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Schultz Erica

Disclosed activity across 3 companies

Tapewire entity
31725
SEC CIK
0001542687

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Amplitude, Inc.AMPL · Entity 4566DirectorOctober 05, 2026October 07, 2026
Confluent, Inc.CFLT · Entity 57136PRESIDENT, FIELD OPERATIONSMarch 11, 2025March 13, 2025
NEW RELIC, INC.NEWR · Entity 108347Chief Revenue OfficerAugust 15, 2019August 19, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Amplitude, Inc.

Report date October 05, 2026 · Filed October 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect143,992 Reported balance After 2026-10-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-05 · Grant · Acquired 892 · Balance 143,992

F1: Represents restricted stock units ("RSUs") that were granted pursuant to the Issuer's Non-Employee Director Compensation Program (the"Program") in lieu of retainer fees. Each RSU represents a right to receive one share of Class A Common Stock. Issuance of the RSU shares has been deferred pursuant to the terms of the Program.

F2: Includes 29,086 RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units ("RSUs") that were granted pursuant to the Issuer's Non-Employee Director Compensation Program (the"Program") in lieu of retainer fees. Each RSU represents a right to receive one share of Class A Common Stock. Issuance of the RSU shares has been deferred pursuant to the terms of the Program.

F2: Includes 29,086 RSUs.

Confluent, Inc.

Report date March 11, 2025 · Filed March 13, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect702,424 Ending reported balance After 2025-03-13 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2025-03-11 · Conversion · Acquired 50,000 · Balance 552,424

F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Row 2 · 2025-03-12 · Conversion · Acquired 75,000 · Balance 627,424

F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Row 3 · 2025-03-13 · Conversion · Acquired 75,000 · Balance 702,424

F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.41 · Expires 2029-12-04Direct637,469 Reported balance After 2025-03-11 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2025-03-11 · Exercise / conversion · Disposed 50,000 · Balance 637,469

F6: Fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.41 · Expires 2029-12-04Direct562,469 Reported balance After 2025-03-12 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2025-03-12 · Exercise / conversion · Disposed 75,000 · Balance 562,469

F6: Fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.41 · Expires 2029-12-04Direct487,469 Reported balance After 2025-03-13 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2025-03-13 · Exercise / conversion · Disposed 75,000 · Balance 487,469

F6: Fully vested.

Class B Common StockSEC Table II · derivative / convertible securityDirect50,000 Reported balance After 2025-03-11 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2025-03-11 · Exercise / conversion · Acquired 50,000 · Balance 50,000

F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Class B Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-03-11 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2025-03-11 · Conversion · Disposed 50,000 · Balance 0

F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Class B Common StockSEC Table II · derivative / convertible securityDirect75,000 Reported balance After 2025-03-12 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2025-03-12 · Exercise / conversion · Acquired 75,000 · Balance 75,000

F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Class B Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-03-12 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2025-03-12 · Conversion · Disposed 75,000 · Balance 0

F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Class B Common StockSEC Table II · derivative / convertible securityDirect75,000 Reported balance After 2025-03-13 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2025-03-13 · Exercise / conversion · Acquired 75,000 · Balance 75,000

F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Class B Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-03-13 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2025-03-13 · Conversion · Disposed 75,000 · Balance 0

F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote62,374 Reported balance Holding disclosure · report date 2025-03-11 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 62,374

F2: The shares are held by The Schultz Family Irrevocable Remainder Trust.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote92,707 Reported balance Holding disclosure · report date 2025-03-11 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 92,707

F3: The shares are held by The Bryan and Erica Schultz Family Revocable Trust.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote31,419 Reported balance Holding disclosure · report date 2025-03-11 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 31,419

F4: The shares are held by the Erica Schultz 2023 Annuity Trust.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote200,000 Reported balance Holding disclosure · report date 2025-03-11 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 200,000

F5: The shares are held by The Schultz Family 2021 Irrevocable Beholder Trust.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F2: The shares are held by The Schultz Family Irrevocable Remainder Trust.

F3: The shares are held by The Bryan and Erica Schultz Family Revocable Trust.

F4: The shares are held by the Erica Schultz 2023 Annuity Trust.

F5: The shares are held by The Schultz Family 2021 Irrevocable Beholder Trust.

F6: Fully vested.

NEW RELIC, INC.

