Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENTERPRISE FINANCIAL SERVICES CORPEFSC · Entity 4422 | EVP, Chief Accounting Officer | June 30, 2026 | July 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENTERPRISE FINANCIAL SERVICES CORP
Report date June 30, 2026 · Filed July 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,935 |
Reported balance
After 2026-06-30 transaction · row 1
1 source rowRow 1 · 2026-06-30 · Other · Acquired 462 · Balance 8,935 F1: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c). F2: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026. |
| Depository SharesSEC Table I · non-derivative | Direct | 400 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 400 F3: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.00% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock. Depositary Shares were purchased in an underwritten public offering. |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.81 · Expires 2031-02-25 | Direct | 1,058 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,058 |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.34 · Expires 2032-02-24 | Direct | 1,266 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 1,266 |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $54.46 · Expires 2033-02-28 | Direct | 1,769 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 1,769 |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.50 · Expires 2034-02-28 | Direct | 2,722 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 2,722 F4: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person. |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.17 · Expires 2035-03-04 | Direct | 1,919 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 1,919 F5: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 520 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 520 F6: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F7: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 642 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 642 F6: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F8: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 836 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 836 F6: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F9: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c).
F2: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026.
F3: Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.00% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock. Depositary Shares were purchased in an underwritten public offering.
F4: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
F5: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.
F6: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
F7: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
F8: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.
F9: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
COBIZ FINANCIAL INC
Report date October 01, 2018 · Filed October 03, 2018
Section 16 reporting ended · disclosed 2018-10-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-10-01 transaction · row 1
1 source rowRow 1 · 2018-10-01 · Disposition to issuer · Disposed 18,679 · Balance 0 F1: Shares disposed of pursuant to the Agreement and Plan of Merger, dated as of June 17, 2018 (the "Merger Agreement"), by and among CoBiz Financial Inc. ("Issuer"), and BOK Financial Corporation ("BOKF Parent"), and BOKF Merger Corporation Number Sixteen ("Merger Sub"), a wholly owned subsidiary of BOKF Parent, on October 1, 2018, Issuer was merged with and into Merger Sub, with Merger Sub continuing as the surviving corporation (the "Merger"). At the time of the merger, each share of Issuer common stock was converted into the right to receive merger consideration consisting of (i) 0.17 shares of BOKF Parent common stock and (ii) $5.70 cash ("Merger Consideration"). Disposed shares includes unvested restricted stock previously granted under an Equity Incentive Compensation Plan of the Issuer which became fully vested at the time of the merger and eligible to receive Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares disposed of pursuant to the Agreement and Plan of Merger, dated as of June 17, 2018 (the "Merger Agreement"), by and among CoBiz Financial Inc. ("Issuer"), and BOK Financial Corporation ("BOKF Parent"), and BOKF Merger Corporation Number Sixteen ("Merger Sub"), a wholly owned subsidiary of BOKF Parent, on October 1, 2018, Issuer was merged with and into Merger Sub, with Merger Sub continuing as the surviving corporation (the "Merger"). At the time of the merger, each share of Issuer common stock was converted into the right to receive merger consideration consisting of (i) 0.17 shares of BOKF Parent common stock and (ii) $5.70 cash ("Merger Consideration"). Disposed shares includes unvested restricted stock previously granted under an Equity Incentive Compensation Plan of the Issuer which became fully vested at the time of the merger and eligible to receive Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2026 Filed Jul 8, 2026 19:52 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 462 | $45.94 | $21,224.28 |
DisclosureSEC source: 0001025835-26-000126 · form4.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,935 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c). F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026. Read SEC document |
| April 14, 2026 Filed Apr 16, 2026 19:18 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 380 | $0.00 | $0.00 |
DisclosureSEC source: 0001025835-26-000089 · form4.xml · derivative · entry 12 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 380 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F9 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F9 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| April 14, 2026 Filed Apr 16, 2026 19:18 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 168 | $58.30 | $9,794.40 |
DisclosureSEC source: 0001025835-26-000089 · form4.xml · nonDerivative · entry 2 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,473 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| April 14, 2026 Filed Apr 16, 2026 19:18 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 380 | $0.00 | $0.00 |
DisclosureSEC source: 0001025835-26-000089 · form4.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 15:06 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 836 | $0.00 | $0.00 |
DisclosureSEC source: 0001025835-26-000066 · form4.xml · derivative · entry 11 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 836 Underlying: Common Stock · 836 shares Expires not disclosed F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F8 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person. F8 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 22:28 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 361 | $0.00 | $0.00 |
DisclosureSEC source: 0001025835-26-000042 · form4.xml · derivative · entry 16 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 361 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F10 · derivative.exercise_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person. F10 · derivative.expiration_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 22:28 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 236 | $59.22 | $13,975.92 |
DisclosureSEC source: 0001025835-26-000042 · form4.xml · nonDerivative · entry 6 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,261 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 22:28 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 478 | $0.00 | $0.00 |
