Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Agile Growth Corp.AGGR · Entity 115503 | Director | March 09, 2021 | March 09, 2021 |
| Autodesk, Inc.ADSK · Entity 3027 | Director | March 26, 2018 | March 27, 2018 |
| BOX INCBOX · Entity 3932 | Director | September 09, 2021 | September 10, 2021 |
| Ouster, Inc.OUST · Entity 4380 | Director | March 11, 2021 | March 16, 2021 |
| Planet Labs PBCPL · Entity 3716 | Director | July 09, 2026 | July 10, 2026 |
| Velo3D, Inc.VLDX · Entity 5750 | Director | December 31, 2024 | January 10, 2025 |
| Zendesk, Inc.ZEN · Entity 122051 | Director | August 15, 2022 | August 17, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Agile Growth Corp.
Report date March 09, 2021 · Filed March 09, 2021
This filing explicitly reported no securities owned.
Autodesk, Inc.
Report date March 26, 2018 · Filed March 27, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 42,349 |
Last balance in matching sequence
After 2018-03-26 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-03-26 · Grant · Acquired 63,108 · Balance 73,108 F1: Represents shares earned based upon attainment for Performance Stock Unit awards. 63,108 shares subject to three PSUs vested on attainment on March 26, 2018. F2: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units. Row 2 · 2018-03-26 · Tax withholding · Disposed 30,759 · Balance 42,349 F3: Shares withheld to cover taxes. F2: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares earned based upon attainment for Performance Stock Unit awards. 63,108 shares subject to three PSUs vested on attainment on March 26, 2018.
F2: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units.
F3: Shares withheld to cover taxes.
BOX INC
Report date September 09, 2021 · Filed September 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 32,339 |
Reported balance
After 2021-09-09 transaction · row 1
1 source rowRow 1 · 2021-09-09 · Grant · Acquired 7,949 · Balance 32,339 F1: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of September 9, 2022 or the Issuer's next annual meeting of stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of September 9, 2022 or the Issuer's next annual meeting of stockholders.
Ouster, Inc.
Report date March 11, 2021 · Filed March 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $12.00 · Expires 2030-10-01 | Direct | 1,614,492 |
Reported balance
After 2021-03-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-03-11 · Grant · Acquired 1,614,492 · Balance 1,614,492 F1: Represents an award of stock options on March 11, 2021 (the "Grant Date"), which vests as to 20% of the stock options on each anniversary of February 15, 2021 (the "Bass Commencement Date"), subject to continued service; provided, however, that the stock options will only become exercisable in the event the closing trading price per share of Issuer's common stock equals or exceeds 130% of the exercise price per share of the stock options for 30 consecutive trading days (the "Stock Price Condition") and in the event the Stock Price Condition is not met on or prior to the fifth anniversary of the Grant Date, the stock options shall thereupon terminate for no consideration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 807,246 |
Reported balance
After 2021-03-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-03-11 · Grant · Acquired 807,246 · Balance 807,246 F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F3: The RSUs vest as to 20% of the total number of RSUs on the first five anniversaries of the Bass Commencement Date, subject to the reporting person's continued service through the applicable vesting date. The RSUs have no expiration date. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 807,246 |
Reported balance
After 2021-03-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-03-11 · Grant · Acquired 807,246 · Balance 807,246 F4: Each performance stock unit ("PSU") represents a contingent right to receive one share of common stock. F5: The PSUs vest as to 25% of the total number of RSUs upon on each of the following events, in each case subject to the reporting person's continued service through the applicable vesting date: (a) first time the closing trading price per share of Issuer's common stock exceeds 150% of the closing trading price per share of Issuer's common stock on the Grant Date (the "Grant Date FMV") on or after the first anniversary of the Grant Date; (b) 200% of the Grant Date FMV on or after the second anniversary of the Grant Date; (c) 250% of the Grant Date FMV on or after the third anniversary of the Grant Date; and (d) 300% of the Grant Date FMV on or after the fourth anniversary of the Grant Date. Any PSUs that have not vested as of the fifth anniversary of the Grant Date shall thereupon terminate for no consideration. The PSUs have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of stock options on March 11, 2021 (the "Grant Date"), which vests as to 20% of the stock options on each anniversary of February 15, 2021 (the "Bass Commencement Date"), subject to continued service; provided, however, that the stock options will only become exercisable in the event the closing trading price per share of Issuer's common stock equals or exceeds 130% of the exercise price per share of the stock options for 30 consecutive trading days (the "Stock Price Condition") and in the event the Stock Price Condition is not met on or prior to the fifth anniversary of the Grant Date, the stock options shall thereupon terminate for no consideration.
