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person · Reporting owner

Griffith Jerome

Disclosed activity across 3 companies

Tapewire entity
31638
SEC CIK
0001547440

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LANDS' END, INC.LE · Entity 5747DirectorMarch 18, 2023March 21, 2023
VINCE HOLDING CORP.VNCE · Entity 6885DirectorJune 05, 2024June 07, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LANDS' END, INC.

Report date March 18, 2023 · Filed March 21, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect56,363 Ending reported balance After 2023-03-19 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2023-03-18 · Exercise / conversion · Acquired 15,254 · Balance 15,254

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Row 2 · 2023-03-18 · Tax withholding · Disposed 5,500 · Balance 9,754

F2: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Row 3 · 2023-03-19 · Exercise / conversion · Acquired 62,366 · Balance 72,120

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Row 4 · 2023-03-19 · Tax withholding · Disposed 22,483 · Balance 49,637

F2: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Row 5 · 2023-03-19 · Exercise / conversion · Acquired 10,518 · Balance 60,155

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Row 6 · 2023-03-19 · Tax withholding · Disposed 3,792 · Balance 56,363

F2: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct139,681 Reported balance After 2023-03-18 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2023-03-18 · Exercise / conversion · Disposed 15,254 · Balance 139,681

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F4: This RSU award was granted on March 18, 2022, with vesting in three installments on March 18, 2023 (25%), March 18, 2024 (25%) and March 18, 2025 (50%).

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct77,315 Reported balance After 2023-03-19 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2023-03-19 · Exercise / conversion · Disposed 62,366 · Balance 77,315

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F5: This RSU award was granted on March 19, 2020, with vesting in three installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%).

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct66,797 Reported balance After 2023-03-19 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2023-03-19 · Exercise / conversion · Disposed 10,518 · Balance 66,797

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F6: This RSU award was granted on March 19, 2021, with vesting in three installments on March 19, 2022 (25%), March 19, 2023 (25%) and March 19, 2024 (50%).

F7: Of the total number of RSUs, 21,035 RSUs will vest on March 19, 2024; 15,254 RSUs will vest on March 18, 2024, and 30,508 RSUs will vest on March 18, 2025; subject in each case to the satisfaction of vesting conditions, including maintaining continued employment or a continuous business relationship.

Common StockSEC Table I · non-derivativeIndirectJerome Griffith Revocable Trust402,026 Reported balance Holding disclosure · report date 2023-03-18 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 402,026

F3: The reporting person contributed 94,868 shares to the Jerome Griffith Revocable Trust on April 8, 2022, in a transaction that resulted in a change in the form of beneficial ownership from direct to indirect.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F2: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

F3: The reporting person contributed 94,868 shares to the Jerome Griffith Revocable Trust on April 8, 2022, in a transaction that resulted in a change in the form of beneficial ownership from direct to indirect.

F4: This RSU award was granted on March 18, 2022, with vesting in three installments on March 18, 2023 (25%), March 18, 2024 (25%) and March 18, 2025 (50%).

F5: This RSU award was granted on March 19, 2020, with vesting in three installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%).

F6: This RSU award was granted on March 19, 2021, with vesting in three installments on March 19, 2022 (25%), March 19, 2023 (25%) and March 19, 2024 (50%).

F7: Of the total number of RSUs, 21,035 RSUs will vest on March 19, 2024; 15,254 RSUs will vest on March 18, 2024, and 30,508 RSUs will vest on March 18, 2025; subject in each case to the satisfaction of vesting conditions, including maintaining continued employment or a continuous business relationship.

VINCE HOLDING CORP.

Report date June 05, 2024 · Filed June 07, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect115,456 Reported balance After 2024-06-05 transaction · row 1
1 source row

Row 1 · 2024-06-05 · Grant · Acquired 45,455 · Balance 115,456

F1: These shares represent restricted stock units that were granted to the Reporting Person on June 5, 2024 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: These shares represent restricted stock units that were granted to the Reporting Person on June 5, 2024 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

OLAPLEX HOLDINGS, INC.

