Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMMVAULT SYSTEMS INCCVLT · Entity 422 | VP Finance and CFO | May 25, 2022 | May 27, 2022 |
| SailPoint, Inc.SAIL · Entity 3487 | Chief Financial Officer | October 06, 2026 | October 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMMVAULT SYSTEMS INC
Report date May 25, 2022 · Filed May 27, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 92,149.7083 |
Reported balance
After 2022-05-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-05-25 · Tax withholding · Disposed 5,587 · Balance 92,149.7083 F1: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted and performance stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted and performance stock units.
SailPoint, Inc.
Report date October 06, 2026 · Filed October 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,626,381 |
Ending reported balance
After 2026-10-07 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-10-06 · Sale · Disposed 25,268 · Balance 1,682,474 F1: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person. F2: On October 6, 2026, the Reporting Person sold 25,268 shares in multiple trades at prices ranging from $19.864 to $20.86 per share. F3: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected. Row 2 · 2026-10-06 · Sale · Disposed 3,271 · Balance 1,679,203 F1: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person. F3: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected. F4: On October 6, 2026, the Reporting Person sold 3,271 shares in multiple trades at prices ranging from $20.865 to $21.22 per share. Row 3 · 2026-10-07 · Sale · Disposed 52,619 · Balance 1,626,584 F1: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person. F3: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected. F5: On October 7, 2026, the Reporting Person sold 52,619 shares in multiple trades at prices ranging from $19.409 to $20.40 per share. Row 4 · 2026-10-07 · Sale · Disposed 203 · Balance 1,626,381 F1: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person. F3: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected. F6: On October 7, 2026, the Reporting Person sold 203 shares in multiple trades at prices ranging from $20.44 to $20.445 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.
F2: On October 6, 2026, the Reporting Person sold 25,268 shares in multiple trades at prices ranging from $19.864 to $20.86 per share.
F3: The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.
F4: On October 6, 2026, the Reporting Person sold 3,271 shares in multiple trades at prices ranging from $20.865 to $21.22 per share.
F5: On October 7, 2026, the Reporting Person sold 52,619 shares in multiple trades at prices ranging from $19.409 to $20.40 per share.
F6: On October 7, 2026, the Reporting Person sold 203 shares in multiple trades at prices ranging from $20.44 to $20.445 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 04, 2021 Filed Jun 8, 2021 21:26 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionCommon Stock | 8,814 | $56.57 | $498,607.98 |
DisclosureSEC source: 0001209191-21-038981 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,872.7083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| May 25, 2021 Filed May 26, 2021 20:26 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 8,814 | $56.57 Strike: $56.57 | $498,607.98 |
DisclosureSEC source: 0001209191-21-035923 · doc4.xml · derivative · entry 8 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,625 Underlying: Common Stock · 8,814 shares Expires 2022-10-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter. Read SEC document |
| May 25, 2021 Filed May 26, 2021 20:26 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 215.8968 | $76.13 | $16,436.22 |
DisclosureSEC source: 0001209191-21-035923 · doc4.xml · nonDerivative · entry 6 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,058.7083 Read SEC document |
| May 25, 2021 Filed May 26, 2021 20:26 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 24,600 | $76.10 | $1,872,060.00 |
DisclosureSEC source: 0001209191-21-035923 · doc4.xml · nonDerivative · entry 5 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,274.6051 F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.51 and 76.28, inclusive. Read SEC document |
| May 25, 2021 Filed May 26, 2021 20:26 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 8,814 | $75.90 | $668,982.60 |
DisclosureSEC source: 0001209191-21-035923 · doc4.xml · nonDerivative · entry 4 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,874.6051 F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| May 25, 2021 Filed May 26, 2021 20:26 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionCommon Stock | 8,814 | $56.57 | $498,607.98 |
DisclosureSEC source: 0001209191-21-035923 · doc4.xml · nonDerivative · entry 3 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,688.6051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| May 24, 2021 Filed May 26, 2021 20:26 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 8,817 | $56.57 Strike: $56.57 | $498,777.69 |
DisclosureSEC source: 0001209191-21-035923 · doc4.xml · derivative · entry 7 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,439 Underlying: Common Stock · 8,817 shares Expires 2022-10-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter. Read SEC document |
| May 24, 2021 Filed May 26, 2021 20:26 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionCommon Stock | 8,817 | $56.57 | $498,777.69 |
DisclosureSEC source: 0001209191-21-035923 · doc4.xml · nonDerivative · entry 2 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,874.6051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| May 24, 2021 Filed May 26, 2021 20:26 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 8,817 | $73.90 | $651,576.30 |
DisclosureSEC source: 0001209191-21-035923 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,057.6051 F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| May 18, 2021 Filed May 19, 2021 21:08 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 3,564 | $67.40 | $240,213.60 |
DisclosureSEC source: 0001209191-21-034046 · doc4.xml · nonDerivative · entry 4 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,874.6051 F4 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.29 and 68.14 inclusive. Read SEC document |
| May 17, 2021 Filed May 19, 2021 21:08 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 7,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034046 · doc4.xml · nonDerivative · entry 3 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,438.6051 F3 · security: The common stock is being granted as performance share units (PSUs), which will vest, if at all, over a three year period based on the Company's achievement of certain financial performance metrics tied to EBIT and revenue measures. Read SEC document |
