Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERIPRISE FINANCIAL INCAMP · Entity 3035 | CEO, GLOBAL ASSET MANAGEMENT | July 09, 2026 | July 13, 2026 |
| Columbia Credit Income Opportunities FundNONE · Entity 54747 | Senior Vice President | May 19, 2025 | July 02, 2025 |
| TRI-CONTINENTAL CorpTY · Entity 4547 | Senior Vice President | November 18, 2024 | November 19, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERIPRISE FINANCIAL INC
Report date July 09, 2026 · Filed July 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,185.6398 |
Reported balance
After 2026-07-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-09 · Exercise / conversion · Acquired 391.6398 · Balance 5,185.6398 F1: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. |
| Common StockSEC Table I · non-derivative | Direct | 4,794 |
Reported balance
After 2026-07-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-07-09 · Tax withholding · Disposed 180.6398 · Balance 4,794 F2: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 639.1184 |
Reported balance
After 2026-07-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-07-09 · Exercise / conversion · Disposed 391.6398 · Balance 639.1184 F1: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F4: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 12,360 |
Reported balance
Holding disclosure · report date 2026-07-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 12,360 F2: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 309.79 |
Reported balance
Holding disclosure · report date 2026-07-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 309.79 F3: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 9, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F2: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings.
F3: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 9, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F4: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.
Columbia Credit Income Opportunities Fund
Report date May 19, 2025 · Filed July 02, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Columbia Credit Income Opportunities Fund Institutional ClasSEC Table I · non-derivative | IndirectBy LLC | 24,888.004 |
Reported balance
After 2025-05-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-05-19 · Purchase · Acquired 24,888.004 · Balance 24,888.004 |
TRI-CONTINENTAL Corp
Report date November 18, 2024 · Filed November 19, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 4,000 |
Reported balance
After 2024-11-18 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-11-18 · Purchase · Acquired 4,000 · Balance 4,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 09, 2026 Filed Jul 13, 2026 23:44 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionPhantom Stock · Derivative | 391.6398 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001282835-26-000012 · form4-07132026_110737.xml · derivative · entry 5 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 639.1184 Underlying: Common Stock · 391.6398 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F4 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F4 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 23:44 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 180.6398 | $500.16 | $90,348.80 |
DisclosureSEC source: 0001282835-26-000012 · form4-07132026_110737.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,794 F2 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 23:44 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 391.6398 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001282835-26-000012 · form4-07132026_110737.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,185.6398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 21:29 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 5,000 | $532.08 | $2,660,400.00 |
DisclosureSEC source: 0001282835-26-000010 · form4-02122026_090258.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 12,149 F1 · price: Reflects the weighted average price of 5,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 10, 2026 with sale prices ranging from $531.83 to $532.33 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:00 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 8,288 | $0.00 Strike: $532.18 | $0.00 |
DisclosureSEC source: 0001282835-26-000005 · form4-02042026_020237.xml · derivative · entry 5 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,288 Underlying: Common Stock · 8,288 shares Expires 2036-02-03 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:00 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 2,536 | $0.00 | $0.00 |
DisclosureSEC source: 0001282835-26-000005 · form4-02042026_020237.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,794 Read SEC document |
| January 31, 2026 Filed Feb 4, 2026 02:00 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 345 | $527.19 | $181,880.55 |
DisclosureSEC source: 0001282835-26-000005 · form4-02042026_020237.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,258 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 01:07 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 317 | $498.33 | $157,970.61 |
DisclosureSEC source: 0001282835-26-000002 · form4-01292026_010100.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,970 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 23:39 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 4,169 | $498.33 | $2,077,537.77 |
DisclosureSEC source: 0001282835-26-000004 · form4-01292026_110123.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,970 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 23:39 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 8,661 | $0.00 | $0.00 |
DisclosureSEC source: 0001282835-26-000004 · form4-01292026_110123.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,631 Read SEC document |
| January 26, 2026 Filed Jan 29, 2026 01:07 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 292 | $500.53 | $146,154.76 |
DisclosureSEC source: 0001282835-26-000002 · form4-01292026_010100.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,989 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| August 19, 2025 Filed Aug 21, 2025 20:20 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 28,546 | $0.00 Strike: $165.41 | $0.00 |
DisclosureSEC source: 0001415889-25-022597 · form4-08212025_080838.xml · derivative · entry 5 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,546 shares Expires 2030-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| August 19, 2025 Filed Aug 21, 2025 20:20 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 9,929 | $506.89 | $5,032,933.65 |