Report date July 07, 2026 · Filed July 07, 2026

Section 16 reporting ended · disclosed 2026-07-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-07-07 transaction · row 1
1 source row

Row 1 · 2026-07-07 · Disposition to issuer · Disposed 110,294 · Balance 0

F2: At the Effective Time, each award of restricted stock units covering Shares granted under the Issuer's 2021 Equity Incentive Plan, the Issuer's Amended & Restated 2020 Omnibus Equity Incentive Plan, or any other effective equity or equity-based incentive plan sponsored by the Issuer or its affiliates (each such award, a "Company RSU Award") that was outstanding immediately prior to the Effective Time (whether vested or unvested) was, by virtue of the Merger, automatically cancelled and converted into the right to receive (without interest) an amount in cash equal to the product of (x) the aggregate number of Shares underlying such Company RSU Award, multiplied by (y) the Merger Consideration. The amount reported includes 110,294 Shares underlying the Reporting Person's Company RSU Awards, which were automatically cancelled and converted into the right to receive the Merger Consideration at the Effective Time.

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated March 26, 2026, by and among the Issuer, Henkel US Operations Corporation ("Parent"), and Margot Acquisition Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer surviving the Merger as a wholly owned subsidiary of Parent (the "Merger" and, together with the other transactions contemplated by the Merger Agreement, the "Transactions"). At the effective time of the Merger (the "Effective Time"), each share of Common Stock of the Issuer (each, a "Share") issued and outstanding immediately prior to the Effective Time was converted automatically into the right to receive $2.06 per Share in cash (the "Merger Consideration"), without interest, subject to any withholding of taxes required by applicable law.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated March 26, 2026, by and among the Issuer, Henkel US Operations Corporation ("Parent"), and Margot Acquisition Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer surviving the Merger as a wholly owned subsidiary of Parent (the "Merger" and, together with the other transactions contemplated by the Merger Agreement, the "Transactions"). At the effective time of the Merger (the "Effective Time"), each share of Common Stock of the Issuer (each, a "Share") issued and outstanding immediately prior to the Effective Time was converted automatically into the right to receive $2.06 per Share in cash (the "Merger Consideration"), without interest, subject to any withholding of taxes required by applicable law.

F2: At the Effective Time, each award of restricted stock units covering Shares granted under the Issuer's 2021 Equity Incentive Plan, the Issuer's Amended & Restated 2020 Omnibus Equity Incentive Plan, or any other effective equity or equity-based incentive plan sponsored by the Issuer or its affiliates (each such award, a "Company RSU Award") that was outstanding immediately prior to the Effective Time (whether vested or unvested) was, by virtue of the Merger, automatically cancelled and converted into the right to receive (without interest) an amount in cash equal to the product of (x) the aggregate number of Shares underlying such Company RSU Award, multiplied by (y) the Merger Consideration. The amount reported includes 110,294 Shares underlying the Reporting Person's Company RSU Awards, which were automatically cancelled and converted into the right to receive the Merger Consideration at the Effective Time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 19, 2021 Filed Mar 23, 2021 20:17 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionCommon Stock 31,182 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022553 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 22:12 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionRestricted Stock Units · Derivative 29,411 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019112 · doc4.xml · derivative · entry 3

Griffith Jerome · CIK 0001547440 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,658

Underlying: Common Stock · 29,411 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F3 · derivative.exercise_date: This RSU award was granted on March 6, 2017, with vesting in four installments on March 6, 2018 (25%), March 6, 2019 (25%), March 6, 2020 (25%), and March 6, 2021 (25%).

F3 · derivative.expiration_date: This RSU award was granted on March 6, 2017, with vesting in four installments on March 6, 2018 (25%), March 6, 2019 (25%), March 6, 2020 (25%), and March 6, 2021 (25%).

