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person · Reporting owner

Nesbitt Martin H.

Disclosed activity across 6 companies

Tapewire entity
30808
SEC CIK
0001478041

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
American Airlines Group Inc.AAL · Entity 3599DirectorJune 10, 2026June 12, 2026
CENTERPOINT ENERGY INCCNP · Entity 3178DirectorMay 01, 2023May 03, 2023
Chewy, Inc.CHWY · Entity 1885DirectorJuly 09, 2026July 13, 2026
JONES LANG LASALLE INCJLL · Entity 3326DirectorNovember 30, 2020December 01, 2020
NORFOLK SOUTHERN CORPNSC · Entity 2965DirectorMarch 11, 2019March 13, 2019
Phoenix Education Partners, Inc.PXED · Entity 4921Director · 10% ownerOctober 15, 2025October 17, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

American Airlines Group Inc.

Report date June 10, 2026 · Filed June 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect90,230 Reported balance After 2026-06-10 transaction · row 1
1 source row

Row 1 · 2026-06-10 · Grant · Acquired 11,177 · Balance 90,230

F1: Restricted stock units will vest fully upon the earlier of June 10, 2027, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units will vest fully upon the earlier of June 10, 2027, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date.

CENTERPOINT ENERGY INC

Report date May 01, 2023 · Filed May 03, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect17,017 Reported balance After 2023-05-01 transaction · row 1
1 source row

Row 1 · 2023-05-01 · Grant · Acquired 5,541 · Balance 17,017

F1: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended and restated.

Common StockSEC Table I · non-derivativeIndirectSee footnote19,096 Reported balance Holding disclosure · report date 2023-05-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 19,096

F2: These shares were previously reported as directly beneficially owned by the Reporting Person ("R.P."), but were contributed on or around September 1, 2020 to MN-CE, LLC, a limited liability company for which the R.P. is the sole manager (the "LLC"). The sole member of the LLC was a grantor retained annuity trust, for which the R.P. is the sole trustee and annuitant. In satisfaction of a required annuity payment from the grantor retained annuity trust, on September 9, 2021, a portion of the interests in the limited liability company were distributed from the grantor retained annuity trust to the R.P. On August 16, 2022, the R.P., through the R.P.'s revocable trust (the "Revocable Trust"), purchased all of the outstanding interests in the LLC held by the grantor retained annuity trust in exchange for a promissory note in the amount of $432,253.61. The R.P. is the sole manager of the LLC and sole Trustee of the Revocable Trust. The Revocable Trust is the sole member of the LLC.

Filing footnotes · ownership attribution and instrument terms

F1: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended and restated.

F2: These shares were previously reported as directly beneficially owned by the Reporting Person ("R.P."), but were contributed on or around September 1, 2020 to MN-CE, LLC, a limited liability company for which the R.P. is the sole manager (the "LLC"). The sole member of the LLC was a grantor retained annuity trust, for which the R.P. is the sole trustee and annuitant. In satisfaction of a required annuity payment from the grantor retained annuity trust, on September 9, 2021, a portion of the interests in the limited liability company were distributed from the grantor retained annuity trust to the R.P. On August 16, 2022, the R.P., through the R.P.'s revocable trust (the "Revocable Trust"), purchased all of the outstanding interests in the LLC held by the grantor retained annuity trust in exchange for a promissory note in the amount of $432,253.61. The R.P. is the sole manager of the LLC and sole Trustee of the Revocable Trust. The Revocable Trust is the sole member of the LLC.

Chewy, Inc.

Report date July 09, 2026 · Filed July 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect10,665 Reported balance After 2026-07-09 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2026-07-09 · Grant · Acquired 10,665 · Balance 10,665

F1: Represents restricted stock units ("RSUs") granted to the reporting person on July 9, 2026 as compensation for service as a director. The RSUs will vest on the earlier of (1) the date of Chewy, Inc.'s annual meeting of stockholders in 2027, (2) one year from the date of grant, or (3) a change of control, each subject to the reporting person's continued service as a director on the Board of Directors of Chewy, Inc. through the vesting date. Each RSU represents a contingent right to receive one share of Class A common stock of Chewy, Inc.

Class A Common StockSEC Table I · non-derivativeDirect19,477 Reported balance Holding disclosure · report date 2026-07-09 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 19,477

Class A Common StockSEC Table I · non-derivativeDirect7,043 Reported balance Holding disclosure · report date 2026-07-09 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 7,043

F2: Represents vested RSUs that remain unsettled and will settle on the earliest of the date of the reporting person leaving the Board of Directors, the reporting person's death or disability, and a change in control of Chewy, Inc.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units ("RSUs") granted to the reporting person on July 9, 2026 as compensation for service as a director. The RSUs will vest on the earlier of (1) the date of Chewy, Inc.'s annual meeting of stockholders in 2027, (2) one year from the date of grant, or (3) a change of control, each subject to the reporting person's continued service as a director on the Board of Directors of Chewy, Inc. through the vesting date. Each RSU represents a contingent right to receive one share of Class A common stock of Chewy, Inc.

