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Griffith Jerome

Disclosed activity across 3 companies

Tapewire entity
31638
SEC CIK
0001547440

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LANDS' END, INC.LE · Entity 5747DirectorMarch 18, 2023March 21, 2023
VINCE HOLDING CORP.VNCE · Entity 6885DirectorJune 05, 2024June 07, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LANDS' END, INC.

Report date March 18, 2023 · Filed March 21, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect56,363 Ending reported balance After 2023-03-19 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2023-03-18 · Exercise / conversion · Acquired 15,254 · Balance 15,254

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Row 2 · 2023-03-18 · Tax withholding · Disposed 5,500 · Balance 9,754

F2: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Row 3 · 2023-03-19 · Exercise / conversion · Acquired 62,366 · Balance 72,120

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Row 4 · 2023-03-19 · Tax withholding · Disposed 22,483 · Balance 49,637

F2: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Row 5 · 2023-03-19 · Exercise / conversion · Acquired 10,518 · Balance 60,155

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Row 6 · 2023-03-19 · Tax withholding · Disposed 3,792 · Balance 56,363

F2: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct139,681 Reported balance After 2023-03-18 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2023-03-18 · Exercise / conversion · Disposed 15,254 · Balance 139,681

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F4: This RSU award was granted on March 18, 2022, with vesting in three installments on March 18, 2023 (25%), March 18, 2024 (25%) and March 18, 2025 (50%).

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct77,315 Reported balance After 2023-03-19 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2023-03-19 · Exercise / conversion · Disposed 62,366 · Balance 77,315

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F5: This RSU award was granted on March 19, 2020, with vesting in three installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%).

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct66,797 Reported balance After 2023-03-19 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2023-03-19 · Exercise / conversion · Disposed 10,518 · Balance 66,797

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F6: This RSU award was granted on March 19, 2021, with vesting in three installments on March 19, 2022 (25%), March 19, 2023 (25%) and March 19, 2024 (50%).

F7: Of the total number of RSUs, 21,035 RSUs will vest on March 19, 2024; 15,254 RSUs will vest on March 18, 2024, and 30,508 RSUs will vest on March 18, 2025; subject in each case to the satisfaction of vesting conditions, including maintaining continued employment or a continuous business relationship.

Common StockSEC Table I · non-derivativeIndirectJerome Griffith Revocable Trust402,026 Reported balance Holding disclosure · report date 2023-03-18 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 402,026

F3: The reporting person contributed 94,868 shares to the Jerome Griffith Revocable Trust on April 8, 2022, in a transaction that resulted in a change in the form of beneficial ownership from direct to indirect.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F2: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

F3: The reporting person contributed 94,868 shares to the Jerome Griffith Revocable Trust on April 8, 2022, in a transaction that resulted in a change in the form of beneficial ownership from direct to indirect.

F4: This RSU award was granted on March 18, 2022, with vesting in three installments on March 18, 2023 (25%), March 18, 2024 (25%) and March 18, 2025 (50%).

F5: This RSU award was granted on March 19, 2020, with vesting in three installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%).

F6: This RSU award was granted on March 19, 2021, with vesting in three installments on March 19, 2022 (25%), March 19, 2023 (25%) and March 19, 2024 (50%).

F7: Of the total number of RSUs, 21,035 RSUs will vest on March 19, 2024; 15,254 RSUs will vest on March 18, 2024, and 30,508 RSUs will vest on March 18, 2025; subject in each case to the satisfaction of vesting conditions, including maintaining continued employment or a continuous business relationship.

VINCE HOLDING CORP.

Report date June 05, 2024 · Filed June 07, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect115,456 Reported balance After 2024-06-05 transaction · row 1
1 source row

Row 1 · 2024-06-05 · Grant · Acquired 45,455 · Balance 115,456

F1: These shares represent restricted stock units that were granted to the Reporting Person on June 5, 2024 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: These shares represent restricted stock units that were granted to the Reporting Person on June 5, 2024 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

OLAPLEX HOLDINGS, INC.