Report date August 15, 2019 · Filed August 19, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect22,002 Ending reported balance After 2019-08-19 transaction · row 9
9 source rows · reconciled sequence

Row 1 · 2019-07-05 · Gift · Disposed 2,124 · Balance 22,002

Row 2 · 2019-08-15 · Exercise / conversion · Acquired 182 · Balance 22,184

Row 3 · 2019-08-15 · Exercise / conversion · Acquired 917 · Balance 23,101

Row 4 · 2019-08-15 · Exercise / conversion · Acquired 616 · Balance 23,717

Row 5 · 2019-08-15 · Exercise / conversion · Acquired 182 · Balance 23,899

Row 6 · 2019-08-15 · Exercise / conversion · Acquired 1,235 · Balance 25,134

Row 7 · 2019-08-15 · Exercise / conversion · Acquired 1,208 · Balance 26,342

Row 8 · 2019-08-16 · Sale · Disposed 2,154 · Balance 24,188

F1: The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees.

F2: The shares were sold at prices between $58.82 and $58.995. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 9 · 2019-08-19 · Sale · Disposed 2,186 · Balance 22,002

F3: Shares sold pursuant to a 10b5-1 trading plan.

F4: The shares were sold at prices between $57.45 and $57.50. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-08-16Direct0 Reported balance After 2019-08-15 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2019-08-15 · Exercise / conversion · Disposed 182 · Balance 0

F5: 25% of the shares underlying the award shall vest on the first anniversary of August 15, 2015 (the "Vesting Start Date") and the remainder of the shares underlying the award shall vest in equal quarterly installments thereafter.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2026-05-14Direct2,752 Reported balance After 2019-08-15 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2019-08-15 · Exercise / conversion · Disposed 917 · Balance 2,752

F6: The award will vest in equal quarterly installments from May 15, 2016 (the "Vesting Start Date") until the fourth anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-05-14Direct4,312 Reported balance After 2019-08-15 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2019-08-15 · Exercise / conversion · Disposed 616 · Balance 4,312

F7: The award will vest in equal quarterly installments from May 15, 2017 (the "Vesting Start Date") until the fourth anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-11-14Direct1,635 Reported balance After 2019-08-15 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2019-08-15 · Exercise / conversion · Disposed 182 · Balance 1,635

F8: The award will vest in equal quarterly installments from November 15, 2017 (the "Vesting Start Date") until the fourth anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2028-05-14Direct13,582 Reported balance After 2019-08-15 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2019-08-15 · Exercise / conversion · Disposed 1,235 · Balance 13,582

F9: The award will vest in equal quarterly installments from May 15, 2018 (the "Vesting Start Date") until the fourth anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct18,133 Reported balance After 2019-08-15 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2019-08-15 · Exercise / conversion · Disposed 1,208 · Balance 18,133

F10: The award will vest in equal quarterly installments from May 15, 2019 (the "2019 Vesting Start Date") until the fourth anniversary of the 2019 Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees.

F2: The shares were sold at prices between $58.82 and $58.995. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: Shares sold pursuant to a 10b5-1 trading plan.

F4: The shares were sold at prices between $57.45 and $57.50. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F5: 25% of the shares underlying the award shall vest on the first anniversary of August 15, 2015 (the "Vesting Start Date") and the remainder of the shares underlying the award shall vest in equal quarterly installments thereafter.

F6: The award will vest in equal quarterly installments from May 15, 2016 (the "Vesting Start Date") until the fourth anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.

F7: The award will vest in equal quarterly installments from May 15, 2017 (the "Vesting Start Date") until the fourth anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.

F8: The award will vest in equal quarterly installments from November 15, 2017 (the "Vesting Start Date") until the fourth anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.

F9: The award will vest in equal quarterly installments from May 15, 2018 (the "Vesting Start Date") until the fourth anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.

F10: The award will vest in equal quarterly installments from May 15, 2019 (the "2019 Vesting Start Date") until the fourth anniversary of the 2019 Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2025 Filed Feb 25, 2025 18:22 UTC Confluent, Inc. CFLT · Entity 57136 SaleClass A Common Stock 126,730 $31.58 $4,002,133.40
Disclosure

SEC source: 0001415889-25-005568 · form4-02252025_110258.xml · nonDerivative · entry 1

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 552,424

F1 · shares: Represents the number of shares sold by the reporting person to cover the tax obligation realized upon the vesting of restricted stock units previously reported in Table I.

