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Toal Sheamus

Disclosed activity across 3 companies

Tapewire entity
30961
SEC CIK
0001309032

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Childrens Place, Inc.PLCE · Entity 7136COO and CFODecember 02, 2024December 04, 2024
Designer Brands Inc.DBI · Entity 6081EVP & CFOOctober 07, 2026October 09, 2026
RTW Retailwinds, Inc.RTW · Entity 146660CEO and CFOAugust 31, 2020September 14, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Childrens Place, Inc.

Report date December 02, 2024 · Filed December 04, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.10 per shareSEC Table I · non-derivativeDirect65,022 Reported balance After 2024-12-02 transaction · row 1
1 source row

Row 1 · 2024-12-02 · Tax withholding · Disposed 6,691 · Balance 65,022

F1: The shares were withheld to pay tax liabilities incident to the vesting of restricted stock units on December 2, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were withheld to pay tax liabilities incident to the vesting of restricted stock units on December 2, 2024.

Designer Brands Inc.

Report date October 07, 2026 · Filed October 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect2,628 Reported balance After 2026-10-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-10-07 · Grant · Acquired 899 · Balance 2,628

F1: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Filing footnotes · ownership attribution and instrument terms

F1: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

RTW Retailwinds, Inc.

Report date August 31, 2020 · Filed September 14, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect285,349 Reported balance After 2020-08-31 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-08-31 · Tax withholding · Disposed 2,383 · Balance 285,349

F1: Represents a transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations upon the distribution of deferred stock units under the Company's Management Stock Purchase Plan.

F2: Includes 201,897 shares of common stock; 32,505 vested deferred stock units; 19,322 deferred stock units which vest on March 20, 2021; 4,826 deferred stock units which vest on August 20, 2021; 8,357 deferred stock units which vest of March 19, 2022; and 18,442 shares of restricted stock which vest on August 27, 2021.

Common StockSEC Table I · non-derivativeIndirectSee footnote19,000 Reported balance Holding disclosure · report date 2020-08-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 19,000

F3: Represents common stock indirectly beneficially owned by the reporting person.

F4: The shares continue to be held of record by the reporting person as custodian for his daughter.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations upon the distribution of deferred stock units under the Company's Management Stock Purchase Plan.

F2: Includes 201,897 shares of common stock; 32,505 vested deferred stock units; 19,322 deferred stock units which vest on March 20, 2021; 4,826 deferred stock units which vest on August 20, 2021; 8,357 deferred stock units which vest of March 19, 2022; and 18,442 shares of restricted stock which vest on August 27, 2021.

F3: Represents common stock indirectly beneficially owned by the reporting person.

F4: The shares continue to be held of record by the reporting person as custodian for his daughter.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 07, 2026 Filed Oct 9, 2026 18:46 UTC Designer Brands Inc. DBI · Entity 6081 GrantDividend Equivalent Rights · Derivative 899 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-008357 · doc4.xml · derivative · entry 1

Toal Sheamus · CIK 0001309032 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,628

Underlying: Class A Common Shares · 899 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Read SEC document
July 08, 2026 Filed Jul 10, 2026 15:05 UTC Designer Brands Inc. DBI · Entity 6081 GrantDividend Equivalent Rights · Derivative 945 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-006570 · doc4.xml · derivative · entry 1

Toal Sheamus · CIK 0001309032 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,729

Underlying: Class A Common Shares · 945 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Read SEC document
April 10, 2026 Filed Apr 14, 2026 18:38 UTC Designer Brands Inc. DBI · Entity 6081 GrantDividend Equivalent Rights · Derivative 784 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-004511 · doc4.xml · derivative · entry 1

Toal Sheamus · CIK 0001309032 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 784

Underlying: Class A Common Shares · 784 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 22:45 UTC Designer Brands Inc. DBI · Entity 6081 GrantRestricted Stock Unit · Derivative 104,165 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-003146 · doc4.xml · derivative · entry 1

Toal Sheamus · CIK 0001309032 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,165

Underlying: Class A Common Shares · 104,165 shares

Expires 2029-03-02

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 21:30 UTC Childrens Place, Inc. PLCE · Entity 7136 Tax withholdingCommon Stock, par value $0.10 per share 6,691 $16.15 $108,059.65
Disclosure

SEC source: 0001104659-24-125543 · tm2430034-1_4seq1.xml · nonDerivative · entry 1

Toal Sheamus · CIK 0001309032 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,022

F1 · shares: The shares were withheld to pay tax liabilities incident to the vesting of restricted stock units on December 2, 2024.