Report date July 07, 2026 · Filed July 07, 2026

Section 16 reporting ended · disclosed 2026-07-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-07-07 transaction · row 1
1 source row

Row 1 · 2026-07-07 · Disposition to issuer · Disposed 110,294 · Balance 0

F2: At the Effective Time, each award of restricted stock units covering Shares granted under the Issuer's 2021 Equity Incentive Plan, the Issuer's Amended & Restated 2020 Omnibus Equity Incentive Plan, or any other effective equity or equity-based incentive plan sponsored by the Issuer or its affiliates (each such award, a "Company RSU Award") that was outstanding immediately prior to the Effective Time (whether vested or unvested) was, by virtue of the Merger, automatically cancelled and converted into the right to receive (without interest) an amount in cash equal to the product of (x) the aggregate number of Shares underlying such Company RSU Award, multiplied by (y) the Merger Consideration. The amount reported includes 110,294 Shares underlying the Reporting Person's Company RSU Awards, which were automatically cancelled and converted into the right to receive the Merger Consideration at the Effective Time.

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated March 26, 2026, by and among the Issuer, Henkel US Operations Corporation ("Parent"), and Margot Acquisition Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer surviving the Merger as a wholly owned subsidiary of Parent (the "Merger" and, together with the other transactions contemplated by the Merger Agreement, the "Transactions"). At the effective time of the Merger (the "Effective Time"), each share of Common Stock of the Issuer (each, a "Share") issued and outstanding immediately prior to the Effective Time was converted automatically into the right to receive $2.06 per Share in cash (the "Merger Consideration"), without interest, subject to any withholding of taxes required by applicable law.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated March 26, 2026, by and among the Issuer, Henkel US Operations Corporation ("Parent"), and Margot Acquisition Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer surviving the Merger as a wholly owned subsidiary of Parent (the "Merger" and, together with the other transactions contemplated by the Merger Agreement, the "Transactions"). At the effective time of the Merger (the "Effective Time"), each share of Common Stock of the Issuer (each, a "Share") issued and outstanding immediately prior to the Effective Time was converted automatically into the right to receive $2.06 per Share in cash (the "Merger Consideration"), without interest, subject to any withholding of taxes required by applicable law.

F2: At the Effective Time, each award of restricted stock units covering Shares granted under the Issuer's 2021 Equity Incentive Plan, the Issuer's Amended & Restated 2020 Omnibus Equity Incentive Plan, or any other effective equity or equity-based incentive plan sponsored by the Issuer or its affiliates (each such award, a "Company RSU Award") that was outstanding immediately prior to the Effective Time (whether vested or unvested) was, by virtue of the Merger, automatically cancelled and converted into the right to receive (without interest) an amount in cash equal to the product of (x) the aggregate number of Shares underlying such Company RSU Award, multiplied by (y) the Merger Consideration. The amount reported includes 110,294 Shares underlying the Reporting Person's Company RSU Awards, which were automatically cancelled and converted into the right to receive the Merger Consideration at the Effective Time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 07, 2026 Filed Jul 7, 2026 21:30 UTC OLAPLEX HOLDINGS, INC. OLPX · Entity 31605 Disposition to issuerCommon Stock 110,294 $2.06 $227,205.64
Disclosure

SEC source: 0001193125-26-297672 · ownership.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · shares: At the Effective Time, each award of restricted stock units covering Shares granted under the Issuer's 2021 Equity Incentive Plan, the Issuer's Amended & Restated 2020 Omnibus Equity Incentive Plan, or any other effective equity or equity-based incentive plan sponsored by the Issuer or its affiliates (each such award, a "Company RSU Award") that was outstanding immediately prior to the Effective Time (whether vested or unvested) was, by virtue of the Merger, automatically cancelled and converted into the right to receive (without interest) an amount in cash equal to the product of (x) the aggregate number of Shares underlying such Company RSU Award, multiplied by (y) the Merger Consideration. The amount reported includes 110,294 Shares underlying the Reporting Person's Company RSU Awards, which were automatically cancelled and converted into the right to receive the Merger Consideration at the Effective Time.