F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.
F3: The RSUs vest as to 20% of the total number of RSUs on the first five anniversaries of the Bass Commencement Date, subject to the reporting person's continued service through the applicable vesting date. The RSUs have no expiration date.
F4: Each performance stock unit ("PSU") represents a contingent right to receive one share of common stock.
F5: The PSUs vest as to 25% of the total number of RSUs upon on each of the following events, in each case subject to the reporting person's continued service through the applicable vesting date: (a) first time the closing trading price per share of Issuer's common stock exceeds 150% of the closing trading price per share of Issuer's common stock on the Grant Date (the "Grant Date FMV") on or after the first anniversary of the Grant Date; (b) 200% of the Grant Date FMV on or after the second anniversary of the Grant Date; (c) 250% of the Grant Date FMV on or after the third anniversary of the Grant Date; and (d) 300% of the Grant Date FMV on or after the fourth anniversary of the Grant Date. Any PSUs that have not vested as of the fifth anniversary of the Grant Date shall thereupon terminate for no consideration. The PSUs have no expiration date.
Planet Labs PBC
Report date July 09, 2026 · Filed July 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 403,665 |
Reported balance
After 2026-07-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-09 · Grant · Acquired 6,479 · Balance 403,665 F1: Includes 6,479 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date. |
| Class A Common StockSEC Table I · non-derivative | Direct | 406,545 |
Reported balance
After 2026-07-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-07-09 · Grant · Acquired 2,880 · Balance 406,545 F2: Includes 2,880 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date. F3: Includes (a) 2,880 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June; and (b) 6,479 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 6,479 restricted stock units, each of which represent a contingent right to receive one share of issuer's Class A Common Stock ("RSUs"). The RSUs will fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the Issuer's next annual meeting of stockholders to occur following the grant, in either case, subject to continuous service through the vesting date.
F2: Includes 2,880 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.
F3: Includes (a) 2,880 RSUs that vest in equal quarterly installments on the 15th of September, December, March and June; and (b) 6,479 RSUs which fully vest on the earlier of (i) the first anniversary of the grant or (ii) the date of the issuer's next annual meeting of stockholders to occur following the grant. The RSUs represent a contingent right to receive one share of issuer's Class A Common Stock each and have no expiration date.
Velo3D, Inc.
Report date December 31, 2024 · Filed January 10, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 61,053 |
Reported balance
After 2024-12-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-12-31 · Grant · Acquired 10,623 · Balance 61,053 F1: Represents director retainer fees paid in stock. F2: Represents the average closing price of the Issuer's common stock over the 30-day period ending on and including Dec 31, 2024, which price was used to calculate the number of shares issued to the Reporting Person. F3: Reflects Share Units Distributed till 12/31/24 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents director retainer fees paid in stock.
F2: Represents the average closing price of the Issuer's common stock over the 30-day period ending on and including Dec 31, 2024, which price was used to calculate the number of shares issued to the Reporting Person.
F3: Reflects Share Units Distributed till 12/31/24
Zendesk, Inc.
Report date August 15, 2022 · Filed August 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,486 |
Reported balance
After 2022-08-15 transaction · row 1
1 source rowRow 1 · 2022-08-15 · Grant · Acquired 282 · Balance 17,486 F1: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant. F2: Restricted stock units convert into common stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant.
F2: Restricted stock units convert into common stock on a one-for-one basis.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HP INC
Report date September 26, 2017 · Filed September 28, 2017
Section 16 reporting ended · disclosed 2017-09-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,877 |
Reported balance
After 2017-09-26 transaction · row 1
1 source rowRow 1 · 2017-09-26 · Exercise / conversion · Acquired 16,096 · Balance 33,877 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-09-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-09-26 · Exercise / conversion · Disposed 16,096 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F2: On 5/18/2017, the reporting person was granted 15,975 RSUs, all of which vested on 9/26/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 121 vested dividend equivalent rights. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.