F4 · balance_after: Of the total number of RSUs, 23,858 RSUs will vest on March 26, 2021; 18,356 RSUs will vest on March 25, 2021; 36,714 RSUs vest will on March 25, 2022; 31,182 RSUs will vest on March 19, 2021; 31,182 RSUs will vest on March 19, 2022; and 62,366 RSUs will vest on March 19, 2023; subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 22:12 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionCommon Stock 29,411 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019112 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 22:46 UTC VINCE HOLDING CORP. VNCE · Entity 6885 GrantCommon Stock 3,209 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-065061 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,154

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on December 21, 2020 pursuant to the amended and restated 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest as follows: 50% on the the grant date and 50% on the first anniversary of the grant date.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 23:09 UTC VINCE HOLDING CORP. VNCE · Entity 6885 GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044867 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,945

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on July 31, 2020 pursuant to the amended and restated 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:40 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionRestricted Stock Units · Derivative 19,669 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027149 · doc4.xml · derivative · entry 3

Griffith Jerome · CIK 0001547440 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,069

Underlying: Common Stock · 19,669 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F3 · derivative.exercise_date: This RSU award was granted on May 1, 2017, with vesting in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%).

F3 · derivative.expiration_date: This RSU award was granted on May 1, 2017, with vesting in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%).

F4 · balance_after: Of the total number of RSUs, 23,858 RSUs will vest on March 26, 2021; 29,411 RSUs will vest on March 6, 2021; 18,356 RSUs will vest on March 25, 2021; 36,714 RSUs will vest on March 25, 2022; and 124,730 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:40 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionCommon Stock 19,669 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027149 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 26, 2020 Filed Mar 27, 2020 21:57 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionRestricted Stock Units · Derivative 11,929 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021474 · doc4.xml · derivative · entry 5

Griffith Jerome · CIK 0001547440 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,738

Underlying: Common Stock · 11,929 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F3 · derivative.exercise_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%).

F3 · derivative.expiration_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%).

F4 · balance_after: Of the total number of RSUs, 23,858 RSUs will vest on March 26, 2021; 19,669 RSUs will vest on May 1, 2020; 29,411 RSUs will vest on March 6, 2021; 18,356 RSUs will on March 25, 2021; 36,714 RSUs will on March 25, 2022; and 124,730 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
March 26, 2020 Filed Mar 27, 2020 21:57 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionCommon Stock 11,929 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021474 · doc4.xml · nonDerivative · entry 2

Griffith Jerome · CIK 0001547440 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 21:57 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionRestricted Stock Units · Derivative 18,356 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021474 · doc4.xml · derivative · entry 4

Griffith Jerome · CIK 0001547440 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,667

Underlying: Common Stock · 18,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F2 · derivative.exercise_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

F2 · derivative.expiration_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

Read SEC document
March 25, 2020 Filed Mar 27, 2020 21:57 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionCommon Stock 18,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021474 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 20:41 UTC LANDS' END, INC. LE · Entity 5747 GrantRestricted Stock Units · Derivative 124,730 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020653 · doc4.xml · derivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,023

Underlying: Common Stock · 124,730 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F2 · derivative.exercise_date: These are time-based RSUs that will vest, assuming continued employment, in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%).

F2 · derivative.expiration_date: These are time-based RSUs that will vest, assuming continued employment, in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%).

F3 · balance_after: Of the total number of RSUs, 11,929 RSUs will vest on March 26, 2020; 23,858 RSUs will vest on March 26, 2021; 19,669 RSUs will vest on May 1, 2020; 29,411 RSUs will vest on March 6, 2021; 73,426 RSUs will vest in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%); and 124,730 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:19 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionRestricted Stock Units · Derivative 29,412 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017657 · doc4.xml · derivative · entry 3

Griffith Jerome · CIK 0001547440 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,293

Underlying: Common Stock · 29,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F3 · derivative.exercise_date: This RSU award was granted on March 6, 2017, with vesting in four installments on March 6, 2018 (25%), March 6, 2019, (25%) March 6, 2020 (25%) and March 6, 2021 (25%).

