Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENTERPRISE FINANCIAL SERVICES CORPEFSC · Entity 4422 | EVP, Chief Accounting Officer | June 30, 2026 | July 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENTERPRISE FINANCIAL SERVICES CORP
Report date June 30, 2026 · Filed July 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,935 |
Reported balance
After 2026-06-30 transaction · row 1
1 source rowRow 1 · 2026-06-30 · Other · Acquired 462 · Balance 8,935 F1: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c). F2: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026. |
| Depository SharesSEC Table I · non-derivative | Direct | 400 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 400 F3: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.00% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock. Depositary Shares were purchased in an underwritten public offering. |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.81 · Expires 2031-02-25 | Direct | 1,058 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,058 |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.34 · Expires 2032-02-24 | Direct | 1,266 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 1,266 |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $54.46 · Expires 2033-02-28 | Direct | 1,769 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 1,769 |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.50 · Expires 2034-02-28 | Direct | 2,722 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 2,722 F4: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person. |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.17 · Expires 2035-03-04 | Direct | 1,919 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 1,919 F5: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 520 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 520 F6: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F7: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 642 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 642 F6: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F8: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 836 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 836 F6: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F9: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c).
F2: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026.
F3: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.00% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock. Depositary Shares were purchased in an underwritten public offering.
F4: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
F5: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.
F6: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
F7: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
F8: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.
F9: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
COBIZ FINANCIAL INC
Report date October 01, 2018 · Filed October 03, 2018
Section 16 reporting ended · disclosed 2018-10-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-10-01 transaction · row 1
1 source rowRow 1 · 2018-10-01 · Disposition to issuer · Disposed 18,679 · Balance 0 F1: Shares disposed of pursuant to the Agreement and Plan of Merger, dated as of June 17, 2018 (the "Merger Agreement"), by and among CoBiz Financial Inc. ("Issuer"), and BOK Financial Corporation ("BOKF Parent"), and BOKF Merger Corporation Number Sixteen ("Merger Sub"), a wholly owned subsidiary of BOKF Parent, on October 1, 2018, Issuer was merged with and into Merger Sub, with Merger Sub continuing as the surviving corporation (the "Merger"). At the time of the merger, each share of Issuer common stock was converted into the right to receive merger consideration consisting of (i) 0.17 shares of BOKF Parent common stock and (ii) $5.70 cash ("Merger Consideration"). Disposed shares includes unvested restricted stock previously granted under an Equity Incentive Compensation Plan of the Issuer which became fully vested at the time of the merger and eligible to receive Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares disposed of pursuant to the Agreement and Plan of Merger, dated as of June 17, 2018 (the "Merger Agreement"), by and among CoBiz Financial Inc. ("Issuer"), and BOK Financial Corporation ("BOKF Parent"), and BOKF Merger Corporation Number Sixteen ("Merger Sub"), a wholly owned subsidiary of BOKF Parent, on October 1, 2018, Issuer was merged with and into Merger Sub, with Merger Sub continuing as the surviving corporation (the "Merger"). At the time of the merger, each share of Issuer common stock was converted into the right to receive merger consideration consisting of (i) 0.17 shares of BOKF Parent common stock and (ii) $5.70 cash ("Merger Consideration"). Disposed shares includes unvested restricted stock previously granted under an Equity Incentive Compensation Plan of the Issuer which became fully vested at the time of the merger and eligible to receive Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2022 Filed Apr 5, 2022 16:01 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 366 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-011391 · form4.xml · derivative · entry 4 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 366 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F4 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 1, 2022. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F4 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 1, 2022. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 16:01 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 106 | $47.06 | $4,988.36 |