F2: On 5/18/2017, the reporting person was granted 15,975 RSUs, all of which vested on 9/26/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 121 vested dividend equivalent rights.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 07, 2021 Filed Dec 9, 2021 21:14 UTC | Planet Labs PBC PL · Entity 3716 | GrantStock Option (Right to Buy) · Derivative | 153,183 | Not disclosed Strike: $3.92 | Not disclosed |
DisclosureSEC source: 0000899243-21-047634 · doc4.xml · derivative · entry 3 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,183 Underlying: Class A Common Stock · 153,183 shares Expires 2031-06-29 F5 · price: At the closing of the Business Combination, each outstanding option to purchase Former Planet capital stock was converted into a right to receive a number of options to purchase Class A Common Stock based on the Exchange Ratio. F6 · derivative.exercise_date: The option vests and becomes exercisable with respect to 1/36th of the underlying Class A Common shares on November 7, 2020 and in equal monthly installments thereafter. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 21:14 UTC | Planet Labs PBC PL · Entity 3716 | GrantEarnout - Class A Shares · Derivative | 79,656 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-047634 · doc4.xml · derivative · entry 2 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,656 Underlying: Class A Common Stock · 79,656 shares Expires not disclosed F4 · derivative.exercise_price: Includes 79,656 earnout shares that will vest in four substantially equal installments if the closing price of the issuer's Class A Common Stock equals or exceeds $15.00, $17.00, $19.00 and $21.00, over any 20 trading days within any 30 day trading period prior to December 7, 2026 or if the issuer consummates a change of control transaction prior to December 7, 2026 that entitles its stockholders to receive a per share consideration of at least $15.00, $17.00, $19.00 and $21.00. Issuable only if the holder continues to provide services to the issuer or its subsidiaries through the date on which the earnout shares are issued. F1 · price: Pursuant to the business combination (the "Business Combination") of dMY Technology Group, Inc. IV and Planet Labs, Inc. ("Former Planet"), each share of Former Planet capital stock (other than Class B common stock of Former Planet) was converted into the right to receive approximately 1.53184 shares (the "Exchange Ratio") of the issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock") at the closing of the business combination. F4 · derivative.exercise_date: Includes 79,656 earnout shares that will vest in four substantially equal installments if the closing price of the issuer's Class A Common Stock equals or exceeds $15.00, $17.00, $19.00 and $21.00, over any 20 trading days within any 30 day trading period prior to December 7, 2026 or if the issuer consummates a change of control transaction prior to December 7, 2026 that entitles its stockholders to receive a per share consideration of at least $15.00, $17.00, $19.00 and $21.00. Issuable only if the holder continues to provide services to the issuer or its subsidiaries through the date on which the earnout shares are issued. F4 · derivative.expiration_date: Includes 79,656 earnout shares that will vest in four substantially equal installments if the closing price of the issuer's Class A Common Stock equals or exceeds $15.00, $17.00, $19.00 and $21.00, over any 20 trading days within any 30 day trading period prior to December 7, 2026 or if the issuer consummates a change of control transaction prior to December 7, 2026 that entitles its stockholders to receive a per share consideration of at least $15.00, $17.00, $19.00 and $21.00. Issuable only if the holder continues to provide services to the issuer or its subsidiaries through the date on which the earnout shares are issued. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 21:14 UTC | Planet Labs PBC PL · Entity 3716 | GrantClass A Common Stock | 191,479 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-047634 · doc4.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,479 F2 · shares: Includes 191,479 restricted stock units ("RSUs"), each of which represent a contingent right to receive one share of issuer's Class A Common Stock. The RSUs will vest in equal quarterly installments beginning September 15, 2021. The RSUs have no expiration date. F1 · price: Pursuant to the business combination (the "Business Combination") of dMY Technology Group, Inc. IV and Planet Labs, Inc. ("Former Planet"), each share of Former Planet capital stock (other than Class B common stock of Former Planet) was converted into the right to receive approximately 1.53184 shares (the "Exchange Ratio") of the issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock") at the closing of the business combination. F3 · balance_after: Includes 191,479 RSUs. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 20:41 UTC | Velo3D, Inc. VLD · Entity 5750 | GrantStock Option (right to buy Common Stock) · Derivative | 265,668 | $0.00 Strike: $0.18 | $0.00 |