Read SEC document
May 22, 2024 Filed May 24, 2024 20:31 UTC Childrens Place, Inc. PLCE · Entity 7136 Tax withholdingCommon Stock, par value $0.10 per share 5,402 $11.50 $62,123.00
Disclosure

SEC source: 0001104659-24-065148 · tm2415541-2_4seq1.xml · nonDerivative · entry 1

Toal Sheamus · CIK 0001309032 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,713

F1 · shares: The shares were withheld to pay tax liabilities incident to the vesting of restricted stock units on May 22, 2024.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 21:30 UTC Childrens Place, Inc. PLCE · Entity 7136 Tax withholdingCommon Stock, par value $0.10 per share 4,308 $23.37 $100,677.96
Disclosure

SEC source: 0001104659-23-123238 · tm2332093-1_4seq1.xml · nonDerivative · entry 1

Toal Sheamus · CIK 0001309032 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,115

F1 · shares: The shares were withheld to pay tax liabilities incident to the vesting of restricted stock units on December 1, 2023.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 20:30 UTC Childrens Place, Inc. PLCE · Entity 7136 GrantCommon Stock, par value $0.10 per share 6,252 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-087311 · tm2322671_form4.xml · nonDerivative · entry 1

Toal Sheamus · CIK 0001309032 · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,423

F1 · shares: Represents shares of Common Stock, par value $0.10 per share, of The Children's Place, Inc. (the "Company"), underlying time restricted stock units granted under the Company's 2011 Equity Incentive Plan (the "Plan") on August 1, 2023, one third of which are deliverable to Mr. Toal on each of May 22, 2024, May 22, 2025 and May 22, 2026, provided Mr. Toal is employed by the Company on the respective vesting dates, subject to the terms and conditions of the Plan.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 20:30 UTC Childrens Place, Inc. PLCE · Entity 7136 GrantCommon Stock, par value $0.10 per share 24,455 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-070830 · tm2318512-1_4.xml · nonDerivative · entry 1

Toal Sheamus · CIK 0001309032 · SVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,171

F1 · shares: Represents shares of Common Stock, par value $0.10 per share, of The Children's Place, Inc. (the "Company"), underlying time restricted stock units granted under the Company's 2011 Equity Incentive Plan (the "Plan") on June 9, 2023, one third of which are deliverable to Mr. Toal on each of May 22, 2024, May 22, 2025 and May 22, 2026, provided Mr. Toal is employed by the Company on the respective vesting dates, subject to the terms and conditions of the Plan.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 21:30 UTC Childrens Place, Inc. PLCE · Entity 7136 GrantCommon Stock, par value $0.10 per share 50,716 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-124122 · tm2231858-1_4seq1.xml · nonDerivative · entry 1

Toal Sheamus · CIK 0001309032 · SVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,716

F1 · shares: Represents shares of Common Stock, par value $0.10 per share, of The Children's Place, Inc. (the "Company"), underlying time restricted stock units granted under the Company's 2011 Equity Incentive Plan (the "Plan") on December 1, 2022, one-fourth of which are deliverable to Mr. Toal on each of the first and second anniversaries of the date of grant and one-half of which are deliverable to Mr. Toal on the third anniversary of the date of grant, provided Mr. Toal is employed by the Company on the respective vesting dates, subject to the terms and conditions of the Plan.

Read SEC document
August 31, 2020 Filed Sep 14, 2020 18:47 UTC RTW Retailwinds, Inc. RTW · Entity 146660 Tax withholdingCommon Stock 2,383 $0.06 $133.45
Disclosure

SEC source: 0001179110-20-009734 · edgar.xml · nonDerivative · entry 1

Toal Sheamus · CIK 0001309032 · CEO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,349

F1 · shares: Represents a transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations upon the distribution of deferred stock units under the Company's Management Stock Purchase Plan.

F2 · balance_after: Includes 201,897 shares of common stock; 32,505 vested deferred stock units; 19,322 deferred stock units which vest on March 20, 2021; 4,826 deferred stock units which vest on August 20, 2021; 8,357 deferred stock units which vest of March 19, 2022; and 18,442 shares of restricted stock which vest on August 27, 2021.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 17:59 UTC RTW Retailwinds, Inc. RTW · Entity 146660 Tax withholdingCommon Stock 9,794 $1.57 $15,376.58
Disclosure

SEC source: 0001179110-19-009842 · edgar.xml · nonDerivative · entry 1

Toal Sheamus · CIK 0001309032 · EVP, COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,732

F1 · shares: Represents a transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations upon the vesting of restricted stock.

F2 · balance_after: Includes 199,296 shares of common stock; 34,997 vested deferred stock units; 2,492 deferred stock units which vest on August 31, 2020; 19,322 deferred stock units which vest on March 20, 2021; 4,826 deferred stock units which vest on August 20, 2021; 8,357 deferred stock units which vest of March 19, 2022; and 18,442 shares of restricted stock which vest on August 27, 2021.

Read SEC document
June 26, 2019 Filed Jun 28, 2019 19:18 UTC RTW Retailwinds, Inc. RTW · Entity 146660 Exercise / conversionStock Appreciation Rights · Derivative 11,111 $0.00 Strike: $1.36 $0.00
Disclosure

SEC source: 0001179110-19-008222 · edgar.xml · derivative · entry 5

Toal Sheamus · CIK 0001309032 · EVP, COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,111 shares

Expires 2019-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Each SAR represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise, the SARs will be settled in the Company's common stock.

