Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Agile Growth Corp.AGGR · Entity 115503 | Director | March 09, 2021 | March 09, 2021 |
| Autodesk, Inc.ADSK · Entity 3027 | Director | March 26, 2018 | March 27, 2018 |
| BOX INCBOX · Entity 3932 | Director | September 09, 2021 | September 10, 2021 |
| Ouster, Inc.OUST · Entity 4380 | Director | March 11, 2021 | March 16, 2021 |
| Planet Labs PBCPL · Entity 3716 | Director | July 09, 2026 | July 10, 2026 |
| Velo3D, Inc.VLDX · Entity 5750 | Director | December 31, 2024 | January 10, 2025 |
| Zendesk, Inc.ZEN · Entity 122051 | Director | August 15, 2022 | August 17, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Agile Growth Corp.
Report date March 09, 2021 · Filed March 09, 2021
This filing explicitly reported no securities owned.
Autodesk, Inc.
Report date March 26, 2018 · Filed March 27, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 42,349 |
Last balance in matching sequence
After 2018-03-26 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-03-26 · Grant · Acquired 63,108 · Balance 73,108 F1: Represents shares earned based upon attainment for Performance Stock Unit awards. 63,108 shares subject to three PSUs vested on attainment on March 26, 2018. F2: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units. Row 2 · 2018-03-26 · Tax withholding · Disposed 30,759 · Balance 42,349 F3: Shares withheld to cover taxes. F2: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares earned based upon attainment for Performance Stock Unit awards. 63,108 shares subject to three PSUs vested on attainment on March 26, 2018.
F2: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units.
F3: Shares withheld to cover taxes.
BOX INC
Report date September 09, 2021 · Filed September 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 32,339 |
Reported balance
After 2021-09-09 transaction · row 1
1 source rowRow 1 · 2021-09-09 · Grant · Acquired 7,949 · Balance 32,339 F1: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of September 9, 2022 or the Issuer's next annual meeting of stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of September 9, 2022 or the Issuer's next annual meeting of stockholders.
Ouster, Inc.
Report date March 11, 2021 · Filed March 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $12.00 · Expires 2030-10-01 | Direct | 1,614,492 |
Reported balance
After 2021-03-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-03-11 · Grant · Acquired 1,614,492 · Balance 1,614,492 F1: Represents an award of stock options on March 11, 2021 (the "Grant Date"), which vests as to 20% of the stock options on each anniversary of February 15, 2021 (the "Bass Commencement Date"), subject to continued service; provided, however, that the stock options will only become exercisable in the event the closing trading price per share of Issuer's common stock equals or exceeds 130% of the exercise price per share of the stock options for 30 consecutive trading days (the "Stock Price Condition") and in the event the Stock Price Condition is not met on or prior to the fifth anniversary of the Grant Date, the stock options shall thereupon terminate for no consideration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 807,246 |
Reported balance
After 2021-03-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-03-11 · Grant · Acquired 807,246 · Balance 807,246 F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F3: The RSUs vest as to 20% of the total number of RSUs on the first five anniversaries of the Bass Commencement Date, subject to the reporting person's continued service through the applicable vesting date. The RSUs have no expiration date. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 807,246 |
Reported balance
After 2021-03-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-03-11 · Grant · Acquired 807,246 · Balance 807,246 F4: Each performance stock unit ("PSU") represents a contingent right to receive one share of common stock. F5: The PSUs vest as to 25% of the total number of RSUs upon on each of the following events, in each case subject to the reporting person's continued service through the applicable vesting date: (a) first time the closing trading price per share of Issuer's common stock exceeds 150% of the closing trading price per share of Issuer's common stock on the Grant Date (the "Grant Date FMV") on or after the first anniversary of the Grant Date; (b) 200% of the Grant Date FMV on or after the second anniversary of the Grant Date; (c) 250% of the Grant Date FMV on or after the third anniversary of the Grant Date; and (d) 300% of the Grant Date FMV on or after the fourth anniversary of the Grant Date. Any PSUs that have not vested as of the fifth anniversary of the Grant Date shall thereupon terminate for no consideration. The PSUs have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of stock options on March 11, 2021 (the "Grant Date"), which vests as to 20% of the stock options on each anniversary of February 15, 2021 (the "Bass Commencement Date"), subject to continued service; provided, however, that the stock options will only become exercisable in the event the closing trading price per share of Issuer's common stock equals or exceeds 130% of the exercise price per share of the stock options for 30 consecutive trading days (the "Stock Price Condition") and in the event the Stock Price Condition is not met on or prior to the fifth anniversary of the Grant Date, the stock options shall thereupon terminate for no consideration.
