Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| C3.ai, Inc.AI · Entity 2413 | Senior VP and CFO | November 12, 2021 | November 15, 2021 |
| Cellebrite DI Ltd.CLBT · Entity 4238 | Chief Financial Officer | July 08, 2026 | July 09, 2026 |
| MODEL N, INC.MODN · Entity 89480 | SVP, Chief Financial Officer | August 14, 2020 | August 17, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
C3.ai, Inc.
Report date November 12, 2021 · Filed November 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 67,599 |
Ending reported balance
After 2021-11-12 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-11-12 · Exercise / conversion · Acquired 19,444 · Balance 82,443 F1: Transaction pursuant to a previously established Rule 10b5-1 Plan. Row 2 · 2021-11-12 · Sale · Disposed 12,479 · Balance 69,964 F1: Transaction pursuant to a previously established Rule 10b5-1 Plan. Row 3 · 2021-11-12 · Sale · Disposed 2,365 · Balance 67,599 F1: Transaction pursuant to a previously established Rule 10b5-1 Plan. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.10 · Expires 2030-10-20 | Direct | 913,891 |
Reported balance
After 2021-11-12 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-11-12 · Exercise / conversion · Disposed 19,444 · Balance 913,891 F1: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2: Twenty percent (20%) of the shares subject to the option grant vested on October 8, 2021, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction pursuant to a previously established Rule 10b5-1 Plan.
F2: Twenty percent (20%) of the shares subject to the option grant vested on October 8, 2021, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.
Cellebrite DI Ltd.
Report date July 08, 2026 · Filed July 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary shares, par value NIS 0.00001SEC Table I · non-derivative | Direct | 334,219 |
Reported balance
After 2026-07-08 transaction · row 1
1 source rowRow 1 · 2026-07-08 · Sale · Disposed 41,734 · Balance 334,219 F1: The shares reported as disposed herein were granted on July 7, 2025, in the form of restricted stock units ("RSUs"). The disposition of shares is associated with tax obligations of the reporting person associated with the vesting of the RSUs. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.21 to $16.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares reported as disposed herein were granted on July 7, 2025, in the form of restricted stock units ("RSUs"). The disposition of shares is associated with tax obligations of the reporting person associated with the vesting of the RSUs.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.21 to $16.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
MODEL N, INC.
Report date August 14, 2020 · Filed August 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 194,874 |
Ending reported balance
After 2020-08-17 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2020-08-14 · Sale · Disposed 6,010 · Balance 201,943 F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.48 to $38.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 2 · 2020-08-14 · Sale · Disposed 570 · Balance 201,373 F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.48 to $38.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 3 · 2020-08-14 · Sale · Disposed 3,420 · Balance 197,953 F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.48 to $38.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 4 · 2020-08-17 · Sale · Disposed 442 · Balance 197,511 F2: All shares reported as disposed of in this transaction were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this transaction for any reason other than to cover required taxes. Row 5 · 2020-08-17 · Sale · Disposed 1,080 · Balance 196,431 F2: All shares reported as disposed of in this transaction were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this transaction for any reason other than to cover required taxes. Row 6 · 2020-08-17 · Sale · Disposed 621 · Balance 195,810 F2: All shares reported as disposed of in this transaction were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this transaction for any reason other than to cover required taxes. Row 7 · 2020-08-17 · Sale · Disposed 936 · Balance 194,874 F2: All shares reported as disposed of in this transaction were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this transaction for any reason other than to cover required taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.48 to $38.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: All shares reported as disposed of in this transaction were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this transaction for any reason other than to cover required taxes.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NEW RELIC, INC.