F2: Represents vested RSUs that remain unsettled and will settle on the earliest of the date of the reporting person leaving the Board of Directors, the reporting person's death or disability, and a change in control of Chewy, Inc.

JONES LANG LASALLE INC

Report date November 30, 2020 · Filed December 01, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,245 Reported balance After 2020-11-30 transaction · row 1
1 source row

Row 1 · 2020-11-30 · Exercise / conversion · Acquired 571 · Balance 3,245

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-05-30Direct571 Reported balance After 2020-11-30 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-11-30 · Exercise / conversion · Disposed 571 · Balance 571

F1: Restricted share units convert into an equal number of shares of common stock.

F2: On May 30, 2019, the Reporting Person was granted 1,142.00 restricted share units vesting with respect to one-half of the shares on each of November 30, 2020 and May 30, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted share units convert into an equal number of shares of common stock.

F2: On May 30, 2019, the Reporting Person was granted 1,142.00 restricted share units vesting with respect to one-half of the shares on each of November 30, 2020 and May 30, 2022.

NORFOLK SOUTHERN CORP

Report date March 11, 2019 · Filed March 13, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect8,962.3039 Reported balance After 2019-03-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-03-11 · Grant · Acquired 42.9535 · Balance 8,962.3039

F1: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

Common StockSEC Table I · non-derivativeDirect3,000 Reported balance Holding disclosure · report date 2019-03-11 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 3,000

Filing footnotes · ownership attribution and instrument terms

F1: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

Phoenix Education Partners, Inc.

Report date October 15, 2025 · Filed October 17, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy TVG-I-E-AEG Holdings, LP4,935,463 Reported balance After 2025-10-15 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2025-10-15 · Sale · Disposed 105,452 · Balance 4,935,463

F1: Reflects shares of the Issuer sold by TVG-I-E-AEG Holdings, LP (the "Vistria Stockholder") pursuant to the underwriters' overallotment option in connection with the Issuer's initial public offering.

F2: This Form 4 reflects shares of the Issuer held directly by the Vistria Stockholder. Vistria-AEG GP, LLC ("Vistria GP") is the general partner of the Vistria Stockholder and Adnan A. Nisar is the sole manager of Vistria GP. The Vistria Group, LP ("Vistria LP") is the sole member of Vistria GP. The Vistria Group, LLC is the general partner of Vistria LP and Harreld N. Kirkpatrick III and Martin H. Nesbitt are the sole members of The Vistria Group, LLC. The Reporting Person may be deemed to have voting and dispositive control of the shares of the Issuer's common stock held by the Vistria Stockholder.

F3: The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of such Reporting Person's pecuniary interest therein, if any. The filing of this statement shall not be deemed an admission by the Reporting Person of beneficial ownership of the reported securities.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects shares of the Issuer sold by TVG-I-E-AEG Holdings, LP (the "Vistria Stockholder") pursuant to the underwriters' overallotment option in connection with the Issuer's initial public offering.

F2: This Form 4 reflects shares of the Issuer held directly by the Vistria Stockholder. Vistria-AEG GP, LLC ("Vistria GP") is the general partner of the Vistria Stockholder and Adnan A. Nisar is the sole manager of Vistria GP. The Vistria Group, LP ("Vistria LP") is the sole member of Vistria GP. The Vistria Group, LLC is the general partner of Vistria LP and Harreld N. Kirkpatrick III and Martin H. Nesbitt are the sole members of The Vistria Group, LLC. The Reporting Person may be deemed to have voting and dispositive control of the shares of the Issuer's common stock held by the Vistria Stockholder.

F3: The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of such Reporting Person's pecuniary interest therein, if any. The filing of this statement shall not be deemed an admission by the Reporting Person of beneficial ownership of the reported securities.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 09, 2026 Filed Jul 13, 2026 20:20 UTC Chewy, Inc. CHWY · Entity 1885 GrantClass A Common Stock 10,665 $0.00 $0.00
Disclosure

SEC source: 0001766502-26-000060 · form4.xml · nonDerivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,665

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person on July 9, 2026 as compensation for service as a director. The RSUs will vest on the earlier of (1) the date of Chewy, Inc.'s annual meeting of stockholders in 2027, (2) one year from the date of grant, or (3) a change of control, each subject to the reporting person's continued service as a director on the Board of Directors of Chewy, Inc. through the vesting date. Each RSU represents a contingent right to receive one share of Class A common stock of Chewy, Inc.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:32 UTC American Airlines Group Inc. AAL · Entity 3599 GrantCommon Stock 11,177 $0.00 $0.00
Disclosure

SEC source: 0001478041-26-000003 · f4_a1eus0000092pbdmam-live.xml · nonDerivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,230

F1 · shares: Restricted stock units will vest fully upon the earlier of June 10, 2027, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date.