F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.
F3: The RSUs vest as to 20% of the total number of RSUs on the first five anniversaries of the Bass Commencement Date, subject to the reporting person's continued service through the applicable vesting date. The RSUs have no expiration date.
F4: Each performance stock unit ("PSU") represents a contingent right to receive one share of common stock.
F5: The PSUs vest as to 25% of the total number of RSUs upon on each of the following events, in each case subject to the reporting person's continued service through the applicable vesting date: (a) first time the closing trading price per share of Issuer's common stock exceeds 150% of the closing trading price per share of Issuer's common stock on the Grant Date (the "Grant Date FMV") on or after the first anniversary of the Grant Date; (b) 200% of the Grant Date FMV on or after the second anniversary of the Grant Date; (c) 250% of the Grant Date FMV on or after the third anniversary of the Grant Date; and (d) 300% of the Grant Date FMV on or after the fourth anniversary of the Grant Date. Any PSUs that have not vested as of the fifth anniversary of the Grant Date shall thereupon terminate for no consideration. The PSUs have no expiration date.
Planet Labs PBC
Report date July 09, 2026 · Filed July 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 403,665 |
Reported balance
After 2026-07-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-09 · Grant · Acquired 6,479 · Balance 403,665 F1: Includes 6,479 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date. |
| Class A Common StockSEC Table I · non-derivative | Direct | 406,545 |
Reported balance
After 2026-07-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-07-09 · Grant · Acquired 2,880 · Balance 406,545 F2: Includes 2,880 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date. F3: Includes (a) 2,880 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June; and (b) 6,479 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 6,479 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date.
F2: Includes 2,880 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.
F3: Includes (a) 2,880 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June; and (b) 6,479 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.
Velo3D, Inc.
Report date December 31, 2024 · Filed January 10, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 61,053 |
Reported balance
After 2024-12-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-12-31 · Grant · Acquired 10,623 · Balance 61,053 F1: Represents director retainer fees paid in stock. F2: Represents the average closing price of the Issuer's common stock over the 30-day period ending on and including Dec 31, 2024, which price was used to calculate the number of shares issued to the Reporting Person. F3: Reflects Share Units Distributed till 12/31/24 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents director retainer fees paid in stock.
F2: Represents the average closing price of the Issuer's common stock over the 30-day period ending on and including Dec 31, 2024, which price was used to calculate the number of shares issued to the Reporting Person.
F3: Reflects Share Units Distributed till 12/31/24
Zendesk, Inc.
Report date August 15, 2022 · Filed August 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,486 |
Reported balance
After 2022-08-15 transaction · row 1
1 source rowRow 1 · 2022-08-15 · Grant · Acquired 282 · Balance 17,486 F1: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant. F2: Restricted stock units convert into common stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant.
F2: Restricted stock units convert into common stock on a one-for-one basis.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HP INC
Report date September 26, 2017 · Filed September 28, 2017
Section 16 reporting ended · disclosed 2017-09-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,877 |
Reported balance
After 2017-09-26 transaction · row 1
1 source rowRow 1 · 2017-09-26 · Exercise / conversion · Acquired 16,096 · Balance 33,877 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-09-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-09-26 · Exercise / conversion · Disposed 16,096 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F2: On 5/18/2017, the reporting person was granted 15,975 RSUs, all of which vested on 9/26/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 121 vested dividend equivalent rights. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.