Report date November 08, 2023 · Filed November 13, 2023
Section 16 reporting ended · disclosed 2023-11-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-11-08 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-11-08 · Exercise / conversion · Acquired 74,234 · Balance 98,392 F1: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement. Row 2 · 2023-11-08 · Exercise / conversion · Acquired 183,872 · Balance 282,264 F2: Pursuant to the Merger Agreement, each outstanding vested performance stock unit held by the Reporting Person at the closing of the Merger was cancelled and converted into the right to receive the Merger Consideration. Row 3 · 2023-11-08 · Disposition to issuer · Disposed 282,264 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding share of common stock held by the Reporting Person was cancelled and converted into the right to receive the Merger Consideration. |
| Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-11-08 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-11-08 · Exercise / conversion · Disposed 39,787 · Balance 0 F1: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement. |
| Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-11-08 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-11-08 · Exercise / conversion · Disposed 34,447 · Balance 0 F1: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement. |
| Performance Stock Units (PSUs)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-11-08 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-11-08 · Exercise / conversion · Disposed 183,872 · Balance 0 F2: Pursuant to the Merger Agreement, each outstanding vested performance stock unit held by the Reporting Person at the closing of the Merger was cancelled and converted into the right to receive the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 8, 2023, pursuant to the Agreement and Plan of Merger, dated as of July 30, 2023, (the "Merger Agreement"), by and among Crewline Buyer, Inc., a Delaware corporation ("Parent"), Crewline Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and New Relic, Inc. ("Issuer"), Merger Sub merged with and into Issuer and the separate corporate existence of Merger Sub ceased, with Issuer continuing as the surviving corporation (the "Merger") and a wholly owned subsidiary of Parent, and each outstanding restricted stock unit held by the Reporting Person was converted into the right to receive $87.00 in cash (the "Merger Consideration"), subject to any continued vesting conditions in accordance with the terms of the Merger Agreement.
F2: Pursuant to the Merger Agreement, each outstanding vested performance stock unit held by the Reporting Person at the closing of the Merger was cancelled and converted into the right to receive the Merger Consideration.
F3: Pursuant to the Merger Agreement, each outstanding share of common stock held by the Reporting Person was cancelled and converted into the right to receive the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 18, 2020 Filed Feb 19, 2020 20:09 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 815 | $33.03 | $26,919.45 |
DisclosureSEC source: 0001118417-20-000042 · wf-form4_158216097154340.xml · nonDerivative · entry 2 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,175 F1 · shares: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 20:09 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 319 | $33.03 | $10,536.57 |
DisclosureSEC source: 0001118417-20-000042 · wf-form4_158216097154340.xml · nonDerivative · entry 1 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,990 F1 · shares: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| December 02, 2019 Filed Dec 2, 2019 20:53 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 1,332 | $29.66 | $39,507.12 |
DisclosureSEC source: 0001118417-19-000124 · wf-form4_157533798824694.xml · nonDerivative · entry 1 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,309 F1 · kind: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| November 22, 2019 Filed Nov 22, 2019 20:22 UTC | MODEL N, INC. MODN · Entity 89480 | GrantCommon Stock | 12,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001118417-19-000116 · wf-form4_157447215270584.xml · nonDerivative · entry 3 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,641 F3 · shares: Issuable upon the vesting and satisfaction of certain performance criteria of Performance-Based Restricted Stock Units ("PB-RSUs"). Subject to the achievement of certain minimum performance criteria based upon operating metrics, between a minimum of 50% and a maximum of 150%, the PB-RSUs will vest as to 33% on the first annual anniversary of the vesting commencement date and 8.375% thereafter on each quarterly anniversary of the vesting commencement date until such time as the PB-RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting if the performance criteria have been met. Read SEC document |
| November 22, 2019 Filed Nov 22, 2019 20:22 UTC | MODEL N, INC. MODN · Entity 89480 | GrantCommon Stock | 29,798 | $0.00 | $0.00 |
DisclosureSEC source: 0001118417-19-000116 · wf-form4_157447215270584.xml · nonDerivative · entry 2 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,871 F2 · shares: Issuable upon the vesting of Restricted Stock Units ("RSUs"). 6.25% of the RSUs will vest on each quarterly anniversary of the vesting commencement date until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| November 22, 2019 Filed Nov 22, 2019 20:22 UTC | MODEL N, INC. MODN · Entity 89480 | GrantCommon Stock | 2,618 | $0.00 | $0.00 |
