0.00 $0.00
Disclosure

SEC source: 0001499901-26-000004 · ownership.xml · nonDerivative · entry 1

Gavant Judy Carol · CIK 0001499901 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 577,372

F1 · shares: Represents forfeiture of performance-based restricted shares for failure to satisfy performance conditions.

Read SEC document
September 08, 2025 Filed Sep 10, 2025 20:42 UTC GrantCommon Stock 9,245 $4.17 $38,551.65
Disclosure

SEC source: 0000950170-25-114010 · ownership.xml · nonDerivative · entry 1

Bost Hunter H. · CIK 0001796975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,496.0349

F1 · kind: Stock received in lieu of cash compensation

F2 · shares: Restricted stock subject to a vesting schedule

Read SEC document
September 08, 2025 Filed Sep 10, 2025 20:42 UTC GrantCommon Stock 9,544 $4.17 $39,798.48
Disclosure

SEC source: 0000950170-25-114009 · ownership.xml · nonDerivative · entry 1

Cozart Heather · CIK 0001981592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,039

F1 · kind: Stock received in lieu of cash compensation

F2 · shares: Restricted stock subject to a vesting schedule

Read SEC document
September 08, 2025 Filed Sep 10, 2025 20:41 UTC GrantCommon Stock 9,005 $4.17 $37,550.85
Disclosure

SEC source: 0000950170-25-114008 · ownership.xml · nonDerivative · entry 1

Patterson Julien G · CIK 0001461661 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309,263.9177

F1 · kind: Stock received in lieu of cash compensation

F2 · shares: Restricted stock subject to a vesting schedule

Read SEC document
September 08, 2025 Filed Sep 10, 2025 20:41 UTC
Jones OtisDirector
GrantCommon Stock 3,434 $4.17 $14,319.78
Disclosure

SEC source: 0000950170-25-114007 · ownership.xml · nonDerivative · entry 1

Jones Otis · CIK 0001981412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,929

F1 · kind: Stock received in lieu of cash compensation

F2 · shares: Restricted stock subject to a vesting schedule

Read SEC document
September 08, 2025 Filed Sep 10, 2025 20:40 UTC GrantCommon Stock 12,230 $4.17 $50,999.10
Disclosure

SEC source: 0000950170-25-114004 · ownership.xml · nonDerivative · entry 1

Spilman Vance H · CIK 0001754471 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,321

F1 · kind: Stock received in lieu of cash compensation

F2 · shares: Restricted stock subject to a vesting schedule

Read SEC document
September 08, 2025 Filed Sep 10, 2025 20:40 UTC GrantCommon Stock 5,863 $4.17 $24,448.71
Disclosure

SEC source: 0000950170-25-114006 · ownership.xml · nonDerivative · entry 1

Reynolds Randolph N Jr · CIK 0001771170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,575

F1 · kind: Stock received in lieu of cash compensation

F2 · shares: Restricted stock subject to a vesting schedule

Read SEC document
July 01, 2025 Filed Jul 25, 2025 20:50 UTC
Gavant Judy CarolEVP & Chief Financial Officer
Disposition to issuerCommon Stock 6,177 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-098847 · ownership.xml · nonDerivative · entry 1

Gavant Judy Carol · CIK 0001499901 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 650,705

F1 · acquired: Represents forfeiture of unvested performance-based restricted shares, originally awarded on July 20, 2022, for failure to satisfy performance conditions. Total includes other unvested shares that vest in the future.

Read SEC document
July 01, 2025 Filed Jul 25, 2025 20:49 UTC
Raynor BrettChief Accounting Officer
Disposition to issuerCommon Stock 1,125 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-098843 · ownership.xml · nonDerivative · entry 2

Raynor Brett · CIK 0001922871 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,616

F1 · acquired: Represents forfeiture of unvested performance-based restricted shares, originally awarded July 20, 2022, for failure to satisfy performance conditions.

