Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Amplitude, Inc.AMPL · Entity 4566 | Director | October 05, 2026 | October 07, 2026 |
| Confluent, Inc.CFLT · Entity 57136 | PRESIDENT, FIELD OPERATIONS | March 11, 2025 | March 13, 2025 |
| NEW RELIC, INC.NEWR · Entity 108347 | Chief Revenue Officer | August 15, 2019 | August 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Amplitude, Inc.
Report date October 05, 2026 · Filed October 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 143,992 |
Reported balance
After 2026-10-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-05 · Grant · Acquired 892 · Balance 143,992 F1: Represents restricted stock units ("RSUs") that were granted pursuant to the Issuer's Non-Employee Director Compensation Program (the"Program") in lieu of retainer fees. Each RSU represents a right to receive one share of Class A Common Stock. Issuance of the RSU shares has been deferred pursuant to the terms of the Program. F2: Includes 29,086 RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSUs") that were granted pursuant to the Issuer's Non-Employee Director Compensation Program (the"Program") in lieu of retainer fees. Each RSU represents a right to receive one share of Class A Common Stock. Issuance of the RSU shares has been deferred pursuant to the terms of the Program.
F2: Includes 29,086 RSUs.
Confluent, Inc.
Report date March 11, 2025 · Filed March 13, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 702,424 |
Ending reported balance
After 2025-03-13 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2025-03-11 · Conversion · Acquired 50,000 · Balance 552,424 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Row 2 · 2025-03-12 · Conversion · Acquired 75,000 · Balance 627,424 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Row 3 · 2025-03-13 · Conversion · Acquired 75,000 · Balance 702,424 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.41 · Expires 2029-12-04 | Direct | 637,469 |
Reported balance
After 2025-03-11 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2025-03-11 · Exercise / conversion · Disposed 50,000 · Balance 637,469 F6: Fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.41 · Expires 2029-12-04 | Direct | 562,469 |
Reported balance
After 2025-03-12 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2025-03-12 · Exercise / conversion · Disposed 75,000 · Balance 562,469 F6: Fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.41 · Expires 2029-12-04 | Direct | 487,469 |
Reported balance
After 2025-03-13 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2025-03-13 · Exercise / conversion · Disposed 75,000 · Balance 487,469 F6: Fully vested. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 50,000 |
Reported balance
After 2025-03-11 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2025-03-11 · Exercise / conversion · Acquired 50,000 · Balance 50,000 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-03-11 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2025-03-11 · Conversion · Disposed 50,000 · Balance 0 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 75,000 |
Reported balance
After 2025-03-12 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2025-03-12 · Exercise / conversion · Acquired 75,000 · Balance 75,000 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-03-12 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2025-03-12 · Conversion · Disposed 75,000 · Balance 0 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 75,000 |
Reported balance
After 2025-03-13 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2025-03-13 · Exercise / conversion · Acquired 75,000 · Balance 75,000 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-03-13 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2025-03-13 · Conversion · Disposed 75,000 · Balance 0 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 62,374 |
Reported balance
Holding disclosure · report date 2025-03-11 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 62,374 F2: The shares are held by The Schultz Family Irrevocable Remainder Trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 92,707 |
Reported balance
Holding disclosure · report date 2025-03-11 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 92,707 F3: The shares are held by The Bryan and Erica Schultz Family Revocable Trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 31,419 |
Reported balance
Holding disclosure · report date 2025-03-11 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 31,419 F4: The shares are held by the Erica Schultz 2023 Annuity Trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 200,000 |
Reported balance
Holding disclosure · report date 2025-03-11 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 200,000 F5: The shares are held by The Schultz Family 2021 Irrevocable Beholder Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
F2: The shares are held by The Schultz Family Irrevocable Remainder Trust.
F3: The shares are held by The Bryan and Erica Schultz Family Revocable Trust.
F4: The shares are held by the Erica Schultz 2023 Annuity Trust.
F5: The shares are held by The Schultz Family 2021 Irrevocable Beholder Trust.
F6: Fully vested.
NEW RELIC, INC.