Read SEC document
October 15, 2025 Filed Oct 17, 2025 20:30 UTC Phoenix Education Partners, Inc. PXED · Entity 4921 SaleCommon Stock 105,452 $29.92 $3,155,123.84
Disclosure

SEC source: 0000950142-25-002833 · es250693170_4-nesbitt.xml · nonDerivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By TVG-I-E-AEG Holdings, LP

Disclosed balance after: 4,935,463

F1 · kind: Reflects shares of the Issuer sold by TVG-I-E-AEG Holdings, LP (the "Vistria Stockholder") pursuant to the underwriters' overallotment option in connection with the Issuer's initial public offering.

F1 · shares: Reflects shares of the Issuer sold by TVG-I-E-AEG Holdings, LP (the "Vistria Stockholder") pursuant to the underwriters' overallotment option in connection with the Issuer's initial public offering.

F2 · ownership.nature: This Form 4 reflects shares of the Issuer held directly by the Vistria Stockholder. Vistria-AEG GP, LLC ("Vistria GP") is the general partner of the Vistria Stockholder and Adnan A. Nisar is the sole manager of Vistria GP. The Vistria Group, LP ("Vistria LP") is the sole member of Vistria GP. The Vistria Group, LLC is the general partner of Vistria LP and Harreld N. Kirkpatrick III and Martin H. Nesbitt are the sole members of The Vistria Group, LLC. The Reporting Person may be deemed to have voting and dispositive control of the shares of the Issuer's common stock held by the Vistria Stockholder.

F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of such Reporting Person's pecuniary interest therein, if any. The filing of this statement shall not be deemed an admission by the Reporting Person of beneficial ownership of the reported securities.

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October 10, 2025 Filed Oct 14, 2025 20:42 UTC Phoenix Education Partners, Inc. PXED · Entity 4921 SaleCommon Stock 703,015 $29.92 $21,034,208.80
Disclosure

SEC source: 0000950142-25-002798 · es250691617_4-nesbitt.xml · nonDerivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By TVG-I-E-AEG Holdings, LP

Disclosed balance after: 5,040,915

F1 · kind: Reflects shares of the Issuer sold by TVG-I-E-AEG Holdings, LP (the "Vistria Stockholder") in connection with the Issuer's initial public offering.

F1 · shares: Reflects shares of the Issuer sold by TVG-I-E-AEG Holdings, LP (the "Vistria Stockholder") in connection with the Issuer's initial public offering.

F2 · ownership.nature: This Form 4 reflects shares of the Issuer held directly by the Vistria Stockholder. Vistria-AEG GP, LLC ("Vistria GP") is the general partner of the Vistria Stockholder and Adnan A. Nisar is the sole manager of Vistria GP. The Vistria Group, LP ("Vistria LP") is the sole member of Vistria GP. The Vistria Group, LLC is the general partner of Vistria LP and Harreld N. Kirkpatrick III and Martin H. Nesbitt are the sole members of The Vistria Group, LLC. The Reporting Person may be deemed to have voting and dispositive control of the shares of the Issuer's common stock held by the Vistria Stockholder.

F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of such Reporting Person's pecuniary interest therein, if any. The filing of this statement shall not be deemed an admission by the Reporting Person of beneficial ownership of the reported securities.

Read SEC document
July 14, 2025 Filed Jul 16, 2025 20:18 UTC Chewy, Inc. CHWY · Entity 1885 GrantClass A Common Stock 4,921 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-019270 · form4.xml · nonDerivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,921

F1 · balance_after: Represents restricted stock units ("RSUs") granted to the reporting person on July 14, 2025 as compensation for service as a director. The RSUs will vest on the earlier of (1) the date of Chewy, Inc.'s annual meeting of stockholders in 2026, (2) one year from the date of grant, or (3) a change of control, each subject to the reporting person's continued service as a director on the Board of Directors of Chewy, Inc. through the vesting date. Each RSU represents a contingent right to receive one share of Class A common stock of Chewy, Inc.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 20:13 UTC American Airlines Group Inc. AAL · Entity 3599 GrantCommon Stock 13,562 $0.00 $0.00
Disclosure

SEC source: 0001664272-25-000337 · f4_a1eus000005vqhhmag-live.xml · nonDerivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,053

F1 · shares: Restricted stock units will vest fully upon the earlier of June 11, 2026, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date.