Read SEC document
July 01, 2025 Filed Jul 25, 2025 20:49 UTC
Raynor BrettChief Accounting Officer
Tax withholdingCommon Stock 88 $3.58 $315.04
Disclosure

SEC source: 0000950170-25-098843 · ownership.xml · nonDerivative · entry 1

Raynor Brett · CIK 0001922871 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,741

Read SEC document
June 10, 2025 Filed Jun 10, 2025 15:44 UTC
Raynor BrettChief Accounting Officer
SaleCommon Stock 2,000 $3.34 $6,680.00
Disclosure

SEC source: 0000950170-25-084169 · ownership.xml · nonDerivative · entry 1

Raynor Brett · CIK 0001922871 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,829

Read SEC document
April 29, 2025 Filed May 1, 2025 20:35 UTC
Gavant Judy CarolEVP & Chief Financial Officer
GrantCommon Stock 440,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-061917 · ownership.xml · nonDerivative · entry 1

Gavant Judy Carol · CIK 0001499901 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 656,882

F1 · shares: Award of performance-based restricted stock subject to company performance achievements and a vesting schedule.

Read SEC document
April 29, 2025 Filed May 1, 2025 20:36 UTC
BEALE G WILLIAMDirector · President & CEO
GrantCommon Stock 960,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-061918 · ownership.xml · nonDerivative · entry 1

BEALE G WILLIAM · CIK 0001207949 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,186,477

F1 · shares: Award of performance-based restricted stock subject to company performance achievements and a vesting schedule.

Read SEC document
April 29, 2025 Filed May 1, 2025 20:35 UTC
Vallacchi GraceChief Risk Officer
GrantCommon Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-061915 · ownership.xml · nonDerivative · entry 1

Vallacchi Grace · CIK 0001733551 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

F1 · shares: Award of performance-based restricted stock subject to company performance achievements and a vesting schedule.

Read SEC document
March 04, 2025 Filed Mar 10, 2025 17:51 UTC SaleCommon Stock 8,924 $3.75 $33,465.00
Disclosure

SEC source: 0000950170-25-036106 · ownership.xml · nonDerivative · entry 1

Woodruff Carolyn J. · CIK 0001796408 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,178.5013

Read SEC document
February 28, 2025 Filed Mar 3, 2025 20:08 UTC
Roberts Stanley A.General Counsel
GrantCommon Stock 71,648 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-030725 · ownership.xml · nonDerivative · entry 1

Roberts Stanley A. · CIK 0002044435 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,648

F1 · shares: Award of time-based restricted stock subject to a vesting schedule

Read SEC document
February 20, 2025 Filed Feb 24, 2025 20:09 UTC SaleCommon Stock 2,549 $3.75 $9,558.75
Disclosure

SEC source: 0000950170-25-025537 · ownership.xml · nonDerivative · entry 1

Woodruff Carolyn J. · CIK 0001796408 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,102.5013

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:51 UTC OtherWarrant (right to buy) · Derivative 15,070 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-024935 · ownership.xml · derivative · entry 2

Montano Trevor · CIK 0002019441 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,836

Underlying: Common Stock · 216,836 shares

Expires 2029-04-03

F1 · derivative.exercise_price: The warrant is exerciseable to purchase shares of common stock at a parice of $2.50 per share, subject to certain adjustments

F2 · kind: The reporting person acquired the warrant in connection with providing investment management services.

F2 · price: The reporting person acquired the warrant in connection with providing investment management services.

Read SEC document
December 20, 2024 Filed Dec 23, 2024 14:13 UTC OtherWarrant (right to buy) · Derivative 50,233 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-139304 · ownership.xml · derivative · entry 3

Montano Trevor · CIK 0002019441 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By managed account

Disclosed balance after: 0

Underlying: Common Stock · 50,233 shares

Expires 2029-04-03

F2 · derivative.exercise_price: The warrant is exercisable to purchase shares of common stock at a price of $2.50 per share, subject to certain adjustments.

