Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alight, Inc. / DelawareALIT · Entity 5436 | Director | July 02, 2026 | July 07, 2026 |
| HOULIHAN LOKEY, INC.HLI · Entity 3553 | Director | May 21, 2026 | May 21, 2026 |
| SKYWORKS SOLUTIONS, INC.SWKS · Entity 3526 | Director · Interim CFO | May 13, 2026 | May 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alight, Inc. / Delaware
Report date July 02, 2026 · Filed July 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 19,481 |
Reported balance
After 2026-07-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-02 · Grant · Acquired 14,025 · Balance 19,481 F1: Represents restricted stock units granted for annual board service, pursuant to the Issuer's 2021 Omnibus Share Plan, which are scheduled to vest on July 2, 2027. F2: Includes restricted stock units scheduled to vest in the future. F3: Securities listed in this filing have been adjusted to reflect a 1-for-20 reverse split of the Issuer's Class A common stock effective as of June 30, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units granted for annual board service, pursuant to the Issuer's 2021 Omnibus Share Plan, which are scheduled to vest on July 2, 2027.
F2: Includes restricted stock units scheduled to vest in the future.
F3: Securities listed in this filing have been adjusted to reflect a 1-for-20 reverse split of the Issuer's Class A common stock effective as of June 30, 2026.
HOULIHAN LOKEY, INC.
Report date May 21, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 29,111 |
Reported balance
After 2026-05-21 transaction · row 1
1 source rowRow 1 · 2026-05-21 · Grant · Acquired 1,129 · Balance 29,111 |
SKYWORKS SOLUTIONS, INC.
Report date May 13, 2026 · Filed May 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 66,817 |
Reported balance
After 2026-05-14 transaction · row 1
1 source rowRow 1 · 2026-05-14 · Exercise / conversion · Acquired 3,664 · Balance 66,817 F1: Restricted stock units convert into shares of common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,724 |
Reported balance
After 2026-05-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-13 · Grant · Acquired 3,724 · Balance 3,724 F2: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. F3: The restricted stock units vest on May 13, 2027. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-14 · Exercise / conversion · Disposed 3,664 · Balance 0 F1: Restricted stock units convert into shares of common stock on a one-for-one basis. F4: The restricted stock units vested on May 14, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into shares of common stock on a one-for-one basis.
F2: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.
F3: The restricted stock units vest on May 13, 2027.
F4: The restricted stock units vested on May 14, 2026.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Forest City Realty Trust, Inc.
Report date December 07, 2018 · Filed December 07, 2018
Section 16 reporting ended · disclosed 2018-12-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-12-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-12-07 · Disposition to issuer · Disposed 5,432 · Balance 0 F2: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), at the effective time of the Merger, as contemplated in the Merger Agreement (the "Effective Time"), the restricted shares, outstanding immediately prior to the Effective Time automatically vested and entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest and less any applicable tax withholdings. F1: 2018 Restricted Stock Grant pursuant to Forest City Realty Trust, Inc. 1994 Stock Plan - 100% vest on 6/20/2019. |
Filing footnotes · ownership attribution and instrument terms
F1: 2018 Restricted Stock Grant pursuant to Forest City Realty Trust, Inc. 1994 Stock Plan - 100% vest on 6/20/2019.
F2: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), at the effective time of the Merger, as contemplated in the Merger Agreement (the "Effective Time"), the restricted shares, outstanding immediately prior to the Effective Time automatically vested and entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest and less any applicable tax withholdings.
Frontier Communications Parent, Inc.
Report date April 30, 2021 · Filed April 30, 2021
Section 16 reporting ended · disclosed 2021-04-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-04-30 · Other · Disposed 28,925.52 · Balance 0 F1: Prior to their cancellation pursuant to the Plan (as defined below), phantom stock units were convertible one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Issuer. F2: On April 14, 2020, the Issuer and all of its direct and indirect subsidiaries (the "Debtors") filed voluntary petitions (the "Chapter 11 Cases") under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court") and on August 21, 2020 the Debtors filed the Fifth Amended Joint Plan of Reorganization of Frontier Communications Corporation and Its Debtor Affiliates Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"). On August 27, 2020, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date"), the Debtors satisfied the remaining conditions precedent to consummation of the Plan set forth in the Plan, the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases without any need for further action or order of the Bankruptcy Court. F3: (Continued from footnote 2) On the Effective Date, in connection with the satisfaction of the conditions to effectiveness as set forth in the Confirmation Order and in the Plan, (i) the Issuer completed a series of transactions pursuant to which it transferred all of its assets in a taxable sale to an indirectly wholly owned subsidiary of Frontier Communications Parent, Inc., a Delaware corporation ("New Frontier"), prior to winding down its business, (ii) all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto and (iii) all of the Issuer's equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect. F4: (Continued from footnote 3) New Frontier is the successor to the Issuer pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Prior to their cancellation pursuant to the Plan (as defined below), phantom stock units were convertible one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Issuer.
