Murphy Brian Daniel

SEC source: 0001209191-21-030112 · doc4.xml · nonDerivative · entry 3

Murphy Brian Daniel · CIK 0001748699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,222

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-21-030112 · doc4.xml · nonDerivative · entry 2

Murphy Brian Daniel · CIK 0001748699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,725

F2 · shares: One-quarter of the restricted stock units shall vest and be delivered, net of tax withholding, on each of the first, second, third, and fourth anniversaries of the date of grant.

SEC source: 0001209191-21-030112 · doc4.xml · nonDerivative · entry 1

Murphy Brian Daniel · CIK 0001748699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,912

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-20-064870 · doc4.xml · nonDerivative · entry 1

Murphy Brian Daniel · CIK 0001748699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,056

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-20-051690 · doc4.xml · nonDerivative · entry 1

Murphy Brian Daniel · CIK 0001748699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,481

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.99 to $13.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

SEC source: 0001209191-20-050002 · doc4.xml · derivative · entry 2

Murphy Brian Daniel · CIK 0001748699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,186

Underlying: Common Stock · 75,186 shares

Expires 2023-09-08

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

SEC source: 0001209191-20-050002 · doc4.xml · nonDerivative · entry 1

Murphy Brian Daniel · CIK 0001748699 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,481

F1 · shares: One-quarter of the restricted stock units shall vest and be delivered, net of tax withholding, on each of the first, second, third, and fourth anniversaries of the date of grant.

SEC source: 0001209191-20-048570 · doc4.xml · nonDerivative · entry 2

Murphy Brian Daniel · CIK 0001748699 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,888

F2 · shares: Consists of an aggregate of 20,213 shares of common stock underlying restricted stock units ("RSUs") previously granted by SWBI and converted into RSUs of the Issuer taking into account the Distribution Ratio, which includes (i) 2,816 shares underlying RSUs, 1,383 of which are vested and will be delivered, net of tax withholding, on December 19, 2020 and 1,433 of which shall vest on December 19, 2020 and be delivered, net of tax withholding, on the anniversary thereof; (ii) 544 shares underlying RSUs, 269 of which are vested and will be delivered, net of tax withholding, on May 1, 2021 and 275 of which shall vest on May 1, 2021 and be delivered, net of tax withholding, on the anniversary thereof; (iii) 2,412 shares underlying RSUs, 788 of which are vested and will be delivered, net of tax withholding, on May 1, 2021 and 812 of which shall vest on each of May 1, 2021 and May 1, 2022 and be delivered, net of tax withholding, on the anniversary of the applicable vesting date;

F3 · shares: (Continued from footnote (2)) (iv) 3,223 shares underlying RSUs, 787 of which are vested and will be delivered, net of tax withholding, on May 1, 2021 and 812 of which shall vest on each of May 1, 2021, May 1, 2022, and May 1, 2023 and be delivered, net of tax withholding, on the anniversary of the applicable vesting date; and (v) 11,218 shares underlying RSUs, one-quarter of which shall vest on each of the first, second, third, and fourth anniversaries of May 1, 2020 and be delivered, net of tax withholding, on the anniversary of the applicable vesting date.

SEC source: 0001209191-20-048570 · doc4.xml · derivative · entry 5

Murphy Brian Daniel · CIK 0001748699 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,434

Underlying: Common Stock · 22,434 shares

Expires 2024-05-01

F7 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on market cap performance over a three-year performance period beginning on May 1, 2020, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F5 · kind: In connection with the Distribution, the Reporting Person received a performance-based restricted stock unit award ("PSU") from the Issuer for each SWBI PSU held as of the Record Date, with the number of target shares for each award determined based on the Distribution Ratio.

F7 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on market cap performance over a three-year performance period beginning on May 1, 2020, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

SEC source: 0001209191-20-048570 · doc4.xml · derivative · entry 4

Murphy Brian Daniel · CIK 0001748699 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,200

Underlying: Common Stock · 7,200 shares

Expires 2023-05-01

F6 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on market cap performance over a three-year performance period beginning on May 1, 2019, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F5 · kind: In connection with the Distribution, the Reporting Person received a performance-based restricted stock unit award ("PSU") from the Issuer for each SWBI PSU held as of the Record Date, with the number of target shares for each award determined based on the Distribution Ratio.