DisclosureSEC source: 0001209191-21-068900 · doc4.xml · derivative · entry 2 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,668 Underlying: Common Stock · 265,668 shares Expires 2030-06-09 F1 · shares: Pursuant to the Business Combination Agreement, dated March 22, 2021 (the "Business Combination Agreement"), by and between JAWS Spitfire Acquisition Corporation, a Cayman Islands exempted company ("JAWS"), Spitfire Merger Sub, Inc., a Delaware corporation, and Velo3D, Inc., a Delaware corporation ("Velo3D"), the parties effected a business combination transaction ("Business Combination") on September 29, 2021. As a result of the Business Combination, Velo3D became a wholly owned subsidiary of JAWS. Velo3D was renamed "Velo3D US, Inc." and JAWS was renamed "Velo3D, Inc." ("New Velo3D"). Pursuant to the forfeiture provision in the Business Combination Agreement, the outstanding options of Velo3D were exchanged for comparable options of New Velo3D at the exchange ratio of 0.8149 to 1, subject to the same terms and conditions that applied to the original grant. F3 · derivative.exercise_date: The option vests as to 1/4 of the total shares on June 11, 2020, and thereafter 2.0833% of the remaining shares vest monthly until such time as the option is 100% vested, subject to the continued service of the Reporting Person on each vesting date. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 20:41 UTC | Velo3D, Inc. VLD · Entity 5750 | GrantStock Option (right to buy Common Stock) · Derivative | 167,061 | $0.00 Strike: $0.98 | $0.00 |
DisclosureSEC source: 0001209191-21-068900 · doc4.xml · derivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,061 Underlying: Common Stock · 167,061 shares Expires 2029-05-10 F1 · shares: Pursuant to the Business Combination Agreement, dated March 22, 2021 (the "Business Combination Agreement"), by and between JAWS Spitfire Acquisition Corporation, a Cayman Islands exempted company ("JAWS"), Spitfire Merger Sub, Inc., a Delaware corporation, and Velo3D, Inc., a Delaware corporation ("Velo3D"), the parties effected a business combination transaction ("Business Combination") on September 29, 2021. As a result of the Business Combination, Velo3D became a wholly owned subsidiary of JAWS. Velo3D was renamed "Velo3D US, Inc." and JAWS was renamed "Velo3D, Inc." ("New Velo3D"). Pursuant to the forfeiture provision in the Business Combination Agreement, the outstanding options of Velo3D were exchanged for comparable options of New Velo3D at the exchange ratio of 0.8149 to 1, subject to the same terms and conditions that applied to the original grant. F2 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 20:38 UTC | Zendesk, Inc. ZEN · Entity 122051 | GrantCommon Stock | 181 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463172-21-000423 · wf-form4_163719951460268.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,422 F1 · shares: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 21:53 UTC | Velo3D, Inc. VLD · Entity 5750 | GrantEarnout Rights · Derivative | 57,376 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-058689 · doc4.xml · derivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,376 Underlying: Common Stock · 57,376 shares Expires 2026-09-29 F1 · derivative.exercise_price: Pursuant to the earnout provisions in the Business Combination Agreement, dated March 22, 2021 (the "Business Combination Agreement"), the Reporting Person is entitled to receive shares of New Velo3D Common Stock if, from the closing of the transaction until the fifth anniversary thereof, the volume-weighted average price of the Common Stock equals or exceeds certain thresholds (the "Earnout Rights"). Of these Earnout Rights, one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $12.50 for any 20 trading days within any 30-trading day period and one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $15.00 for any 20 trading days within any 30-trading day period, in each case, subject to adjustment as provided in the Business Combination Agreement. F1 · price: Pursuant to the earnout provisions in the Business Combination Agreement, dated March 22, 2021 (the "Business Combination Agreement"), the Reporting Person is entitled to receive shares of New Velo3D Common Stock if, from the closing of the transaction until the fifth anniversary thereof, the volume-weighted average price of the Common Stock equals or exceeds certain thresholds (the "Earnout Rights"). Of these Earnout Rights, one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $12.50 for any 20 trading days within any 30-trading day period and one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $15.00 for any 20 trading days within any 30-trading day period, in each case, subject to adjustment as provided in the Business Combination Agreement. F1 · derivative.exercise_date: Pursuant to the earnout provisions in the Business Combination Agreement, dated March 22, 2021 (the "Business Combination Agreement"), the Reporting Person is entitled to receive shares of New Velo3D Common Stock if, from the closing of the transaction until the fifth anniversary thereof, the volume-weighted average price of the Common Stock equals or exceeds certain thresholds (the "Earnout Rights"). Of these Earnout Rights, one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $12.50 for any 20 trading days within any 30-trading day period and one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $15.00 for any 20 trading days within any 30-trading day period, in each case, subject to adjustment as provided in the Business Combination Agreement. F1 · balance_after: Pursuant to the earnout provisions in the Business Combination Agreement, dated March 22, 2021 (the "Business Combination Agreement"), the Reporting Person is entitled to receive shares of New Velo3D Common Stock if, from the closing of the transaction until the fifth anniversary thereof, the volume-weighted average price of the Common Stock equals or exceeds certain thresholds (the "Earnout Rights"). Of these Earnout Rights, one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $12.50 for any 20 trading days within any 30-trading day period and one-half will be issued if the volume-weighted average price of the Common Stock equals or exceeds $15.00 for any 20 trading days within any 30-trading day period, in each case, subject to adjustment as provided in the Business Combination Agreement. F2 · balance_after: Reflects Earnout Rights acquired pursuant to the Business Combination. The transactions contemplated by the Business Combination Agreement closed on September 29, 2021. Read SEC document |
