Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Amplitude, Inc.AMPL · Entity 4566 | Director | October 05, 2026 | October 07, 2026 |
| Confluent, Inc.CFLT · Entity 57136 | PRESIDENT, FIELD OPERATIONS | March 11, 2025 | March 13, 2025 |
| NEW RELIC, INC.NEWR · Entity 108347 | Chief Revenue Officer | August 15, 2019 | August 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Amplitude, Inc.
Report date October 05, 2026 · Filed October 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 143,992 |
Reported balance
After 2026-10-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-05 · Grant · Acquired 892 · Balance 143,992 F1: Represents restricted stock units ("RSUs") that were granted pursuant to the Issuer's Non-Employee Director Compensation Program (the"Program") in lieu of retainer fees. Each RSU represents a right to receive one share of Class A Common Stock. Issuance of the RSU shares has been deferred pursuant to the terms of the Program. F2: Includes 29,086 RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSUs") that were granted pursuant to the Issuer's Non-Employee Director Compensation Program (the"Program") in lieu of retainer fees. Each RSU represents a right to receive one share of Class A Common Stock. Issuance of the RSU shares has been deferred pursuant to the terms of the Program.
F2: Includes 29,086 RSUs.
Confluent, Inc.
Report date March 11, 2025 · Filed March 13, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 702,424 |
Ending reported balance
After 2025-03-13 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2025-03-11 · Conversion · Acquired 50,000 · Balance 552,424 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Row 2 · 2025-03-12 · Conversion · Acquired 75,000 · Balance 627,424 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Row 3 · 2025-03-13 · Conversion · Acquired 75,000 · Balance 702,424 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.41 · Expires 2029-12-04 | Direct | 637,469 |
Reported balance
After 2025-03-11 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2025-03-11 · Exercise / conversion · Disposed 50,000 · Balance 637,469 F6: Fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.41 · Expires 2029-12-04 | Direct | 562,469 |
Reported balance
After 2025-03-12 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2025-03-12 · Exercise / conversion · Disposed 75,000 · Balance 562,469 F6: Fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.41 · Expires 2029-12-04 | Direct | 487,469 |
Reported balance
After 2025-03-13 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2025-03-13 · Exercise / conversion · Disposed 75,000 · Balance 487,469 F6: Fully vested. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 50,000 |
Reported balance
After 2025-03-11 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2025-03-11 · Exercise / conversion · Acquired 50,000 · Balance 50,000 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-03-11 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2025-03-11 · Conversion · Disposed 50,000 · Balance 0 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 75,000 |
Reported balance
After 2025-03-12 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2025-03-12 · Exercise / conversion · Acquired 75,000 · Balance 75,000 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-03-12 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2025-03-12 · Conversion · Disposed 75,000 · Balance 0 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 75,000 |
Reported balance
After 2025-03-13 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2025-03-13 · Exercise / conversion · Acquired 75,000 · Balance 75,000 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-03-13 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2025-03-13 · Conversion · Disposed 75,000 · Balance 0 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 62,374 |
Reported balance
Holding disclosure · report date 2025-03-11 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 62,374 F2: The shares are held by The Schultz Family Irrevocable Remainder Trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 92,707 |
Reported balance
Holding disclosure · report date 2025-03-11 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 92,707 F3: The shares are held by The Bryan and Erica Schultz Family Revocable Trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 31,419 |
Reported balance
Holding disclosure · report date 2025-03-11 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 31,419 F4: The shares are held by the Erica Schultz 2023 Annuity Trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 200,000 |
Reported balance
Holding disclosure · report date 2025-03-11 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 200,000 F5: The shares are held by The Schultz Family 2021 Irrevocable Beholder Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
F2: The shares are held by The Schultz Family Irrevocable Remainder Trust.
F3: The shares are held by The Bryan and Erica Schultz Family Revocable Trust.
F4: The shares are held by the Erica Schultz 2023 Annuity Trust.
F5: The shares are held by The Schultz Family 2021 Irrevocable Beholder Trust.
F6: Fully vested.
NEW RELIC, INC.