Read SEC document
June 26, 2019 Filed Jun 28, 2019 19:18 UTC RTW Retailwinds, Inc. RTW · Entity 146660 Tax withholdingCommon Stock 825 $1.74 $1,435.50
Disclosure

SEC source: 0001179110-19-008222 · edgar.xml · nonDerivative · entry 3

Toal Sheamus · CIK 0001309032 · EVP, COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,526

F3 · shares: Represents disposition of shares to the Company to satisfy tax withholding obligations upon the exercise of SARs.

F4 · balance_after: Includes 189,090 shares of common stock; 34,997 vested deferred stock units; 2,492 deferred stock units which vest on August 31, 2020; 19,322 deferred stock units which veston March 20, 2021; 4,826 deferred stock units which vest on August 20, 2021; 8,357 deferred stock units which vest of March 19, 2022; 20,000 shares of restricted stock which veston August 22, 2019; and 18,442 shares of restricted stock which vest on August 27, 2021.

Read SEC document
June 26, 2019 Filed Jun 28, 2019 19:18 UTC RTW Retailwinds, Inc. RTW · Entity 146660 Disposition to issuerCommon Stock 8,685 $1.74 $15,111.90
Disclosure

SEC source: 0001179110-19-008222 · edgar.xml · nonDerivative · entry 2

Toal Sheamus · CIK 0001309032 · EVP, COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,351

F2 · shares: Represents disposition of shares to the Company deemed to occur upon the exercise of SARs.

Read SEC document
June 26, 2019 Filed Jun 28, 2019 19:18 UTC RTW Retailwinds, Inc. RTW · Entity 146660 Exercise / conversionCommon Stock 11,111 $1.36 $15,110.96
Disclosure

SEC source: 0001179110-19-008222 · edgar.xml · nonDerivative · entry 1

Toal Sheamus · CIK 0001309032 · EVP, COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person exercised 11,111 stock appreciation rights (SARs) in advance of their expiration on June 29, 2019. Amount represents shares of common stock received upon the exercise of SARs.

Read SEC document
March 19, 2019 Filed Mar 22, 2019 16:44 UTC RTW Retailwinds, Inc. RTW · Entity 146660 GrantCommon Stock 8,357 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-004181 · edgar.xml · nonDerivative · entry 2

Toal Sheamus · CIK 0001309032 · EVP, COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,925

F2 · shares: The securities consist of deferred stock units (DSU's) acquired under the Company's Incentive Compensation Plan. The DSU's convert on a one-for-one basis into shares of the issuer's common stock subsequent to the earlier of the reporting person's previously elected payment date or termination of services as an employee. In accordance with the Company's Management Stock Purchase Plan, the Company matches the amount of cash incentive compensation the reporting person deferred with additional unvested deferred stock units equal to the fair market value on the date of grant, which vest three years from the date of grant.

F3 · balance_after: Includes 187,489 shares of common stock; 34,997 vested deferred stock units; 2,492 deferred stock units which vest on August 31, 2020; 19,322 deferred stock units which vest on March 20, 2021; 4,826 deferred stock units which vest on August 20, 2021; 8,357 deferred stock units which vest of March 19, 2022; 20,000 shares of restricted stock which vest on August 22, 2019; and 18,442 shares of restricted stock which vest on August 27, 2021.

Read SEC document
March 19, 2019 Filed Mar 22, 2019 16:44 UTC RTW Retailwinds, Inc. RTW · Entity 146660 GrantCommon Stock 8,357 $2.73 $22,814.61
Disclosure

SEC source: 0001179110-19-004181 · edgar.xml · nonDerivative · entry 1

Toal Sheamus · CIK 0001309032 · EVP, COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,568

F1 · shares: The securities consist of deferred stock units (DSU's) acquired under the Company's Incentive Compensation Plan. The DSU's convert on a one-for-one basis into shares of the issuer's common stock subsequent to the earlier of the reporting person's previously elected payment date or termination of services as an employee. The currently issued DSU's were issued in payment of a portion of the reporting person's fiscal year 2018 cash bonus equal to the fair market value on the date of grant.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 17:07 UTC RTW Retailwinds, Inc. NWY · Entity 146660 Exercise / conversionOptions to Purchase Common Stock · Derivative 25,000 $0.00 Strike: $1.46 $0.00
Disclosure

SEC source: 0001179110-18-012890 · edgar.xml · derivative · entry 3

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2018-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person exercised options to purchase common stock that by their original terms were set to expire and be cancelled on November 19, 2018 if not exercised by such date.

F5 · derivative.exercise_date: The options became exercisable in four annual installments on the following dates: 6,250 shares on November 19, 2009; 6,250 shares on November 19, 2010; 6,250 shares on November 19, 2011; and 6,250 shares on November 19, 2012.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 17:07 UTC RTW Retailwinds, Inc. NWY · Entity 146660 Exercise / conversionCommon Stock 25,000 $1.46 $36,500.00
Disclosure

SEC source: 0001179110-18-012890 · edgar.xml · nonDerivative · entry 1

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person exercised options to purchase common stock that by their original terms were set to expire and be cancelled on November 19, 2018 if not exercised by such date.