| May 17, 2021 Filed May 19, 2021 21:08 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 7,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034046 · doc4.xml · nonDerivative · entry 2 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,914.6051 F2 · security: The common stock is being granted as performance share units (PSUs), 1/3 of which will vest, if at all, on each of the first, second and third anniversaries of the grant date of the award, if on such dates the Company's total shareholder return satisfies specified benchmarks relative to Russell 3000 index. Read SEC document |
| May 17, 2021 Filed May 19, 2021 21:08 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 15,049 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034046 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,390.6051 F1 · security: The common stock is being granted as restricted stock units and is subject to a 3-year vesting schedule, as follows: 1/3 on the first anniversary of the grant with the remaining portion vesting in equal quarterly installments thereafter. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:12 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 1,615 | $67.84 | $109,561.60 |
DisclosureSEC source: 0001209191-21-012332 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,341.6051 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.76 and 68.34 inclusive. Read SEC document |
| February 16, 2021 Filed Feb 16, 2021 22:00 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 340.8038 | $70.87 | $24,152.77 |
DisclosureSEC source: 0001209191-21-010818 · doc4.xml · nonDerivative · entry 2 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,956.6051 F2 · security: This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 22:00 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 340.8038 | $36.09 | $12,299.61 |
DisclosureSEC source: 0001209191-21-010818 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,297.4089 F1 · security: Shares were acquired under the Commvault Employee Stock Purchase Plan on February 12, 2021. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:06 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 1,800 | $62.77 | $112,986.00 |
DisclosureSEC source: 0001209191-21-007191 · doc4.xml · nonDerivative · entry 2 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,956.6051 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.73 and 62.94 inclusive. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:06 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 28,200 | $63.99 | $1,804,518.00 |
DisclosureSEC source: 0001209191-21-007191 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,756.6051 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.41 and 64.34 inclusive. Read SEC document |
| January 29, 2021 Filed Feb 1, 2021 22:43 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 7,500 | $41.55 Strike: $41.55 | $311,625.00 |
DisclosureSEC source: 0001209191-21-006549 · doc4.xml · derivative · entry 6 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2021-10-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. F2 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter. Read SEC document |
| January 29, 2021 Filed Feb 1, 2021 22:43 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 7,500 | $63.90 | $479,250.00 |
DisclosureSEC source: 0001209191-21-006549 · doc4.xml · nonDerivative · entry 4 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,956.6051 F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| January 29, 2021 Filed Feb 1, 2021 22:43 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionCommon Stock | 7,500 | $41.55 | $311,625.00 |
DisclosureSEC source: 0001209191-21-006549 · doc4.xml · nonDerivative · entry 3 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,456.6051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 22:43 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 7,500 | $41.55 Strike: $41.55 | $311,625.00 |
DisclosureSEC source: 0001209191-21-006549 · doc4.xml · derivative · entry 5 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2021-10-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. F2 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 22:43 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 7,500 | $61.90 | $464,250.00 |
DisclosureSEC source: 0001209191-21-006549 · doc4.xml · nonDerivative · entry 2 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,956.6051 F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 22:43 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionCommon Stock | 7,500 | $41.55 | $311,625.00 |
DisclosureSEC source: 0001209191-21-006549 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,456.6051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| January 20, 2021 Filed Jan 21, 2021 21:34 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 7,305 | $41.55 Strike: $41.55 | $303,522.75 |
DisclosureSEC source: 0001209191-21-004673 · doc4.xml · derivative · entry 3 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 7,305 shares Expires 2021-10-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. F3 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter. Read SEC document |
| January 20, 2021 Filed Jan 21, 2021 21:34 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 7,305 | $59.90 | $437,569.50 |
DisclosureSEC source: 0001209191-21-004673 · doc4.xml · nonDerivative · entry 2 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,956.6051 F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.90 and 59.91 inclusive. Read SEC document |
| January 20, 2021 Filed Jan 21, 2021 21:34 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionCommon Stock | 7,305 | $41.55 | $303,522.75 |
DisclosureSEC source: 0001209191-21-004673 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,261.6051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 21:07 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 195 | $41.55 Strike: $41.55 | $8,102.25 |
DisclosureSEC source: 0001209191-21-003582 · doc4.xml · derivative · entry 3 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,305 Underlying: Common Stock · 195 shares Expires 2021-10-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. F2 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 21:07 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 195 | $59.90 | $11,680.50 |
DisclosureSEC source: 0001209191-21-003582 · doc4.xml · nonDerivative · entry 2 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,956.6051 F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 21:07 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionCommon Stock | 195 | $41.55 | $8,102.25 |
DisclosureSEC source: 0001209191-21-003582 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,151.6051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 21:22 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 6,897 | $30.26 Strike: $30.26 | $208,703.22 |
DisclosureSEC source: 0001209191-20-065510 · doc4.xml · derivative · entry 3 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,897 shares Expires 2021-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. F2 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 21:22 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 6,897 | $57.90 | $399,336.30 |