Report date August 15, 2019 · Filed August 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,002 |
Ending reported balance
After 2019-08-19 transaction · row 9
9 source rows · reconciled sequenceRow 1 · 2019-07-05 · Gift · Disposed 2,124 · Balance 22,002 Row 2 · 2019-08-15 · Exercise / conversion · Acquired 182 · Balance 22,184 Row 3 · 2019-08-15 · Exercise / conversion · Acquired 917 · Balance 23,101 Row 4 · 2019-08-15 · Exercise / conversion · Acquired 616 · Balance 23,717 Row 5 · 2019-08-15 · Exercise / conversion · Acquired 182 · Balance 23,899 Row 6 · 2019-08-15 · Exercise / conversion · Acquired 1,235 · Balance 25,134 Row 7 · 2019-08-15 · Exercise / conversion · Acquired 1,208 · Balance 26,342 Row 8 · 2019-08-16 · Sale · Disposed 2,154 · Balance 24,188 F1: The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees. F2: The shares were sold at prices between $58.82 and $58.995. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Row 9 · 2019-08-19 · Sale · Disposed 2,186 · Balance 22,002 F3: Shares sold pursuant to a 10b5-1 trading plan. F4: The shares were sold at prices between $57.45 and $57.50. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-08-16 | Direct | 0 |
Reported balance
After 2019-08-15 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-08-15 · Exercise / conversion · Disposed 182 · Balance 0 F5: 25% of the shares underlying the award shall vest on the first anniversary of August 15, 2015 (the "Vesting Start Date") and the remainder of the shares underlying the award shall vest in equal quarterly installments thereafter. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2026-05-14 | Direct | 2,752 |
Reported balance
After 2019-08-15 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2019-08-15 · Exercise / conversion · Disposed 917 · Balance 2,752 F6: The award will vest in equal quarterly installments from May 15, 2016 (the "Vesting Start Date") until the fourth anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-05-14 | Direct | 4,312 |
Reported balance
After 2019-08-15 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2019-08-15 · Exercise / conversion · Disposed 616 · Balance 4,312 F7: The award will vest in equal quarterly installments from May 15, 2017 (the "Vesting Start Date") until the fourth anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-11-14 | Direct | 1,635 |
Reported balance
After 2019-08-15 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2019-08-15 · Exercise / conversion · Disposed 182 · Balance 1,635 F8: The award will vest in equal quarterly installments from November 15, 2017 (the "Vesting Start Date") until the fourth anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2028-05-14 | Direct | 13,582 |
Reported balance
After 2019-08-15 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2019-08-15 · Exercise / conversion · Disposed 1,235 · Balance 13,582 F9: The award will vest in equal quarterly installments from May 15, 2018 (the "Vesting Start Date") until the fourth anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 18,133 |
Reported balance
After 2019-08-15 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2019-08-15 · Exercise / conversion · Disposed 1,208 · Balance 18,133 F10: The award will vest in equal quarterly installments from May 15, 2019 (the "2019 Vesting Start Date") until the fourth anniversary of the 2019 Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees.
F2: The shares were sold at prices between $58.82 and $58.995. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Shares sold pursuant to a 10b5-1 trading plan.
F4: The shares were sold at prices between $57.45 and $57.50. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: 25% of the shares underlying the award shall vest on the first anniversary of August 15, 2015 (the "Vesting Start Date") and the remainder of the shares underlying the award shall vest in equal quarterly installments thereafter.
F6: The award will vest in equal quarterly installments from May 15, 2016 (the "Vesting Start Date") until the fourth anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.
F7: The award will vest in equal quarterly installments from May 15, 2017 (the "Vesting Start Date") until the fourth anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.
F8: The award will vest in equal quarterly installments from November 15, 2017 (the "Vesting Start Date") until the fourth anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.
F9: The award will vest in equal quarterly installments from May 15, 2018 (the "Vesting Start Date") until the fourth anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.