F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated March 26, 2026, by and among the Issuer, Henkel US Operations Corporation ("Parent"), and Margot Acquisition Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer surviving the Merger as a wholly owned subsidiary of Parent (the "Merger" and, together with the other transactions contemplated by the Merger Agreement, the "Transactions"). At the effective time of the Merger (the "Effective Time"), each share of Common Stock of the Issuer (each, a "Share") issued and outstanding immediately prior to the Effective Time was converted automatically into the right to receive $2.06 per Share in cash (the "Merger Consideration"), without interest, subject to any withholding of taxes required by applicable law.

Read SEC document
August 12, 2025 Filed Aug 14, 2025 20:08 UTC OLAPLEX HOLDINGS, INC. OLPX · Entity 31605 GrantCommon Stock 110,294 $0.00 $0.00
Disclosure

SEC source: 0001868726-25-000097 · wk-form4_1755202096.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,294

F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the conditional right to receive one share of Common Stock. The RSUs will vest in full on the date of the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service to the Issuer through such vesting date.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:30 UTC VINCE HOLDING CORP. VNCE · Entity 6885 GrantCommon Stock 45,455 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-070717 · ownership.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,456

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on June 5, 2024 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

Read SEC document
June 07, 2023 Filed Jun 12, 2023 21:39 UTC VINCE HOLDING CORP. VNCE · Entity 6885 GrantCommon Stock 14,970 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036426 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,001

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on June 7, 2023 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date. This transaction is inadvertently filed late.

Read SEC document
March 19, 2023 Filed Mar 21, 2023 20:12 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionRestricted Stock Units · Derivative 10,518 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020227 · doc4.xml · derivative · entry 10

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,797

Underlying: Common Stock · 10,518 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F6 · derivative.exercise_date: This RSU award was granted on March 19, 2021, with vesting in three installments on March 19, 2022 (25%), March 19, 2023 (25%) and March 19, 2024 (50%).

F6 · derivative.expiration_date: This RSU award was granted on March 19, 2021, with vesting in three installments on March 19, 2022 (25%), March 19, 2023 (25%) and March 19, 2024 (50%).

F7 · balance_after: Of the total number of RSUs, 21,035 RSUs will vest on March 19, 2024; 15,254 RSUs will vest on March 18, 2024, and 30,508 RSUs will vest on March 18, 2025; subject in each case to the satisfaction of vesting conditions, including maintaining continued employment or a continuous business relationship.

Read SEC document
March 19, 2023 Filed Mar 21, 2023 20:12 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionRestricted Stock Units · Derivative 62,366 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020227 · doc4.xml · derivative · entry 9

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,315

Underlying: Common Stock · 62,366 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F5 · derivative.exercise_date: This RSU award was granted on March 19, 2020, with vesting in three installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%).

F5 · derivative.expiration_date: This RSU award was granted on March 19, 2020, with vesting in three installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%).

Read SEC document
March 19, 2023 Filed Mar 21, 2023 20:12 UTC LANDS' END, INC. LE · Entity 5747 Tax withholdingCommon Stock 3,792 $8.67 $32,876.64
Disclosure

SEC source: 0001209191-23-020227 · doc4.xml · nonDerivative · entry 6

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,363

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 19, 2023 Filed Mar 21, 2023 20:12 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionCommon Stock 10,518 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020227 · doc4.xml · nonDerivative · entry 5

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 19, 2023 Filed Mar 21, 2023 20:12 UTC LANDS' END, INC. LE · Entity 5747 Tax withholdingCommon Stock 22,483 $8.67 $194,927.61
Disclosure

SEC source: 0001209191-23-020227 · doc4.xml · nonDerivative · entry 4

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,637

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 19, 2023 Filed Mar 21, 2023 20:12 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionCommon Stock 62,366 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020227 · doc4.xml · nonDerivative · entry 3

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 20:12 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionRestricted Stock Units · Derivative 15,254 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020227 · doc4.xml · derivative · entry 8

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,681

Underlying: Common Stock · 15,254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F4 · derivative.exercise_date: This RSU award was granted on March 18, 2022, with vesting in three installments on March 18, 2023 (25%), March 18, 2024 (25%) and March 18, 2025 (50%).

F4 · derivative.expiration_date: This RSU award was granted on March 18, 2022, with vesting in three installments on March 18, 2023 (25%), March 18, 2024 (25%) and March 18, 2025 (50%).