Read SEC document
July 16, 2024 Filed Jul 17, 2024 20:22 UTC Chewy, Inc. CHWY · Entity 1885 GrantClass A Common Stock 8,133 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-020590 · form4.xml · nonDerivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,133

F1 · balance_after: Represents restricted stock units ("RSUs") granted to the reporting person on July 16, 2024 as compensation for service as a director. The RSUs will vest on the earlier of (1) the date of Chewy, Inc.'s annual meeting of stockholders in 2025, (2) one year from the date of grant, or (3) a change of control, each subject to the reporting person's continued service as a director on the Board of Directors of Chewy, Inc. through the vesting date. Each RSU represents a contingent right to receive one share of Class A common stock of Chewy, Inc.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 21:23 UTC American Airlines Group Inc. AAL · Entity 3599 GrantCommon Stock 12,908 $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000277 · f4_a1edp0000016q9cmau-live.xml · nonDerivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,491

F1 · shares: Restricted stock units will vest fully upon the earlier of June 5, 2025, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date.

Read SEC document
July 17, 2023 Filed Jul 19, 2023 20:49 UTC Chewy, Inc. CHWY · Entity 1885 GrantClass A Common Stock 4,880 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-021016 · form4.xml · nonDerivative · entry 3

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,880

F2 · balance_after: Represents restricted stock units ("RSUs") granted to the reporting person on July 17, 2023 as compensation for service as a director. The RSUs will vest on the earlier of (1) the date of Chewy, Inc.'s annual meeting of stockholders in 2024, (2) one year from the date of grant, or (3) a change of control, each subject to the reporting person's continued service as a director on the Board of Directors of Chewy, Inc. through the vesting date. Each RSU represents a contingent right to receive one share of Class A common stock of Chewy, Inc.

Read SEC document
May 10, 2023 Filed May 11, 2023 20:26 UTC American Airlines Group Inc. AAL · Entity 3599 GrantCommon Stock 10,460 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000354 · f4_a1e2k00000rxstuuad-live.xml · nonDerivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,583

F1 · shares: Restricted stock units will vest fully upon the earlier of May 10, 2024, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:21 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 GrantCommon Stock 5,541 $0.00 $0.00
Disclosure

SEC source: 0001130310-23-000075 · wf-form4_168314525883890.xml · nonDerivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,017

F1 · shares: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended and restated.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 21:23 UTC American Airlines Group Inc. AAL · Entity 3599 OtherCommon Stock 12,334 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-009663 · doc4.xml · nonDerivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,123

F1 · kind: On August 16, 2022, the reporting person's revocable trust (the "Trust") withdrew approximately 69% of the units of a family limited liability company, whose sole asset is the Issuer's common stock, from a grantor retained annuity trust (the "GRAT") of which the reporting person is the sole trustee and sole annuitant. In exchange for such units, the Trust contributed to the GRAT a promissory note in the principal amount of $190,067.65. The reporting person believes that this withdrawal of units from the GRAT constitutes a change in form of beneficial ownership exempted by Rule 16a-13 under the Securities Exchange Act of 1934.

F1 · price: On August 16, 2022, the reporting person's revocable trust (the "Trust") withdrew approximately 69% of the units of a family limited liability company, whose sole asset is the Issuer's common stock, from a grantor retained annuity trust (the "GRAT") of which the reporting person is the sole trustee and sole annuitant. In exchange for such units, the Trust contributed to the GRAT a promissory note in the principal amount of $190,067.65. The reporting person believes that this withdrawal of units from the GRAT constitutes a change in form of beneficial ownership exempted by Rule 16a-13 under the Securities Exchange Act of 1934.

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August 16, 2022 Filed Aug 18, 2022 20:31 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 OtherCommon Stock 19,096 Not disclosed Not disclosed
Disclosure

SEC source: 0001130310-22-000110 · wf-form4_166085465632957.xml · nonDerivative · entry 2

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 19,096

F1 · kind: These shares were previously reported as directly beneficially owned by the Reporting Person, but were contributed on or around September 1, 2020 to MN-CE, LLC, a limited liability company for which the Reporting Person is the sole manager (the "LLC"). The sole member of the LLC was a grantor retained annuity trust, for which the Reporting Person is the sole trustee and annuitant. In satisfaction of a required annuity payment from the grantor retained annuity trust, on September 9, 2021, a portion of the interests in the limited liability company were distributed from the grantor retained annuity trust to the Reporting Person. On August 16, 2022, the Reporting Person, through the Reporting Person's revocable trust (the "Revocable Trust"), purchased all of the outstanding interests in the LLC held by the grantor retained annuity trust in exchange for a promissory note in the amount of $432,253.61.

F2 · kind: Effective as of August 16, 2022, the Reporting Person is the sole manager of the LLC, and the Revocable Trust is the sole member of the LLC. The Reporting Person is the sole Trustee of the Revocable Trust.