F2: On 5/18/2017, the reporting person was granted 15,975 RSUs, all of which vested on 9/26/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 121 vested dividend equivalent rights.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 05, 2017 Filed Jul 7, 2017 20:04 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 2,200 | $100.58 | $221,272.92 |
DisclosureSEC source: 0001209191-17-044364 · doc4.xml · nonDerivative · entry 2 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,665 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017. F4 · price: Shares were sold in various amounts from $100.35 to $100.82 inclusive. The price listed here reflects the average weighted price. F3 · balance_after: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units. Read SEC document |
| July 05, 2017 Filed Jul 7, 2017 20:04 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 11,177 | $99.83 | $1,115,788.73 |
DisclosureSEC source: 0001209191-17-044364 · doc4.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,865 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017. F2 · price: Shares were sold in various amounts from $99.30 to $100.28 inclusive. The price listed here reflects the average weighted price. F3 · balance_after: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 20:20 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 18,782 | $102.17 | $1,918,940.04 |
DisclosureSEC source: 0001209191-17-042832 · doc4.xml · nonDerivative · entry 2 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,042 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017. F4 · price: Shares were sold in various amounts from $102.03 to $102.32 inclusive. The price listed here reflects the average weighted price. F3 · balance_after: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 20:20 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 23,515 | $101.36 | $2,383,447.48 |
DisclosureSEC source: 0001209191-17-042832 · doc4.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,824 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017. F2 · price: Shares were sold in various amounts from $101.00 to $101.995 inclusive. The price listed here reflects the average weighted price. F3 · balance_after: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 20:29 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 324 | $103.57 | $33,556.68 |
DisclosureSEC source: 0001209191-17-042526 · doc4.xml · nonDerivative · entry 4 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,339 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017. F4 · balance_after: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 20:29 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 5,277 | $102.57 | $541,265.06 |
DisclosureSEC source: 0001209191-17-042526 · doc4.xml · nonDerivative · entry 3 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,663 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017. F6 · price: Shares were sold in various amounts from $102.34 to $102.86 inclusive. The price listed here reflects the average weighted price. F4 · balance_after: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 20:29 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 12,999 | $101.81 | $1,323,490.59 |
DisclosureSEC source: 0001209191-17-042526 · doc4.xml · nonDerivative · entry 2 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,940 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017. F5 · price: Shares were sold in various amounts from $101.34 to $102.33 inclusive. The price listed here reflects the average weighted price. F4 · balance_after: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 20:29 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 8,601 | $101.00 | $868,716.48 |
DisclosureSEC source: 0001209191-17-042526 · doc4.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,939 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017. F2 · price: Shares were sold in various amounts from $100.34 to $101.32 inclusive. The price listed here reflects the average weighted price. F3 · balance_after: Includes shares acquired in March 2017 pursuant to the Issuer's Employee Stock Purchase Plan. F4 · balance_after: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 20:06 UTC | Autodesk, Inc. ADSK · Entity 3027 | GrantCommon Stock | 2,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-040442 · doc4.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,962 F1 · kind: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units, which are granted annually under the 2012 Outside Directors' Stock Plan, vest on the date of the next annual meeting. F2 · balance_after: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units. Read SEC document |
| May 18, 2017 Filed May 22, 2017 21:20 UTC | HP INC HPQ · Entity 642 | GrantRestricted Stock Units · Derivative | 15,975 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-002049 · primarydocument.xml · derivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,975 Underlying: Common Stock · 15,975 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP's common stock. F2 · shares: On May 18, 2017, the Reporting Person was granted 15,975 RSUs, all of which will cliff vest on the one year anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. F2 · price: On May 18, 2017, the Reporting Person was granted 15,975 RSUs, all of which will cliff vest on the one year anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. F2 · derivative.exercise_date: On May 18, 2017, the Reporting Person was granted 15,975 RSUs, all of which will cliff vest on the one year anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. F2 · derivative.expiration_date: On May 18, 2017, the Reporting Person was granted 15,975 RSUs, all of which will cliff vest on the one year anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. Read SEC document |