DisclosureSEC source: 0001025835-26-000042 · form4.xml · nonDerivative · entry 5 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,497 F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 22:28 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 293 | $59.22 | $17,351.46 |
DisclosureSEC source: 0001025835-26-000042 · form4.xml · nonDerivative · entry 4 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,019 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 22:28 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001025835-26-000042 · form4.xml · nonDerivative · entry 3 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,312 F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 22:28 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 179 | $59.22 | $10,600.38 |
DisclosureSEC source: 0001025835-26-000042 · form4.xml · nonDerivative · entry 2 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,719 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 22:28 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 361 | $0.00 | $0.00 |
DisclosureSEC source: 0001025835-26-000042 · form4.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2025 Filed Jul 9, 2025 13:44 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 450 | $46.84 | $21,078.00 |
DisclosureSEC source: 0001025835-25-000096 · form4.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,537 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2025, through June 30, 2025. This transaction is exempt under Section 16b-3(c). F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 30, 2025. Read SEC document |
| April 14, 2025 Filed Apr 16, 2025 20:08 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 381 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-012119 · form4.xml · derivative · entry 12 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 380 Underlying: Common Stock · 381 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F12 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F12 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| April 14, 2025 Filed Apr 16, 2025 20:08 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 149 | $46.89 | $6,986.61 |
DisclosureSEC source: 0001127602-25-012119 · form4.xml · nonDerivative · entry 2 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,087 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| April 14, 2025 Filed Apr 16, 2025 20:08 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 381 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-012119 · form4.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2025 Filed Mar 6, 2025 16:11 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantNon Qualified Stock Option (Right to Buy) · Derivative | 1,919 | $0.00 Strike: $57.17 | $0.00 |
DisclosureSEC source: 0001127602-25-008503 · form4.xml · derivative · entry 11 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,919 Underlying: Common Stock · 1,919 shares Expires 2035-03-04 F11 · derivative.exercise_date: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person. Read SEC document |
| March 04, 2025 Filed Mar 6, 2025 16:11 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 642 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-008503 · form4.xml · derivative · entry 10 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 642 Underlying: Common Stock · 642 shares Expires not disclosed F6 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F10 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person. F10 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 14:29 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 244 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-006783 · form4.xml · derivative · entry 11 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 244 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F11 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F11 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 14:29 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 96 | $58.12 | $5,579.52 |
DisclosureSEC source: 0001127602-25-006783 · form4.xml · nonDerivative · entry 2 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,855 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 14:29 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 244 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-006783 · form4.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,951 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:42 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 326 | $58.87 | $19,191.62 |
DisclosureSEC source: 0001127602-25-003219 · form4.xml · nonDerivative · entry 2 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,707 F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:42 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 734 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-003219 · form4.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,033 F1 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| June 03, 2024 Filed Jun 12, 2024 14:47 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 604 | $32.40 | $19,569.60 |
DisclosureSEC source: 0001127602-24-018434 · form4.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,299 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2023, through May 31, 2024. This transaction is exempt under Section 16b-3(c). F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 3, 2024. Read SEC document |
| April 14, 2024 Filed Apr 15, 2024 19:38 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 381 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-012872 · form4.xml · derivative · entry 11 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 761 Underlying: Common Stock · 381 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F11 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F11 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| April 14, 2024 Filed Apr 15, 2024 19:38 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 114 | $38.30 | $4,366.20 |
DisclosureSEC source: 0001127602-24-012872 · form4.xml · nonDerivative · entry 2 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,695 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| April 14, 2024 Filed Apr 15, 2024 19:38 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 381 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-012872 · form4.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 17:40 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantNon Qualified Stock Option (Right to Buy) · Derivative | 2,722 | $0.00 Strike: $39.50 | $0.00 |
DisclosureSEC source: 0001127602-24-007728 · form4.xml · derivative · entry 4 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,722 Underlying: Common Stock · 2,722 shares Expires 2034-02-28 F4 · derivative.exercise_date: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 17:40 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 520 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007728 · form4.xml · derivative · entry 3 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 520 Underlying: Common Stock · 520 shares Expires not disclosed F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person. F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person. Read SEC document |
| February 25, 2024 Filed Feb 27, 2024 18:17 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 329 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007036 · form4.xml · derivative · entry 7 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F5 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 25, 2024. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F5 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 25, 2024. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| February 25, 2024 Filed Feb 27, 2024 18:17 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 95 | $40.83 | $3,878.85 |