F2 · balance_after: Includes 187,489 shares of common stock, including the 25,000 shares of common stock received upon the reporting person exercising 25,000 options to purchase common stock on November 13, 2018; 26,640 vested deferred stock units; 2,492 deferred stock units which vest on August 31, 2020; 19,322 deferred stock units which vest on March 20, 2021; 4,826 deferred stock units which vest on August 20, 2021; 20,000 shares of restricted stock which vest on August 22, 2019; and 18,442 shares of restricted stock which vest on August 27, 2021.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 18:49 UTC RTW Retailwinds, Inc. NWY · Entity 146660 Tax withholdingCommon Stock 2,355 $4.55 $10,715.25
Disclosure

SEC source: 0001182489-18-000387 · edgar.xml · nonDerivative · entry 1

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,769

F1 · shares: Represents a transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations upon the distribution of deferred stock units issued under the Company's Management Stock Purchase Plan.

F2 · balance_after: Includes 162,489 shares of common stock; 26,640 vested deferred stock units; 2,492 deferred stock units which vest on August 31, 2020; 19,322 deferred stock units which vest on March 20, 2021; 4,826 deferred stock units which vest on August 20, 2021; and 20,000 shares of restricted stock which vest on August 22, 2019.

Read SEC document
August 27, 2018 Filed Sep 28, 2018 18:31 UTC RTW Retailwinds, Inc. NWY · Entity 146660 GrantStock Appreciation Rights · Derivative 86,065 $0.00 Strike: $4.88 $0.00
Disclosure

SEC source: 0001179110-18-011729 · edgar.xml · derivative · entry 3

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,065

Underlying: Common Stock · 86,065 shares

Expires 2028-08-27

F5 · derivative.exercise_date: The reporting person was awarded stock appreciation rights (SARs) which vest as follows: 21,516 on August 27, 2019; 21,516 on August 27, 2020, and 43,033 on August 27, 2021. Each SAR represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise, the SARs will be settled in stock.

Read SEC document
August 27, 2018 Filed Sep 28, 2018 18:31 UTC RTW Retailwinds, Inc. NWY · Entity 146660 GrantCommon Stock 18,442 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011729 · edgar.xml · nonDerivative · entry 1

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,211

F1 · shares: The reporting person was awarded restricted stock which vests on August 27, 2021.

F2 · balance_after: Includes 162,489 shares of common stock; 26,640 vested deferred stock units; 2,492 deferred stock units which vest on August 31, 2020; 19,322 deferred stock units which vest on March 20, 2021; 4,826 deferred stock units which vest on August 20, 2021; 20,000 shares of restricted stock which vest on August 22, 2019; and 18,442 shares of restricted stock which vest on August 27, 2021.

Read SEC document
August 25, 2018 Filed Aug 27, 2018 17:20 UTC RTW Retailwinds, Inc. NWY · Entity 146660 Tax withholdingCommon Stock 10,584 $5.36 $56,730.24
Disclosure

SEC source: 0001179110-18-010929 · edgar.xml · nonDerivative · entry 3

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,124

F3 · shares: Represents a transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations upon the vesting of restricted stock.

F4 · balance_after: Includes 160,036 shares of common stock; 29,044 vested deferred stock units; 2,404 deferred stock units which vest on August 31, 2018; 2,492 deferred stock units which vest on August 31, 2020; 19,322 deferred stock units which vest on March 20, 2021; 4,826 deferred stock units which vest on August 20, 2021; and 20,000 shares of restricted stock which vest on August 22, 2019.

Read SEC document
August 20, 2018 Filed Aug 27, 2018 17:20 UTC RTW Retailwinds, Inc. NWY · Entity 146660 GrantCommon Stock 4,826 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-010929 · edgar.xml · nonDerivative · entry 2

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,708

F2 · shares: The reporting person voluntarily elected to defer a portion of their cash bonus earned under the New York & Company, Inc. Incentive Compensation Plan by acquiring deferred stock units (DSUs) at the fair market value of the Company's stock on the date of grant. The DSUs convert on a one-for-one basis into shares of the issuer's common stock subsequent to the earlier of the reporting person's previously elected payment date or termination of services as an employee. In accordance with the Company's Management Stock Purchase Plan, the Company matches the amount of cash incentive compensation the reporting person deferred with additional unvested DSUs equal to the fair market value on the date of grant, which vest on the third anniversary of the date of grant.

Read SEC document
August 20, 2018 Filed Aug 27, 2018 17:20 UTC RTW Retailwinds, Inc. NWY · Entity 146660 GrantCommon Stock 4,826 $5.05 $24,371.30
Disclosure

SEC source: 0001179110-18-010929 · edgar.xml · nonDerivative · entry 1

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,882

F1 · shares: The reporting person voluntarily elected to defer a portion of their cash bonus earned under the New York & Company, Inc. Incentive Compensation Plan by acquiring deferred stock units (DSUs) at the fair market value of the Company's stock on the date of grant. The DSUs convert on a one-for-one basis into shares of the issuer's common stock subsequent to the earlier of the reporting person's previously elected payment date or termination of services as an employee.