| May 17, 2017 Filed May 19, 2017 19:55 UTC | Zendesk, Inc. ZEN · Entity 122051 | Exercise / conversionRestricted Stock Unit · Derivative | 6,663 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-17-005749 · wf-form4_149523808779213.xml · derivative · entry 2 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,663 shares Expires 2023-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The Restricted Stock Units grant fully vested on May 17, 2017. Read SEC document |
| May 17, 2017 Filed May 19, 2017 19:55 UTC | Zendesk, Inc. ZEN · Entity 122051 | Exercise / conversionCommon Stock | 6,663 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-17-005749 · wf-form4_149523808779213.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:56 UTC | Zendesk, Inc. ZEN · Entity 122051 | GrantRestricted Stock Unit · Derivative | 7,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-005661 · wf-form4_149506898377521.xml · derivative · entry 2 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,150 Underlying: Common Stock · 7,150 shares Expires 2023-05-16 F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Restricted stock units grant fully vests on May 16, 2018 subject to the Reporting Person's continuous service to the Issuer through such date. Unvested units are subject to acceleration upon the occurrence of certain events. Read SEC document |
| May 15, 2017 Filed May 16, 2017 20:33 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 29,195 | $96.63 | $2,821,112.85 |
DisclosureSEC source: 0001209191-17-032666 · doc4.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,608 F1 · kind: Shares withheld to cover taxes. F2 · shares: Pursuant to the terms of the February 6, 2017 Transition Agreement between the Reporting Person and the Company, the Reporting Person's outstanding Restricted Stock Units fully accelerated and vested on May 15, 2017. Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:56 UTC | Zendesk, Inc. ZEN · Entity 122051 | GrantCommon Stock | 312 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-17-005661 · wf-form4_149506898377521.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 673 F1 · shares: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 05, 2017 Filed May 9, 2017 23:42 UTC | HP INC HPQ · Entity 642 | Exercise / conversionRestricted Stock Units · Derivative | 13,547 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001929 · primarydocument.xml · derivative · entry 2 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,547 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F2 · shares: On 5/5/2016, the reporting person was granted 13,100 RSUs, all of which vested on 5/5/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 447 vested dividend equivalent rights. F2 · price: On 5/5/2016, the reporting person was granted 13,100 RSUs, all of which vested on 5/5/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 447 vested dividend equivalent rights. F2 · derivative.exercise_date: On 5/5/2016, the reporting person was granted 13,100 RSUs, all of which vested on 5/5/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 447 vested dividend equivalent rights. F2 · derivative.expiration_date: On 5/5/2016, the reporting person was granted 13,100 RSUs, all of which vested on 5/5/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 447 vested dividend equivalent rights. F2 · derivative.underlying_shares: On 5/5/2016, the reporting person was granted 13,100 RSUs, all of which vested on 5/5/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 447 vested dividend equivalent rights. Read SEC document |
| May 05, 2017 Filed May 9, 2017 23:42 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 13,547 | $18.91 | $256,173.77 |
DisclosureSEC source: 0001562180-17-001929 · primarydocument.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 00:27 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 46,156 | $86.48 | $3,991,570.88 |
DisclosureSEC source: 0001209191-17-023022 · doc4.xml · nonDerivative · entry 2 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,803 F4 · kind: Shares withheld to cover taxes. F3 · balance_after: The total securities beneficially owned includes 55,948 shares of unvested Restricted Stock Units. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 00:27 UTC | Autodesk, Inc. ADSK · Entity 3027 | GrantCommon Stock | 88,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023022 · doc4.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,959 F1 · kind: Represents shares earned based upon attainment for Performance Stock Unit awards. 88,453 shares subject to three PSUs vested on attainment on March 24, 2017. F2 · balance_after: A recent audit of the Reporting Person's holdings determined his ownership was under-reported due to an administrative error. This Form 4 restates his ownership accordingly. F3 · balance_after: The total securities beneficially owned includes 55,948 shares of unvested Restricted Stock Units. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 21:09 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 29,684 | $86.12 | $2,556,386.08 |