Read SEC document
December 20, 2024 Filed Dec 23, 2024 14:13 UTC OtherCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-139304 · ownership.xml · nonDerivative · entry 1

Montano Trevor · CIK 0002019441 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By managed account

Disclosed balance after: 0

F1 · kind: Effective as of December 20, 2024, the reporting person no longer manages these securities and therefore no longer has any beneficial ownership in these securities.

Read SEC document
December 02, 2024 Filed Dec 5, 2024 01:26 UTC GrantCommon Stock 6,244 $3.55 $22,166.20
Disclosure

SEC source: 0000950170-24-133462 · ownership.xml · nonDerivative · entry 1

Woodruff Carolyn J. · CIK 0001796408 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,687.5013

F1 · kind: Stock received in lieu of cash compensation

F2 · shares: Restricted stock subject to a vesting schedule

Read SEC document
December 02, 2024 Filed Dec 5, 2024 01:24 UTC GrantCommon Stock 5,718 $3.55 $20,298.90
Disclosure

SEC source: 0000950170-24-133460 · ownership.xml · nonDerivative · entry 1

Stokes William W. · CIK 0001796973 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,902

F1 · kind: Stock received in lieu of cash compensation

F2 · shares: Restricted stock subject to a vesting schedule

Read SEC document
December 02, 2024 Filed Dec 5, 2024 01:22 UTC GrantCommon Stock 6,170 $3.55 $21,903.50
Disclosure

SEC source: 0000950170-24-133457 · ownership.xml · nonDerivative · entry 1

Patterson Julien G · CIK 0001461661 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,258.9177

F1 · kind: Stock received in lieu of cash compensation

F2 · shares: Restricted stock subject to a vesting schedule

Read SEC document
December 02, 2024 Filed Dec 5, 2024 01:21 UTC GrantCommon Stock 8,216 $3.55 $29,166.80
Disclosure

SEC source: 0000950170-24-133455 · ownership.xml · nonDerivative · entry 1

Spilman Vance H · CIK 0001754471 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,091

F1 · kind: Stock received in lieu of cash compensation

F2 · balance_after: Restricted stock subject to a vesting schedule

Read SEC document
December 02, 2024 Filed Dec 5, 2024 01:19 UTC GrantCommon Stock 6,335 $3.55 $22,489.25
Disclosure

SEC source: 0000950170-24-133453 · ownership.xml · nonDerivative · entry 1

Bost Hunter H. · CIK 0001796975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,251.0349

F1 · kind: Stock received in lieu of cash compensation

F2 · shares: Restricted stock subject to a vesting schedule

Read SEC document
December 02, 2024 Filed Dec 31, 2024 19:38 UTC Amendment GrantCommon Stock 5,718 $3.55 $20,298.90
Disclosure

SEC source: 0000950170-24-141516 · ownership.xml · nonDerivative · entry 1

Stokes William W. · CIK 0001796973 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,869

F1 · kind: Stock received in lieu of cash compensation

F2 · shares: Restricted stock subject to a vesting schedule

F3 · balance_after: In the prior Form 4 filing, the number of securities beneficially owned in Colum 5 was inadvertently reported incorrectly due to an administrative error that incorrectly calculated the actual amount of securities beneficially owned following the reported transaction. The current amount of securities the Reporting Person directly beneficially owns is 118,869 as reported in this Form 4.

Read SEC document
December 02, 2024 Filed Dec 31, 2024 19:37 UTC Amendment GrantCommon Stock 6,244 $3.55 $22,166.20
Disclosure

SEC source: 0000950170-24-141515 · ownership.xml · nonDerivative · entry 1

Woodruff Carolyn J. · CIK 0001796408 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,651.5013

F1 · kind: Stock received in lieu of cash compensation

F2 · shares: Restricted stock subject to a vesting schedule

F3 · balance_after: In the prior Form 4 filing, the number of securities beneficially owned in Colum 5 was inadvertently reported incorrectly due to an administrative error that incorrectly calculated the actual amount of securities beneficially owned following the reported transaction. The current amount of securities the Reporting Person directly beneficially owns is 149,651.5013 as reported in this Form 4.