Report date August 15, 2019 · Filed August 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,002 |
Ending reported balance
After 2019-08-19 transaction · row 9
9 source rows · reconciled sequenceRow 1 · 2019-07-05 · Gift · Disposed 2,124 · Balance 22,002 Row 2 · 2019-08-15 · Exercise / conversion · Acquired 182 · Balance 22,184 Row 3 · 2019-08-15 · Exercise / conversion · Acquired 917 · Balance 23,101 Row 4 · 2019-08-15 · Exercise / conversion · Acquired 616 · Balance 23,717 Row 5 · 2019-08-15 · Exercise / conversion · Acquired 182 · Balance 23,899 Row 6 · 2019-08-15 · Exercise / conversion · Acquired 1,235 · Balance 25,134 Row 7 · 2019-08-15 · Exercise / conversion · Acquired 1,208 · Balance 26,342 Row 8 · 2019-08-16 · Sale · Disposed 2,154 · Balance 24,188 F1: The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees. F2: The shares were sold at prices between $58.82 and $58.995. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Row 9 · 2019-08-19 · Sale · Disposed 2,186 · Balance 22,002 F3: Shares sold pursuant to a 10b5-1 trading plan. F4: The shares were sold at prices between $57.45 and $57.50. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-08-16 | Direct | 0 |
Reported balance
After 2019-08-15 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-08-15 · Exercise / conversion · Disposed 182 · Balance 0 F5: 25% of the shares underlying the award shall vest on the first anniversary of August 15, 2015 (the "Vesting Start Date") and the remainder of the shares underlying the award shall vest in equal quarterly installments thereafter. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2026-05-14 | Direct | 2,752 |
Reported balance
After 2019-08-15 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2019-08-15 · Exercise / conversion · Disposed 917 · Balance 2,752 F6: The award will vest in equal quarterly installments from May 15, 2016 (the "Vesting Start Date") until the fourth anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-05-14 | Direct | 4,312 |
Reported balance
After 2019-08-15 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2019-08-15 · Exercise / conversion · Disposed 616 · Balance 4,312 F7: The award will vest in equal quarterly installments from May 15, 2017 (the "Vesting Start Date") until the fourth anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-11-14 | Direct | 1,635 |
Reported balance
After 2019-08-15 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2019-08-15 · Exercise / conversion · Disposed 182 · Balance 1,635 F8: The award will vest in equal quarterly installments from November 15, 2017 (the "Vesting Start Date") until the fourth anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2028-05-14 | Direct | 13,582 |
Reported balance
After 2019-08-15 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2019-08-15 · Exercise / conversion · Disposed 1,235 · Balance 13,582 F9: The award will vest in equal quarterly installments from May 15, 2018 (the "Vesting Start Date") until the fourth anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 18,133 |
Reported balance
After 2019-08-15 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2019-08-15 · Exercise / conversion · Disposed 1,208 · Balance 18,133 F10: The award will vest in equal quarterly installments from May 15, 2019 (the "2019 Vesting Start Date") until the fourth anniversary of the 2019 Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees.
F2: The shares were sold at prices between $58.82 and $58.995. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Shares sold pursuant to a 10b5-1 trading plan.
F4: The shares were sold at prices between $57.45 and $57.50. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: 25% of the shares underlying the award shall vest on the first anniversary of August 15, 2015 (the "Vesting Start Date") and the remainder of the shares underlying the award shall vest in equal quarterly installments thereafter.
F6: The award will vest in equal quarterly installments from May 15, 2016 (the "Vesting Start Date") until the fourth anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.
F7: The award will vest in equal quarterly installments from May 15, 2017 (the "Vesting Start Date") until the fourth anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.
F8: The award will vest in equal quarterly installments from November 15, 2017 (the "Vesting Start Date") until the fourth anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.
F9: The award will vest in equal quarterly installments from May 15, 2018 (the "Vesting Start Date") until the fourth anniversary of the Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.