F3 · derivative.expiration_date: This RSU award was granted on March 6, 2017, with vesting in four installments on March 6, 2018 (25%), March 6, 2019, (25%) March 6, 2020 (25%) and March 6, 2021 (25%).

F4 · balance_after: Of the total number of RSUs, 11,929 RSUs will vest on March 26, 2020; 23,858 RSUs will vest on March 26, 2021; 19,669 RSUs will vest on May 1, 2020; 29,411 RSUs will vest on March 6, 2021; and 73,426 RSUs will vest in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%), subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:19 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionCommon Stock 29,412 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017657 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
June 10, 2019 Filed Aug 6, 2019 21:16 UTC VINCE HOLDING CORP. VNCE · Entity 6885 GrantCommon Stock 5,896 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044856 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,445

F1 · date: This transaction is filed inadvertently late due to an administrative error.

F2 · shares: These shares represent restricted stock units that were granted to the Reporting Person on June 10, 2019 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:19 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionRestricted Stock Units · Derivative 9,834 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-19-000041 · wf-form4_155691476791356.xml · derivative · entry 3

Griffith Jerome · CIK 0001547440 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,705

Underlying: Common Stock · 9,834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F3 · derivative.exercise_date: This RSU award was granted on May 1, 2017, with vesting in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%).

F3 · derivative.expiration_date: This RSU award was granted on May 1, 2017, with vesting in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%).

F4 · balance_after: Of the total number of RSUs, 11,929 RSUs will vest on March 26, 2020; 23,858 RSUs will vest on March 26, 2021 (50%); 19,669 RSUs will vest on May 1, 2020; 29,412 RSUs will vest on March 6, 2020; 29,411 RSUs will vest on March 6, 2021; and 73,426 RSUs will vest in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%), subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:19 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionCommon Stock 9,834 $0.00 $0.00
Disclosure

SEC source: 0000799288-19-000041 · wf-form4_155691476791356.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 20:37 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionRestricted Stock Units · Derivative 11,929 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-19-000021 · wf-form4_155371901150734.xml · derivative · entry 4

Griffith Jerome · CIK 0001547440 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,539

Underlying: Common Stock · 11,929 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F3 · derivative.exercise_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%).

F3 · derivative.expiration_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%).

F4 · balance_after: Of the total number of RSUs, 11,929 RSUs will vest on March 26, 2020; 23,858 RSUs will vest on March 26, 2021 (50%); 9,834 RSUs will vest on May 1, 2019; 19,669 RSUs will vest on May 1, 2020; 29,412 RSUs will vest on March 6, 2020; 29,411 RSUs will vest on March 6, 2021; and 73,426 RSUs will vest in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%), subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 20:37 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionCommon Stock 11,929 $0.00 $0.00
Disclosure

SEC source: 0000799288-19-000021 · wf-form4_155371901150734.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 20:37 UTC LANDS' END, INC. LE · Entity 5747 GrantRestricted Stock Units · Derivative 73,426 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-19-000021 · wf-form4_155371901150734.xml · derivative · entry 3

Griffith Jerome · CIK 0001547440 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,468

Underlying: Common Stock · 73,426 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F2 · derivative.exercise_date: These are time-based RSUs that will vest, assuming continued employment, in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

F2 · derivative.expiration_date: These are time-based RSUs that will vest, assuming continued employment, in three annual installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:18 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionRestricted Stock Units · Derivative 29,412 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-19-000008 · wf-form4_155207987523397.xml · derivative · entry 3

Griffith Jerome · CIK 0001547440 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,042

Underlying: Common Stock · 29,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F3 · derivative.exercise_date: This RSU award was granted on March 6, 2017, with vesting in four installments on March 6, 2018 (25%), March 6, 2019, (25%) March 6, 2020 (25%) and March 6, 2021 (25%).