Read SEC document
March 18, 2023 Filed Mar 21, 2023 20:12 UTC LANDS' END, INC. LE · Entity 5747 Tax withholdingCommon Stock 5,500 $8.67 $47,685.00
Disclosure

SEC source: 0001209191-23-020227 · doc4.xml · nonDerivative · entry 2

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,754

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 20:12 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionCommon Stock 15,254 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020227 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 22:47 UTC VINCE HOLDING CORP. VNCE · Entity 6885 GrantCommon Stock 9,375 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035204 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,031

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on June 6, 2022 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 21:47 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionRestricted Stock Units · Derivative 36,714 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021354 · doc4.xml · derivative · entry 6

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,935

Underlying: Common Stock · 36,714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F4 · derivative.exercise_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

F4 · derivative.expiration_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

F5 · balance_after: Of the total number of RSUs, 62,366 RSUs will vest on March 19, 2023; 10,518 RSUs will vest on March 19, 2023, and 21,035 RSUs will vest on March 19, 2024; 15,254 RSUs will vest on March 18, 2023, 15,254 RSUs will vest on March 18, 2024, and 30,508 RSUs will vest on March 18, 2025; subject in each case to the satisfaction of vesting conditions, including as applicable, continued employment or a continuous business relationship.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 21:47 UTC LANDS' END, INC. LE · Entity 5747 Tax withholdingCommon Stock 17,256 $17.37 $299,736.72
Disclosure

SEC source: 0001209191-22-021354 · doc4.xml · nonDerivative · entry 4

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,868

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 21:47 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionCommon Stock 36,714 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021354 · doc4.xml · nonDerivative · entry 3

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 21:47 UTC LANDS' END, INC. LE · Entity 5747 Tax withholdingCommon Stock 39,586 $18.34 $726,007.24
Disclosure

SEC source: 0001209191-22-021354 · doc4.xml · nonDerivative · entry 2

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,410

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 21:47 UTC LANDS' END, INC. LE · Entity 5747 GrantCommon Stock 86,642 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021354 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,996

F1 · shares: Shares issued upon determination that performance criteria, related to performance-based RSUs awarded on March 25, 2019, had been met.

Read SEC document
March 19, 2022 Filed Mar 22, 2022 21:09 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionRestricted Stock Units · Derivative 10,517 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020562 · doc4.xml · derivative · entry 8

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,649

Underlying: Common Stock · 10,517 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F5 · derivative.exercise_date: This RSU award was granted on March 19, 2021, with vesting in three installments on March 19, 2022 (25%), March 19, 2023 (25%) and March 19, 2024 (50%).

F5 · derivative.expiration_date: This RSU award was granted on March 19, 2021, with vesting in three installments on March 19, 2022 (25%), March 19, 2023 (25%) and March 19, 2024 (50%).

F6 · balance_after: Of the total number of RSUs, 36,714 RSUs vest will on March 25, 2022; 62,366 RSUs will vest on March 19, 2023; 10,518 RSUs will vest on March 19, 2023, and 21,035 RSUs will vest on March 19, 2024; 15,254 RSUs will vest on March 18, 2023, 15,254 RSUs will vest on March 18, 2024, and 30,508 RSUs will vest on March 18, 2025; subject in each case to the satisfaction of vesting conditions, including as applicable, continued employment or a continuous business relationship.

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March 19, 2022 Filed Mar 22, 2022 21:09 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionRestricted Stock Units · Derivative 31,182 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020562 · doc4.xml · derivative · entry 7

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,166

Underlying: Common Stock · 31,182 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F4 · derivative.exercise_date: This RSU award was granted on March 19, 2020, with vesting in three installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%).

F4 · derivative.expiration_date: This RSU award was granted on March 19, 2020, with vesting in three installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%).