DisclosureSEC source: 0001209191-17-020227 · doc4.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,928 F1 · kind: Shares withheld to cover taxes. F2 · balance_after: The total securities beneficially owned includes 55,948 shares of unvested restricted stock units. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:22 UTC Amendment | Zendesk, Inc. ZEN · Entity 122051 | GrantCommon Stock | 361 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-007127 · form4a.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361 F1 · shares: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 19:53 UTC | Zendesk, Inc. ZEN · Entity 122051 | GrantCommon Stock | 361 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-007101 · form4.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361 F1 · shares: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 11, 2017 Filed Jan 12, 2017 21:08 UTC | Autodesk, Inc. ADSK · Entity 3027 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 97,718 | $0.00 Strike: $43.81 | $0.00 |
DisclosureSEC source: 0001209191-17-003501 · doc4.xml · derivative · entry 5 BASS CARL · CIK 0001221137 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 97,718 shares Expires 2021-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vests over a four-year period beginning on 03/24/2011 at the rate of 75,000 shares on each of the first, second, and third anniversaries, and 72,718 shares on the fourth anniversary. Read SEC document |
| January 11, 2017 Filed Jan 12, 2017 21:08 UTC | Autodesk, Inc. ADSK · Entity 3027 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 2,282 | $0.00 Strike: $43.81 | $0.00 |
DisclosureSEC source: 0001209191-17-003501 · doc4.xml · derivative · entry 4 BASS CARL · CIK 0001221137 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,282 shares Expires 2021-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vests over a four-year period beginning on 03/24/2011 at the rate of 0 shares on each of the first, second, and third anniversaries, and 2,282 shares on the fourth anniversary. Read SEC document |
| January 11, 2017 Filed Jan 12, 2017 21:08 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 100,000 | $79.84 | $7,984,150.00 |
DisclosureSEC source: 0001209191-17-003501 · doc4.xml · nonDerivative · entry 3 BASS CARL · CIK 0001221137 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,612 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 23, 2016. F3 · price: Shares were sold in various amounts from $79.18 to $80.15 inclusive. The price listed here reflects the average weighted price. F1 · balance_after: The total securities beneficially owned includes 112,833 shares of unvested restricted stock units. Read SEC document |
| January 11, 2017 Filed Jan 12, 2017 21:08 UTC | Autodesk, Inc. ADSK · Entity 3027 | Exercise / conversionCommon Stock | 97,718 | $43.81 | $4,281,025.58 |
DisclosureSEC source: 0001209191-17-003501 · doc4.xml · nonDerivative · entry 2 BASS CARL · CIK 0001221137 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The total securities beneficially owned includes 112,833 shares of unvested restricted stock units. Read SEC document |
| January 11, 2017 Filed Jan 12, 2017 21:08 UTC | Autodesk, Inc. ADSK · Entity 3027 | Exercise / conversionCommon Stock | 2,282 | $43.81 | $99,974.42 |
DisclosureSEC source: 0001209191-17-003501 · doc4.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The total securities beneficially owned includes 112,833 shares of unvested restricted stock units. Read SEC document |
| January 09, 2017 Filed Jan 10, 2017 21:12 UTC | Autodesk, Inc. ADSK · Entity 3027 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $43.81 | $0.00 |
DisclosureSEC source: 0001209191-17-003189 · doc4.xml · derivative · entry 4 BASS CARL · CIK 0001221137 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,718 Underlying: Common Stock · 100,000 shares Expires 2021-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vests over a four-year period beginning on 03/24/2011 at the rate of 75,000 shares on each of the first, second, and third anniversaries, and 72,718 shares on the fourth anniversary. Read SEC document |
| January 09, 2017 Filed Jan 10, 2017 21:12 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 644 | $79.35 | $51,099.53 |
DisclosureSEC source: 0001209191-17-003189 · doc4.xml · nonDerivative · entry 3 BASS CARL · CIK 0001221137 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,612 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 23, 2016. F4 · price: Shares were sold in various amounts from $79.30 to $79.47 inclusive. The price listed here reflects the average weighted price. F1 · balance_after: The total securities beneficially owned includes 112,833 shares of unvested restricted stock units. Read SEC document |
| January 09, 2017 Filed Jan 10, 2017 21:12 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 99,356 | $78.88 | $7,837,668.25 |
DisclosureSEC source: 0001209191-17-003189 · doc4.xml · nonDerivative · entry 2 BASS CARL · CIK 0001221137 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,256 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 23, 2016. F3 · price: Shares were sold in various amounts from $78.30 to $79.26 inclusive. The price listed here reflects the average weighted price. F1 · balance_after: The total securities beneficially owned includes 112,833 shares of unvested restricted stock units. Read SEC document |
| January 09, 2017 Filed Jan 10, 2017 21:12 UTC | Autodesk, Inc. ADSK · Entity 3027 | Exercise / conversionCommon Stock | 100,000 | $43.81 | $4,381,000.00 |
DisclosureSEC source: 0001209191-17-003189 · doc4.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The total securities beneficially owned includes 112,833 shares of unvested restricted stock units. Read SEC document |
| January 05, 2017 Filed Jan 6, 2017 21:30 UTC | Autodesk, Inc. ADSK · Entity 3027 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $43.81 | $0.00 |