F3 · derivative.expiration_date: This RSU award was granted on March 6, 2017, with vesting in four installments on March 6, 2018 (25%), March 6, 2019, (25%) March 6, 2020 (25%) and March 6, 2021 (25%).

F4 · balance_after: Of the total number of RSUs, 47,716 RSUs will vest in three annual installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%); 9,834 RSUs will vest on May 1, 2019; 19,669 RSUs will vest on May 1, 2020; 29,412 RSUs will vest on March 6, 2020; and 29,411 RSUs will vest on March 6, 2021; subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 21:18 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionCommon Stock 29,412 $0.00 $0.00
Disclosure

SEC source: 0000799288-19-000008 · wf-form4_155207987523397.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 14:02 UTC LANDS' END, INC. LE · Entity 5747 PurchaseCommon Stock 10,000 $14.58 $145,829.00
Disclosure

SEC source: 0000799288-18-000076 · wf-form4_154479613928628.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jerome Griffith Revocable Trust

Disclosed balance after: 10,000

F1 · price: This price represents the weighted average price per share of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of purchases that were executed at prices ranging from $14.43 to $14.75 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 22:52 UTC VINCE HOLDING CORP. VNCE · Entity 6885 GrantCommon Stock 8,751 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035353 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,549

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on June 1, 2018 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

F2 · balance_after: At the close of business on October 23, 2017, the Company effected a 1-for-10 reverse stock split (the "Reverse Stock Split"). The Company's common stock began trading on a split-adjusted basis when the market opened on October 24, 2017. Pursuant to the Reverse Stock Split, every 10 shares of the Company's issued and outstanding common stock were automatically converted into one share of common stock. All references to the Company's common stock provided in this report have been adjusted to reflect the effect of the Reverse Stock Split.

Read SEC document
May 01, 2018 Filed May 3, 2018 21:03 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionRestricted Stock Units · Derivative 9,834 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000030 · wf-form4_152538138294172.xml · derivative · entry 2

Griffith Jerome · CIK 0001547440 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,454

Underlying: Common Stock · 9,834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F2 · derivative.exercise_date: This RSU award was granted on May 1, 2017, with vesting in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%).

F2 · derivative.expiration_date: This RSU award was granted on May 1, 2017, with vesting in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%).

F3 · balance_after: Of the total number of RSUs, 47,716 RSUs will vest in three annual installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%); 9,834 RSUs will vest on May 1, 2019; 19,669 RSUs will vest on May 1, 2020; 29,412 RSUs will vest on March 6, 2019; 29,412 RSUs will vest on March 6, 2020; and 29,411 RSUs will vest on March 6, 2021; subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
May 01, 2018 Filed May 3, 2018 21:03 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionCommon Stock 9,834 $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000030 · wf-form4_152538138294172.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 26, 2018 Filed Mar 28, 2018 20:38 UTC LANDS' END, INC. LE · Entity 5747 GrantRestricted Stock Units · Derivative 47,716 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000019 · wf-form4_152226947383717.xml · derivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,288

Underlying: Common Stock · 47,716 shares

Expires not disclosed

F1 · derivative.exercise_date: These are time-based restricted stock units ("RSUs") that will vest, assuming continued employment, in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the vesting considerations.

F1 · derivative.expiration_date: These are time-based restricted stock units ("RSUs") that will vest, assuming continued employment, in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%). Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the vesting considerations.

F2 · balance_after: Of the total number of RSUs, 47,716 RSUs are as described in footnote 1; 39,337 RSUs will vest in three annual installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%); 29,412 RSUs will vest on March 6, 2019, 29,412 RSUs will vest on March 6, 2020 and 29,411 RSUs will vest on March 6, 2021; subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 22:09 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionRestricted Stock Units · Derivative 29,412 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000006 · wf-form4_152046053711010.xml · derivative · entry 2

Griffith Jerome · CIK 0001547440 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,572

Underlying: Common Stock · 29,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F2 · derivative.exercise_date: This RSU award was granted on March 6, 2017, with vesting in four installments on March 6, 2018 (25%), March 6, 2019, (25%) March 6, 2020 (25%) and March 6, 2021 (25%)