F2 · price: The shares were sold at prices ranging from $30.75 to $31.59. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 1,138 shares purchased through the Issuer's Employee Stock Purchase Plan on February 14, 2025.

Read SEC document
February 18, 2025 Filed Feb 18, 2025 19:00 UTC Confluent, Inc. CFLT · Entity 57136 ConversionClass B Common Stock · Derivative 63,729 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-004513 · form4-02182025_070204.xml · derivative · entry 16

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 63,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
February 18, 2025 Filed Feb 18, 2025 19:00 UTC Confluent, Inc. CFLT · Entity 57136 Exercise / conversionClass B Common Stock · Derivative 63,729 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-004513 · form4-02182025_070204.xml · derivative · entry 15

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,729

Underlying: Class A Common Stock · 63,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
February 18, 2025 Filed Feb 18, 2025 19:00 UTC Confluent, Inc. CFLT · Entity 57136 Exercise / conversionStock Option (Right to Buy) · Derivative 63,729 $0.00 Strike: $3.41 $0.00
Disclosure

SEC source: 0001415889-25-004513 · form4-02182025_070204.xml · derivative · entry 14

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 814,927

Underlying: Class B Common Stock · 63,729 shares

Expires 2029-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Fully vested.

Read SEC document
February 18, 2025 Filed Feb 18, 2025 19:00 UTC Confluent, Inc. CFLT · Entity 57136 SaleClass A Common Stock 2,053 $35.61 $73,107.33
Disclosure

SEC source: 0001415889-25-004513 · form4-02182025_070204.xml · nonDerivative · entry 6

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 678,016

F2 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 15, 2024.

F6 · price: The shares were sold at prices ranging from $35.42 to $35.75. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 18, 2025 Filed Feb 18, 2025 19:00 UTC Confluent, Inc. CFLT · Entity 57136 SaleClass A Common Stock 61,676 $34.72 $2,141,390.72
Disclosure

SEC source: 0001415889-25-004513 · form4-02182025_070204.xml · nonDerivative · entry 5

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 680,069

F2 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 15, 2024.

F5 · price: The shares were sold at prices ranging from $34.38 to $35.34. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 18, 2025 Filed Feb 18, 2025 19:00 UTC Confluent, Inc. CFLT · Entity 57136 ConversionClass A Common Stock 63,729 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-004513 · form4-02182025_070204.xml · nonDerivative · entry 4

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 741,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 19:00 UTC Confluent, Inc. CFLT · Entity 57136 ConversionClass B Common Stock · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-004513 · form4-02182025_070204.xml · derivative · entry 13

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 150,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 19:00 UTC Confluent, Inc. CFLT · Entity 57136 Exercise / conversionClass B Common Stock · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-004513 · form4-02182025_070204.xml · derivative · entry 12

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Class A Common Stock · 150,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 19:00 UTC Confluent, Inc. CFLT · Entity 57136 Exercise / conversionStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $3.41 $0.00
Disclosure

SEC source: 0001415889-25-004513 · form4-02182025_070204.xml · derivative · entry 11

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 878,656

Underlying: Class B Common Stock · 150,000 shares

Expires 2029-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Fully vested.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 19:00 UTC Confluent, Inc. CFLT · Entity 57136 SaleClass A Common Stock 39,995 $36.37 $1,454,618.15
Disclosure

SEC source: 0001415889-25-004513 · form4-02182025_070204.xml · nonDerivative · entry 3

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 678,016

F2 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 15, 2024.

F4 · price: The shares were sold at prices ranging from $36.01 to $36.56. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 19:00 UTC Confluent, Inc. CFLT · Entity 57136 SaleClass A Common Stock 110,005 $35.62 $3,918,378.10
Disclosure

SEC source: 0001415889-25-004513 · form4-02182025_070204.xml · nonDerivative · entry 2

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 718,011

F2 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 15, 2024.