F1 · price: These shares were previously reported as directly beneficially owned by the Reporting Person, but were contributed on or around September 1, 2020 to MN-CE, LLC, a limited liability company for which the Reporting Person is the sole manager (the "LLC"). The sole member of the LLC was a grantor retained annuity trust, for which the Reporting Person is the sole trustee and annuitant. In satisfaction of a required annuity payment from the grantor retained annuity trust, on September 9, 2021, a portion of the interests in the limited liability company were distributed from the grantor retained annuity trust to the Reporting Person. On August 16, 2022, the Reporting Person, through the Reporting Person's revocable trust (the "Revocable Trust"), purchased all of the outstanding interests in the LLC held by the grantor retained annuity trust in exchange for a promissory note in the amount of $432,253.61.

F2 · price: Effective as of August 16, 2022, the Reporting Person is the sole manager of the LLC, and the Revocable Trust is the sole member of the LLC. The Reporting Person is the sole Trustee of the Revocable Trust.

F1 · balance_after: These shares were previously reported as directly beneficially owned by the Reporting Person, but were contributed on or around September 1, 2020 to MN-CE, LLC, a limited liability company for which the Reporting Person is the sole manager (the "LLC"). The sole member of the LLC was a grantor retained annuity trust, for which the Reporting Person is the sole trustee and annuitant. In satisfaction of a required annuity payment from the grantor retained annuity trust, on September 9, 2021, a portion of the interests in the limited liability company were distributed from the grantor retained annuity trust to the Reporting Person. On August 16, 2022, the Reporting Person, through the Reporting Person's revocable trust (the "Revocable Trust"), purchased all of the outstanding interests in the LLC held by the grantor retained annuity trust in exchange for a promissory note in the amount of $432,253.61.

F2 · balance_after: Effective as of August 16, 2022, the Reporting Person is the sole manager of the LLC, and the Revocable Trust is the sole member of the LLC. The Reporting Person is the sole Trustee of the Revocable Trust.

F1 · ownership.nature: These shares were previously reported as directly beneficially owned by the Reporting Person, but were contributed on or around September 1, 2020 to MN-CE, LLC, a limited liability company for which the Reporting Person is the sole manager (the "LLC"). The sole member of the LLC was a grantor retained annuity trust, for which the Reporting Person is the sole trustee and annuitant. In satisfaction of a required annuity payment from the grantor retained annuity trust, on September 9, 2021, a portion of the interests in the limited liability company were distributed from the grantor retained annuity trust to the Reporting Person. On August 16, 2022, the Reporting Person, through the Reporting Person's revocable trust (the "Revocable Trust"), purchased all of the outstanding interests in the LLC held by the grantor retained annuity trust in exchange for a promissory note in the amount of $432,253.61.

F2 · ownership.nature: Effective as of August 16, 2022, the Reporting Person is the sole manager of the LLC, and the Revocable Trust is the sole member of the LLC. The Reporting Person is the sole Trustee of the Revocable Trust.

Read SEC document
July 21, 2022 Filed Jul 25, 2022 20:53 UTC Chewy, Inc. CHWY · Entity 1885 GrantClass A Common Stock 5,145 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019744 · form4.xml · nonDerivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,145

F1 · balance_after: Represents restricted stock units granted to the reporting person on July 21, 2022 as compensation for service as a director. The restricted stock units will vest on the earlier of (1) the date of Chewy, Inc.'s annual meeting of stockholders in 2023, (2) one year from the date of grant, or (3) a change of control, each subject to the reporting person's continued service as a director on the Board of Directors of Chewy, Inc. through the vesting date. Each restricted stock unit represents a contingent right to receive one share of Class A common stock of Chewy, Inc.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 21:15 UTC American Airlines Group Inc. AAL · Entity 3599 GrantCommon Stock 9,287 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-007970 · doc4.xml · nonDerivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,123

F1 · shares: Restricted stock units will vest fully upon the earlier of June 8, 2023, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:00 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 GrantCommon Stock 5,129 $0.00 $0.00
Disclosure

SEC source: 0001130310-22-000081 · wf-form4_165169788863792.xml · nonDerivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,476

F1 · shares: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended and restated.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 21:21 UTC Chewy, Inc. CHWY · Entity 1885 GrantClass A Common Stock 1,624 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-022242 · form4.xml · nonDerivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,624

F1 · balance_after: Represents restricted stock units granted to the filing person on July 15, 2021 as compensation for service as a director. The restricted stock units will vest on the earlier of (1) the date of Chewy, Inc.'s annual meeting of stockholders in 2022, or (2) one year from the date of grant, each subject to the filing person's continued service as a director on the Board of Directors of Chewy, Inc. through the vesting date. Each restricted stock unit represents a contingent right to receive one share of Class A common stock of Chewy, Inc.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 21:35 UTC American Airlines Group Inc. AAL · Entity 3599 GrantCommon Stock 6,289 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-009233 · doc4.xml · nonDerivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,836

F1 · shares: Restricted stock units will vest fully upon the earlier of June 9, 2022, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date.