| September 09, 2021 Filed Sep 10, 2021 18:00 UTC | BOX INC BOX · Entity 3932 | GrantClass A Common Stock | 7,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-055540 · doc4.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,339 F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of September 9, 2022 or the Issuer's next annual meeting of stockholders. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 19:41 UTC | Zendesk, Inc. ZEN · Entity 122051 | GrantCommon Stock | 151 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463172-21-000345 · wf-form4_162924363996223.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,241 F1 · shares: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 19, 2021 Filed May 21, 2021 18:25 UTC | Zendesk, Inc. ZEN · Entity 122051 | Exercise / conversionRestricted Stock Unit · Derivative | 2,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001463172-21-000231 · wf-form4_162163591452595.xml · derivative · entry 2 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,769 shares Expires 2027-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Restricted stock units grant fully vests on May 19, 2021 subject to the Reporting Person's continuous service to the Issuer through such date. Unvested units are subject to acceleration upon the occurrence of certain events. Read SEC document |
| May 19, 2021 Filed May 21, 2021 18:25 UTC | Zendesk, Inc. ZEN · Entity 122051 | Exercise / conversionCommon Stock | 2,769 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463172-21-000231 · wf-form4_162163591452595.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 18, 2021 Filed Jun 3, 2021 21:29 UTC | Zendesk, Inc. ZEN · Entity 122051 | GrantRestricted Stock Unit · Derivative | 1,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001463172-21-000259 · wf-form4_162277016657140.xml · derivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,396 Underlying: Common Stock · 1,396 shares Expires 2028-05-18 F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Restricted stock units grant fully vests on May 18, 2022 subject to the Reporting Person's continuous service to the Issuer through such date. Unvested units are subject to acceleration upon the occurrence of certain events. Read SEC document |
| May 15, 2021 Filed May 18, 2021 21:27 UTC | Zendesk, Inc. ZEN · Entity 122051 | GrantCommon Stock | 144 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463172-21-000208 · wf-form4_162138760480058.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,321 F1 · shares: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 11, 2021 Filed Mar 16, 2021 01:49 UTC | Ouster, Inc. OUST · Entity 4380 | GrantPerformance Stock Units · Derivative | 807,246 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-011827 · doc4.xml · derivative · entry 3 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 807,246 Underlying: Common Stock · 807,246 shares Expires not disclosed F4 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of common stock. F5 · derivative.exercise_date: The PSUs vest as to 25% of the total number of RSUs upon on each of the following events, in each case subject to the reporting person's continued service through the applicable vesting date: (a) first time the closing trading price per share of Issuer's common stock exceeds 150% of the closing trading price per share of Issuer's common stock on the Grant Date (the "Grant Date FMV") on or after the first anniversary of the Grant Date; (b) 200% of the Grant Date FMV on or after the second anniversary of the Grant Date; (c) 250% of the Grant Date FMV on or after the third anniversary of the Grant Date; and (d) 300% of the Grant Date FMV on or after the fourth anniversary of the Grant Date. Any PSUs that have not vested as of the fifth anniversary of the Grant Date shall thereupon terminate for no consideration. The PSUs have no expiration date. F5 · derivative.expiration_date: The PSUs vest as to 25% of the total number of RSUs upon on each of the following events, in each case subject to the reporting person's continued service through the applicable vesting date: (a) first time the closing trading price per share of Issuer's common stock exceeds 150% of the closing trading price per share of Issuer's common stock on the Grant Date (the "Grant Date FMV") on or after the first anniversary of the Grant Date; (b) 200% of the Grant Date FMV on or after the second anniversary of the Grant Date; (c) 250% of the Grant Date FMV on or after the third anniversary of the Grant Date; and (d) 300% of the Grant Date FMV on or after the fourth anniversary of the Grant Date. Any PSUs that have not vested as of the fifth anniversary of the Grant Date shall thereupon terminate for no consideration. The PSUs have no expiration date. Read SEC document |