DisclosureSEC source: 0001118417-19-000116 · wf-form4_157447215270584.xml · nonDerivative · entry 1 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,073 F1 · shares: Issuable upon the vesting of Restricted Stock Unites ("RSUs"). 100% of the RSUs will vest on November 29,2019, subject to the continuing employment of the Reporting Person on the vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 15:50 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 2,443 | $31.26 | $76,368.18 |
DisclosureSEC source: 0001118417-19-000098 · wf-form4_157428301538070.xml · nonDerivative · entry 3 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,455 F1 · kind: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 15:50 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 1,080 | $31.26 | $33,760.80 |
DisclosureSEC source: 0001118417-19-000098 · wf-form4_157428301538070.xml · nonDerivative · entry 2 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,898 F1 · kind: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 15:50 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 442 | $31.26 | $13,816.92 |
DisclosureSEC source: 0001118417-19-000098 · wf-form4_157428301538070.xml · nonDerivative · entry 1 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,978 F1 · kind: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| August 16, 2019 Filed Aug 16, 2019 20:36 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 442 | $26.12 | $11,545.04 |
DisclosureSEC source: 0001118417-19-000068 · wf-form4_156600218652442.xml · nonDerivative · entry 2 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,420 F1 · kind: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| August 16, 2019 Filed Aug 16, 2019 20:36 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 1,080 | $26.12 | $28,209.60 |
DisclosureSEC source: 0001118417-19-000068 · wf-form4_156600218652442.xml · nonDerivative · entry 1 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,862 F1 · kind: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| May 16, 2019 Filed May 17, 2019 19:39 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 782 | $18.89 | $14,771.98 |
DisclosureSEC source: 0001118417-19-000047 · wf-form4_155813635789918.xml · nonDerivative · entry 3 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,942 F1 · kind: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| May 16, 2019 Filed May 17, 2019 19:39 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 309 | $18.89 | $5,837.01 |
DisclosureSEC source: 0001118417-19-000047 · wf-form4_155813635789918.xml · nonDerivative · entry 2 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,724 F1 · kind: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| May 16, 2019 Filed May 17, 2019 19:39 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 6,940 | $18.89 | $131,096.60 |
DisclosureSEC source: 0001118417-19-000047 · wf-form4_155813635789918.xml · nonDerivative · entry 1 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,033 F1 · kind: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| February 22, 2019 Filed Feb 22, 2019 20:21 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 10,671 | $17.06 | $182,047.26 |
DisclosureSEC source: 0001706672-19-000004 · wf-form4_155088485421455.xml · nonDerivative · entry 1 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,973 F1 · kind: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Performance-Based Restricted Stock Units ("PB-RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. F2 · balance_after: Includes an additional 16,906 shares of common stock issued upon vesting of Performance-Based RSUs ("PB-RSUs") granted to the Reporting Person on May 22, 2017 in connection with the achievement of 228% of certain performance criteria related to the Reporting Person's PB-RSUs. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 20:40 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 914 | $16.50 | $15,081.00 |
DisclosureSEC source: 0001706672-19-000002 · wf-form4_155079963076678.xml · nonDerivative · entry 2 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,738 F1 · kind: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 20:40 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 374 | $16.50 | $6,171.00 |
DisclosureSEC source: 0001706672-19-000002 · wf-form4_155079963076678.xml · nonDerivative · entry 1 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,652 F1 · kind: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| November 30, 2018 Filed Dec 12, 2018 21:21 UTC | MODEL N, INC. MODN · Entity 89480 | GrantCommon Stock | 14,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001706672-18-000004 · wf-form4_154466765688100.xml · nonDerivative · entry 2 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,026 F2 · shares: Issuable upon the vesting and satisfaction of certain performance criteria of Performance-Based Restricted Stock Units ("PB-RSUs"). Subject to the achievement of certain minimum performance criteria based upon operating metrics, between a minimum of 50% and a maximum of 150%, the PB-RSUs will vest as to 50% on each of the second and third annual anniversary of the vesting commencement date until such time as the PB-RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting if the performance criteria have been met. Read SEC document |
| November 30, 2018 Filed Dec 12, 2018 21:21 UTC | MODEL N, INC. MODN · Entity 89480 | GrantCommon Stock | 34,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001706672-18-000004 · wf-form4_154466765688100.xml · nonDerivative · entry 1 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,286 F1 · shares: Issuable upon the vesting of Restricted Stock Units ("RSUs"). 6.25% of the RSUs will vest on each quarterly anniversary of the vesting commencement date until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| November 30, 2018 Filed Aug 16, 2019 20:42 UTC Amendment | MODEL N, INC. MODN · Entity 89480 | GrantCommon Stock | 14,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001118417-19-000070 · wf-form4a_156600250240342.xml · nonDerivative · entry 2 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,026 F1 · shares: The Reporting Person's original Form 4 filed on December 12, 2018 misstated the vesting schedule of PB-RSUs. The correct schedule is 33% on the first annual anniversary of the vesting commencement date and 8.375% thereafter on each quarterly anniversary of the vesting commencement date. Read SEC document |