F10: The award will vest in equal quarterly installments from May 15, 2019 (the "2019 Vesting Start Date") until the fourth anniversary of the 2019 Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 06, 2024 Filed Jun 10, 2024 19:00 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionClass B Common Stock · Derivative | 63,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-016282 · form4-06102024_070603.xml · derivative · entry 9 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,729 Underlying: Class A Common Stock · 63,729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 19:00 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 63,729 | $0.00 Strike: $3.41 | $0.00 |
DisclosureSEC source: 0001415889-24-016282 · form4-06102024_070603.xml · derivative · entry 8 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,358,572 Underlying: Class B Common Stock · 63,729 shares Expires 2029-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Fully vested. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 19:00 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 63,729 | $26.01 | $1,657,591.29 |
DisclosureSEC source: 0001415889-24-016282 · form4-06102024_070603.xml · nonDerivative · entry 2 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 697,039 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 19, 2023. F3 · price: The shares were sold at prices ranging from $25.75 to $26.54. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 19:00 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 63,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-016282 · form4-06102024_070603.xml · nonDerivative · entry 1 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 760,768 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| May 29, 2024 Filed May 31, 2024 19:00 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 63,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015095 · form4-05312024_070503.xml · derivative · entry 11 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 63,729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| May 29, 2024 Filed May 31, 2024 19:00 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionClass B Common Stock · Derivative | 63,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015095 · form4-05312024_070503.xml · derivative · entry 10 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,729 Underlying: Class A Common Stock · 63,729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| May 29, 2024 Filed May 31, 2024 19:00 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 63,729 | $0.00 Strike: $3.41 | $0.00 |
DisclosureSEC source: 0001415889-24-015095 · form4-05312024_070503.xml · derivative · entry 9 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,422,301 Underlying: Class B Common Stock · 63,729 shares Expires 2029-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: Fully vested. F11 · balance_after: The number reflects the reduction of an additional 50,000 shares that was not accounted for in an earlier Form 4 filing. Read SEC document |
| May 29, 2024 Filed May 31, 2024 19:00 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 1,700 | $30.50 | $51,850.00 |
DisclosureSEC source: 0001415889-24-015095 · form4-05312024_070503.xml · nonDerivative · entry 3 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 697,039 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 19, 2023. F4 · price: The shares were sold at prices ranging from $30.48 to $30.54. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 29, 2024 Filed May 31, 2024 19:00 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 62,029 | $30.19 | $1,872,655.51 |
DisclosureSEC source: 0001415889-24-015095 · form4-05312024_070503.xml · nonDerivative · entry 2 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 698,739 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 19, 2023. F3 · price: The shares were sold at prices ranging from $29.48 to $30.47. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 29, 2024 Filed May 31, 2024 19:00 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 63,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015095 · form4-05312024_070503.xml · nonDerivative · entry 1 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 760,768 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| May 20, 2024 Filed May 22, 2024 19:15 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 9,676 | $31.96 | $309,244.96 |
DisclosureSEC source: 0001415889-24-014157 · form4-05222024_110558.xml · nonDerivative · entry 1 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 697,039 F1 · shares: Represents the number of shares sold by the reporting person to cover the tax obligation realized upon the vesting of restricted stock units previously reported in Table I. Read SEC document |
| May 09, 2024 Filed May 10, 2024 19:00 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 63,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-012927 · form4-05102024_070504.xml · derivative · entry 10 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 63,729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| May 09, 2024 Filed May 10, 2024 19:00 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionClass B Common Stock · Derivative | 63,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-012927 · form4-05102024_070504.xml · derivative · entry 9 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,729 Underlying: Class A Common Stock · 63,729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| May 09, 2024 Filed May 10, 2024 19:00 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 63,729 | $0.00 Strike: $3.41 | $0.00 |
DisclosureSEC source: 0001415889-24-012927 · form4-05102024_070504.xml · derivative · entry 8 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,536,030 Underlying: Class B Common Stock · 63,729 shares Expires 2029-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Fully vested. Read SEC document |
| May 09, 2024 Filed May 10, 2024 19:00 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 63,729 | $31.00 | $1,975,599.00 |