F3 · price: The shares were sold at prices ranging from $35.01 to $35.99. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 19:00 UTC Confluent, Inc. CFLT · Entity 57136 ConversionClass A Common Stock 150,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-004513 · form4-02182025_070204.xml · nonDerivative · entry 1

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 828,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 19:00 UTC Confluent, Inc. CFLT · Entity 57136 ConversionClass B Common Stock · Derivative 63,729 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029175 · form4-12122024_071201.xml · derivative · entry 10

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 63,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 19:00 UTC Confluent, Inc. CFLT · Entity 57136 Exercise / conversionClass B Common Stock · Derivative 63,729 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029175 · form4-12122024_071201.xml · derivative · entry 9

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,729

Underlying: Class A Common Stock · 63,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 19:00 UTC Confluent, Inc. CFLT · Entity 57136 Exercise / conversionStock Option (Right to Buy) · Derivative 63,729 $0.00 Strike: $3.41 $0.00
Disclosure

SEC source: 0001415889-24-029175 · form4-12122024_071201.xml · derivative · entry 8

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,028,656

Underlying: Class B Common Stock · 63,729 shares

Expires 2029-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Fully vested.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 19:00 UTC Confluent, Inc. CFLT · Entity 57136 SaleClass A Common Stock 25,204 $32.15 $810,308.60
Disclosure

SEC source: 0001415889-24-029175 · form4-12122024_071201.xml · nonDerivative · entry 3

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 678,016

F2 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 15, 2024.

F4 · price: The shares were sold at prices ranging from $31.98 to $32.48. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 19:00 UTC Confluent, Inc. CFLT · Entity 57136 SaleClass A Common Stock 38,525 $31.38 $1,208,914.50
Disclosure

SEC source: 0001415889-24-029175 · form4-12122024_071201.xml · nonDerivative · entry 2

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 703,220

F2 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 15, 2024.

F3 · price: The shares were sold at prices ranging from $30.98 to $31.97. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 19:00 UTC Confluent, Inc. CFLT · Entity 57136 ConversionClass A Common Stock 63,729 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-029175 · form4-12122024_071201.xml · nonDerivative · entry 1

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 741,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 19:00 UTC Confluent, Inc. CFLT · Entity 57136 ConversionClass B Common Stock · Derivative 63,729 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028429 · form4-12052024_071201.xml · derivative · entry 10

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 63,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 19:00 UTC Confluent, Inc. CFLT · Entity 57136 Exercise / conversionClass B Common Stock · Derivative 63,729 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028429 · form4-12052024_071201.xml · derivative · entry 9

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,729

Underlying: Class A Common Stock · 63,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 19:00 UTC Confluent, Inc. CFLT · Entity 57136 Exercise / conversionStock Option (Right to Buy) · Derivative 63,729 $0.00 Strike: $3.41 $0.00
Disclosure

SEC source: 0001415889-24-028429 · form4-12052024_071201.xml · derivative · entry 8

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,092,385

Underlying: Class B Common Stock · 63,729 shares

Expires 2029-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Fully vested.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 19:00 UTC Confluent, Inc. CFLT · Entity 57136 SaleClass A Common Stock 900 $31.56 $28,404.00
Disclosure

SEC source: 0001415889-24-028429 · form4-12052024_071201.xml · nonDerivative · entry 3

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 678,016

F2 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 15, 2024.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 19:00 UTC Confluent, Inc. CFLT · Entity 57136 SaleClass A Common Stock 62,829 $31.21 $1,960,893.09
Disclosure

SEC source: 0001415889-24-028429 · form4-12052024_071201.xml · nonDerivative · entry 2

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 678,916

F2 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 15, 2024.

F3 · price: The shares were sold at prices ranging from $30.56 to $31.55. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 19:00 UTC Confluent, Inc. CFLT · Entity 57136 ConversionClass A Common Stock 63,729 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-028429 · form4-12052024_071201.xml · nonDerivative · entry 1

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 741,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 18:00 UTC Confluent, Inc. CFLT · Entity 57136 ConversionClass B Common Stock · Derivative 63,729 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027900 · form4-11272024_061104.xml · derivative · entry 9

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 63,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 18:00 UTC Confluent, Inc. CFLT · Entity 57136 Exercise / conversionClass B Common Stock · Derivative 63,729 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027900 · form4-11272024_061104.xml · derivative · entry 8

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,729

Underlying: Class A Common Stock · 63,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 18:00 UTC Confluent, Inc. CFLT · Entity 57136 Exercise / conversionStock Option (Right to Buy) · Derivative 63,729 $0.00 Strike: $3.41 $0.00
Disclosure

SEC source: 0001415889-24-027900 · form4-11272024_061104.xml · derivative · entry 7

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,156,114

Underlying: Class B Common Stock · 63,729 shares

Expires 2029-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Fully vested.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 18:00 UTC Confluent, Inc. CFLT · Entity 57136 SaleClass A Common Stock 63,729 $31.60 $2,013,836.40
Disclosure

SEC source: 0001415889-24-027900 · form4-11272024_061104.xml · nonDerivative · entry 2

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 678,016

F2 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 15, 2024.