F6 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on market cap performance over a three-year performance period beginning on May 1, 2019, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

SEC source: 0001209191-20-048570 · doc4.xml · derivative · entry 3

Murphy Brian Daniel · CIK 0001748699 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,200

Underlying: Common Stock · 7,200 shares

Expires 2022-05-01

F4 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on market cap performance over a three-year performance period beginning on May 1, 2018, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F5 · kind: In connection with the Distribution, the Reporting Person received a performance-based restricted stock unit award ("PSU") from the Issuer for each SWBI PSU held as of the Record Date, with the number of target shares for each award determined based on the Distribution Ratio.

F4 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on market cap performance over a three-year performance period beginning on May 1, 2018, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

SEC source: 0001209191-20-048570 · doc4.xml · nonDerivative · entry 1

Murphy Brian Daniel · CIK 0001748699 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,675

F1 · kind: Smith & Wesson Brands, Inc. ("SWBI") authorized the distribution of 100% of the Issuer's outstanding common stock to holders of SWBI common stock (the "Distribution") as of the close of business on August 10, 2020 (the "Record Date"), with a distribution date of August 24, 2020. In connection with the Distribution, the Reporting Person received one share of the Issuer's common stock for every four shares of SWBI common stock held as of the Record Date (the "Distribution Ratio").

SEC source: 0001209191-20-027298 · doc4.xml · nonDerivative · entry 1

Murphy Brian Daniel · CIK 0001748699 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,560

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-20-023951 · doc4.xml · derivative · entry 2

Murphy Brian Daniel · CIK 0001748699 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,742

Underlying: Common Stock · 89,742 shares

Expires 2024-05-01

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

SEC source: 0001209191-20-023951 · doc4.xml · nonDerivative · entry 1

Murphy Brian Daniel · CIK 0001748699 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,954

F1 · shares: One-quarter of the restricted stock units shall vest on each anniversary of the date of grant. Shares, net of tax withholding, will be delivered on each anniversary of the applicable vesting date.

SEC source: 0001209191-20-046831 · doc4a.xml · nonDerivative · entry 1

Murphy Brian Daniel · CIK 0001748699 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,954

F1 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of May 1, 2020. Shares, net of tax withholding, will be delivered on each anniversary of the applicable vesting date.

SEC source: 0001209191-20-018155 · doc4.xml · nonDerivative · entry 1

Murphy Brian Daniel · CIK 0001748699 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,082

SEC source: 0001209191-19-061614 · doc4.xml · nonDerivative · entry 1

Murphy Brian Daniel · CIK 0001748699 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,888

F1 · kind: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-19-027131 · doc4.xml · nonDerivative · entry 2

Murphy Brian Daniel · CIK 0001748699 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,414

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-19-027131 · doc4.xml · derivative · entry 3

Murphy Brian Daniel · CIK 0001748699 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,800

Underlying: Common Stock · 28,800 shares

Expires 2023-05-01

F3 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F3 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

SEC source: 0001209191-19-027131 · doc4.xml · nonDerivative · entry 1

Murphy Brian Daniel · CIK 0001748699 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,823

F1 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of May 1, 2019. Shares, net of tax withholding, will be delivered on each anniversary of the applicable vesting date.

SEC source: 0001209191-18-063708 · doc4.xml · nonDerivative · entry 1

Murphy Brian Daniel · CIK 0001748699 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,823

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-19-045193 · doc4a.xml · nonDerivative · entry 1

Murphy Brian Daniel · CIK 0001748699 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,260

F1 · kind: As previously reported on a Form 4 filed by the reporting person on December 20, 2018, the reporting person reported 188 shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units. The reporting person is filing this amendment to report the correct number of shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

F1 · shares: As previously reported on a Form 4 filed by the reporting person on December 20, 2018, the reporting person reported 188 shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units. The reporting person is filing this amendment to report the correct number of shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.