Read SEC document
May 03, 2021 Filed May 4, 2021 21:21 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 GrantCommon Stock 6,347 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-029964 · doc4.xml · nonDerivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,347

F1 · shares: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended and restated.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 21:42 UTC JONES LANG LASALLE INC JLL · Entity 3326 Exercise / conversionRestricted Stock Units · Derivative 571 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030226 · form4.xml · derivative · entry 2

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571

Underlying: Common Stock · 571 shares

Expires 2022-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted share units convert into an equal number of shares of common stock.

F2 · derivative.exercise_date: On May 30, 2019, the Reporting Person was granted 1,142.00 restricted share units vesting with respect to one-half of the shares on each of November 30, 2020 and May 30, 2022.

F2 · derivative.expiration_date: On May 30, 2019, the Reporting Person was granted 1,142.00 restricted share units vesting with respect to one-half of the shares on each of November 30, 2020 and May 30, 2022.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 21:42 UTC JONES LANG LASALLE INC JLL · Entity 3326 Exercise / conversionCommon Stock 571 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030226 · form4.xml · nonDerivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 21:36 UTC Chewy, Inc. CHWY · Entity 1885 GrantClass A Common Stock 1,817 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-025644 · form4.xml · nonDerivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,817

F1 · kind: Represents restricted stock units granted to the filing person on September 21, 2020 as compensation for service as a director. The restricted stock units will vest on the date of Chewy, Inc.'s annual meeting of stockholders in 2021, subject to the filing person's continued service as a director on the Board of Directors of Chewy, Inc. through the vesting date. Each restricted stock unit represents a contingent right to receive one share of Class A common stock of Chewy, Inc.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 19:47 UTC American Airlines Group Inc. AAL · Entity 3599 GrantCommon Stock 8,813 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-008918 · doc4.xml · nonDerivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,547

F1 · shares: Restricted stock units will vest fully upon the earlier of June 10, 2021, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:12 UTC JONES LANG LASALLE INC JLL · Entity 3326 Exercise / conversionRestricted Stock Units · Derivative 614 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-018696 · form4.xml · derivative · entry 2

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 614 shares

Expires 2020-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted share units convert into an equal number of shares of common stock.

F2 · derivative.exercise_date: On June 1, 2017, the Reporting Person was granted 1229.00 restricted stock units vesting with respect to one-half of the shares on each of December 1, 2018 and June 1, 2020.

F2 · derivative.expiration_date: On June 1, 2017, the Reporting Person was granted 1229.00 restricted stock units vesting with respect to one-half of the shares on each of December 1, 2018 and June 1, 2020.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:12 UTC JONES LANG LASALLE INC JLL · Entity 3326 Exercise / conversionCommon Stock 614 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-018696 · form4.xml · nonDerivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 19:33 UTC JONES LANG LASALLE INC JLL · Entity 3326 GrantRestricted Stock Units · Derivative 1,469 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-018415 · form4.xml · derivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,469

Underlying: Common Stock · 1,469 shares

Expires 2023-05-29

F1 · derivative.exercise_price: Performance share units convert into in an equal number of shares of common stock.

F2 · derivative.exercise_date: On May 29, 2020, the Reporting Person was granted 1469.00 restricted stock units vesting with respect to one-half of the shares on November 29, 2021 and one-half of the shares on May 29, 2023.

F2 · derivative.expiration_date: On May 29, 2020, the Reporting Person was granted 1469.00 restricted stock units vesting with respect to one-half of the shares on November 29, 2021 and one-half of the shares on May 29, 2023.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:13 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 GrantCommon Stock 9,113 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027207 · doc4.xml · nonDerivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,096

F1 · shares: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended and restated.

Read SEC document
November 30, 2019 Filed Dec 3, 2019 18:39 UTC JONES LANG LASALLE INC JLL · Entity 3326 Exercise / conversionRestricted Stock Units · Derivative 443 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034070 · form4.xml · derivative · entry 2

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443

Underlying: Common Stock · 443 shares

Expires 2021-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted share units convert into an equal number of shares of common stock.

F2 · derivative.exercise_date: On May 31, 2018, the Reporting Person was granted 886.00 restricted stock units vesting with respect to one-half of the shares on each of November 30, 2019 and May 31, 2021.

F2 · derivative.expiration_date: On May 31, 2018, the Reporting Person was granted 886.00 restricted stock units vesting with respect to one-half of the shares on each of November 30, 2019 and May 31, 2021.