F2: On April 14, 2020, the Issuer and all of its direct and indirect subsidiaries (the "Debtors") filed voluntary petitions (the "Chapter 11 Cases") under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court") and on August 21, 2020 the Debtors filed the Fifth Amended Joint Plan of Reorganization of Frontier Communications Corporation and Its Debtor Affiliates Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"). On August 27, 2020, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date"), the Debtors satisfied the remaining conditions precedent to consummation of the Plan set forth in the Plan, the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases without any need for further action or order of the Bankruptcy Court.
F3: (Continued from footnote 2) On the Effective Date, in connection with the satisfaction of the conditions to effectiveness as set forth in the Confirmation Order and in the Plan, (i) the Issuer completed a series of transactions pursuant to which it transferred all of its assets in a taxable sale to an indirectly wholly owned subsidiary of Frontier Communications Parent, Inc., a Delaware corporation ("New Frontier"), prior to winding down its business, (ii) all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto and (iii) all of the Issuer's equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect.
F4: (Continued from footnote 3) New Frontier is the successor to the Issuer pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer.
NII HOLDINGS INC
Report date December 18, 2019 · Filed December 19, 2019
Section 16 reporting ended · disclosed 2019-12-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 248,603 |
Reported balance
After 2019-12-18 transaction · row 1
1 source rowRow 1 · 2019-12-18 · Exercise / conversion · Acquired 157,997 · Balance 248,603 F1: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock or cash equal to the fair market value thereof. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | IndirectRobert A. Schriesheim, Trustee, Robert A. Schriesheim Revocable Trust U/A/D 1/29/1998 | 0 |
Reported balance
After 2019-12-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-12-18 · Exercise / conversion · Disposed 157,997 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock or cash equal to the fair market value thereof. F2: The vesting of this restricted stock unit scheduled to vest in equal installments on August 17, 2020 and August 17, 2021 was accelerated as a result of the sale of the Issuer's wireless operations in Brazil, effective December 18, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock or cash equal to the fair market value thereof.
F2: The vesting of this restricted stock unit scheduled to vest in equal installments on August 17, 2020 and August 17, 2021 was accelerated as a result of the sale of the Issuer's wireless operations in Brazil, effective December 18, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 17, 2019 Filed Jun 10, 2021 00:26 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | PurchaseCLASS A COMMON STOCK | 138 | $46.17 | $6,371.46 |
DisclosureSEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 12 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,724 F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan. F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares. Read SEC document |
| August 17, 2019 Filed Aug 20, 2019 16:04 UTC | NII HOLDINGS INC NIHD · Entity 152745 | Exercise / conversionRestricted Stock Units · Derivative | 78,999 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-017341 · doc1.xml · derivative · entry 2 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Robert A. Schriesheim Trustee, Robert A. Schriesheim Revocable Trust U/A/D 01/29/1998 Disclosed balance after: 157,997 Underlying: Common Stock · 78,999 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit converted into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on August 17, 2019. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on August 17, 2019. Read SEC document |
| August 17, 2019 Filed Aug 20, 2019 16:04 UTC | NII HOLDINGS INC NIHD · Entity 152745 | Exercise / conversionCommon Stock | 78,999 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-017341 · doc1.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit converted into common stock on a one-for-one basis. Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:48 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | GrantCLASS A COMMON STOCK | 2,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000025 · wf-form4_155804330951821.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,116 Read SEC document |
| May 09, 2019 Filed May 10, 2019 23:09 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionRestricted Stock Units · Derivative | 2,110 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-029122 · doc4.xml · derivative · entry 3 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,110 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. F5 · derivative.exercise_date: The restricted stock units vested on May 9, 2019. F5 · derivative.expiration_date: The restricted stock units vested on May 9, 2019. Read SEC document |
| May 09, 2019 Filed May 10, 2019 23:09 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionCommon Stock | 2,110 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-029122 · doc4.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. F2 · balance_after: Includes 214 shares of common stock acquired on 6/13/2018, 288 shares of common stock acquired on 8/29/2018, and 391 shares of common stock acquired on 12/19/2018 through automatic dividend reinvestment. Read SEC document |