F3 · price: The shares were sold at prices ranging from $31.27 to $32.01. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 18:00 UTC Confluent, Inc. CFLT · Entity 57136 ConversionClass A Common Stock 63,729 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-027900 · form4-11272024_061104.xml · nonDerivative · entry 1

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 741,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
November 21, 2024 Filed Nov 22, 2024 18:00 UTC Confluent, Inc. CFLT · Entity 57136 ConversionClass B Common Stock · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027562 · form4-11222024_061110.xml · derivative · entry 10

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F2 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F2 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
November 21, 2024 Filed Nov 22, 2024 18:00 UTC Confluent, Inc. CFLT · Entity 57136 Exercise / conversionClass B Common Stock · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027562 · form4-11222024_061110.xml · derivative · entry 9

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F2 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F2 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
November 21, 2024 Filed Nov 22, 2024 18:00 UTC Confluent, Inc. CFLT · Entity 57136 Exercise / conversionStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $3.41 $0.00
Disclosure

SEC source: 0001415889-24-027562 · form4-11222024_061110.xml · derivative · entry 8

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,219,843

Underlying: Class B Common Stock · 75,000 shares

Expires 2024-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Fully vested.

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November 21, 2024 Filed Nov 22, 2024 18:00 UTC Confluent, Inc. CFLT · Entity 57136 SaleClass A Common Stock 75,000 $30.40 $2,280,000.00
Disclosure

SEC source: 0001415889-24-027562 · form4-11222024_061110.xml · nonDerivative · entry 3

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 678,016

F3 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 15, 2024.

F4 · price: The shares were sold at prices ranging from $30.00 to $30.80. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 21, 2024 Filed Nov 22, 2024 18:00 UTC Confluent, Inc. CFLT · Entity 57136 ConversionClass A Common Stock 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-027562 · form4-11222024_061110.xml · nonDerivative · entry 2

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 753,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

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November 20, 2024 Filed Nov 22, 2024 18:00 UTC Confluent, Inc. CFLT · Entity 57136 SaleClass A Common Stock 9,467 $28.23 $267,253.41
Disclosure

SEC source: 0001415889-24-027562 · form4-11222024_061110.xml · nonDerivative · entry 1

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 678,016

F1 · shares: Represents the number of shares sold by the reporting person to cover the tax obligation realized upon the vesting of restricted stock units previously reported in Table I.

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November 18, 2024 Filed Nov 20, 2024 19:00 UTC Confluent, Inc. CFLT · Entity 57136 ConversionClass B Common Stock · Derivative 63,729 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027370 · form4-11202024_071101.xml · derivative · entry 9

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 63,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

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November 18, 2024 Filed Nov 20, 2024 19:00 UTC Confluent, Inc. CFLT · Entity 57136 Exercise / conversionClass B Common Stock · Derivative 63,729 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027370 · form4-11202024_071101.xml · derivative · entry 8

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,729

Underlying: Class A Common Stock · 63,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

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November 18, 2024 Filed Nov 20, 2024 19:00 UTC Confluent, Inc. CFLT · Entity 57136 Exercise / conversionStock Option (Right to Buy) · Derivative 63,729 $0.00 Strike: $3.41 $0.00
Disclosure

SEC source: 0001415889-24-027370 · form4-11202024_071101.xml · derivative · entry 7

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,294,843

Underlying: Class B Common Stock · 63,729 shares

Expires 2029-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Fully vested.

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November 18, 2024 Filed Nov 20, 2024 19:00 UTC Confluent, Inc. CFLT · Entity 57136 SaleClass A Common Stock 63,729 $27.40 $1,746,174.60
Disclosure

SEC source: 0001415889-24-027370 · form4-11202024_071101.xml · nonDerivative · entry 2

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 687,483

F2 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 15, 2024.