| March 11, 2021 Filed Mar 16, 2021 01:49 UTC | Ouster, Inc. OUST · Entity 4380 | GrantRestricted Stock Units · Derivative | 807,246 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-011827 · doc4.xml · derivative · entry 2 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 807,246 Underlying: Common Stock · 807,246 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: The RSUs vest as to 20% of the total number of RSUs on the first five anniversaries of the Bass Commencement Date, subject to the reporting person's continued service through the applicable vesting date. The RSUs have no expiration date. F3 · derivative.expiration_date: The RSUs vest as to 20% of the total number of RSUs on the first five anniversaries of the Bass Commencement Date, subject to the reporting person's continued service through the applicable vesting date. The RSUs have no expiration date. Read SEC document |
| March 11, 2021 Filed Mar 16, 2021 01:49 UTC | Ouster, Inc. OUST · Entity 4380 | GrantStock Option · Derivative | 1,614,492 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0000899243-21-011827 · doc4.xml · derivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,614,492 Underlying: Common Stock · 1,614,492 shares Expires 2030-10-01 F1 · derivative.exercise_date: Represents an award of stock options on March 11, 2021 (the "Grant Date"), which vests as to 20% of the stock options on each anniversary of February 15, 2021 (the "Bass Commencement Date"), subject to continued service; provided, however, that the stock options will only become exercisable in the event the closing trading price per share of Issuer's common stock equals or exceeds 130% of the exercise price per share of the stock options for 30 consecutive trading days (the "Stock Price Condition") and in the event the Stock Price Condition is not met on or prior to the fifth anniversary of the Grant Date, the stock options shall thereupon terminate for no consideration. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 19:21 UTC | Zendesk, Inc. ZEN · Entity 122051 | GrantCommon Stock | 118 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463172-21-000062 · wf-form4_161360770577676.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,177 F1 · shares: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 19:01 UTC | Zendesk, Inc. ZEN · Entity 122051 | GrantCommon Stock | 154 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463172-20-000438 · wf-form4_160565768941380.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,059 F1 · shares: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| August 15, 2020 Filed Aug 18, 2020 16:53 UTC | Zendesk, Inc. ZEN · Entity 122051 | GrantCommon Stock | 191 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463172-20-000329 · wf-form4_159778396880378.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,905 F1 · shares: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 03, 2020 Filed Jun 3, 2020 17:13 UTC | Zendesk, Inc. ZEN · Entity 122051 | SaleCommon Stock | 2,332 | $87.44 | $203,910.08 |
DisclosureSEC source: 0001463172-20-000245 · wf-form4_159121877684378.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,714 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Carl Bass on March 12, 2020. Read SEC document |
| May 29, 2020 Filed Jun 1, 2020 16:59 UTC | Zendesk, Inc. ZEN · Entity 122051 | Exercise / conversionRestricted Stock Unit · Derivative | 2,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001463172-20-000237 · wf-form4_159104513162079.xml · derivative · entry 2 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,332 shares Expires 2026-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Restricted stock units grant fully vests on May 29, 2020 subject to the Reporting Person's continuous service to the Issuer through such date. Unvested units are subject to acceleration upon the occurrence of certain events. Read SEC document |
| May 29, 2020 Filed Jun 1, 2020 16:59 UTC | Zendesk, Inc. ZEN · Entity 122051 | Exercise / conversionCommon Stock | 2,332 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463172-20-000237 · wf-form4_159104513162079.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 26, 2020 Filed May 28, 2020 16:37 UTC | BOX INC BOX · Entity 3932 | GrantClass A Common Stock | 24,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-032609 · doc4.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,390 F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F2 · shares: 1/3 of the RSUs will vest on May 26, 2021. The remaining RSUs will vest annually thereafter over the following two years, subject to the Reporting Person's continued service through each vesting date. Read SEC document |
| May 19, 2020 Filed May 20, 2020 18:02 UTC | Zendesk, Inc. ZEN · Entity 122051 | GrantRestricted Stock Unit · Derivative | 2,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001463172-20-000211 · wf-form4_159001214373015.xml · derivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,769 Underlying: Common Stock · 2,769 shares Expires 2027-05-19 F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Restricted stock units grant fully vests on May 19, 2021 subject to the Reporting Person's continuous service to the Issuer through such date. Unvested units are subject to acceleration upon the occurrence of certain events. Read SEC document |
| May 15, 2020 Filed May 18, 2020 19:00 UTC | Zendesk, Inc. ZEN · Entity 122051 | GrantCommon Stock | 246 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463172-20-000173 · wf-form4_158984282977174.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,714 F1 · shares: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 11, 2020 Filed May 12, 2020 17:11 UTC | Zendesk, Inc. ZEN · Entity 122051 | SaleCommon Stock | 9,668 | $77.18 | $746,176.24 |