F2 · derivative.expiration_date: This RSU award was granted on March 6, 2017, with vesting in four installments on March 6, 2018 (25%), March 6, 2019, (25%) March 6, 2020 (25%) and March 6, 2021 (25%)

F3 · balance_after: Of the total number of RSUs, 29,412 vest on each of March 6, 2019 and March 6, 2020, and 29, 411 will vest on March 6, 2021; 39,337 vest in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 22:09 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionCommon Stock 29,412 $0.00 $0.00
Disclosure

SEC source: 0000799288-18-000006 · wf-form4_152046053711010.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represented a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 22:27 UTC VINCE HOLDING CORP. VNCE · Entity 6885 OtherSubscripton Rights (Right to buy) · Derivative 14,378 $0.45 Strike: $0.45 $6,470.10
Disclosure

SEC source: 0000899243-17-021923 · doc4.xml · derivative · entry 2

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 122,222 shares

Expires 2017-09-08

F1 · kind: Represents the exercise of subscription rights in Vince Holding Corp. ("Vince") rights offering by the Reporting Person, with each right entitling the holder to purchase 1.3475 shares of Vince common stock, resulting in the purchase by the Reporting Person of 122,222 shares of Vince common stock, including pursuant to the exercise of over-subscription rights.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 22:27 UTC VINCE HOLDING CORP. VNCE · Entity 6885 OtherCommon Stock, par value $0.01 122,222 $0.45 $54,999.90
Disclosure

SEC source: 0000899243-17-021923 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,600

F1 · kind: Represents the exercise of subscription rights in Vince Holding Corp. ("Vince") rights offering by the Reporting Person, with each right entitling the holder to purchase 1.3475 shares of Vince common stock, resulting in the purchase by the Reporting Person of 122,222 shares of Vince common stock, including pursuant to the exercise of over-subscription rights.

Read SEC document
September 08, 2017 Filed Sep 29, 2017 21:00 UTC Amendment VINCE HOLDING CORP. VNCE · Entity 6885 OtherSubscripton Rights (Right to buy) · Derivative 14,378 $0.45 Strike: $0.45 $6,470.10
Disclosure

SEC source: 0000899243-17-022961 · doc4a.xml · derivative · entry 2

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 122,222 shares

Expires 2017-09-08

F1 · kind: Represents the exercise of subscription rights in Vince Holding Corp. ("Vince") rights offering by the Reporting Person, with each right entitling the holder to purchase 1.3475 shares of Vince common stock, resulting in the purchase by the Reporting Person of 122,222 shares of Vince common stock, including pursuant to the exercise of over-subscription rights.

Read SEC document
September 08, 2017 Filed Sep 29, 2017 21:00 UTC Amendment VINCE HOLDING CORP. VNCE · Entity 6885 OtherCommon Stock, par value $0.01 122,222 $0.45 $54,999.90
Disclosure

SEC source: 0000899243-17-022961 · doc4a.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,007

F1 · kind: Represents the exercise of subscription rights in Vince Holding Corp. ("Vince") rights offering by the Reporting Person, with each right entitling the holder to purchase 1.3475 shares of Vince common stock, resulting in the purchase by the Reporting Person of 122,222 shares of Vince common stock, including pursuant to the exercise of over-subscription rights.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 21:03 UTC LANDS' END, INC. LE · Entity 5747 PurchaseCommon Stock 20,000 $11.47 $229,404.00
Disclosure

SEC source: 0000799288-17-000110 · wf-form4_150481817911419.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,717

F1 · price: This price represents the approximate weighted average price per share of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), of purchases that were executed at prices ranging from $11.20 to $11.80 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price.