Read SEC document
March 19, 2022 Filed Mar 22, 2022 21:09 UTC LANDS' END, INC. LE · Entity 5747 Tax withholdingCommon Stock 3,366 $20.65 $69,507.90
Disclosure

SEC source: 0001209191-22-020562 · doc4.xml · nonDerivative · entry 4

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,354

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 19, 2022 Filed Mar 22, 2022 21:09 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionCommon Stock 10,517 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020562 · doc4.xml · nonDerivative · entry 3

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 19, 2022 Filed Mar 22, 2022 21:09 UTC LANDS' END, INC. LE · Entity 5747 Tax withholdingCommon Stock 9,979 $20.65 $206,066.35
Disclosure

SEC source: 0001209191-22-020562 · doc4.xml · nonDerivative · entry 2

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,203

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 19, 2022 Filed Mar 22, 2022 21:09 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionCommon Stock 31,182 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020562 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 21:09 UTC LANDS' END, INC. LE · Entity 5747 GrantRestricted Stock Units · Derivative 61,016 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020562 · doc4.xml · derivative · entry 6

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,348

Underlying: Common Stock · 61,016 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F3 · derivative.exercise_date: These are time-based RSUs that will vest, subject to satisfaction of vesting conditions including a continuous business relationship, in three annual installments on March 18, 2023 (25%), March 18, 2024 (25%) and March 18, 2025 (50%).

F3 · derivative.expiration_date: These are time-based RSUs that will vest, subject to satisfaction of vesting conditions including a continuous business relationship, in three annual installments on March 18, 2023 (25%), March 18, 2024 (25%) and March 18, 2025 (50%).

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:19 UTC LANDS' END, INC. LE · Entity 5747 SaleCommon Stock 1,314 $35.03 $46,029.42
Disclosure

SEC source: 0001209191-21-054750 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Jerome Griffith Revocable Trust

Disclosed balance after: 307,158

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person March 25, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on the Transaction Date at prices ranging from $35.00 to $35.07, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per share and the number of shares sold at each price.

Read SEC document
September 01, 2021 Filed Nov 6, 2021 00:51 UTC VINCE HOLDING CORP. VNCE · Entity 6885 GrantCommon Stock 917 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-063284 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,656

F1 · kind: This transaction is filed inadvertently late.

F2 · shares: These shares represent restricted stock units that were granted to the Reporting Person on September 1, 2021 pursuant to the amended and restated 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest as follows: 50% on the grant date and 50% on the first anniversary of the grant date.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 20:18 UTC LANDS' END, INC. LE · Entity 5747 SaleCommon Stock 1,600 $41.92 $67,072.00
Disclosure

SEC source: 0001209191-21-049310 · doc4.xml · nonDerivative · entry 4

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Jerome Griffith Revocable Trust

Disclosed balance after: 308,472

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person March 25, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on the Transaction Date at prices ranging from $41.65 to $42.35, inclusive.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 20:18 UTC LANDS' END, INC. LE · Entity 5747 SaleCommon Stock 2,108 $40.94 $86,301.52
Disclosure

SEC source: 0001209191-21-049310 · doc4.xml · nonDerivative · entry 3

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Jerome Griffith Revocable Trust

Disclosed balance after: 310,072

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person March 25, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on the Transaction Date at prices ranging from $40.64 to $41.61, inclusive.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 20:18 UTC LANDS' END, INC. LE · Entity 5747 SaleCommon Stock 2,186 $40.23 $87,942.78
Disclosure

SEC source: 0001209191-21-049310 · doc4.xml · nonDerivative · entry 2

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Jerome Griffith Revocable Trust

Disclosed balance after: 312,180

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person March 25, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on the Transaction Date at prices ranging from $39.63 to $40.62, inclusive.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 20:18 UTC LANDS' END, INC. LE · Entity 5747 SaleCommon Stock 4,106 $39.15 $160,749.90
Disclosure

SEC source: 0001209191-21-049310 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Jerome Griffith Revocable Trust

Disclosed balance after: 314,366

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person March 25, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on the Transaction Date at prices ranging from $38.57 to $39.54, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per share and the number of shares sold at each price within the ranges set forth in footnote (2), footnote (3), footnote (4) and footnote (5) to this Form 4.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:10 UTC LANDS' END, INC. LE · Entity 5747 SaleCommon Stock 400 $41.26 $16,504.00
Disclosure