Read SEC document
March 20, 2018 Filed Mar 23, 2018 08:39 UTC RTW Retailwinds, Inc. NWY · Entity 146660 GrantCommon Stock 19,322 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-004787 · edgar.xml · nonDerivative · entry 2

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,056

F2 · shares: The reporting person voluntarily elected to defer a portion of their cash bonus earned under the New York & Company, Inc. Incentive Compensation Plan by acquiring deferred stock units (DSUs) at the fair market value of the Company's stock on the date of grant. The DSUs convert on a one-for-one basis into shares of the issuer's common stock subsequent to the earlier of the reporting person's previously elected payment date or termination of services as an employee. In accordance with the Company's Management Stock Purchase Plan, the Company matches the amount of cash incentive compensation the reporting person deferred with additional unvested DSUs equal to the fair market value on the date of grant, which vest on the third anniversary of the date of grant.

F3 · balance_after: Includes 149,007 shares of common stock; 24,218 vested deferred stock units; 2,404 deferred stock units which vest on August 31, 2018; 2,492 deferred stock units which vest on August 31, 2020; 19,322 deferred stock units which vest on March 20, 2021; 21,613 shares of restricted stock which vest on August 25, 2018; and 20,000 shares of restricted stock which vest on August 22, 2019.

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March 20, 2018 Filed Mar 23, 2018 08:39 UTC RTW Retailwinds, Inc. NWY · Entity 146660 GrantCommon Stock 19,322 $2.74 $52,942.28
Disclosure

SEC source: 0001179110-18-004787 · edgar.xml · nonDerivative · entry 1

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,734

F1 · shares: The reporting person voluntarily elected to defer a portion of their cash bonus earned under the New York & Company, Inc. Incentive Compensation Plan by acquiring deferred stock units (DSUs) at the fair market value of the Company's stock on the date of grant. The DSUs convert on a one-for-one basis into shares of the issuer's common stock subsequent to the earlier of the reporting person's previously elected payment date or termination of services as an employee.

Read SEC document
December 27, 2017 Filed Dec 28, 2017 19:06 UTC RTW Retailwinds, Inc. NWY · Entity 146660 GiftCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-015920 · edgar.xml · nonDerivative · entry 2

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 19,000

F1 · shares: Represents common stock transferred as a bona fide gift to the reporting person's daughter. The shares continue to be held of record by the reporting person as custodian for his daughter.

F3 · balance_after: Represents common stock indirectly beneficially owned by the reporting person.

F4 · ownership.nature: The shares continue to be held of record by the reporting person as custodian for his daughter.

Read SEC document
December 27, 2017 Filed Dec 28, 2017 19:06 UTC RTW Retailwinds, Inc. NWY · Entity 146660 GiftCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-015920 · edgar.xml · nonDerivative · entry 1

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,412

F1 · shares: Represents common stock transferred as a bona fide gift to the reporting person's daughter. The shares continue to be held of record by the reporting person as custodian for his daughter.

F2 · balance_after: Includes 149,007 shares of common stock; 4,896 vested deferred stock units; 2,404 deferred stock units which vest on August 31, 2018; 2,492 deferred stock units which vest on August 31, 2020; 21,613 shares of restricted stock which vest on August 25, 2018; and 20,000 shares of restricted stock which vest on August 22, 2019.

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August 25, 2017 Filed Aug 29, 2017 16:11 UTC RTW Retailwinds, Inc. NWY · Entity 146660 Tax withholdingCommon Stock 7,991 $2.04 $16,301.64
Disclosure

SEC source: 0001179110-17-011873 · edgar.xml · nonDerivative · entry 1

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,412

F1 · shares: Represents a transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations upon the vesting of restricted stock.

F2 · balance_after: Includes 158,007 shares of common stock; 4,896 vested deferred stock units; 2,404 deferred stock units which vest on August 31, 2018; 2,492 deferred stock units which vest onAugust 31, 2020; 21,613 shares of restricted stock which vest on August 25, 2018; and 20,000 shares of restricted stock which vest on August 22, 2019.

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August 14, 2017 Filed Aug 21, 2017 16:08 UTC RTW Retailwinds, Inc. NWY · Entity 146660 GrantCommon Stock 2,492 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-011697 · edgar.xml · nonDerivative · entry 2

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,403

F2 · shares: The securities consist of deferred stock units (DSU's) acquired under the New York & Company, Inc. Incentive Compensation Plan. The DSU's convert on a one-for-one basis into shares of the issuer's common stock subsequent to the earlier of the reporting person's previously elected payment date or termination of services as an employee. In accordance with the Company's Management Stock Purchase Plan, the Company matches the amount of cash incentive compensation the reporting person deferred with additional unvested deferred stock units equal to the fair market value on the date of grant, which vest three years from the date of grant.

F3 · balance_after: Includes 144,385 shares of common stock; 4,896 vested deferred stock units; 2,404 deferred stock units which vest on August 31, 2018; 2,492 deferred stock units which vest on August 31, 2020; 21,613 shares of restricted stock which vest on August 25, 2017; 21,613 shares of restricted stock which vest on August 25, 2018; and 20,000 shares of restricted stock which vest on August 22, 2019.