DisclosureSEC source: 0001209191-20-065510 · doc4.xml · nonDerivative · entry 2 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,956.6051 F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 21:22 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionCommon Stock | 6,897 | $30.26 | $208,703.22 |
DisclosureSEC source: 0001209191-20-065510 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,853.6051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 22:16 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 109 | $43.99 | $4,794.91 |
DisclosureSEC source: 0001209191-20-059461 · doc4.xml · nonDerivative · entry 2 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,956.6051 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.59 and 44.19 inclusive. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 22:16 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 1,686 | $42.77 | $72,110.22 |
DisclosureSEC source: 0001209191-20-059461 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,065.6051 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. Read SEC document |
| October 08, 2020 Filed Oct 13, 2020 22:21 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 12,969 | $26.83 Strike: $26.83 | $347,958.27 |
DisclosureSEC source: 0001209191-20-054717 · doc4.xml · derivative · entry 3 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,969 shares Expires 2020-10-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. F3 · derivative.exercise_date: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter. Read SEC document |
| October 08, 2020 Filed Oct 13, 2020 22:21 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 12,969 | $42.74 | $554,295.06 |
DisclosureSEC source: 0001209191-20-054717 · doc4.xml · nonDerivative · entry 2 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,751.6051 F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.50 and 42.88 inclusive. Read SEC document |
| October 08, 2020 Filed Oct 13, 2020 22:21 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Exercise / conversionCommon Stock | 12,969 | $26.83 | $347,958.27 |
DisclosureSEC source: 0001209191-20-054717 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,720.6051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 20:09 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 1,504 | $41.76 | $62,807.04 |
DisclosureSEC source: 0001209191-20-047707 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,751.6051 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.76 to $42.05 inclusive. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 23:08 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 213.4479 | $42.28 | $9,024.58 |
DisclosureSEC source: 0001209191-20-047321 · doc4.xml · nonDerivative · entry 2 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,255.6051 F2 · security: This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 23:08 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 213.4479 | $36.09 | $7,703.33 |
DisclosureSEC source: 0001209191-20-047321 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,469.053 F1 · security: Shares were acquired under the Commvault Employee Stock Purchase Plan on August 14, 2020. Read SEC document |
| May 22, 2020 Filed May 27, 2020 20:03 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 28,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-032274 · doc4.xml · nonDerivative · entry 2 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,255.6051 F2 · security: The common stock is being granted as performance share units (PSUs), 1/3 of which will vest, if at all, on each of the first, second and third anniversaries of the grant date of the award, if on such dates the Company's total shareholder return satisfies specified benchmarks relative to Russell 3000 index. Read SEC document |
| May 22, 2020 Filed May 27, 2020 20:03 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 28,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-032274 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,487.6051 F1 · security: The common stock is being granted as restricted stock units and is subject to a 3-year vesting schedule, as follows: 1/3 on the first anniversary of the grant with the remaining portion vesting in equal quarterly installments thereafter. Read SEC document |
| May 18, 2020 Filed May 20, 2020 20:50 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 5,883 | $34.90 | $205,316.70 |
DisclosureSEC source: 0001209191-20-030912 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,719.6051 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.90 to $35.68 inclusive. Read SEC document |
| May 13, 2020 Filed May 15, 2020 21:08 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 1,878 | $36.32 | $68,208.96 |
DisclosureSEC source: 0001209191-20-029756 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,602.6051 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.32 to $36.45 inclusive. F2 · acquired: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.32 to $36.45 inclusive. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 22:12 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 727 | $51.24 | $37,251.48 |
DisclosureSEC source: 0001209191-20-011633 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,480.6051 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. Read SEC document |
| February 18, 2020 Filed Feb 18, 2020 22:16 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | SaleCommon Stock | 339.4308 | $50.98 | $17,304.18 |
DisclosureSEC source: 0001209191-20-010272 · doc4.xml · nonDerivative · entry 3 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,207.6051 Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 22:16 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | GrantCommon Stock | 339.4308 | $35.09 | $11,910.63 |
DisclosureSEC source: 0001209191-20-010272 · doc4.xml · nonDerivative · entry 2 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,547.0359 F3 · security: Shares were acquired under the Commvault Employee Stock Purchase Plan on February 14, 2020. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:16 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 817 | $51.00 | $41,667.00 |
DisclosureSEC source: 0001209191-20-010272 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,207.6051 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.99 to $51.00 inclusive. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 22:11 UTC | COMMVAULT SYSTEMS INC CVLT · Entity 422 | Tax withholdingCommon Stock | 738 | $48.39 | $35,711.82 |
DisclosureSEC source: 0001209191-19-057462 · doc4.xml · nonDerivative · entry 1 CAROLAN BRIAN · CIK 0001279714 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,024.6051 F1 · security: This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.39 to $48.44 inclusive. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.