DisclosureSEC source: 0001415889-24-012927 · form4-05102024_070504.xml · nonDerivative · entry 2 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 706,715 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 19, 2023. F3 · price: The shares were sold at prices ranging from $30.65 to $31.40. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 09, 2024 Filed May 10, 2024 19:00 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 63,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-012927 · form4-05102024_070504.xml · nonDerivative · entry 1 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 770,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 19:01 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 63,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007712 · form4-03122024_110351.xml · derivative · entry 11 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 63,729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 19:01 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionClass B Common Stock · Derivative | 63,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007712 · form4-03122024_110351.xml · derivative · entry 10 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,729 Underlying: Class A Common Stock · 63,729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 19:01 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 63,729 | $0.00 Strike: $3.41 | $0.00 |
DisclosureSEC source: 0001415889-24-007712 · form4-03122024_110351.xml · derivative · entry 9 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,599,759 Underlying: Class B Common Stock · 63,729 shares Expires 2029-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 25% of the shares vested on 10/28/2020 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 19:01 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 10,418 | $33.90 | $353,170.20 |
DisclosureSEC source: 0001415889-24-007712 · form4-03122024_110351.xml · nonDerivative · entry 3 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 706,715 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 19, 2023. F4 · price: The shares were sold at prices ranging from $33.49 to $34.16. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 19:01 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 53,311 | $32.86 | $1,751,799.46 |
DisclosureSEC source: 0001415889-24-007712 · form4-03122024_110351.xml · nonDerivative · entry 2 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 717,133 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 19, 2023. F3 · price: The shares were sold at prices ranging from $32.47 to $33.46. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 19:01 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 63,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007712 · form4-03122024_110351.xml · nonDerivative · entry 1 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 770,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| March 07, 2024 Filed Mar 7, 2024 19:15 UTC | Confluent, Inc. CFLT · Entity 57136 | GiftClass A Common Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007224 · form4-03082024_120311.xml · nonDerivative · entry 2 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · ownership.nature: The shares are held by The Ruliffson Schultz Extended Family Trust. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 19:15 UTC | Confluent, Inc. CFLT · Entity 57136 | GiftClass A Common Stock | 10,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007224 · form4-03082024_120311.xml · nonDerivative · entry 1 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,000 F1 · ownership.nature: The shares are held by The Ruliffson Schultz Extended Family Trust. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 19:07 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 63,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-006881 · form4-03062024_120318.xml · derivative · entry 12 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 63,729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 19:07 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionClass B Common Stock · Derivative | 63,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-006881 · form4-03062024_120318.xml · derivative · entry 11 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,729 Underlying: Class A Common Stock · 63,729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 19:07 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 63,729 | $0.00 Strike: $3.41 | $0.00 |
DisclosureSEC source: 0001415889-24-006881 · form4-03062024_120318.xml · derivative · entry 10 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,663,488 Underlying: Class B Common Stock · 63,729 shares Expires 2029-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 25% of the shares vested on 10/28/2020 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 19:07 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 23,376 | $34.22 | $799,926.72 |
DisclosureSEC source: 0001415889-24-006881 · form4-03062024_120318.xml · nonDerivative · entry 3 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 706,715 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 19, 2023. F4 · price: The shares were sold at prices ranging from $34.06 to $34.32. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 19:07 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 40,353 | $33.73 | $1,361,106.69 |
DisclosureSEC source: 0001415889-24-006881 · form4-03062024_120318.xml · nonDerivative · entry 2 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 730,091 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 19, 2023. F3 · price: The shares were sold at prices ranging from $33.06 to $34.05. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 19:07 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 63,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-006881 · form4-03062024_120318.xml · nonDerivative · entry 1 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 770,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:42 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 63,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-005803 · form4-02292024_020215.xml · derivative · entry 13 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 63,729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:42 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionClass B Common Stock · Derivative | 63,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-005803 · form4-02292024_020215.xml · derivative · entry 12 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,729 Underlying: Class A Common Stock · 63,729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:42 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 63,729 | $0.00 Strike: $3.41 | $0.00 |