DisclosureSEC source: 0001463172-20-000169 · wf-form4_158931787898544.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,468 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Carl Bass on March 12, 2020. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 17:06 UTC | Zendesk, Inc. ZEN · Entity 122051 | GrantCommon Stock | 205 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463172-20-000086 · wf-form4_158214996592189.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,136 F1 · shares: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 16:39 UTC | Zendesk, Inc. ZEN · Entity 122051 | GrantCommon Stock | 250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463172-19-000451 · wf-form4_157411312446767.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,931 F1 · shares: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 21:15 UTC | Zendesk, Inc. ZEN · Entity 122051 | GrantCommon Stock | 200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463172-19-000350 · wf-form4_156600452567412.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,681 F1 · shares: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 29, 2019 Filed May 31, 2019 16:53 UTC | Zendesk, Inc. ZEN · Entity 122051 | GrantRestricted Stock Unit · Derivative | 2,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001463172-19-000232 · wf-form4_155933600217364.xml · derivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,332 Underlying: Common Stock · 2,332 shares Expires 2026-05-29 F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Restricted stock units grant fully vests on May 29, 2020 subject to the Reporting Person's continuous service to the Issuer through such date. Unvested units are subject to acceleration upon the occurrence of certain events. Read SEC document |
| May 22, 2019 Filed May 23, 2019 17:54 UTC | Zendesk, Inc. ZEN · Entity 122051 | Exercise / conversionRestricted Stock Unit · Derivative | 3,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001463172-19-000207 · wf-form4_155864844524149.xml · derivative · entry 2 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,887 shares Expires 2025-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The Restricted Stock Units grant fully vested on May 22, 2019. Read SEC document |
| May 22, 2019 Filed May 23, 2019 17:54 UTC | Zendesk, Inc. ZEN · Entity 122051 | Exercise / conversionCommon Stock | 3,887 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463172-19-000207 · wf-form4_155864844524149.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,481 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 15, 2019 Filed May 17, 2019 16:34 UTC | Zendesk, Inc. ZEN · Entity 122051 | GrantCommon Stock | 148 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463172-19-000172 · wf-form4_155812526698280.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,594 F1 · shares: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 19:10 UTC | Zendesk, Inc. ZEN · Entity 122051 | GrantCommon Stock | 186 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463172-19-000091 · wf-form4_155070781881692.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,446 F1 · shares: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 20:44 UTC | Zendesk, Inc. ZEN · Entity 122051 | GrantCommon Stock | 215 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463172-18-000262 · wf-form4_154241903073346.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,260 F1 · shares: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 17:22 UTC | Zendesk, Inc. ZEN · Entity 122051 | GrantCommon Stock | 208 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463172-18-000179 · wf-form4_153454090968536.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,045 F1 · shares: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 22, 2018 Filed May 24, 2018 17:06 UTC | Zendesk, Inc. ZEN · Entity 122051 | GrantRestricted Stock Unit · Derivative | 3,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001463172-18-000098 · wf-form4_152719600097153.xml · derivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,887 Underlying: Common Stock · 3,887 shares Expires 2025-05-22 F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Restricted stock units grant fully vests on May 22, 2019 subject to the Reporting Person's continuous service to the Issuer through such date. Unvested units are subject to acceleration upon the occurrence of certain events. Read SEC document |
| May 16, 2018 Filed May 17, 2018 17:28 UTC | Zendesk, Inc. ZEN · Entity 122051 | Exercise / conversionRestricted Stock Unit · Derivative | 7,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001463172-18-000088 · wf-form4_152659249483504.xml · derivative · entry 3 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,150 shares Expires 2024-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The Restricted Stock Units grant fully vested on May 16, 2018. Read SEC document |
| May 16, 2018 Filed May 17, 2018 17:28 UTC | Zendesk, Inc. ZEN · Entity 122051 | Exercise / conversionCommon Stock | 7,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463172-18-000088 · wf-form4_152659249483504.xml · nonDerivative · entry 2 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 15, 2018 Filed May 17, 2018 17:28 UTC | Zendesk, Inc. ZEN · Entity 122051 | GrantCommon Stock | 250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463172-18-000088 · wf-form4_152659249483504.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,687 F1 · shares: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 26, 2018 Filed Mar 27, 2018 20:08 UTC | Autodesk, Inc. ADSK · Entity 3027 | Tax withholdingCommon Stock | 30,759 | $134.22 | $4,128,472.98 |