DisclosureSEC source: 0001127602-22-011391 · form4.xml · nonDerivative · entry 2 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,385 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 16:01 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 366 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-011391 · form4.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2022 Filed Feb 28, 2022 19:17 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 330 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006980 · form4.xml · derivative · entry 9 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 659 Underlying: Common Stock · 330 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F7 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 25, 2024. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F7 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 25, 2024. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| February 25, 2022 Filed Feb 28, 2022 19:17 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 369 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006980 · form4.xml · derivative · entry 8 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368 Underlying: Common Stock · 369 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F6 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 26, 2023. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F6 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 26, 2023. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| February 25, 2022 Filed Feb 28, 2022 19:17 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 116 | $49.86 | $5,783.76 |
DisclosureSEC source: 0001127602-22-006980 · form4.xml · nonDerivative · entry 4 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 25, 2022 Filed Feb 28, 2022 19:17 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 330 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006980 · form4.xml · nonDerivative · entry 3 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2022 Filed Feb 28, 2022 19:17 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 130 | $49.86 | $6,481.80 |
DisclosureSEC source: 0001127602-22-006980 · form4.xml · nonDerivative · entry 2 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,911 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 25, 2022 Filed Feb 28, 2022 19:17 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 369 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006980 · form4.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 19:17 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantNon Qualified Stock Option (Right to Buy) · Derivative | 1,266 | $0.00 Strike: $48.34 | $0.00 |
DisclosureSEC source: 0001127602-22-006980 · form4.xml · derivative · entry 7 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,266 Underlying: Common Stock · 1,266 shares Expires 2032-02-24 F5 · derivative.exercise_date: The Options vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 19:17 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 733 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-006980 · form4.xml · derivative · entry 6 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 733 Underlying: Common Stock · 733 shares Expires not disclosed F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F4 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F4 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| November 30, 2021 Filed Dec 3, 2021 16:59 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 152 | $39.41 | $5,990.32 |
DisclosureSEC source: 0001127602-21-030178 · form4.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,672 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of June 1, 2021 through November 30, 2021. This transaction is exempt under Section 16b-3(c). F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on November 30, 2021. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 16:56 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | PurchaseDepository Shares | 400 | $25.00 | $10,000.00 |
DisclosureSEC source: 0001127602-21-028915 · form4.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 F1 · security: 1. Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.00% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock. Depositary Shares were purchased in an underwritten public offering. F1 · kind: 1. Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.00% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock. Depositary Shares were purchased in an underwritten public offering. Read SEC document |
| May 31, 2021 Filed Jun 4, 2021 14:06 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 568 | $29.32 | $16,653.76 |
DisclosureSEC source: 0001127602-21-019163 · form4.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,520 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2020 through May 31, 2021. This transaction is exempt under Section 16b-3(c). F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on December 1, 2020. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 14:24 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 366 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-012883 · form4.xml · derivative · entry 3 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366 Underlying: Common Stock · 366 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 1, 2022. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F3 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 1, 2022. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 14:24 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 129 | $49.58 | $6,395.82 |
DisclosureSEC source: 0001127602-21-012883 · form4.xml · nonDerivative · entry 2 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,952 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 14:24 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 366 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-012883 · form4.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 17:03 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 369 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008592 · form4.xml · derivative · entry 3 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 737 Underlying: Common Stock · 369 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 26, 2023. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F3 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 26, 2023. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 17:03 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 130 | $43.00 | $5,590.00 |