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August 14, 2017 Filed Aug 21, 2017 16:08 UTC RTW Retailwinds, Inc. NWY · Entity 146660 GrantCommon Stock 2,492 $1.63 $4,061.96
Disclosure

SEC source: 0001179110-17-011697 · edgar.xml · nonDerivative · entry 1

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,911

F1 · shares: The securities consist of deferred stock units (DSU's) acquired under the New York & Company, Inc. Incentive Compensation Plan. The DSU's convert on a one-for-one basis into shares of the issuer's common stock subsequent to the earlier of the reporting person's previously elected payment date or termination of services as an employee. The currently issued DSU's were issued in payment of a portion of the reporting person's fiscal Spring 2017 cash bonus equal to the fair market value on the date of grant.

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June 29, 2017 Filed Jul 14, 2017 17:25 UTC RTW Retailwinds, Inc. NWY · Entity 146660 GrantStock Appreciation Rights · Derivative 70,249 $0.00 Strike: $1.36 $0.00
Disclosure

SEC source: 0001179110-17-010391 · edgar.xml · derivative · entry 14

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,249

Underlying: Common Stock · 70,249 shares

Expires 2025-08-25

F2 · security: Each Stock Appreciation Right (SAR) represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.

F3 · derivative.exercise_price: In exchange for each cancelled award pursuant to the Company's Stock Appreciation Right and Option Exchange Program, the reporting person received a replacement award for a lesser number of SARs with an equal fair value and an exercise price equal to the closing price of the Company's common stock as reported on the New York Stock Exchange on June 29, 2017.

F12 · derivative.exercise_date: Represents Replacement SARs granted pursuant to the Company's Stock Appreciation Right and Option Exchange Program which vest as follows: 17,562 on August 25, 2017, 17,562 on June 29, 2018, and 35,125 on August 25, 2018.

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June 29, 2017 Filed Jul 14, 2017 17:25 UTC RTW Retailwinds, Inc. NWY · Entity 146660 Disposition to issuerStock Appreciation Rights · Derivative 114,618 $0.00 Strike: $2.60 $0.00
Disclosure

SEC source: 0001179110-17-010391 · edgar.xml · derivative · entry 13

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 114,618 shares

Expires 2025-08-25

F2 · security: Each Stock Appreciation Right (SAR) represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.

F11 · derivative.exercise_date: Represents SARs cancelled pursuant to the Company's Stock Appreciation Right and Option Exchange Program. The reporting person was previously awarded SARs which were exercisable as follows: 28,654 on August 25, 2016; 28,654 on August 25, 2017, and 57,310 on August 25, 2018

Read SEC document
June 29, 2017 Filed Jul 14, 2017 17:25 UTC RTW Retailwinds, Inc. NWY · Entity 146660 GrantStock Appreciation Rights · Derivative 51,578 $0.00 Strike: $1.36 $0.00
Disclosure

SEC source: 0001179110-17-010391 · edgar.xml · derivative · entry 12

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,578

Underlying: Common Stock · 51,578 shares

Expires 2024-08-25

F2 · security: Each Stock Appreciation Right (SAR) represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.

F3 · derivative.exercise_price: In exchange for each cancelled award pursuant to the Company's Stock Appreciation Right and Option Exchange Program, the reporting person received a replacement award for a lesser number of SARs with an equal fair value and an exercise price equal to the closing price of the Company's common stock as reported on the New York Stock Exchange on June 29, 2017.

F10 · derivative.exercise_date: Represents Replacement SARs granted pursuant to the Company's Stock Appreciation Right and Option Exchange Program which vest as follows: 25,790 on August 25, 2017 and 25,788 on June 29, 2018.

Read SEC document
June 29, 2017 Filed Jul 14, 2017 17:25 UTC RTW Retailwinds, Inc. NWY · Entity 146660 Disposition to issuerStock Appreciation Rights · Derivative 114,618 $0.00 Strike: $3.47 $0.00
Disclosure

SEC source: 0001179110-17-010391 · edgar.xml · derivative · entry 11

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 114,618 shares

Expires 2024-08-25

F2 · security: Each Stock Appreciation Right (SAR) represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.

F9 · derivative.exercise_date: Represents SARs cancelled pursuant to the Company's Stock Appreciation Right and Option Exchange Program. The reporting person was previously awarded SARs which were exercisable as follows: 28,654 on August 25, 2015, 28,654 on August 25, 2016, and 57,310 on August 25, 2017.

Read SEC document
June 29, 2017 Filed Jul 14, 2017 17:25 UTC RTW Retailwinds, Inc. NWY · Entity 146660 GrantStock Appreciation Rights · Derivative 37,502 $0.00 Strike: $1.36 $0.00
Disclosure

SEC source: 0001179110-17-010391 · edgar.xml · derivative · entry 10

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,502

Underlying: Common Stock · 37,502 shares

Expires 2023-08-26

F2 · security: Each Stock Appreciation Right (SAR) represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.

F3 · derivative.exercise_price: In exchange for each cancelled award pursuant to the Company's Stock Appreciation Right and Option Exchange Program, the reporting person received a replacement award for a lesser number of SARs with an equal fair value and an exercise price equal to the closing price of the Company's common stock as reported on the New York Stock Exchange on June 29, 2017.