| May 08, 2019 Filed May 10, 2019 23:09 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | GrantRestricted Stock Units · Derivative | 2,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-029122 · doc4.xml · derivative · entry 2 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,294 Underlying: Common Stock · 2,294 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. F4 · derivative.exercise_date: The restricted stock units vest on May 8, 2020. F4 · derivative.expiration_date: The restricted stock units vest on May 8, 2020. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 19:16 UTC | Frontier Communications Parent, Inc. FTR · Entity 69025 | GrantPhantom Stock Units · Derivative | 14,018.69 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-014325 · form4.xml · derivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,925.52 Underlying: Common Stock · 14,018.69 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company. F2 · kind: Quarterly payment of portion of annual retainer paid in the form of phantom stock units. F1 · derivative.exercise_date: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company. F1 · derivative.expiration_date: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 17:23 UTC | Frontier Communications Parent, Inc. FTR · Entity 69025 | GrantPhantom Stock Units · Derivative | 14,906.83 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-000875 · form4.xml · derivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,906.83 Underlying: Common Stock · 14,906.83 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company. F2 · kind: Quarterly payment of portion of annual retainer paid in the form of phantom stock units. F3 · shares: Includes payment of pro rata portion of 2018 annual retainer from date of election to the Board. F1 · derivative.exercise_date: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company. F1 · derivative.expiration_date: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company. Read SEC document |
| December 17, 2018 Filed Jun 10, 2021 00:26 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | PurchaseCLASS A COMMON STOCK | 146 | $37.89 | $5,531.94 |
DisclosureSEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 11 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,586 F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan. F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares. Read SEC document |
| December 07, 2018 Filed Dec 7, 2018 21:41 UTC | Forest City Realty Trust, Inc. FCEA · Entity 161862 | Disposition to issuerClass A Common Stock | 5,432 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001647509-18-000089 · edgar.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), at the effective time of the Merger, as contemplated in the Merger Agreement (the "Effective Time"), the restricted shares, outstanding immediately prior to the Effective Time automatically vested and entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest and less any applicable tax withholdings. F2 · price: Pursuant to a Merger Agreement dated 7/30/2018, among issuer, Antlia Holdings, LLC and Antlia Merger Sub Inc. (the "Merger Agreement"), at the effective time of the Merger, as contemplated in the Merger Agreement (the "Effective Time"), the restricted shares, outstanding immediately prior to the Effective Time automatically vested and entitled the holder to receive a cash payment of $25.35 per share (the "Merger Consideration") without interest and less any applicable tax withholdings. F1 · ownership.direct: 2018 Restricted Stock Grant pursuant to Forest City Realty Trust, Inc. 1994 Stock Plan - 100% vest on 6/20/2019. Read SEC document |
| September 18, 2018 Filed Jun 10, 2021 00:26 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | PurchaseCLASS A COMMON STOCK | 118 | $46.42 | $5,477.56 |
DisclosureSEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 10 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,440 F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan. F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares. Read SEC document |
| August 17, 2018 Filed Aug 20, 2018 18:35 UTC | NII HOLDINGS INC NIHD · Entity 152745 | GrantRestricted Stock Units · Derivative | 236,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-001492 · doc1.xml · derivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Robert A. Schriesheim Trustee, Robert A. Schriesheim Revocable Trust U/A/D 01/29/1998 Disclosed balance after: 236,996 Underlying: Common Stock · 236,996 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock or cash equal to the fair market value thereof. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on August 17, 2019. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on August 17, 2019. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 12:30 UTC | Forest City Realty Trust, Inc. FCEA · Entity 161862 | GrantClass A Common Stock | 5,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001647509-18-000053 · edgar.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,432 F1 · ownership.direct: 2018 Restricted Stock Grant pursuant to Forest City Realty Trust, Inc. 1994 Stock Plan - 100% vest on 6/20/2019. Read SEC document |
| June 18, 2018 Filed Jun 10, 2021 00:26 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | PurchaseCLASS A COMMON STOCK | 107 | $50.92 | $5,448.44 |
DisclosureSEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 9 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,322 F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan. F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares. Read SEC document |
| May 10, 2018 Filed May 11, 2018 23:21 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionRestricted Stock Units · Derivative | 1,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-029701 · doc4.xml · derivative · entry 3 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,992 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. F5 · derivative.exercise_date: The restricted stock units vested on May 10, 2018. F5 · derivative.expiration_date: The restricted stock units vested on May 10, 2018. Read SEC document |
| May 10, 2018 Filed May 11, 2018 23:21 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionCommon Stock | 1,992 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-029701 · doc4.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. F2 · balance_after: Includes 159 shares of common stock acquired on 6/7/2017, 210 shares of common stock acquired on 8/30/2017, 224 shares of common stock acquired on 12/13/2017, and 195 shares of common stock acquired on 3/16/2018 through automatic dividend reinvestment. Read SEC document |