Read SEC document
November 30, 2019 Filed Dec 3, 2019 18:39 UTC JONES LANG LASALLE INC JLL · Entity 3326 Exercise / conversionCommon Stock 443 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034070 · form4.xml · nonDerivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2019 Filed Jun 13, 2019 22:38 UTC American Airlines Group Inc. AAL · Entity 3599 GrantCommon Stock 4,823 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009239 · doc4.xml · nonDerivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,734

F1 · shares: Restricted stock units will vest fully upon the earlier of June 12, 2020, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:13 UTC JONES LANG LASALLE INC JLL · Entity 3326 GrantRestricted Stock Units · Derivative 1,142 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-020463 · form4.xml · derivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,142

Underlying: Common Stock · 1,142 shares

Expires 2022-05-30

F1 · derivative.exercise_price: Restricted share units convert into an equal number of shares of common stock.

F2 · derivative.exercise_date: On May 30, 2019, the Reporting Person was granted 1,142.00 restricted share units vesting with respect to one-half of the shares on each of November 30, 2020 and May 30, 2022.

F2 · derivative.expiration_date: On May 30, 2019, the Reporting Person was granted 1,142.00 restricted share units vesting with respect to one-half of the shares on each of November 30, 2020 and May 30, 2022.

Read SEC document
May 27, 2019 Filed May 29, 2019 21:02 UTC JONES LANG LASALLE INC JLL · Entity 3326 Exercise / conversionRestricted Stock Units · Derivative 621 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-020180 · form4.xml · derivative · entry 2

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 621 shares

Expires 2019-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted share units convert into an equal number of shares of common stock.

F2 · derivative.exercise_date: On May 27, 2016, the reporting person was granted 1,242.00 restricted share units vesting with respect to one-half of the shares on each of November 27, 2017 and May 27, 2019.

F2 · derivative.expiration_date: On May 27, 2016, the reporting person was granted 1,242.00 restricted share units vesting with respect to one-half of the shares on each of November 27, 2017 and May 27, 2019.

Read SEC document
May 27, 2019 Filed May 29, 2019 21:02 UTC JONES LANG LASALLE INC JLL · Entity 3326 Exercise / conversionCommon Stock 621 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-020180 · form4.xml · nonDerivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:42 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 GrantCommon Stock 4,873 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027400 · doc4.xml · nonDerivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,983

F1 · shares: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended and restated.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 18:55 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantRestricted Stock Units · Derivative 42.9535 $178.58 $7,670.64
Disclosure

SEC source: 0001225208-19-005189 · doc4.xml · derivative · entry 2

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,962.3039

Underlying: Common Stock · 42.9535 shares

Expires not disclosed

F1 · derivative.exercise_price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F1 · kind: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F1 · price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F1 · derivative.exercise_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F1 · derivative.expiration_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 14:05 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantRestricted Stock Units · Derivative 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-001507 · doc4.xml · derivative · entry 2

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,949.3504

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death.

F1 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death.

F1 · shares: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death.

F1 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death.

F1 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death.

F1 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death.

Read SEC document
January 28, 2019 Filed Feb 15, 2019 21:49 UTC Amendment NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantRestricted Stock Units · Derivative 970 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-002796 · doc4a.xml · derivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,919.3504

Underlying: Common Stock · 970 shares

Expires not disclosed

F1 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death.

F1 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death.

F2 · shares: The number of restricted stock units granted was previously reported incorrectly as 1,000. The correct number of restricted stock units granted is 970.

F1 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death.

F1 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death.

F1 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death.

Read SEC document
December 10, 2018 Filed Dec 11, 2018 19:44 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantRestricted Stock Units · Derivative 40.9352 $154.56 $6,326.74
Disclosure

SEC source: 0001225208-18-016463 · doc4.xml · derivative · entry 2

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,949.3504

Underlying: Common Stock · 40.9352 shares

Expires not disclosed

F1 · derivative.exercise_price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F1 · kind: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F1 · price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F1 · derivative.exercise_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F1 · derivative.expiration_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 22:16 UTC JONES LANG LASALLE INC JLL · Entity 3326 Exercise / conversionRestricted Stock Units · Derivative 615 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-035196 · form4.xml · derivative · entry 2

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614

Underlying: Common Stock · 615 shares

Expires 2020-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted share units convert into an equal number of shares of common stock.

F2 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 1229.00 restricted stock units vesting with respect to one-half of the shares on each of December 1, 2018 and June 1, 2020.

F2 · derivative.expiration_date: On June 1, 2017, the reporting person was granted 1229.00 restricted stock units vesting with respect to one-half of the shares on each of December 1, 2018 and June 1, 2020.