DisclosureSEC source: 0001127602-21-008592 · form4.xml · nonDerivative · entry 2 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,715 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 17:03 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 369 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008592 · form4.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 15:02 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantNon Qualified Stock Option (Right to Buy) · Derivative | 1,058 | $0.00 Strike: $43.81 | $0.00 |
DisclosureSEC source: 0001127602-21-008193 · form4.xml · derivative · entry 3 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,058 Underlying: Common Stock · 1,058 shares Expires 2031-02-25 F3 · derivative.exercise_date: The Options vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 25, 2024 Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 15:02 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 989 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008193 · form4.xml · derivative · entry 2 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 989 Underlying: Common Stock · 989 shares Expires not disclosed F1 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F1 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 25, 2024. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F2 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 25, 2024. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| November 30, 2020 Filed Dec 3, 2020 14:22 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 425 | $24.72 | $10,506.00 |
DisclosureSEC source: 0001127602-20-030369 · form4.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,476 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of June 1, 2020 through November 30, 2020. This transaction is exempt under Section 16b-3(c). F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 1, 2020. Read SEC document |
| May 29, 2020 Filed Jun 4, 2020 19:02 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 624 | $24.96 | $15,575.04 |
DisclosureSEC source: 0001127602-20-018812 · form4.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,051 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2019 through May 31, 2020. This transaction is exempt under Section 16b-3(c). F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on May 29, 2020. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 13:57 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 366 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-012932 · form4.xml · derivative · entry 3 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 732 Underlying: Common Stock · 366 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 1, 2022. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F3 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 1, 2022. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 13:57 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 129 | $26.53 | $3,422.37 |
DisclosureSEC source: 0001127602-20-012932 · form4.xml · nonDerivative · entry 2 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 13:57 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 366 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-012932 · form4.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 18:19 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 1,106 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008293 · form4.xml · derivative · entry 2 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,106 Underlying: Common Stock · 1,106 shares Expires not disclosed F1 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F1 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 26, 2023. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F2 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 26, 2023. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| November 29, 2019 Filed Dec 6, 2019 20:52 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 190 | $33.56 | $6,376.40 |
DisclosureSEC source: 0001127602-19-034435 · form4.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of June 1, 2019 through November 30, 2019. This transaction is exempt under Section 16b-3(c). F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 3, 2019. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 17:28 UTC | COBIZ FINANCIAL INC COBZ · Entity 163228 | Disposition to issuerCommon Stock | 18,679 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001028734-18-000121 · primary_doc.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Shares disposed of pursuant to the Agreement and Plan of Merger, dated as of June 17, 2018 (the "Merger Agreement"), by and among CoBiz Financial Inc. ("Issuer"), and BOK Financial Corporation ("BOKF Parent"), and BOKF Merger Corporation Number Sixteen ("Merger Sub"), a wholly owned subsidiary of BOKF Parent, on October 1, 2018, Issuer was merged with and into Merger Sub, with Merger Sub continuing as the surviving corporation (the "Merger"). At the time of the merger, each share of Issuer common stock was converted into the right to receive merger consideration consisting of (i) 0.17 shares of BOKF Parent common stock and (ii) $5.70 cash ("Merger Consideration"). Disposed shares includes unvested restricted stock previously granted under an Equity Incentive Compensation Plan of the Issuer which became fully vested at the time of the merger and eligible to receive Merger Consideration. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 21:47 UTC | COBIZ FINANCIAL INC COBZ · Entity 163228 | Disposition to issuerCommon Stock | 440 | $19.95 | $8,778.00 |
DisclosureSEC source: 0001028734-18-000052 · edgardoc.xml · nonDerivative · entry 5 DUMLAO TROY · CIK 0001283697 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,627 F3 · price: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued restricted stock awards. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 21:47 UTC | COBIZ FINANCIAL INC COBZ · Entity 163228 | Disposition to issuerCommon Stock | 418 | $19.95 | $8,339.10 |