SEC source: 0001209191-21-044916 · doc4.xml · nonDerivative · entry 4

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Jerome Griffith Revocable Trust

Disclosed balance after: 318,472

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person March 25, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on the Transaction Date at prices ranging from $41.18 to $41.31, inclusive.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:10 UTC LANDS' END, INC. LE · Entity 5747 SaleCommon Stock 6,200 $40.78 $252,836.00
Disclosure

SEC source: 0001209191-21-044916 · doc4.xml · nonDerivative · entry 3

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Jerome Griffith Revocable Trust

Disclosed balance after: 318,872

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person March 25, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on the Transaction Date at prices ranging from $40.15 to $41.14, inclusive.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:10 UTC LANDS' END, INC. LE · Entity 5747 SaleCommon Stock 1,600 $39.50 $63,200.00
Disclosure

SEC source: 0001209191-21-044916 · doc4.xml · nonDerivative · entry 2

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Jerome Griffith Revocable Trust

Disclosed balance after: 325,072

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person March 25, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on the Transaction Date at prices ranging from $39.08 to $40.07, inclusive.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:10 UTC LANDS' END, INC. LE · Entity 5747 SaleCommon Stock 1,800 $38.67 $69,606.00
Disclosure

SEC source: 0001209191-21-044916 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Jerome Griffith Revocable Trust

Disclosed balance after: 326,672

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person March 25, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on the Transaction Date at prices ranging from $38.08 to $39.07, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per share and the number of shares sold at each price within the ranges set forth in footnote (2), footnote (3), footnote (4) and footnote (5) to this Form 4.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 20:50 UTC LANDS' END, INC. LE · Entity 5747 SaleCommon Stock 21,238 $35.14 $746,303.32
Disclosure

SEC source: 0001209191-21-038656 · doc4.xml · nonDerivative · entry 2

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Jerome Griffith Revocable Trust

Disclosed balance after: 328,472

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person March 25, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on the Transaction Date at prices ranging from $35.00 to $35.32, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per share and the number of shares sold at each price.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:50 UTC LANDS' END, INC. LE · Entity 5747 SaleCommon Stock 8,762 $35.03 $306,932.86
Disclosure

SEC source: 0001209191-21-038656 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Jerome Griffith Revocable Trust

Disclosed balance after: 349,710

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person March 25, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on the Transaction Date at prices ranging from $35.00 to $35.14, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per share and the number of shares sold at each price.

F3 · balance_after: The reporting person contributed 96,968 shares to the Jerome Griffith Revocable Trust on April 9, 2021 in a transaction that resulted in a change in the form of beneficial ownership from direct to indirect.

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June 01, 2021 Filed Jun 3, 2021 23:07 UTC VINCE HOLDING CORP. VNCE · Entity 6885 GrantCommon Stock 6,585 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037919 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,739

F1 · shares: These shares represent restricted stock units that were granted to the Reporting Person on June 1, 2021 pursuant to the 2013 Omnibus Incentive Plan of Vince Holding Corp. ("the Company"). The restricted stock units convert into shares of common stock of the Company on a one-for-one basis and are solely settled in common stock upon vesting. The restricted stock units vest over a three-year period: 33.33% on the first anniversary of the grant date, 33.33% on the second anniversary of the grant date and remaining 33.33% on the third anniversary of the grant date.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 20:18 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionRestricted Stock Units · Derivative 23,858 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023433 · doc4.xml · derivative · entry 9

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,332

Underlying: Common Stock · 23,858 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F5 · derivative.exercise_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%).

F5 · derivative.expiration_date: This RSU award was granted on March 26, 2018, with vesting in three installments on March 26, 2019 (25%), March 26, 2020 (25%) and March 26, 2021 (50%).