| May 09, 2018 Filed May 11, 2018 23:21 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | GrantRestricted Stock Units · Derivative | 2,110 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-029701 · doc4.xml · derivative · entry 2 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,110 Underlying: Common Stock · 2,110 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. F4 · derivative.exercise_date: The restricted stock units vest on May 9, 2019. F4 · derivative.expiration_date: The restricted stock units vest on May 9, 2019. Read SEC document |
| April 30, 2018 Filed Jun 13, 2018 20:18 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | GrantCLASS A COMMON STOCK | 1,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-18-000020 · wf-form4_152892112106722.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,628 Read SEC document |
| March 16, 2018 Filed Jun 10, 2021 00:26 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | PurchaseCLASS A COMMON STOCK | 79 | $47.35 | $3,740.65 |
DisclosureSEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 8 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,811 F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan. F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares. Read SEC document |
| December 18, 2017 Filed Jun 10, 2021 00:26 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | PurchaseCLASS A COMMON STOCK | 81 | $46.29 | $3,749.49 |
DisclosureSEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 7 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,732 F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan. F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares. Read SEC document |
| September 18, 2017 Filed Jun 10, 2021 00:26 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | PurchaseCLASS A COMMON STOCK | 101 | $36.62 | $3,698.62 |
DisclosureSEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 6 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,651 F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan. F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares. Read SEC document |
| June 16, 2017 Filed Jun 10, 2021 00:26 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | PurchaseCLASS A COMMON STOCK | 108 | $34.10 | $3,682.80 |
DisclosureSEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 5 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,550 F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan. F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares. Read SEC document |
| May 11, 2017 Filed May 12, 2017 22:59 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionRestricted Stock Units · Derivative | 2,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032184 · doc4.xml · derivative · entry 3 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,775 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. F5 · derivative.exercise_date: The restricted stock units vested on May 11, 2017. F5 · derivative.expiration_date: The restricted stock units vested on May 11, 2017. Read SEC document |
| May 11, 2017 Filed May 12, 2017 22:59 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | Exercise / conversionCommon Stock | 2,775 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-032184 · doc4.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. F2 · balance_after: Includes 217 shares of common stock acquired on 6/3/2016, 231 shares of common stock acquired on 8/26/2016, 221 shares of common stock acquired on 12/9/2016, and 184 shares of common stock acquired on 2/24/2017 through automatic dividend reinvestment. Read SEC document |
| May 10, 2017 Filed May 12, 2017 22:59 UTC | SKYWORKS SOLUTIONS, INC. SWKS · Entity 3526 | GrantRestricted Stock Units · Derivative | 1,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032184 · doc4.xml · derivative · entry 2 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,992 Underlying: Common Stock · 1,992 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. F4 · derivative.exercise_date: The restricted stock units vest on May 10, 2018. F4 · derivative.expiration_date: The restricted stock units vest on May 10, 2018. Read SEC document |
| April 30, 2017 Filed May 2, 2017 18:08 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | GrantCLASS A COMMON STOCK | 1,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-17-000008 · wf-form4_149374850703176.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,224 Read SEC document |
| March 16, 2017 Filed Jun 10, 2021 00:26 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | PurchaseCLASS A COMMON STOCK | 102 | $32.45 | $3,309.90 |
DisclosureSEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 4 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,579 F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan. F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares. Read SEC document |
| February 13, 2017 Filed Feb 13, 2017 23:28 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | PurchaseCLASS A COMMON STOCK | 4,870 | $30.73 | $149,655.10 |
DisclosureSEC source: 0001302215-17-000006 · wf-form4_148702847805406.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,361 Read SEC document |
| December 16, 2016 Filed Jun 10, 2021 00:26 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | PurchaseCLASS A COMMON STOCK | 37 | $30.89 | $1,142.93 |
DisclosureSEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 3 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,607 F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan. F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares. Read SEC document |
| September 16, 2016 Filed Jun 10, 2021 00:26 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | PurchaseCLASS A COMMON STOCK | 48 | $24.05 | $1,154.40 |
DisclosureSEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 2 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,570 F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan. F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares. Read SEC document |
| June 16, 2016 Filed Jun 10, 2021 00:26 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | PurchaseCLASS A COMMON STOCK | 31 | $23.58 | $730.98 |
DisclosureSEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,522 F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan. F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.