DisclosureSEC source: 0001028734-18-000052 · edgardoc.xml · nonDerivative · entry 4 DUMLAO TROY · CIK 0001283697 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,067 F3 · price: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued restricted stock awards. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 21:47 UTC | COBIZ FINANCIAL INC COBZ · Entity 163228 | Disposition to issuerCommon Stock | 303 | $19.95 | $6,044.85 |
DisclosureSEC source: 0001028734-18-000052 · edgardoc.xml · nonDerivative · entry 3 DUMLAO TROY · CIK 0001283697 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,485 F3 · price: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued restricted stock awards. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 21:47 UTC | COBIZ FINANCIAL INC COBZ · Entity 163228 | GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001028734-18-000052 · edgardoc.xml · nonDerivative · entry 2 DUMLAO TROY · CIK 0001283697 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,788 F2 · shares: Restricted stock award, vesting at the end three years. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 21:47 UTC | COBIZ FINANCIAL INC COBZ · Entity 163228 | GrantCommon Stock | 1,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001028734-18-000052 · edgardoc.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,788 F1 · shares: Restricted stock award, vesting ratably over three years. Read SEC document |
| December 31, 2017 Filed Feb 14, 2018 21:51 UTC | COBIZ FINANCIAL INC COBZ · Entity 163228 | OtherCommon Stock | 114 | $16.52 | $1,883.28 |
DisclosureSEC source: 0001028734-18-000014 · edgardoc.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,011 F1 · price: Average price of shares acquired throughout 2017 in an employee stock purchase plan at prices with a range of $15.12 to $17.99. Read SEC document |
| October 23, 2017 Filed Oct 25, 2017 18:10 UTC | COBIZ FINANCIAL INC COBZ · Entity 163228 | SaleCommon Stock | 500 | $20.81 | $10,405.00 |
DisclosureSEC source: 0001028734-17-000139 · edgardoc.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,897 Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 19:39 UTC | COBIZ FINANCIAL INC COBZ · Entity 163228 | SaleCommon Stock | 493 | $18.10 | $8,923.30 |
DisclosureSEC source: 0001028734-17-000123 · edgardoc.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,397 Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 18:57 UTC | COBIZ FINANCIAL INC COBZ · Entity 163228 | Disposition to issuerCommon Stock | 389 | $16.99 | $6,609.11 |
DisclosureSEC source: 0001028734-17-000038 · edgardoc.xml · nonDerivative · entry 4 DUMLAO TROY · CIK 0001283697 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,890 F2 · price: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued restricted stock awards. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 18:57 UTC | COBIZ FINANCIAL INC COBZ · Entity 163228 | Disposition to issuerCommon Stock | 441 | $16.99 | $7,492.59 |
DisclosureSEC source: 0001028734-17-000038 · edgardoc.xml · nonDerivative · entry 3 DUMLAO TROY · CIK 0001283697 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,279 Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 18:57 UTC | COBIZ FINANCIAL INC COBZ · Entity 163228 | Disposition to issuerCommon Stock | 438 | $16.99 | $7,441.62 |
DisclosureSEC source: 0001028734-17-000038 · edgardoc.xml · nonDerivative · entry 2 DUMLAO TROY · CIK 0001283697 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,720 F2 · price: Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued restricted stock awards. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 18:57 UTC | COBIZ FINANCIAL INC COBZ · Entity 163228 | GrantCommon Stock | 2,065 | $0.00 | $0.00 |
DisclosureSEC source: 0001028734-17-000038 · edgardoc.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,158 F1 · kind: Restricted stock award, vesting ratably over three years. Read SEC document |
| December 31, 2016 Filed Feb 14, 2017 18:17 UTC | COBIZ FINANCIAL INC COBZ · Entity 163228 | OtherCommon Stock | 206 | $11.51 | $2,371.06 |
DisclosureSEC source: 0001028734-17-000013 · edgardoc.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,093 F1 · price: Average price of shares acquired throughout 2016 in an employee stock purchase plan at prices with a range of $10.53 to $15.20. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 18:53 UTC | COBIZ FINANCIAL INC COBZ · Entity 163228 | SaleCommon Stock | 300 | $16.95 | $5,085.00 |
DisclosureSEC source: 0001028734-16-000320 · edgardoc.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,887 Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 18:05 UTC | COBIZ FINANCIAL INC COBZ · Entity 163228 | SaleCommon Stock | 500 | $15.00 | $7,500.00 |
DisclosureSEC source: 0001028734-16-000307 · edgardoc.xml · nonDerivative · entry 3 DUMLAO TROY · CIK 0001283697 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,187 Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 18:05 UTC | COBIZ FINANCIAL INC COBZ · Entity 163228 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 100 | $14.49 Strike: $8.69 | $1,449.00 |
DisclosureSEC source: 0001028734-16-000307 · edgardoc.xml · derivative · entry 4 DUMLAO TROY · CIK 0001283697 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100 shares Expires 2020-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 18:05 UTC | COBIZ FINANCIAL INC COBZ · Entity 163228 | SaleCommon Stock | 100 | $14.49 | $1,449.00 |
DisclosureSEC source: 0001028734-16-000307 · edgardoc.xml · nonDerivative · entry 2 DUMLAO TROY · CIK 0001283697 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,687 Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 18:05 UTC | COBIZ FINANCIAL INC COBZ · Entity 163228 | Exercise / conversionCommon Stock | 100 | $8.69 | $869.00 |
DisclosureSEC source: 0001028734-16-000307 · edgardoc.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.