Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ally Financial Inc.ALLY · Entity 3431 | Director | September 30, 2026 | October 02, 2026 |
| Invesco Ltd.IVZ · Entity 125 | Director | May 15, 2026 | May 19, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ally Financial Inc.
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,325 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 1,263 · Balance 27,325 F1: Represents deferred stock units payable solely in the Registrant's common stock on a one-for-one basis following the Reporting Person's termination of service as a director in accordance with the Reporting Person's deferral election under the Ally Financial Inc. Non-Employee Directors Deferred Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents deferred stock units payable solely in the Registrant's common stock on a one-for-one basis following the Reporting Person's termination of service as a director in accordance with the Reporting Person's deferral election under the Ally Financial Inc. Non-Employee Directors Deferred Compensation Plan.
Invesco Ltd.
Report date May 15, 2026 · Filed May 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 47,202 |
Reported balance
After 2026-05-15 transaction · row 1
1 source rowRow 1 · 2026-05-15 · Grant · Acquired 8,112 · Balance 47,202 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Bank of New York Mellon Corp
Report date October 31, 2022 · Filed November 02, 2022
Section 16 reporting ended · disclosed 2022-11-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 205,705.4887 |
Reported balance
After 2022-10-31 transaction · row 1
1 source rowRow 1 · 2022-10-31 · Tax withholding · Disposed 15,363 · Balance 205,705.4887 F1: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 24, 2019 Filed Jul 26, 2019 20:31 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 190,124 | $46.77 | $8,891,338.98 |
DisclosureSEC source: 0001209191-19-043332 · doc4.xml · nonDerivative · entry 2 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,927.9582 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $46.595 to $46.900. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| July 24, 2019 Filed Jul 26, 2019 20:31 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversionCommon Stock | 190,124 | $30.13 | $5,728,436.12 |
DisclosureSEC source: 0001209191-19-043332 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,051.9582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 21:44 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 4,824 | $53.04 | $255,864.96 |
DisclosureSEC source: 0001209191-19-014525 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,875.0591 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:34 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 27,640.75 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012028 · doc4.xml · nonDerivative · entry 3 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,699.0591 F2 · shares: Represents Performance Shares Units granted in February 2016 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 20, 2019. Each unit represents the right to one share of the issuer's common stock. The Performance Share Unit Award vested on February 19, 2019. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:34 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 14,310 | $52.99 | $758,286.90 |
DisclosureSEC source: 0001209191-19-012028 · doc4.xml · nonDerivative · entry 2 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,058.3091 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 16, 2019 Filed Feb 21, 2019 21:34 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 5,273 | $52.99 | $279,416.27 |
DisclosureSEC source: 0001209191-19-012028 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,368.3091 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 11, 2019 Filed Feb 14, 2019 02:35 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 36,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009971 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,641.3091 F1 · shares: Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:33 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 32,324.933 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014527 · doc4.xml · nonDerivative · entry 2 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,430.9721 F2 · shares: Represents Performance Shares Units granted in February 2015 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 26, 2018. Each unit represents the right to one share of the issuer's common stock. The Performance Share Unit Award vested on February 20, 2018. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:33 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 28,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014527 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,106.0391 F1 · shares: Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 21:31 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 5,901 | $56.42 | $332,934.42 |
DisclosureSEC source: 0001209191-18-012433 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,813.0391 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 21:31 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 13,292 | $56.25 | $747,675.00 |
DisclosureSEC source: 0001209191-18-011935 · doc4.xml · nonDerivative · entry 2 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,714.0391 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 21:31 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 4,991 | $56.25 | $280,743.75 |
DisclosureSEC source: 0001209191-18-011935 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,006.0391 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 21:17 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversion7/21/2008 Stock Options · Derivative | 38,152 | Not disclosed Strike: $34.63 | Not disclosed |
DisclosureSEC source: 0001209191-17-063905 · doc4.xml · derivative · entry 6 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,152 shares Expires 2018-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Not Applicable F2 · derivative.exercise_date: Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2008, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2018. Grant was exercisable in 1/4 increments annually beginning on the date indicated. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 21:17 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 38,152 | $54.15 | $2,066,049.07 |
DisclosureSEC source: 0001209191-17-063905 · doc4.xml · nonDerivative · entry 2 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,849.5874 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $54.115 to $54.310. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 21:17 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversionCommon Stock | 38,152 | $34.63 | $1,321,203.76 |
DisclosureSEC source: 0001209191-17-063905 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,001.5874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 20:36 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 184,380 | $53.95 | $9,946,840.05 |
DisclosureSEC source: 0001209191-17-048428 · doc4.xml · nonDerivative · entry 2 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,547.3244 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $53.651 to $54.055. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 20:36 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversionCommon Stock | 184,380 | $42.31 | $7,801,117.80 |