DisclosureSEC source: 0001415889-24-005803 · form4-02292024_020215.xml · derivative · entry 11 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,727,217 Underlying: Class B Common Stock · 63,729 shares Expires 2029-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 25% of the shares vested on 10/28/2020 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:42 UTC | Confluent, Inc. CFLT · Entity 57136 | GrantClass A Common Stock | 226,244 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-005803 · form4-02292024_020215.xml · nonDerivative · entry 4 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 706,715 F6 · kind: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSU Award will vest over three years measured from 2/20/2024, with 1/12 of the RSUs subject to the RSU Award vesting three months after 2/20/2024 and 1/12 of the RSUs vesting every three months thereafter, subject to the Reporting Person's Continuous Service with the Issuer through each respective vesting date. F2 · balance_after: Includes 934 shares purchased through the Issuer's employee stock purchase plan on February 15, 2024. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:42 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 4,732 | $34.06 | $161,171.92 |
DisclosureSEC source: 0001415889-24-005803 · form4-02292024_020215.xml · nonDerivative · entry 3 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 480,471 F3 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 19, 2023. F5 · price: The shares were sold at prices ranging from $33.92 to $34.29. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 934 shares purchased through the Issuer's employee stock purchase plan on February 15, 2024. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:42 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 58,997 | $33.45 | $1,973,449.65 |
DisclosureSEC source: 0001415889-24-005803 · form4-02292024_020215.xml · nonDerivative · entry 2 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 485,203 F3 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 19, 2023. F4 · price: The shares were sold at prices ranging from $32.92 to $33.91. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 934 shares purchased through the Issuer's employee stock purchase plan on February 15, 2024. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:42 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 63,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-005803 · form4-02292024_020215.xml · nonDerivative · entry 1 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 544,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F2 · balance_after: Includes 934 shares purchased through the Issuer's employee stock purchase plan on February 15, 2024. Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 19:47 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 63,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-003642 · form4-02142024_120232.xml · derivative · entry 12 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 63,729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 19:47 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionClass B Common Stock · Derivative | 63,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-003642 · form4-02142024_120232.xml · derivative · entry 11 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,729 Underlying: Class A Common Stock · 63,729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 19:47 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 63,729 | $0.00 Strike: $3.41 | $0.00 |
DisclosureSEC source: 0001415889-24-003642 · form4-02142024_120232.xml · derivative · entry 10 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,790,946 Underlying: Class B Common Stock · 63,729 shares Expires 2029-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 25% of the shares vested on 10/28/2020 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 19:47 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 4,862 | $32.58 | $158,403.96 |
DisclosureSEC source: 0001415889-24-003642 · form4-02142024_120232.xml · nonDerivative · entry 3 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 479,537 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 19, 2023. F4 · price: The shares were sold at prices ranging from $32.31 to $33.07. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 19:47 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 58,867 | $31.68 | $1,864,906.56 |
DisclosureSEC source: 0001415889-24-003642 · form4-02142024_120232.xml · nonDerivative · entry 2 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 484,399 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 19, 2023. F3 · price: The shares were sold at prices ranging from $31.31 to $32.29. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 19:47 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 63,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-003642 · form4-02142024_120232.xml · nonDerivative · entry 1 Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 543,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| December 11, 2023 Filed Dec 13, 2023 17:37 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058532 · doc4.xml · derivative · entry 11 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| December 11, 2023 Filed Dec 13, 2023 17:37 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionClass B Common Stock · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058532 · doc4.xml · derivative · entry 10 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 75,000 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| December 11, 2023 Filed Dec 13, 2023 17:37 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $3.41 | $0.00 |
DisclosureSEC source: 0001209191-23-058532 · doc4.xml · derivative · entry 9 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,854,675 Underlying: Class B Common Stock · 75,000 shares Expires 2029-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 25% of the shares vested on 10/28/2020 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| December 11, 2023 Filed Dec 13, 2023 17:37 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 75,000 | $22.73 | $1,704,750.00 |
DisclosureSEC source: 0001209191-23-058532 · doc4.xml · nonDerivative · entry 2 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 479,537 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 19, 2023. F3 · price: The shares were sold at prices ranging from $22.48 to $23.13. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 11, 2023 Filed Dec 13, 2023 17:37 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058532 · doc4.xml · nonDerivative · entry 1 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 554,537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| December 04, 2023 Filed Dec 5, 2023 16:15 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-057398 · doc4.xml · derivative · entry 19 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| December 04, 2023 Filed Dec 5, 2023 16:15 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionClass B Common Stock · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-057398 · doc4.xml · derivative · entry 18 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 75,000 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.