F10: The award will vest in equal quarterly installments from May 15, 2019 (the "2019 Vesting Start Date") until the fourth anniversary of the 2019 Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2023 Filed Dec 5, 2023 16:15 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $3.41 | $0.00 |
DisclosureSEC source: 0001209191-23-057398 · doc4.xml · derivative · entry 17 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,929,675 Underlying: Class B Common Stock · 75,000 shares Expires 2029-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 25% of the shares vested on 10/28/2020 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| December 04, 2023 Filed Dec 5, 2023 16:15 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 57,500 | $23.92 | $1,375,400.00 |
DisclosureSEC source: 0001209191-23-057398 · doc4.xml · nonDerivative · entry 7 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 479,537 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 19, 2023. F7 · price: The shares were sold at prices ranging from $23.66 to $24.17. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 04, 2023 Filed Dec 5, 2023 16:15 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 17,500 | $23.46 | $410,550.00 |
DisclosureSEC source: 0001209191-23-057398 · doc4.xml · nonDerivative · entry 6 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 537,037 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 19, 2023. F6 · price: The shares were sold at prices ranging from $22.66 to $23.65. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 04, 2023 Filed Dec 5, 2023 16:15 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-057398 · doc4.xml · nonDerivative · entry 5 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 554,537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 16:15 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-057398 · doc4.xml · derivative · entry 16 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 16:15 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionClass B Common Stock · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-057398 · doc4.xml · derivative · entry 15 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 75,000 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 16:15 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $3.41 | $0.00 |
DisclosureSEC source: 0001209191-23-057398 · doc4.xml · derivative · entry 14 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,004,675 Underlying: Class B Common Stock · 75,000 shares Expires 2029-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 25% of the shares vested on 10/28/2020 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 16:15 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 1,800 | $22.93 | $41,274.00 |
DisclosureSEC source: 0001209191-23-057398 · doc4.xml · nonDerivative · entry 4 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 479,537 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 19, 2023. F5 · price: The shares were sold at prices ranging from $22.90 to $22.95. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 16:15 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 69,100 | $22.59 | $1,560,969.00 |
DisclosureSEC source: 0001209191-23-057398 · doc4.xml · nonDerivative · entry 3 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 481,337 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 19, 2023. F4 · price: The shares were sold at prices ranging from $21.90 to $22.89. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 16:15 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 4,100 | $21.40 | $87,740.00 |
DisclosureSEC source: 0001209191-23-057398 · doc4.xml · nonDerivative · entry 2 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 550,437 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 19, 2023. F3 · price: The shares were sold at prices ranging from $20.87 to $21.81. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 16:15 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-057398 · doc4.xml · nonDerivative · entry 1 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 554,537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| November 29, 2023 Filed Nov 30, 2023 19:00 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-057016 · doc4.xml · derivative · entry 11 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| November 29, 2023 Filed Nov 30, 2023 19:00 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionClass B Common Stock · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-057016 · doc4.xml · derivative · entry 10 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| November 29, 2023 Filed Nov 30, 2023 19:00 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.41 | $0.00 |
DisclosureSEC source: 0001209191-23-057016 · doc4.xml · derivative · entry 9 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,079,675 Underlying: Class B Common Stock · 50,000 shares Expires 2029-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 25% of the shares vested on 10/28/2020 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| November 29, 2023 Filed Nov 30, 2023 19:00 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 50,000 | $21.16 | $1,058,000.00 |
DisclosureSEC source: 0001209191-23-057016 · doc4.xml · nonDerivative · entry 2 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 479,537 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 19, 2023. F3 · price: The shares were sold at prices ranging from $20.71 to $21.36. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 29, 2023 Filed Nov 30, 2023 19:00 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-057016 · doc4.xml · nonDerivative · entry 1 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 529,537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| November 20, 2023 Filed Nov 22, 2023 18:11 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-056539 · doc4.xml · derivative · entry 11 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| November 20, 2023 Filed Nov 22, 2023 18:11 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionClass B Common Stock · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-056539 · doc4.xml · derivative · entry 10 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| November 20, 2023 Filed Nov 22, 2023 18:11 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.41 | $0.00 |