Read SEC document
June 13, 2017 Filed Jun 15, 2017 21:10 UTC LANDS' END, INC. LE · Entity 5747 PurchaseCommon Stock 10,000 $16.25 $162,475.00
Disclosure

SEC source: 0000799288-17-000094 · wf-form4_149756102854594.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,717

F1 · price: This price represents the approximate weighted average price per share of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), of purchases that were executed at prices ranging from $16.20 to $16.25 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price.

Read SEC document
June 09, 2017 Filed Jun 12, 2017 22:00 UTC LANDS' END, INC. LE · Entity 5747 PurchaseCommon Stock 5,310 $15.49 $82,230.13
Disclosure

SEC source: 0000799288-17-000092 · wf-form4_149730482927484.xml · nonDerivative · entry 2

Griffith Jerome · CIK 0001547440 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,717

F2 · price: This price represents the approximate weighted average price per share of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), of purchases that were executed at prices ranging from $15.25 to $15.50 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price.

Read SEC document
June 08, 2017 Filed Jun 12, 2017 22:00 UTC LANDS' END, INC. LE · Entity 5747 PurchaseCommon Stock 16,000 $15.46 $247,292.80
Disclosure

SEC source: 0000799288-17-000092 · wf-form4_149730482927484.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,407

F1 · price: This price represents the approximate weighted average price per share of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), of purchases that were executed at prices ranging from $15.15 to $15.50 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 20:05 UTC VINCE HOLDING CORP. VNCE · Entity 6885 GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-015132 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,785

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on May 31, 2017. The restricted stock units convert into shares of common stock of Vince Holding Corp. on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:06 UTC LANDS' END, INC. LE · Entity 5747 GrantRestricted Stock Units · Derivative 39,337 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-17-000060 · wf-form4_149384557425715.xml · derivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,984

Underlying: Common Stock · 39,337 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the vesting considerations.

F2 · derivative.exercise_date: These are time-based restricted stock units ("RSUs") that will vest, assuming continued employment, in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%).

F2 · derivative.expiration_date: These are time-based restricted stock units ("RSUs") that will vest, assuming continued employment, in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%).

Read SEC document
March 24, 2017 Filed Mar 27, 2017 22:13 UTC LANDS' END, INC. LE · Entity 5747 PurchaseCommon Stock 9,185 $19.49 $179,015.65
Disclosure

SEC source: 0000799288-17-000037 · wf-form4_149065276762424.xml · nonDerivative · entry 2

Griffith Jerome · CIK 0001547440 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,407

F1 · price: This price represents the approximate weighted average price per share of common stock of Lands' End, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), of purchases that were executed at prices ranging from $19.40 to $19.50 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 22:13 UTC LANDS' END, INC. LE · Entity 5747 PurchaseCommon Stock 1,437 $19.00 $27,303.00
Disclosure

SEC source: 0000799288-17-000037 · wf-form4_149065276762424.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,222

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:10 UTC LANDS' END, INC. LE · Entity 5747 GrantEmployee Stock Option (right to buy) · Derivative 294,118 $0.00 Strike: $18.10 $0.00
Disclosure

SEC source: 0000799288-17-000027 · wf-form4_148892821199832.xml · derivative · entry 3

Griffith Jerome · CIK 0001547440 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,118

Underlying: Common Stock · 294,118 shares

Expires 2027-03-06

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 6, 2018, subject to vesting conditions and acceleration events.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 23:10 UTC LANDS' END, INC. LE · Entity 5747 GrantRestricted Stock Units · Derivative 117,647 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000799288-17-000027 · wf-form4_148892821199832.xml · derivative · entry 2

Griffith Jerome · CIK 0001547440 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,647

Underlying: Common Stock · 117,647 shares

Expires not disclosed

F1 · derivative.exercise_date: These are time-based restricted stock units (RSUs) that will vest in four equal installments beginning on March 6, 2018, subject to certain vesting conditions and acceleration events. Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the vesting considerations.

F1 · derivative.expiration_date: These are time-based restricted stock units (RSUs) that will vest in four equal installments beginning on March 6, 2018, subject to certain vesting conditions and acceleration events. Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the vesting considerations.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.