Read SEC document
June 28, 2024 Filed Jul 3, 2024 00:46 UTC ConversionWarrant (right to buy) · Derivative 130,607 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081021 · ownership.xml · derivative · entry 8

Montano Trevor · CIK 0002019441 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By managed account

Disclosed balance after: 130,607

Underlying: Common Stock · 130,607 shares

Expires 2029-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The shares of Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, underlying the warrant converted into shares of common stock on a 1-for-4,000 basis.

F5 · price: The Series B Warrant was exercisable to purchase shares of Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, at a price of $10,000 per share, subject to certain adjustments. Upon the Mandatory Conversion, the Series B Warrant became exercisable to purchase shares of Common Stock (reflecting a conversion on a 1-for-4,000 basis) at a price of $2.50 per share, subject to certain adjustments.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest in the securities.

Read SEC document
June 28, 2024 Filed Jul 3, 2024 00:46 UTC ConversionWarrant (right to buy) · Derivative 121,392 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081021 · ownership.xml · derivative · entry 7

Montano Trevor · CIK 0002019441 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,392

Underlying: Common Stock · 121,392 shares

Expires 2029-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The shares of Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, underlying the warrant converted into shares of common stock on a 1-for-4,000 basis.

F5 · price: The Series B Warrant was exercisable to purchase shares of Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, at a price of $10,000 per share, subject to certain adjustments. Upon the Mandatory Conversion, the Series B Warrant became exercisable to purchase shares of Common Stock (reflecting a conversion on a 1-for-4,000 basis) at a price of $2.50 per share, subject to certain adjustments.

Read SEC document
June 28, 2024 Filed Jul 3, 2024 00:46 UTC ConversionWarrant (right to buy) · Derivative 32.65 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081021 · ownership.xml · derivative · entry 6

Montano Trevor · CIK 0002019441 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By managed account

Disclosed balance after: 0

Underlying: Series B Preferred Stock · 32.65 shares

Expires 2029-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The shares of Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, underlying the warrant converted into shares of common stock on a 1-for-4,000 basis.

F5 · price: The Series B Warrant was exercisable to purchase shares of Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, at a price of $10,000 per share, subject to certain adjustments. Upon the Mandatory Conversion, the Series B Warrant became exercisable to purchase shares of Common Stock (reflecting a conversion on a 1-for-4,000 basis) at a price of $2.50 per share, subject to certain adjustments.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest in the securities.

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June 28, 2024 Filed Jul 3, 2024 00:46 UTC ConversionWarrant (right to buy) · Derivative 30.35 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-081021 · ownership.xml · derivative · entry 5

Montano Trevor · CIK 0002019441 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Series B Preferred Stock · 30.35 shares

Expires 2029-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The shares of Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, underlying the warrant converted into shares of common stock on a 1-for-4,000 basis.

F5 · price: The Series B Warrant was exercisable to purchase shares of Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, at a price of $10,000 per share, subject to certain adjustments. Upon the Mandatory Conversion, the Series B Warrant became exercisable to purchase shares of Common Stock (reflecting a conversion on a 1-for-4,000 basis) at a price of $2.50 per share, subject to certain adjustments.

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June 28, 2024 Filed Jul 3, 2024 00:46 UTC ConversionSeries B Preferred Stock · Derivative 61.16 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-081021 · ownership.xml · derivative · entry 4

Montano Trevor · CIK 0002019441 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By managed account

Disclosed balance after: 0

Underlying: Common Stock · 244,630.76 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F1 · derivative.exercise_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, converted into shares of common stock on a 1-for-4,000 basis.

F3 · derivative.expiration_date: The Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series B, is perpetual and therefore has no expiration date.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest in the securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.