DisclosureSEC source: 0001209191-23-056539 · doc4.xml · derivative · entry 9 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,129,675 Underlying: Class B Common Stock · 50,000 shares Expires 2029-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 25% of the shares vested on 10/28/2020 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| November 20, 2023 Filed Nov 22, 2023 18:11 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 50,000 | $19.28 | $964,000.00 |
DisclosureSEC source: 0001209191-23-056539 · doc4.xml · nonDerivative · entry 2 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 479,537 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan dated August 19, 2023. F3 · price: The shares were sold at prices ranging from $18.70 to $19.64. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 20, 2023 Filed Nov 22, 2023 18:11 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-056539 · doc4.xml · nonDerivative · entry 1 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 529,537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 19:00 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-036480 · doc4.xml · derivative · entry 11 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 19:00 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionClass B Common Stock · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-036480 · doc4.xml · derivative · entry 10 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 19:00 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.41 | $0.00 |
DisclosureSEC source: 0001209191-23-036480 · doc4.xml · derivative · entry 9 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,179,675 Underlying: Class B Common Stock · 50,000 shares Expires 2029-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 25% of the shares vested on 10/28/2020 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 19:00 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 50,000 | $36.17 | $1,808,500.00 |
DisclosureSEC source: 0001209191-23-036480 · doc4.xml · nonDerivative · entry 2 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 479,537 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan. F3 · price: The shares were sold at prices ranging from $36.00 to $36.48. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 19:00 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-036480 · doc4.xml · nonDerivative · entry 1 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 529,537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 19:13 UTC | Confluent, Inc. CFLT · Entity 57136 | GiftClass A Common Stock | 40,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-035577 · doc4.xml · nonDerivative · entry 4 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Indirect · See footnote Disclosed balance after: 40,487 F6 · kind: Represents a share distribution received from The Erica Schultz 2021 Annuity Trust. F7 · ownership.nature: The shares are held by The Schultz Family Irrevocable Remainder Trust. The reporting person has beneficial ownership over the shares held by The Schultz Family Irrevocable Remainder Trust. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 19:13 UTC | Confluent, Inc. CFLT · Entity 57136 | GiftClass A Common Stock | 40,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-035577 · doc4.xml · nonDerivative · entry 3 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Indirect · See footnote Disclosed balance after: 0 F4 · kind: Represents a share distribution from the holder to The Schultz Family Irrevocable Remainder Trust. F5 · ownership.nature: The shares are held by The Erica Schultz 2021 Annuity Trust. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 19:13 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-035577 · doc4.xml · derivative · entry 12 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 19:13 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionClass B Common Stock · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-035577 · doc4.xml · derivative · entry 11 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 100,000 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 19:13 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $3.41 | $0.00 |
DisclosureSEC source: 0001209191-23-035577 · doc4.xml · derivative · entry 10 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,229,675 Underlying: Class B Common Stock · 100,000 shares Expires 2029-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 25% of the shares vested on 10/28/2020 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 19:13 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 100,000 | $36.11 | $3,611,000.00 |
DisclosureSEC source: 0001209191-23-035577 · doc4.xml · nonDerivative · entry 2 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 479,537 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan. F3 · price: The shares were sold at prices ranging from $36.00 to $36.41. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 19:13 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-035577 · doc4.xml · nonDerivative · entry 1 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 579,537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| June 02, 2023 Filed Jun 6, 2023 18:07 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 79,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-034842 · doc4.xml · nonDerivative · entry 6 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 79,091 F8 · kind: Represents a transfer received from The Bryan and Erica Schultz Family Revocable Trust. F9 · ownership.nature: The shares are held by the Erica Schultz 2023 Annuity Trust. The Reporting Person maintains beneficial ownership over the shares held by the Erica Schultz 2023 Annuity Trust. Read SEC document |
| June 02, 2023 Filed Jun 6, 2023 18:07 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 79,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-034842 · doc4.xml · nonDerivative · entry 5 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 11,500 F7 · kind: Represents a transfer from the holder to The Erica Schultz 2023 Annuity Trust. F4 · ownership.nature: The shares are held by The Bryan and Erica Schultz Family Revocable Trust. Read SEC document |
| June 02, 2023 Filed Jun 6, 2023 18:07 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 22,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-034842 · doc4.xml · nonDerivative · entry 4 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 90,591 F6 · kind: Represents a share distribution received from The Erica Schultz 2022 Annuity Trust. F4 · ownership.nature: The shares are held by The Bryan and Erica Schultz Family Revocable Trust. Read SEC document |
