Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| American Water Works Company, Inc.AWK · Entity 3169 | EVP and CFO | February 14, 2019 | February 19, 2019 |
| NORTHWESTERN CORPNWE · Entity 112257 | Director | January 06, 2023 | January 06, 2023 |
| NorthWestern Energy Group, Inc.NWE · Entity 4012 | Director | October 01, 2026 | October 05, 2026 |
| PPL CorpPPL · Entity 346 | Director | October 01, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
American Water Works Company, Inc.
Report date February 14, 2019 · Filed February 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,679 |
Reported balance
After 2019-02-14 transaction · row 1
1 source rowRow 1 · 2019-02-14 · Grant · Acquired 2,630 · Balance 35,679 |
NORTHWESTERN CORP
Report date January 06, 2023 · Filed January 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,660 |
Reported balance
After 2023-01-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-01-06 · Grant · Acquired 2,750 · Balance 21,660 F1: Annual stock grant received pursuant to NorthWestern Corporation Compensation Rate Schedule for Non-employee Directors. F2: Includes shares acquired from dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual stock grant received pursuant to NorthWestern Corporation Compensation Rate Schedule for Non-employee Directors.
F2: Includes shares acquired from dividend reinvestment.
NorthWestern Energy Group, Inc.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,563 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 804 · Balance 35,563 F1: Fourth quarter stock grant for 2026 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2: Includes shares acquired from dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Fourth quarter stock grant for 2026 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors.
F2: Includes shares acquired from dividend reinvestment.
PPL Corp
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Unit (DDCP)SEC Table II · derivative / convertible security | Direct | 22,559.966 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 1,335.47 · Balance 22,559.966 F1: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement. F2: Total includes the reinvestment of dividends. |
Filing footnotes · ownership attribution and instrument terms
F1: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.
F2: Total includes the reinvestment of dividends.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 25, 2017 Filed Jan 27, 2017 21:54 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantPerformance Stock Units · Derivative | 5,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005935 · doc4.xml · derivative · entry 4 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,770 Underlying: Common Stock · 5,473 shares Expires 2016-12-31 F2 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive one share of Company common stock, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F3 · shares: Represents the above-target earned portion of the TSR performance stock units. In 2014, the Company granted 7,297 performance stock units, equal to the number of shares to be received if target performance was achieved. F2 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive one share of Company common stock, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F4 · derivative.expiration_date: Represents the end of the performance period to which the performance stock units relate. F3 · derivative.underlying_shares: Represents the above-target earned portion of the TSR performance stock units. In 2014, the Company granted 7,297 performance stock units, equal to the number of shares to be received if target performance was achieved. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:54 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 10,055 | $71.72 | $721,144.60 |
DisclosureSEC source: 0001209191-17-005935 · doc4.xml · nonDerivative · entry 3 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,584 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:54 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 9,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005935 · doc4.xml · nonDerivative · entry 2 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,639 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:54 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Exercise / conversionCommon Stock | 12,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005935 · doc4.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 14 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, which shares were inadvertently omitted from prior Form 4 reports. This filing is deemed to appropriately correct the reporting person's prior Form 4 reports. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 22:05 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 1,572 | $72.36 | $113,749.92 |
DisclosureSEC source: 0001209191-17-001140 · doc4.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,271 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.