Read SEC document
December 01, 2018 Filed Dec 4, 2018 22:16 UTC JONES LANG LASALLE INC JLL · Entity 3326 Exercise / conversionCommon Stock 615 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-035196 · form4.xml · nonDerivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2018 Filed Sep 11, 2018 15:31 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantRestricted Stock Units · Derivative 35.2082 $178.90 $6,298.57
Disclosure

SEC source: 0001225208-18-013291 · doc4.xml · derivative · entry 2

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,908.4152

Underlying: Common Stock · 35.2082 shares

Expires not disclosed

F1 · derivative.exercise_price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F1 · kind: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F1 · price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F1 · derivative.exercise_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F1 · derivative.expiration_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

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June 13, 2018 Filed Jun 14, 2018 20:57 UTC American Airlines Group Inc. AAL · Entity 3599 GrantCommon Stock 3,494 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010685 · doc4.xml · nonDerivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,911

F1 · shares: Restricted stock units will vest fully upon the earlier of June 13, 2019, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date.

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June 11, 2018 Filed Jun 13, 2018 00:38 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantRestricted Stock Units · Derivative 36.3006 $155.44 $5,642.57
Disclosure

SEC source: 0001225208-18-010588 · doc4.xml · derivative · entry 2

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,873.207

Underlying: Common Stock · 36.3006 shares

Expires not disclosed

F1 · derivative.exercise_price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F1 · kind: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F1 · price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F1 · derivative.exercise_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F1 · derivative.expiration_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

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May 31, 2018 Filed Jun 4, 2018 20:15 UTC JONES LANG LASALLE INC JLL · Entity 3326 GrantRestricted Stock Units · Derivative 886 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019729 · form4.xml · derivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 886

Underlying: Common Stock · 886 shares

Expires 2021-05-31

F1 · derivative.exercise_price: Restricted share units convert into an equal number of shares of common stock.

F2 · derivative.exercise_date: On May 31, 2018, the reporting person was granted 886 restricted share units vesting with respect to one-half of the shares on each of November 30, 2019 and May 31, 2021.

F2 · derivative.expiration_date: On May 31, 2018, the reporting person was granted 886 restricted share units vesting with respect to one-half of the shares on each of November 30, 2019 and May 31, 2021.

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May 29, 2018 Filed May 31, 2018 23:54 UTC JONES LANG LASALLE INC JLL · Entity 3326 Exercise / conversionRestricted Stock Units · Derivative 346 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019434 · form4.xml · derivative · entry 2

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 346 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into in an equal number of shares of common stock.

F2 · derivative.exercise_date: On May 29, 2015, the reporting person was granted 693.00 restricted stock units vesting with respect to one-half of the shares on each of November 29, 2016 and May 29, 2018.

F2 · derivative.expiration_date: On May 29, 2015, the reporting person was granted 693.00 restricted stock units vesting with respect to one-half of the shares on each of November 29, 2016 and May 29, 2018.

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May 29, 2018 Filed May 31, 2018 23:54 UTC JONES LANG LASALLE INC JLL · Entity 3326 Exercise / conversionCommon Stock 346 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-019434 · form4.xml · nonDerivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 01, 2018 Filed May 4, 2018 00:01 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 GrantCommon Stock 5,110 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-027905 · doc4.xml · nonDerivative · entry 1

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,110

F1 · shares: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended and restated.

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March 09, 2018 Filed Mar 13, 2018 20:33 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantRestricted Stock Units · Derivative 39.0706 $143.70 $5,614.45
Disclosure

SEC source: 0001225208-18-006020 · doc4.xml · derivative · entry 2

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,836.9064

Underlying: Common Stock · 39.0706 shares

Expires not disclosed

F1 · derivative.exercise_price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F1 · kind: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F1 · price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F1 · derivative.exercise_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F1 · derivative.expiration_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

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January 25, 2018 Filed Jan 29, 2018 15:00 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantRestricted Stock Units · Derivative 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-001687 · doc4.xml · derivative · entry 2

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,797.8358

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death.

F1 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death.

F1 · shares: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death.

F1 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death.

F1 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death.

F1 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, specified under the terms of an award agreement under the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock of Norfolk Southern Corporation following the reporting person's termination of service or death.

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December 11, 2017 Filed Dec 13, 2017 21:19 UTC NORFOLK SOUTHERN CORP NSC · Entity 2965 GrantRestricted Stock Units · Derivative 29.1773 $141.51 $4,128.88
Disclosure

SEC source: 0001225208-17-018590 · doc4.xml · derivative · entry 2

Nesbitt Martin H. · CIK 0001478041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,797.8358

Underlying: Common Stock · 29.1773 shares

Expires not disclosed

F1 · derivative.exercise_price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F1 · kind: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F1 · price: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F1 · derivative.exercise_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

F1 · derivative.expiration_date: Reports the number of restricted stock units credited to the reporting person's account in the Norfolk Southern Corporation Long-Term Incentive Plan in the form of dividend equivalent payments on restricted stock units held under the plan, calculated on the basis of the market value of the company's common stock on the dividend payment date. These units ultimately will be satisfied in common stock upon the reporting person's termination of service or death.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.