| June 02, 2023 Filed Jun 6, 2023 18:07 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 22,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-034842 · doc4.xml · nonDerivative · entry 3 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 55,422 F1 · kind: Represents a share distribution from the holder to The Bryan and Erica Schultz Family Revocable Trust. F5 · ownership.nature: The shares are held by the Erica Schultz 2022 Annuity Trust. The Reporting Person maintains beneficial ownership over the shares held by the Erica Schultz 2022 Annuity Trust. Read SEC document |
| June 02, 2023 Filed Jun 6, 2023 18:07 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 56,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-034842 · doc4.xml · nonDerivative · entry 2 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 68,137 F3 · kind: Represents a share distribution received from The Erica Schultz 2021 Annuity Trust. F4 · ownership.nature: The shares are held by The Bryan and Erica Schultz Family Revocable Trust. Read SEC document |
| June 02, 2023 Filed Jun 6, 2023 18:07 UTC | Confluent, Inc. CFLT · Entity 57136 | OtherClass A Common Stock | 56,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-034842 · doc4.xml · nonDerivative · entry 1 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 40,487 F1 · kind: Represents a share distribution from the holder to The Bryan and Erica Schultz Family Revocable Trust. F2 · ownership.nature: The shares are held by the Erica Schultz 2021 Annuity Trust. The Reporting Person maintains beneficial ownership over the shares held by the Erica Schultz 2021 Annuity Trust. Read SEC document |
| May 01, 2023 Filed May 3, 2023 21:17 UTC | Amplitude, Inc. AMPL · Entity 4566 | ConversionClass B Common Stock · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-003907 · primarydocument.xml · derivative · entry 2 Schultz Erica · CIK 0001542687 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into shares of the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period). F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into shares of the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period). F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into shares of the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period). Read SEC document |
| May 01, 2023 Filed May 3, 2023 21:17 UTC | Amplitude, Inc. AMPL · Entity 4566 | ConversionClass A Common Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-23-003907 · primarydocument.xml · nonDerivative · entry 1 Schultz Erica · CIK 0001542687 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Class B Common Stock is convertible at any time at the option of the holder into shares of the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period). Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 20:06 UTC | Confluent, Inc. CFLT · Entity 57136 | GrantClass A Common Stock | 343,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-014371 · doc4.xml · nonDerivative · entry 1 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,537 F1 · kind: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 50% of RSUs vest on February 20, 2025 and 50% of the RSUs vest of February 20, 2026, subject to the Reporting Person's continuous service through each such vesting date. F2 · balance_after: Includes 787 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on February 15, 2023. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 20:07 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-009915 · doc4.xml · derivative · entry 11 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 20:07 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionClass B Common Stock · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-009915 · doc4.xml · derivative · entry 10 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 20:07 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.41 | $0.00 |
DisclosureSEC source: 0001209191-23-009915 · doc4.xml · derivative · entry 9 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,279,675 Underlying: Class B Common Stock · 50,000 shares Expires 2029-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The shares subject to the option are immediately exercisable. 25% of the shares vested on 10/28/2020 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 20:07 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 1,700 | $26.01 | $44,217.00 |
DisclosureSEC source: 0001209191-23-009915 · doc4.xml · nonDerivative · entry 3 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,732 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan. F4 · price: The shares were sold at prices ranging from $26.00 to $26.03. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 20:07 UTC | Confluent, Inc. CFLT · Entity 57136 | SaleClass A Common Stock | 48,300 | $25.59 | $1,235,997.00 |
DisclosureSEC source: 0001209191-23-009915 · doc4.xml · nonDerivative · entry 2 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,432 F2 · shares: Shares sold pursuant to a 10b5-1 trading plan. F3 · price: The shares were sold at prices ranging from $25.00 to $25.99. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 20:07 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass A Common Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-009915 · doc4.xml · nonDerivative · entry 1 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| February 02, 2023 Filed Feb 6, 2023 20:00 UTC | Confluent, Inc. CFLT · Entity 57136 | ConversionClass B Common Stock · Derivative | 90,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-007385 · doc4.xml · derivative · entry 11 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 90,579 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| February 02, 2023 Filed Feb 6, 2023 20:00 UTC | Confluent, Inc. CFLT · Entity 57136 | Exercise / conversionClass B Common Stock · Derivative | 90,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-007385 · doc4.xml · derivative · entry 10 Schultz Erica · CIK 0001542687 · President, Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,579 Underlying: Class A Common Stock · 90,579 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.