| November 30, 2018 Filed Aug 16, 2019 20:42 UTC Amendment | MODEL N, INC. MODN · Entity 89480 | GrantCommon Stock | 34,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001118417-19-000070 · wf-form4a_156600250240342.xml · nonDerivative · entry 1 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,286 Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:02 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 308 | $13.88 | $4,275.04 |
DisclosureSEC source: 0001706672-18-000002 · wf-form4_154275130710225.xml · nonDerivative · entry 1 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,906 F1 · kind: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| August 16, 2018 Filed Aug 17, 2018 15:31 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 309 | $16.08 | $4,968.72 |
DisclosureSEC source: 0001667731-18-000217 · dbarterform4stc20180816.xml · nonDerivative · entry 1 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,214 F1 · kind: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| May 16, 2018 Filed May 17, 2018 19:50 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 309 | $17.66 | $5,456.94 |
DisclosureSEC source: 0001667731-18-000189 · barterform4stc20180516.xml · nonDerivative · entry 2 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,523 F1 · kind: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| May 16, 2018 Filed May 17, 2018 19:50 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 6,940 | $17.66 | $122,560.40 |
DisclosureSEC source: 0001667731-18-000189 · barterform4stc20180516.xml · nonDerivative · entry 1 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,832 F1 · kind: All shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 21:18 UTC | MODEL N, INC. MODN · Entity 89480 | GrantCommon Stock | 14,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001667731-18-000144 · dbarterform420180313.xml · nonDerivative · entry 2 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,772 F2 · shares: Issuable upon vesting and satisfaction of certain performance criteria of Performance-Based Restricted Stock Units ("PB-RSUs"). Subject to the achievement of certain minimum performance criteria based upon total stockholder return, between a minimum of 0% and a maximum of 200%, the PB-RSUs will vest as to 50% on each of the second and third anniversary of the vesting commencement date until such time as the PB-RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting if the performance criteria have been met. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 21:18 UTC | MODEL N, INC. MODN · Entity 89480 | GrantCommon Stock | 14,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001667731-18-000144 · dbarterform420180313.xml · nonDerivative · entry 1 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,724 F1 · shares: Issuable upon vesting of Restricted Stock Units ("RSUs"). 6.25% of the RSUs will vest on each quarterly anniversary of the vesting commencement date until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 17:06 UTC | MODEL N, INC. MODN · Entity 89480 | SaleCommon Stock | 3,596 | $14.65 | $52,681.40 |
DisclosureSEC source: 0001667731-17-000211 · barter112.xml · nonDerivative · entry 1 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,676 F1 · kind: All of the shares reported as disposed of in this Form 4 were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| May 22, 2017 Filed May 24, 2017 11:45 UTC | MODEL N, INC. MODN · Entity 89480 | GrantCommon Stock | 26,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001667731-17-000152 · form4barter.xml · nonDerivative · entry 3 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,272 F3 · shares: Issuable upon the vesting and satisfacation of certain performance criteria of Performance-Based Restricted Stock Units ("PB-RSUs"). Subject to the achievement of certain minimum performance criteria based upon total stockholder return, between a minimum of 0% and a maximum of 250%, the PB-RSUs will vest as to 50% on each of the second and third annual anniversary of the vesting commencement date until such time as the PB-RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting if the performance criteria have been met. Read SEC document |
| May 22, 2017 Filed May 24, 2017 11:45 UTC | MODEL N, INC. MODN · Entity 89480 | GrantCommon Stock | 79,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001667731-17-000152 · form4barter.xml · nonDerivative · entry 2 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,856 F2 · shares: Issuable upon vesting of Restricted Stock Units ("RSUs"). 25% of these RSUs will vest on each annual anniversary of the vesting commencement date until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| May 22, 2017 Filed May 24, 2017 11:45 UTC | MODEL N, INC. MODN · Entity 89480 | GrantCommon Stock | 9,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001667731-17-000152 · form4barter.xml · nonDerivative · entry 1 Barter David · CIK 0001706672 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,606 F1 · shares: Issuable upon vesting of Restricted Stock Units ("RSUs"). 100% of these RSUs will vest on October 31, 2017, subject to the continuing employment of the Reporting Person on the vesting date. Shares of Issuer's common stock will be delivered to the Reporting Person upon vesting Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.