F4 · derivative.exercise_date: Represents Replacement SARs granted pursuant to the Company's Stock Appreciation Right and Option Exchange Program which all vest on June 29, 2018.

Read SEC document
June 29, 2017 Filed Jul 14, 2017 17:25 UTC RTW Retailwinds, Inc. NWY · Entity 146660 Disposition to issuerStock Appreciation Rights · Derivative 67,050 $0.00 Strike: $5.32 $0.00
Disclosure

SEC source: 0001179110-17-010391 · edgar.xml · derivative · entry 9

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 67,050 shares

Expires 2023-08-26

F2 · security: Each Stock Appreciation Right (SAR) represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.

F8 · derivative.exercise_date: Represents SARs cancelled pursuant to the Company's Stock Appreciation Right and Option Exchange Program. The reporting person was previously awarded SARs which were exercisable as follows: 16,762 on August 26, 2014, 16,762 on August 26, 2015, and 33,526 on August 26, 2016.

Read SEC document
June 29, 2017 Filed Jul 14, 2017 17:25 UTC RTW Retailwinds, Inc. NWY · Entity 146660 GrantStock Appreciation Rights · Derivative 33,070 $0.00 Strike: $1.36 $0.00
Disclosure

SEC source: 0001179110-17-010391 · edgar.xml · derivative · entry 8

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,070

Underlying: Common Stock · 33,070 shares

Expires 2022-04-16

F2 · security: Each Stock Appreciation Right (SAR) represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.

F3 · derivative.exercise_price: In exchange for each cancelled award pursuant to the Company's Stock Appreciation Right and Option Exchange Program, the reporting person received a replacement award for a lesser number of SARs with an equal fair value and an exercise price equal to the closing price of the Company's common stock as reported on the New York Stock Exchange on June 29, 2017.

F4 · derivative.exercise_date: Represents Replacement SARs granted pursuant to the Company's Stock Appreciation Right and Option Exchange Program which all vest on June 29, 2018.

Read SEC document
June 29, 2017 Filed Jul 14, 2017 17:25 UTC RTW Retailwinds, Inc. NWY · Entity 146660 Disposition to issuerStock Appreciation Rights · Derivative 65,000 $0.00 Strike: $3.65 $0.00
Disclosure

SEC source: 0001179110-17-010391 · edgar.xml · derivative · entry 7

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,000 shares

Expires 2022-04-16

F2 · security: Each Stock Appreciation Right (SAR) represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.

F7 · derivative.exercise_date: Represents SARs cancelled pursuant to the Company's Stock Appreciation Right and Option Exchange Program. The reporting person was previously awarded SARs which were all exercisable on April 16, 2015.

Read SEC document
June 29, 2017 Filed Jul 14, 2017 17:25 UTC RTW Retailwinds, Inc. NWY · Entity 146660 GrantStock Appreciation Rights · Derivative 10,377 $0.00 Strike: $1.36 $0.00
Disclosure

SEC source: 0001179110-17-010391 · edgar.xml · derivative · entry 6

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,377

Underlying: Common Stock · 10,377 shares

Expires 2021-04-15

F2 · security: Each Stock Appreciation Right (SAR) represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.

F3 · derivative.exercise_price: In exchange for each cancelled award pursuant to the Company's Stock Appreciation Right and Option Exchange Program, the reporting person received a replacement award for a lesser number of SARs with an equal fair value and an exercise price equal to the closing price of the Company's common stock as reported on the New York Stock Exchange on June 29, 2017.

F4 · derivative.exercise_date: Represents Replacement SARs granted pursuant to the Company's Stock Appreciation Right and Option Exchange Program which all vest on June 29, 2018.

Read SEC document
June 29, 2017 Filed Jul 14, 2017 17:25 UTC RTW Retailwinds, Inc. NWY · Entity 146660 Disposition to issuerStock Appreciation Rights · Derivative 50,000 $0.00 Strike: $6.89 $0.00
Disclosure

SEC source: 0001179110-17-010391 · edgar.xml · derivative · entry 5

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2021-04-15

F2 · security: Each Stock Appreciation Right (SAR) represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.

F6 · derivative.exercise_date: Represents SARs cancelled pursuant to the Company's Stock Appreciation Right and Option Exchange Program. The reporting person was previously awarded SARs which were all exercisable on April 15, 2014.

Read SEC document
June 29, 2017 Filed Jul 14, 2017 17:25 UTC RTW Retailwinds, Inc. NWY · Entity 146660 GrantStock Appreciation Rights · Derivative 15,306 $0.00 Strike: $1.36 $0.00
Disclosure

SEC source: 0001179110-17-010391 · edgar.xml · derivative · entry 4

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,306

Underlying: Common Stock · 15,306 shares

Expires 2020-04-01

F2 · security: Each Stock Appreciation Right (SAR) represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.