F3 · price: The shares were sold at prices ranging from $26.96 to $27.76. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 18, 2024 Filed Nov 20, 2024 19:00 UTC Confluent, Inc. CFLT · Entity 57136 ConversionClass A Common Stock 63,729 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027370 · form4-11202024_071101.xml · nonDerivative · entry 1

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 751,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

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August 20, 2024 Filed Aug 22, 2024 19:15 UTC Confluent, Inc. CFLT · Entity 57136 SaleClass A Common Stock 9,556 $21.68 $207,174.08
Disclosure

SEC source: 0001415889-24-022072 · form4-08222024_070803.xml · nonDerivative · entry 1

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 687,483

F1 · shares: Represents the number of shares sold by the reporting person to cover the tax obligation realized upon the vesting of restricted stock units previously reported in Table I.

F2 · price: The shares were sold at prices ranging from $21.64 to $21.68. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 12, 2024 Filed Jun 14, 2024 18:00 UTC Confluent, Inc. CFLT · Entity 57136 GiftClass A Common Stock 47,672 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-016996 · form4-06142024_060608.xml · nonDerivative · entry 6

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 92,707

F8 · kind: Represents a distribution received from the Erica Schultz 2023 Annuity Trust.

F4 · ownership.nature: The shares are held by The Bryan and Erica Schultz Family Revocable Trust.

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June 12, 2024 Filed Jun 14, 2024 18:00 UTC Confluent, Inc. CFLT · Entity 57136 GiftClass A Common Stock 47,672 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-016996 · form4-06142024_060608.xml · nonDerivative · entry 5

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 31,419

F1 · kind: Represents a share distribution from the holder to The Bryan and Erica Schultz Family Revocable Trust.

F7 · ownership.nature: The shares are held by the Erica Schultz 2023 Annuity Trust.

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June 12, 2024 Filed Jun 14, 2024 18:00 UTC Confluent, Inc. CFLT · Entity 57136 GiftClass A Common Stock 21,887 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-016996 · form4-06142024_060608.xml · nonDerivative · entry 4

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 62,374

F3 · kind: Represents a share distribution received from The Erica Schultz 2022 Annuity Trust.

F6 · ownership.nature: The shares are held by The Schultz Family Irrevocable Remainder Trust.

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June 12, 2024 Filed Jun 14, 2024 18:00 UTC Confluent, Inc. CFLT · Entity 57136 GiftClass A Common Stock 21,887 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-016996 · form4-06142024_060608.xml · nonDerivative · entry 3

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F5 · kind: Represents a share distribution from the holder to The Schultz Family Irrevocable Remainder Trust.

F2 · ownership.nature: The shares are held by the Erica Schultz 2022 Annuity Trust.

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June 12, 2024 Filed Jun 14, 2024 18:00 UTC Confluent, Inc. CFLT · Entity 57136 GiftClass A Common Stock 33,535 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-016996 · form4-06142024_060608.xml · nonDerivative · entry 2

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 45,035

F3 · kind: Represents a share distribution received from The Erica Schultz 2022 Annuity Trust.

F4 · ownership.nature: The shares are held by The Bryan and Erica Schultz Family Revocable Trust.

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June 12, 2024 Filed Jun 14, 2024 18:00 UTC Confluent, Inc. CFLT · Entity 57136 GiftClass A Common Stock 33,535 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-016996 · form4-06142024_060608.xml · nonDerivative · entry 1

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 21,887

F1 · kind: Represents a share distribution from the holder to The Bryan and Erica Schultz Family Revocable Trust.

F2 · ownership.nature: The shares are held by the Erica Schultz 2022 Annuity Trust.

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June 11, 2024 Filed Jun 13, 2024 20:54 UTC Amplitude, Inc. AMPL · Entity 4566 GrantClass A Common Stock 18,894 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005035 · primarydocument.xml · nonDerivative · entry 1

Schultz Erica · CIK 0001542687 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,894

F1 · shares: Represents restricted stock units ("RSUs") that were granted pursuant to the Issuer's Non-Employee Director Compensation Program (the "Program"). Each RSU represents a right to receive one share of Class A Common Stock. The RSUs will vest in full on the earlier of (i) June 11, 2025 or (ii) immediately before the Issuer's 2025 annual meeting of stockholders, subject to the reporting person's continued service on the Board through such vesting date.

F2 · balance_after: Includes 18,894 RSUs.

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June 06, 2024 Filed Jun 10, 2024 19:00 UTC Confluent, Inc. CFLT · Entity 57136 ConversionClass B Common Stock · Derivative 63,729 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-016282 · form4-06102024_070603.xml · derivative · entry 10

Schultz Erica · CIK 0001542687 · PRESIDENT, FIELD OPERATIONS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 63,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.