F6 · balance_after: Of the total number of RSUs, 36,714 RSUs vest will on March 25, 2022; 31,182 RSUs will vest on March 19, 2022, and 62,366 RSUs will vest on March 19, 2023; 10,517 RSUs will vest on March 19, 2022, 10,518 RSUs will vest on March 19, 2023, and 21,035 RSUs will vest on March 19, 2024; subject in each case to the satisfaction of vesting conditions, including as applicable, continued employment or a continuous business relationship.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 20:18 UTC LANDS' END, INC. LE · Entity 5747 Tax withholdingCommon Stock 11,214 $25.24 $283,041.36
Disclosure

SEC source: 0001209191-21-023433 · doc4.xml · nonDerivative · entry 6

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,968

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 20:18 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionCommon Stock 23,858 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023433 · doc4.xml · nonDerivative · entry 5

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:18 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionRestricted Stock Units · Derivative 18,356 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023433 · doc4.xml · derivative · entry 8

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,190

Underlying: Common Stock · 18,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F4 · derivative.exercise_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

F4 · derivative.expiration_date: This RSU award was granted on March 25, 2019, with vesting in three installments on March 25, 2020 (25%), March 25, 2021 (25%) and March 25, 2022 (50%).

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:18 UTC LANDS' END, INC. LE · Entity 5747 Tax withholdingCommon Stock 24,894 $25.47 $634,050.18
Disclosure

SEC source: 0001209191-21-023433 · doc4.xml · nonDerivative · entry 4

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,324

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:18 UTC LANDS' END, INC. LE · Entity 5747 GrantCommon Stock 52,964 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023433 · doc4.xml · nonDerivative · entry 3

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,218

F3 · shares: Shares issued upon determination that performance criteria, related to performance-based RSUs awarded on March 26, 2018, had been met.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:18 UTC LANDS' END, INC. LE · Entity 5747 Tax withholdingCommon Stock 8,628 $25.47 $219,755.16
Disclosure

SEC source: 0001209191-21-023433 · doc4.xml · nonDerivative · entry 2

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,254

F2 · shares: Shares withheld by the issuer to satisfy reporting person's tax withholding obligation incurred in connection with the vesting of RSUs.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:18 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionCommon Stock 18,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023433 · doc4.xml · nonDerivative · entry 1

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 20:17 UTC LANDS' END, INC. LE · Entity 5747 GrantRestricted Stock Units · Derivative 42,070 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022553 · doc4.xml · derivative · entry 5

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,546

Underlying: Common Stock · 42,070 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F4 · derivative.exercise_date: These are time-based RSUs that will vest, subject to satisfaction of vesting conditions including a continuous business relationship, in three annual installments on March 19, 2022 (25%), March 19, 2023 (25%) and March 19, 2024 (50%).

F4 · derivative.expiration_date: These are time-based RSUs that will vest, subject to satisfaction of vesting conditions including a continuous business relationship, in three annual installments on March 19, 2022 (25%), March 19, 2023 (25%) and March 19, 2024 (50%).

F5 · balance_after: Of the total number of RSUs, 23,858 RSUs will vest on March 26, 2021; 18,356 RSUs will vest on March 25, 2021, and 36,714 RSUs vest will on March 25, 2022; 31,182 RSUs will vest on March 19, 2022, and 62,366 RSUs will vest on March 19, 2023; 10,517 RSUs will vest on March 19, 2022, 10,518 RSUs will vest on March 19, 2023, and 21,035 RSUs will vest on March 19, 2024; subject in each case to the satisfaction of vesting conditions, including as applicable, continued employment or a continuous business relationship.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 20:17 UTC LANDS' END, INC. LE · Entity 5747 Exercise / conversionRestricted Stock Units · Derivative 31,182 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022553 · doc4.xml · derivative · entry 4

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,476

Underlying: Common Stock · 31,182 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.

F3 · derivative.exercise_date: This RSU award was granted on March 19, 2020, with vesting in three installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%).

F3 · derivative.expiration_date: This RSU award was granted on March 19, 2020, with vesting in three installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%).

Read SEC document
March 19, 2021 Filed Mar 23, 2021 20:17 UTC LANDS' END, INC. LE · Entity 5747 Tax withholdingCommon Stock 14,067 $29.95 $421,306.65
Disclosure

SEC source: 0001209191-21-022553 · doc4.xml · nonDerivative · entry 2

Griffith Jerome · CIK 0001547440 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,526

F2 · shares: Represents shares surrendered to the issuer for payment of the reporting person's tax withholding obligation incurred in connection with the vesting of RSUs on March 19, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.