DisclosureSEC source: 0001209191-18-021719 · doc4.xml · nonDerivative · entry 2 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,349 F3 · kind: Shares withheld to cover taxes. F2 · balance_after: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units. Read SEC document |
| March 26, 2018 Filed Mar 27, 2018 20:08 UTC | Autodesk, Inc. ADSK · Entity 3027 | GrantCommon Stock | 63,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021719 · doc4.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,108 F1 · kind: Represents shares earned based upon attainment for Performance Stock Unit awards. 63,108 shares subject to three PSUs vested on attainment on March 26, 2018. F2 · balance_after: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units. Read SEC document |
| February 15, 2018 Filed Feb 15, 2018 20:46 UTC | Zendesk, Inc. ZEN · Entity 122051 | GrantCommon Stock | 331 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001463172-18-000010 · wf-form4_151874558573651.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,437 F1 · shares: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 20:08 UTC | Zendesk, Inc. ZEN · Entity 122051 | GrantCommon Stock | 395 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-17-011636 · wf-form4_151088089350720.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,106 F1 · shares: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| October 15, 2017 Filed Oct 17, 2017 20:27 UTC | Autodesk, Inc. ADSK · Entity 3027 | GiftCommon Stock | 35,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-057155 · doc4.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · balance_after: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units. Read SEC document |
| September 26, 2017 Filed Sep 28, 2017 22:12 UTC | HP INC HPQ · Entity 642 | Exercise / conversionRestricted Stock Units · Derivative | 16,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-003037 · primarydocument.xml · derivative · entry 2 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,096 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F2 · shares: On 5/18/2017, the reporting person was granted 15,975 RSUs, all of which vested on 9/26/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 121 vested dividend equivalent rights. F2 · price: On 5/18/2017, the reporting person was granted 15,975 RSUs, all of which vested on 9/26/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 121 vested dividend equivalent rights. F2 · derivative.exercise_date: On 5/18/2017, the reporting person was granted 15,975 RSUs, all of which vested on 9/26/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 121 vested dividend equivalent rights. F2 · derivative.expiration_date: On 5/18/2017, the reporting person was granted 15,975 RSUs, all of which vested on 9/26/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 121 vested dividend equivalent rights. F2 · derivative.underlying_shares: On 5/18/2017, the reporting person was granted 15,975 RSUs, all of which vested on 9/26/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 121 vested dividend equivalent rights. Read SEC document |
| September 26, 2017 Filed Sep 28, 2017 22:12 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 16,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-003037 · primarydocument.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 18:27 UTC | Zendesk, Inc. ZEN · Entity 122051 | GrantCommon Stock | 375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-17-008729 · wf-form4_150292240800458.xml · nonDerivative · entry 1 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,711 F1 · shares: Pursuant to the Issuer's Amended and Restated Non-Employee Director Compensation Policy, the Reporting Person has elected to receive fully-vested restricted stock units in lieu of the retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The number of shares of common stock issuable pursuant to the restricted stock units represents the quotient of (i) one-quarter of all applicable annual retainer fees divided by (ii) the average closing price of the Issuer's common stock over the 30 trading days prior to the date of grant. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| July 06, 2017 Filed Jul 7, 2017 20:04 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 7,200 | $102.09 | $735,032.88 |
DisclosureSEC source: 0001209191-17-044364 · doc4.xml · nonDerivative · entry 4 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,289 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017. F6 · price: Shares were sold in various amounts from $101.95 to $102.29 inclusive. The price listed here reflects the average weighted price. F3 · balance_after: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units. Read SEC document |
| July 06, 2017 Filed Jul 7, 2017 20:04 UTC | Autodesk, Inc. ADSK · Entity 3027 | SaleCommon Stock | 6,176 | $101.49 | $626,773.83 |
DisclosureSEC source: 0001209191-17-044364 · doc4.xml · nonDerivative · entry 3 BASS CARL · CIK 0001221137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,489 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017. F5 · price: Shares were sold in various amounts from $100.92 to $101.895 inclusive. The price listed here reflects the average weighted price. F3 · balance_after: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.