DisclosureSEC source: 0001209191-17-048428 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,927.3244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 20:47 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 102,174 | $47.71 | $4,874,527.41 |
DisclosureSEC source: 0001209191-17-028218 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,415.5025 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $47.6550 to $47.7550. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 22:03 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 6,213 | $47.14 | $292,880.82 |
DisclosureSEC source: 0001209191-17-013356 · doc4.xml · nonDerivative · entry 4 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,589.5025 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 22:03 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 14,506 | $47.14 | $683,812.84 |
DisclosureSEC source: 0001209191-17-013356 · doc4.xml · nonDerivative · entry 3 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,802.5025 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 22:03 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 21,547 | $47.14 | $1,015,725.58 |
DisclosureSEC source: 0001209191-17-013356 · doc4.xml · nonDerivative · entry 2 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,308.5025 F2 · shares: Shares withheld in payment of tax liability incident to vesting of 2014 Performance Share Unit Award. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 22:03 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 5,913 | $47.14 | $278,738.82 |
DisclosureSEC source: 0001209191-17-013356 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,855.5025 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 22:11 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 16,858.2499 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012784 · doc4.xml · nonDerivative · entry 2 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,768.5025 F2 · shares: Represents portion of Performance Shares Units granted in February 2014 (including units from reinvested dividend equivalents) for which performance goals for 2016 have been achieved, as certified on February 16, 2017. Each unit represents the right to one share of the issuer's common stock. The Performance Share Unit Award vested on February 19, 2017. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 22:11 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 43,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012784 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,910.2526 F1 · shares: Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 21:48 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversion07/23/2007 Stock Options · Derivative | 16,320 | Not disclosed Strike: $44.59 | Not disclosed |
DisclosureSEC source: 0001209191-16-154945 · doc4.xml · derivative · entry 10 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,320 shares Expires 2017-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not Applicable F3 · derivative.exercise_date: Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2007, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2017. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 21:48 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversion04/02/2007 Stock Options · Derivative | 43,161 | Not disclosed Strike: $42.83 | Not disclosed |
DisclosureSEC source: 0001209191-16-154945 · doc4.xml · derivative · entry 9 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,161 shares Expires 2017-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not Applicable F3 · derivative.exercise_date: Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2007, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2017. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 21:48 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 9,739 | $48.85 | $475,711.19 |
DisclosureSEC source: 0001209191-16-154945 · doc4.xml · nonDerivative · entry 5 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Child #1 Disclosed balance after: 0 Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 21:48 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 16,320 | $48.42 | $790,227.46 |
DisclosureSEC source: 0001209191-16-154945 · doc4.xml · nonDerivative · entry 4 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,761.7843 F2 · price: Represents the weighted average price of shares sold with actual prices ranging from $48.405 to $48.435 Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 21:48 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversionCommon Stock | 16,320 | $44.59 | $727,708.80 |
DisclosureSEC source: 0001209191-16-154945 · doc4.xml · nonDerivative · entry 3 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,081.7843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 21:48 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 43,161 | $48.42 | $2,089,825.41 |
DisclosureSEC source: 0001209191-16-154945 · doc4.xml · nonDerivative · entry 2 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,761.7843 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $48.36 to $48.455. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 21:48 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversionCommon Stock | 43,161 | $42.83 | $1,848,585.63 |
DisclosureSEC source: 0001209191-16-154945 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,922.7843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2016 Filed Aug 10, 2017 20:36 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversion3/10/2008 Stock Options · Derivative | 184,380 | Not disclosed Strike: $42.31 | Not disclosed |
DisclosureSEC source: 0001209191-17-048428 · doc4.xml · derivative · entry 6 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 184,380 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Not Applicable F2 · derivative.exercise_date: Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2008, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2018. Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 21:00 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversion03/13/2007 Stock Options · Derivative | 79,022 | Not disclosed Strike: $40.40 | Not disclosed |
DisclosureSEC source: 0001209191-16-147011 · doc4.xml · derivative · entry 7 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 79,022 shares Expires 2017-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Not Applicable F2 · derivative.exercise_date: Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments of one-third each beginning on the date indicated. Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 21:00 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 79,022 | $43.20 | $3,413,884.74 |
DisclosureSEC source: 0001209191-16-147011 · doc4.xml · nonDerivative · entry 2 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,588.0383 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $43.12 to $43.42. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 21:00 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversionCommon Stock | 79,022 | $40.40 | $3,192,488.80 |
DisclosureSEC source: 0001209191-16-147011 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,610.0383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.