DisclosureSEC source: 0001415889-25-022597 · form4-08212025_080838.xml · nonDerivative · entry 3 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 11,047 F2 · price: Reflects the weighted average price of 9,929 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 19, 2025 with sale prices ranging from $506.4422 to $507.2442 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon exercise to the reporting person's indirect LLC holdings. Read SEC document |
| August 19, 2025 Filed Aug 21, 2025 20:20 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 18,617 | $506.57 | $9,430,813.69 |
DisclosureSEC source: 0001415889-25-022597 · form4-08212025_080838.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,822 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon exercise to the reporting person's indirect LLC holdings. Read SEC document |
| August 19, 2025 Filed Aug 21, 2025 20:20 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 28,546 | $165.41 | $4,721,793.86 |
DisclosureSEC source: 0001415889-25-022597 · form4-08212025_080838.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 10, 2025 Filed Jul 14, 2025 23:29 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionPhantom Stock · Derivative | 529.7775 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-019744 · form4-07142025_110758.xml · derivative · entry 5 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,016.5582 Underlying: Common Stock · 529.7775 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F4 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F4 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 10, 2025 Filed Jul 14, 2025 23:29 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 243.7775 | $542.51 | $132,251.73 |
DisclosureSEC source: 0001415889-25-019744 · form4-07142025_110758.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,822 F2 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| July 10, 2025 Filed Jul 14, 2025 23:29 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 529.7775 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-019744 · form4-07142025_110758.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,351.7775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| May 19, 2025 Filed Jul 2, 2025 12:25 UTC | Columbia Credit Income Opportunities Fund NONE · Entity 54747 | PurchaseColumbia Credit Income Opportunities Fund Institutional Clas | 24,888.004 | $20.09 | $500,000.00 |
DisclosureSEC source: 0001140361-25-024514 · form4.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 24,888.004 Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 00:20 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 282.2131 | $538.60 | $151,999.98 |
DisclosureSEC source: 0001415889-25-003658 · form4-02122025_120247.xml · derivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,537.4049 Underlying: Common Stock · 282.2131 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 06, 2025 Filed Feb 10, 2025 23:45 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GiftCommon Stock | 3,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-003531 · form4-02102025_110231.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 10,391 F2 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc. Read SEC document |
| February 06, 2025 Filed Feb 10, 2025 23:45 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 6,000 | $540.29 | $3,241,743.60 |
DisclosureSEC source: 0001415889-25-003531 · form4-02102025_110231.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 14,023 F1 · price: Reflects the weighted average price of 6,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 6, 2025 with sale prices ranging from $539.82 to $540.4759 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 31, 2025 Filed Feb 5, 2025 00:06 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 6,013 | $0.00 Strike: $543.46 | $0.00 |
DisclosureSEC source: 0001415889-25-003055 · form4-02052025_120212.xml · derivative · entry 4 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,013 Underlying: Common Stock · 6,013 shares Expires 2035-02-01 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2025. Read SEC document |
| January 31, 2025 Filed Feb 5, 2025 00:06 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 2,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-003055 · form4-02052025_120212.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,433 Read SEC document |
| January 28, 2025 Filed Jan 31, 2025 00:32 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 5,843 | $571.84 | $3,341,261.12 |
DisclosureSEC source: 0001415889-25-002419 · form4-01312025_120157.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,297 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| January 28, 2025 Filed Jan 31, 2025 00:32 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 11,007 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-002419 · form4-01312025_120157.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,436 Read SEC document |
| January 27, 2025 Filed Jan 30, 2025 00:29 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 469 | $561.38 | $263,287.22 |
DisclosureSEC source: 0001415889-25-002300 · form4-01302025_120156.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,429 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| January 26, 2025 Filed Jan 29, 2025 02:06 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 290 | $563.58 | $163,438.20 |
DisclosureSEC source: 0001415889-25-002227 · form4-01292025_020114.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,448 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| November 18, 2024 Filed Nov 19, 2024 20:02 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | PurchaseCommon Stock | 4,000 | $33.60 | $134,400.00 |
DisclosureSEC source: 0001140361-24-047275 · form4.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 4,000 Read SEC document |
| November 08, 2024 Filed Nov 13, 2024 20:55 UTC | TRI-CONTINENTAL Corp TY · Entity 4547 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-24-046428 · form4.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 0 F1 · shares: The reporting person made an in-kind charitable gift of shares of Tri-Continental Corporation. Read SEC document |
| November 08, 2024 Filed Nov 14, 2024 00:48 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GiftCommon Stock | 770 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-026759 · form4-11142024_121138.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 12,634 F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc. Read SEC document |
| August 28, 2024 Filed Aug 30, 2024 20:02 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 39,323 | $0.00 Strike: $126.89 | $0.00 |