DisclosureSEC source: 0001127602-24-007036 · form4.xml · nonDerivative · entry 4 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,428 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 25, 2024 Filed Feb 27, 2024 18:17 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 329 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007036 · form4.xml · nonDerivative · entry 3 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,523 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2024 Filed Feb 27, 2024 18:17 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 244 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007036 · form4.xml · derivative · entry 6 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 244 Underlying: Common Stock · 244 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F4 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F4 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| February 24, 2024 Filed Feb 27, 2024 18:17 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 82 | $40.83 | $3,348.06 |
DisclosureSEC source: 0001127602-24-007036 · form4.xml · nonDerivative · entry 2 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,194 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 24, 2024 Filed Feb 27, 2024 18:17 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 244 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007036 · form4.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2023 Filed Jun 7, 2023 19:08 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 480 | $34.53 | $16,574.40 |
DisclosureSEC source: 0001127602-23-018116 · form4.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,032 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2022 through May 31, 2023. This transaction is exempt under Section 16b-3(c). F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on May 31, 2023. Read SEC document |
| April 14, 2023 Filed Apr 18, 2023 15:45 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 1,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-013038 · form4.xml · derivative · entry 3 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,142 Underlying: Common Stock · 1,142 shares Expires not disclosed F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F3 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 18:20 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantNon Qualified Stock Option (Right to Buy) · Derivative | 1,769 | $0.00 Strike: $54.46 | $0.00 |
DisclosureSEC source: 0001127602-23-008193 · form4.xml · derivative · entry 8 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,769 Underlying: Common Stock · 1,769 shares Expires 2033-02-28 F8 · derivative.exercise_date: The option becomes exercisable after a three year period on 2/28/26. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 18:20 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 361 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008193 · form4.xml · derivative · entry 7 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361 Underlying: Common Stock · 361 shares Expires not disclosed F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F7 · derivative.exercise_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person. F7 · derivative.expiration_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person. Read SEC document |
| February 26, 2023 Filed Feb 28, 2023 20:30 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 368 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007478 · form4.xml · derivative · entry 12 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 368 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F8 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 26, 2023. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F8 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 26, 2023. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| February 26, 2023 Filed Feb 28, 2023 20:30 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 368 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007478 · form4.xml · nonDerivative · entry 6 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,661 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2023 Filed Feb 28, 2023 20:30 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 109 | $54.67 | $5,959.03 |
DisclosureSEC source: 0001127602-23-007478 · form4.xml · nonDerivative · entry 5 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,552 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 25, 2023 Filed Feb 28, 2023 20:30 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 330 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007478 · form4.xml · derivative · entry 11 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329 Underlying: Common Stock · 330 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F7 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 25, 2024. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F7 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 25, 2024. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| February 25, 2023 Filed Feb 28, 2023 20:30 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 330 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007478 · form4.xml · nonDerivative · entry 4 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2023 Filed Feb 28, 2023 20:30 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 116 | $54.67 | $6,341.72 |
DisclosureSEC source: 0001127602-23-007478 · form4.xml · nonDerivative · entry 3 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,293 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 20:30 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 245 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007478 · form4.xml · derivative · entry 10 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488 Underlying: Common Stock · 245 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F6 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F6 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 20:30 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 86 | $54.67 | $4,701.62 |
DisclosureSEC source: 0001127602-23-007478 · form4.xml · nonDerivative · entry 2 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,079 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 20:30 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 245 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007478 · form4.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2022 Filed Dec 7, 2022 20:44 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 99 | $38.90 | $3,851.10 |
DisclosureSEC source: 0001127602-22-027028 · form4.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,920 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of June 1, 2022 through November 30, 2022. This transaction is exempt under Section 16b-3(c). F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on November 30, 2022. Read SEC document |
| May 31, 2022 Filed Jun 7, 2022 20:00 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 436 | $39.36 | $17,160.96 |
DisclosureSEC source: 0001127602-22-016970 · form4.xml · nonDerivative · entry 1 DUMLAO TROY · CIK 0001283697 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,821 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2021 through May 31, 2022. This transaction is exempt under Section 16b-3(c). F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on May 31, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.