F3 · derivative.exercise_price: In exchange for each cancelled award pursuant to the Company's Stock Appreciation Right and Option Exchange Program, the reporting person received a replacement award for a lesser number of SARs with an equal fair value and an exercise price equal to the closing price of the Company's common stock as reported on the New York Stock Exchange on June 29, 2017.

F4 · derivative.exercise_date: Represents Replacement SARs granted pursuant to the Company's Stock Appreciation Right and Option Exchange Program which all vest on June 29, 2018.

Read SEC document
June 29, 2017 Filed Jul 14, 2017 17:25 UTC RTW Retailwinds, Inc. NWY · Entity 146660 Disposition to issuerStock Appreciation Rights · Derivative 50,000 $0.00 Strike: $4.79 $0.00
Disclosure

SEC source: 0001179110-17-010391 · edgar.xml · derivative · entry 3

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2020-04-01

F2 · security: Each Stock Appreciation Right (SAR) represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.

F5 · derivative.exercise_date: Represents SARs cancelled pursuant to the Company's Stock Appreciation Right and Option Exchange Program. The reporting person was previously awarded SARs which were all exercisable on April 1, 2013.

Read SEC document
June 29, 2017 Filed Jul 14, 2017 17:25 UTC RTW Retailwinds, Inc. NWY · Entity 146660 GrantStock Appreciation Rights · Derivative 11,111 $0.00 Strike: $1.36 $0.00
Disclosure

SEC source: 0001179110-17-010391 · edgar.xml · derivative · entry 2

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,111

Underlying: Common Stock · 11,111 shares

Expires 2019-06-29

F2 · security: Each Stock Appreciation Right (SAR) represents the right to receive a payment measured by the increase in the fair market value of one share of common stock from the date of grant of the SAR to the date of exercise of the SAR. Upon exercise the SARs will be settled in stock.

F3 · derivative.exercise_price: In exchange for each cancelled award pursuant to the Company's Stock Appreciation Right and Option Exchange Program, the reporting person received a replacement award for a lesser number of SARs with an equal fair value and an exercise price equal to the closing price of the Company's common stock as reported on the New York Stock Exchange on June 29, 2017.

F4 · derivative.exercise_date: Represents Replacement SARs granted pursuant to the Company's Stock Appreciation Right and Option Exchange Program which all vest on June 29, 2018.

Read SEC document
June 29, 2017 Filed Jul 14, 2017 17:25 UTC RTW Retailwinds, Inc. NWY · Entity 146660 Disposition to issuerOptions to Purchase Common Stock · Derivative 50,000 $0.00 Strike: $4.74 $0.00
Disclosure

SEC source: 0001179110-17-010391 · edgar.xml · derivative · entry 1

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2018-03-19

F1 · derivative.exercise_date: Represents options to purchase common stock cancelled pursuant to the Company's Stock Appreciation Right and Option Exchange Program as more fully described in the Schedule TO, filed with the Securities and Exchange Commission on June 1, 2017. The reporting person was previously awarded options to purchase common stock which were exercisable as follows: 12,500 on March 19, 2009, 12,500 on March 19, 2010, 12,500 on March 19, 2011, and 12,500 on March 19, 2012.

Read SEC document
April 30, 2017 Filed May 2, 2017 16:54 UTC RTW Retailwinds, Inc. NWY · Entity 146660 Tax withholdingCommon Stock 6,395 $1.67 $10,679.65
Disclosure

SEC source: 0001179110-17-006397 · edgar.xml · nonDerivative · entry 1

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,419

F1 · shares: Represents a transaction involving a disposition to the Company of equity securities to satisfy tax withholding obligations upon the vesting of deferred stock units.

F2 · balance_after: Includes 144,385 shares of common stock; 2,404 vested deferred stock units; 2,404 deferred stock units which vest on August 31, 2018; 21,613 shares of restricted stock which vest on August 25, 2017; 21,613 shares of restricted stock which vest on August 25, 2018; and 20,000 shares of restricted stock which vest on August 22, 2019.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 17:30 UTC RTW Retailwinds, Inc. NWY · Entity 146660 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-033143 · edgar.xml · nonDerivative · entry 2

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,000

F1 · shares: Represents common stock transferred as a bona fide gift to the reporting person's daughter. The shares continue to be held of record by the reporting person as custodian for his daughter.

F3 · balance_after: Represents common stock indirectly beneficially owned by the reporting person.

F4 · ownership.nature: The shares continue to be held of record by the reporting person as custodian for his daughter.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 17:30 UTC RTW Retailwinds, Inc. NWY · Entity 146660 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-033143 · edgar.xml · nonDerivative · entry 1

Toal Sheamus · CIK 0001309032 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,814

F1 · shares: Represents common stock transferred as a bona fide gift to the reporting person's daughter. The shares continue to be held of record by the reporting person as custodian for his daughter.

F2 · balance_after: Includes 133,052 shares of common stock; 11,268 vested deferred stock units; 8,864 deferred stock units which vest on April 30, 2017; 2,404 deferred stock units which vest on August 31, 2018; 21,613 shares of restricted stock which vest on August 25, 2017; 21,613 shares of restricted stock which vest on August 25, 2018; and 20,000 shares of restricted stock which vest on August 22, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.