DisclosureSEC source: 0001415889-24-022619 · form4-08302024_080839.xml · derivative · entry 5 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,323 shares Expires 2029-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| August 28, 2024 Filed Aug 30, 2024 20:02 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 15,584 | $441.56 | $6,881,233.64 |
DisclosureSEC source: 0001415889-24-022619 · form4-08302024_080839.xml · nonDerivative · entry 3 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 13,404 F2 · price: Reflects the weighted average price of 15,584 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 28, 2024 with sale prices ranging from $441.16 to $441.675 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| August 28, 2024 Filed Aug 30, 2024 20:02 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 23,739 | $440.85 | $10,465,338.15 |
DisclosureSEC source: 0001415889-24-022619 · form4-08302024_080839.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,281 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| August 28, 2024 Filed Aug 30, 2024 20:02 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 39,323 | $126.89 | $4,989,695.47 |
DisclosureSEC source: 0001415889-24-022619 · form4-08302024_080839.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 11, 2024 Filed Jul 15, 2024 22:50 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionPhantom Stock · Derivative | 501.5187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-019563 · form4-07152024_100728.xml · derivative · entry 5 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,247.6175 Underlying: Common Stock · 501.5187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F4 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F4 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 11, 2024 Filed Jul 15, 2024 22:50 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 231.5187 | $439.82 | $101,826.55 |
DisclosureSEC source: 0001415889-24-019563 · form4-07152024_100728.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,281 F2 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| July 11, 2024 Filed Jul 15, 2024 22:50 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 501.5187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-019563 · form4-07152024_100728.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,782.5187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 21:47 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 8,000 | $412.05 | $3,296,360.00 |
DisclosureSEC source: 0001415889-24-006108 · form4-03012024_090328.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 13,134 F1 · price: Reflects the weighted average price of 8,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 28, 2024 with sale prices ranging from $411.86 to $412.2472 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 01:45 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 340.1017 | $396.94 | $134,999.97 |
DisclosureSEC source: 0001415889-24-003651 · form4-02142024_010247.xml · derivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,737.4878 Underlying: Common Stock · 340.1017 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 08, 2024 Filed Feb 13, 2024 01:40 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GiftCommon Stock | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-003462 · form4-02132024_010258.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 21,134 F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc. F2 · balance_after: Balance includes a corrective adjustment by which the number of shares in the reporting person's LLC was previously under-reported by 741 shares. Read SEC document |
| January 29, 2024 Filed Feb 1, 2024 01:21 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 9,008 | $393.11 | $3,541,134.88 |
DisclosureSEC source: 0001415889-24-002111 · form4-02012024_010228.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,281 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| January 29, 2024 Filed Feb 1, 2024 01:21 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 16,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002111 · form4-02012024_010228.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,995 Read SEC document |
| January 28, 2024 Filed Jan 31, 2024 01:57 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 521 | $391.40 | $203,919.40 |
DisclosureSEC source: 0001415889-24-002013 · form4-01312024_010103.xml · nonDerivative · entry 6 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,024 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| January 27, 2024 Filed Jan 31, 2024 01:57 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 469 | $391.40 | $183,566.60 |
DisclosureSEC source: 0001415889-24-002013 · form4-01312024_010103.xml · nonDerivative · entry 5 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,156 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:57 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 7,386 | $0.00 Strike: $391.40 | $0.00 |
DisclosureSEC source: 0001415889-24-002013 · form4-01312024_010103.xml · derivative · entry 10 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,386 Underlying: Common Stock · 7,386 shares Expires 2034-01-27 F5 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2024. Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:57 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 30,958 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001415889-24-002013 · form4-01312024_010103.xml · derivative · entry 9 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,958 shares Expires 2028-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:57 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 9,689 | $390.22 | $3,780,831.89 |
DisclosureSEC source: 0001415889-24-002013 · form4-01312024_010103.xml · nonDerivative · entry 4 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 12,126 F2 · price: Reflects the weighted average price of 9,689 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on January 26, 2024, with sale prices ranging from $389.93 to $390.4841 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:57 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 21,269 | $391.92 | $8,335,746.48 |
DisclosureSEC source: 0001415889-24-002013 · form4-01312024_010103.xml · nonDerivative · entry 3 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,175 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:57 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 30,958 | $179.84 | $5,567,486.72 |
DisclosureSEC source: 0001415889-24-002013 · form4-01312024_010103.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.