DisclosureSEC source: 0001209191-17-002654 · doc4.xml · derivative · entry 4 BASS CARL · CIK 0001221137 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,718 Underlying: Common Stock · 100,000 shares Expires 2021-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vests over a four-year period beginning on 03/24/2011 at the rate of 75,000 shares on each of the first, second, and third anniversaries, and 72,718 shares on the fourth anniversary. Read SEC document |
| January 05, 2017 Filed Jan 6, 2017 21:30 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 15,670 | $77.43 | $1,213,387.65 |
DisclosureSEC source: 0001209191-17-002654 · doc4.xml · nonDerivative · entry 3 BASS CARL · CIK 0001221137 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,612 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 23, 2016. F4 · price: Shares were sold in various amounts from $77.33 to $77.63 inclusive. The price listed here reflects the average weighted price. F1 · balance_after: The total securities beneficially owned includes 112,833 shares of unvested restricted stock units. Read SEC document |
| January 05, 2017 Filed Jan 6, 2017 21:30 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 84,330 | $76.85 | $6,480,650.87 |
DisclosureSEC source: 0001209191-17-002654 · doc4.xml · nonDerivative · entry 2 BASS CARL · CIK 0001221137 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,282 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 23, 2016. F3 · price: Shares were sold in various amounts from $76.33 to $77.32 inclusive. The price listed here reflects the average weighted price. F1 · balance_after: The total securities beneficially owned includes 112,833 shares of unvested restricted stock units. Read SEC document |
| January 05, 2017 Filed Jan 6, 2017 21:30 UTC | Autodesk, Inc. ADSK · Entity 3027 | Exercise / conversionCommon Stock | 100,000 | $43.81 | $4,381,000.00 |
DisclosureSEC source: 0001209191-17-002654 · doc4.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The total securities beneficially owned includes 112,833 shares of unvested restricted stock units. Read SEC document |
| December 23, 2016 Filed Dec 27, 2016 21:05 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 400 | $75.60 | $30,238.00 |
DisclosureSEC source: 0001209191-16-156810 · doc4.xml · nonDerivative · entry 3 BASS CARL · CIK 0001221137 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,612 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 23, 2016. F5 · price: Shares were sold in various amounts from $75.56 to $75.63 inclusive. The price listed here reflects the average weighted price. F3 · balance_after: The total securities beneficially owned includes 112,833 shares of unvested restricted stock units. Read SEC document |
| December 23, 2016 Filed Dec 27, 2016 21:05 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 25,809 | $75.22 | $1,941,476.86 |
DisclosureSEC source: 0001209191-16-156810 · doc4.xml · nonDerivative · entry 2 BASS CARL · CIK 0001221137 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,012 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 23, 2016. F4 · price: Shares were sold in various amounts from $74.53 to $75.51 inclusive. The price listed here reflects the average weighted price. F3 · balance_after: The total securities beneficially owned includes 112,833 shares of unvested restricted stock units. Read SEC document |
| December 22, 2016 Filed Dec 27, 2016 21:05 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 26,210 | $75.12 | $1,968,934.52 |
DisclosureSEC source: 0001209191-16-156810 · doc4.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,821 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 23, 2016. F2 · price: Shares were sold in various amounts between $74.70 to $75.44 inclusive. The price listed here reflects the average weighted price. F3 · balance_after: The total securities beneficially owned includes 112,833 shares of unvested restricted stock units. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 21:08 UTC | HP INC HPQ · Entity 642 | Exercise / conversionRestricted Stock Units · Derivative | 4,234 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-16-003497 · primarydocument.xml · derivative · entry 2 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,234 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of HP common stock. F2 · shares: On 11/10/2015 the reporting person was granted 4,075 restricted stock units ("RSUs"), all of which vested on 11/10/2016. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 159 vested dividend equivalent rights. F2 · price: On 11/10/2015 the reporting person was granted 4,075 restricted stock units ("RSUs"), all of which vested on 11/10/2016. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 159 vested dividend equivalent rights. F2 · derivative.exercise_date: On 11/10/2015 the reporting person was granted 4,075 restricted stock units ("RSUs"), all of which vested on 11/10/2016. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 159 vested dividend equivalent rights. F2 · derivative.expiration_date: On 11/10/2015 the reporting person was granted 4,075 restricted stock units ("RSUs"), all of which vested on 11/10/2016. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 159 vested dividend equivalent rights. F2 · derivative.underlying_shares: On 11/10/2015 the reporting person was granted 4,075 restricted stock units ("RSUs"), all of which vested on 11/10/2016. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 159 vested dividend equivalent rights. F3 · balance_after: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 21:08 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 4,234 | $15.49 | $65,584.66 |
DisclosureSEC source: 0001562180-16-003497 · primarydocument.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.